delivered the opinion of the court:
Following a bench trial in case number 96 CR 12932, defendant Van Paleólogos was convicted of aggravated criminal sexual assault, home invasion, armed robbery, and armed violence. He was sentenced to 25 years in prison for aggravated criminal sexual assault and a consecutive 25-year term of imprisonment for the other three convictions. Defendant subsequently pleaded guilty to home invasion and attempted aggravated criminal sexual assault in case number 96 CR 12931 and was sentenced to concurrent terms of 25 and 15 years in prison, respectively, to be served concurrently with the sentence imposed in case number 96 CR 12932. On appeal we affirmed in an order pursuant to Supreme Court Rule 23. People v. Paleologos, Nos. 1-98-1832, 1-99-1143 cons. (June 11, 2001) (unpublished order pursuant to Supreme Court Rule 23).
Defendant by retained counsel filed a petition for postconviction relief. Judge Palmer denied defendant’s request that he recuse himself, and Judge McSweeney-Moore denied his motion for substitution of judge for cause on the petition. Judge Palmer dismissed the petition for being untimely. The facts of the case will only be discussed as relevant to the issues on appeal.
In his postconviction petition, defendant alleged ineffective assistance of trial and appellate counsel regarding the following issues: (1) he was denied effective assistance of trial counsel because his lawyer failed to correctly advise him as to the maximum sentence he could serve, which resulted in his rejection of the plea offer and imposition of a higher sentence after he proceeded to trial; (2) the aggregate sentence of 50 years in prison violated both federal and state constitutional provisions; and (3) he was denied effective assistance of appellate counsel because his lawyer did not challenge the ineffective assistance of trial counsel in the context of the incorrect information offered by trial counsel during the plea negotiation stage of the proceedings. He also alleged that his failure to file his petition within three years from the date of his conviction was not due to his culpable negligence. At this stage, summary dismissal is reviewed de novo. People v. Coleman,
I. POST-CONVICTION HEARING ACT
The Post-Conviction Hearing Act (Act) (725 ILCS 5/122 — 1 et seq. (West 2000)) provides a mechanism by which criminal defendants can assert that their convictions were the result of a substantial denial of their rights under the United States Constitution and the Illinois Constitution. People v. Mahaffey,
In a noncapital case, the Act creates a three-stage procedure for postconviction relief. People v. Boclair,
The defendant’s allegations involve claims of ineffective assistance of trial and appellate counsel. Such claims are resolved by application of the Strickland standard. Strickland v. Washington,
Based on the first-stage procedural posture of the instant case, the relevant question is, first, whether the petition alleges a constitutional deprivation, and, second, whether the petition was substantively rebutted by the record, rendering it frivolous or patently without merit. 725 ILCS 5/122 — 2.1(West 2000); Coleman,
H. PETITION ALLEGES CONSTITUTIONAL DEPRIVATION UNREBUTTED BY RECORD RENDERING PETITION NEITHER FRIVOLOUS NOR PATENTLY WITHOUT MERIT
Recognizing that People v. Boclair,
However, consistent with the terms of the Act and the purpose of the first stage, we address whether the petition alleges a constitutional deprivation unrebutted by the record, rendering the petition neither frivolous nor patently without merit. 725 ILCS 5/122 — 2.1 (West 2000). Defendant alleges he was denied his right to effective assistance of trial counsel because during plea negotiations his attorney told him that the maximum sentence he could serve was 30 years. The maximum sentence actually was 60 years because of the mandatory consecutive sentencing provisions applicable in the instant case. In accordance with section 5 — 8—4(a) (ii) of the Unified Code of Corrections (730 ILCS 5/5 — 8—4(a)(ii) (West 2000)), a consecutive sentence for aggravated sexual assault is mandatory in the context of the instant case, where defendant was convicted of aggravated criminal sexual assault, home invasion, armed robbery, and armed violence. 730 ILCS 5/5 — 8—4(a)(ii) (West 2000).
Defendant’s unrebutted affidavit states that trial counsel told him that the maximum to which he could be sentenced was 30 years in prison. The record reflects trial counsel’s statement at the sentencing hearing that “The [SJtate is asking based on the same occurrence for all these Class X’s of which they charge, the same occurrence they are asking for consecutive sentences which we maintain is improper.” However, that assertion made by trial counsel is in conflict with the applicable law contained in the subsection (ii) sentencing provision of section 5 — 8—4(a) regarding mandatory consecutive sentencing for aggravated sexual assault. Additionally, we note that the docketing statement filed by trial counsel contends that the “offenses were all allegedly committed during one transaction and it was error to sentence defendant to a consecutive sentence.” That statement is also in direct conflict with section 5 — 8—4(a)(ii).
Defendant claims that he relied on the alleged incorrect information provided by trial counsel and rejected an offer to plead guilty in exchange for 22 years in prison because he thought the maximum sentence he could serve was 30 years. Defendant alleged that since he thought he faced a maximum sentence of 30 years, which was only 8 years more than he was offered in return for a guilty plea, he decided to go to trial. He indicated that he would have accepted the plea offer had he known that he could be sentenced consecutively to a maximum of 60 years.
