The PEOPLE of the State of Illinois, Plaintiff-Appellee,
v.
Jarvis TOLEFREE, Defendant-Appellant.
Appellate Court of Illinois, First District, Sixth Division.
*30 Michael J. Pelletier, Alan D. Goldberg, and Jennifer L. Bontrager, State Appellate Defender's Office, Chicago, for appellee.
Anita M. Alvarez, State's Attorney, of Chicago (Alan J. Spellberg, Mary Needham, Eve Reilly, Assistant State's Attorneys, of counsel), for the People.
OPINION
Justice ROBERT E. GORDON delivered the judgment of the court, with opinion.
¶ 1 Defendant Jarvis Tolefree was convicted by a jury of driving on a suspended license and driving without insurance. The trial court sentenced defendant to 1 year of conditional discharge and 10 days in the Sheriff's Work Alternative Program, and assessed a fine in the amount of $515. Defendant filed a motion to reconsider and a posttrial motion for a new trial, both of which were denied by the trial court. Defendant appeals arguing that the trial *31 court (1) failed to make an appropriate inquiry into defendant's pro se posttrial claims that he was deprived of effective assistance of counsel, and (2) erred by not ordering a fitness hearing for defendant after his conduct raised a bona fide doubt as to his fitness to stand trial. We affirm.
¶ 2 BACKGROUND
¶ 3 Defendant