In the context of the ineffective assistance claim regarding trial counsel, the issue to be determined is whether the petition alleges a constitutional deprivation unrebutted by the record rendering the petition neither frivolous nor patently without merit. Coleman,
In determining whether, having received a plea offer, defense counsel’s deficient performance deprived defendant of his right to be reasonably informed as to the direct consequences of accepting or rejecting that offer, a defendant must demonstrate that there is a reasonable probability that, absent his attorney’s deficient advice, he would have accepted the plea offer. People v. Curry,
We note a similar issue was addressed in People v. Rogers,
In the instant case, the entire petition should be docketed for second-stage review. In accord with People v. Rivera,
III. CULPABLE NEGLIGENCE
As previously noted, the untimeliness of a postconviction petition cannot provide the basis for first-stage dismissal. People v. Boclair,
We are mindful that the issue of timeliness is properly raised by the State at the second stage in a motion to dismiss. Boclair,
The time limitations for filing a postconviction petition are set forth in section 122 — 1(c) of the Act. 725 ILCS 5/122 — 1(c) (West 2000). Section 122 — 1(c) provides:
“(c) No proceedings under this Article shall be commenced more than 6 months after the denial of a petition for leave to appeal or the date for filing such a petition if none is filed or more than 45 days after the defendant files his or her brief in the appeal of the sentence before the Illinois Supreme Court (or more than 45 days after the deadline for the filing of the defendant’s brief with the Illinois Supreme Court if no brief is filed) or 3 years from the date of conviction, whichever is sooner, unless the petitioner alleges facts showing that the delay was not due to his or her culpable negligence.” 725 ILCS 5/122 — 1(c) (West 2000).
When the petition in the instant case was filed, in accordance with the statute, the petition was required to be filed by the earliest date among the following: (1) within six months after denial of a petition for leave to appeal, or the last date allowed for such a filing if none was filed; or (2) within 45 days of the fifing of petitioner’s brief in the supreme court, or the last date for filing a brief, if none was filed; or (3) within three years of the date of petitioner’s conviction. 725 ILCS 5/122 — 1(c) (West 2000). In People v. Woods,
The applicable date by which the postconviction petition was required to be filed in the instant case was the earlier of April 7, 2001 (three years after defendant was sentenced), or June 5, 2002 (six months after denial of the petition for leave to appeal). 725 ILCS 5/122 — 1(c) (West 2000). According to the terms of the Act, the operative date for purposes of filing the postconviction petition was April 7, 2001. In the instant case, the petition was filed on May 29, 2002, which was beyond three years of the date of defendant’s conviction and sentence, but within six months of the denial of the petition for leave to appeal.
An untimely petition is not subject to dismissal if defendant’s delay in filing the petition was not the result of defendant’s culpable negligence. 725 ILCS 5/122 — 1(c) (West 2000). As noted by the Illinois Supreme Court in Boclair, the “culpably negligent” standard contained in section 122 — 1(c) of the Act “contemplates something greater than ordinary negligence and is akin to recklessness.” Boclair,
We must apply that definition to the facts in the instant case and determine whether defendant has demonstrated that the delay in filing his postconviction petition was not the result of his culpable negligence. We review the pertinent facts regarding the question of culpable negligence. Following a bench trial in the instant case, criminal case number 96 CR 12932, defendant was convicted of aggravated criminal sexual assault, home invasion, armed robbery, and armed violence. On April 7, 1998, the judge imposed a 25-year term in prison for aggravated criminal sexual assault and a consecutive 25-year term in prison for the other three convictions: home invasion, armed robbery, and armed violence. On May 1, 1998, defendant’s motion to reconsider sentence was denied. Defendant’s attorney filed a notice of appeal on May 13, 1998, for case number 96 CR 12932.
On June 30,1998, defendant entered a plea of guilty to the charges of home invasion and attempted aggravated criminal sexual assault in case number 96 CR 12931 and was sentenced to 25 and 15 years in prison, respectively, to be served concurrently with the sentence imposed in the instant case, number 96 CR 12932. After the plea of guilty, defendant retained new counsel. On February 9, 1999, defendant’s new attorney filed an amended motion to vacate or modify the plea in case number 96 CR 12931. That motion was denied on March 25, 1999. A notice of appeal was filed in case number 96 CR 12931 on April 5, 1999. We consolidated the appeals of cases 96 CR 12931 and 96 CR 12932 on April 21, 1999.
The record on appeal was ordered, but not filed until January 19, 2000. As previously noted, although we consolidated both cases for appeal on April 21, 1999, the record was not filed until nine months later on January 19, 2000. On April 15, 2000, defendant’s brief was filed, which was within three months of the record being filed. Defendant’s two consolidated appeals raised nine issues. Nine months after defendant filed his brief, the State filed its brief. Within six months, on June 11, 2001, we resolved the two consolidated appeals and affirmed defendant’s conviction and sentence. Defendant filed a petition for leave to appeal in the Illinois Supreme Court which was denied on December 5, 2001. Postconviction counsel was retained in March 2002 and counsel filed the postconviction petition on May 29, 2002, within less than six months of defendant’s petition for leave to appeal in the supreme court being denied.
Regarding the definition of culpable negligence as articulated in Boclair,
In concluding that defendant failed to provide any reason that justified his delay in filing the postconviction petition, the circuit court indicated, “It is well settled that a petitioner may not wait until after his direct appeal is resolved to file his post-conviction petition if the time taken to resolve the appeal extends beyond three years from the date of judgment.” In support of that statement the circuit court relied on People v. Langston,
Since the ruling by the circuit court in the instant case, the Illinois Supreme Court granted defendant’s rehearing in Rissley and issued the most recent opinion on June 19, 2003, People v. Rissley,
Regarding the issue of culpable negligence, we note the Illinois Supreme Court in Rissley most recently indicated that, “Although we adhere to our original construction of the statute, and find that defendant’s petition was untimely filed, we agree with defendant that our original opinion failed to provide a workable definition of the term ‘culpable negligence’ so as to provide the necessary guidance to our lower courts.” Rissley,
In Rissley, the Illinois Supreme Court found the petition was untimely and therefore focused on whether the defendant demonstrated a lack of culpable negligence so as to avoid dismissal based on untimeliness. Rissley,
“We continue to adhere to the definition enunciated in Boclair. This definition more than adequately ensures that the portion of the statute permitting a petitioner to file an untimely petition so long as she ‘alleges facts showing that the delay was not due to his culpable negligence’ [citation] does not stand as empty rhetoric. Rather, the definition gives heft to the exception contained in section 122 — 1, an exception which this court has historically viewed as the ‘special “safety valve” ’ in the Act. [Citations.]” Rissley,206 Ill. 2d at 420 .
We are mindful of the fact as recognized by Rissley that “post-conviction petitions must sometimes be filed before the termination of proceedings on direct appeal.” Rissley,
In the factual context of the instant case, we agree with the conclusion reached in People v. Ivy,
“We are not prepared to require a defendant to file a postconviction petition while the decision of this court on direct appeal is pending in order to be within the three-year limitations period from the original imposition of sentence. An otherwise diligent defendant should not be penalized in the filing of a postconviction petition for the length of time it takes his attorneys, the State, and this court to process a direct appeal. Therefore, we find defendant’s petition for postconviction relief was not barred by section 122— 1(c) but was timely filed.”
In the instant case, we are mindful that the postconviction petition alleges ineffective assistance of both trial and appellate counsel. Attached to the postconviction petition is defendant’s affidavit, excerpts from the hearing on the motion to withdraw his guilty plea, and the brief filed by his appellate counsel. While the appeal was pending, defendant was relying on the advice and representation of appellate counsel. In the context of the instant case, where the petition alleges ineffective assistance of appellate counsel, we are not inclined to require the defendant to file a postconviction petition alleging ineffective assistance of appellate counsel while his direct appeal is pending.
Moreover, we are mindful that our supreme court has held section 122 — 3 of the Act expressly requires courts to apply the procedural bar of waiver when reviewing claims asserted in a successive postconviction petition. People v. Pitsonbarger,
IV POSTCONVICTION JUDGE
Defendant argues that both Judge Palmer and Judge McSweeney Moore erred by refusing his requests that a judge other than Judge Palmer preside over his postconviction petition. Usually the same judge who presided over the- original proceeding resolves the postconviction petition. People v. Madej,
The defendant relies on the disparity between the sentence offered during plea bargaining and that ultimately imposed to support his argument that Judge Palmer should have recused himself and Judge McSweeney Moore should have granted his motion for substitution of judge. Where there is a disparity between the sentence imposed and the sentence offered in exchange for a guilty plea, the record must demonstrate the greater sentence was imposed punitively in order to require the judge be removed from the case. People v. Perry,
In the instant case, Judge Palmer noted the statute mandated consecutive sentencing because of the sex offenses involved. The experienced trial judge properly considered aggravation, mitigation, the presentence report, the nature of the offense, and the defendant’s history. Defendant was not entitled to Judge Palmer’s recusal or a substitution of judge for cause because the record fails to demonstrate defendant’s argument that Judge Palmer was biased or prejudiced against him. People v. Carroll,
CONCLUSION
For the reasons previously discussed, the entire petition should advance to the second stage of the postconviction process. The petition is not frivolous or patently without merit, but alleges a constitutional violation that is not rebutted by the record. Delay in filing the petition was not due to defendant’s culpable negligence. The time limitations under the Act should not be interpreted so as to deny a defendant a fair hearing or defeat the purpose of the Act. People v. Hudson,
We remand for proceedings under the Post-Conviction Hearing Act in accordance with sections 122 — 4 through 122 — 6 consistent with this opinion. 725 ILCS 5/122 — 4 through 122 — 6 (West 2000).
Reversed and remanded.
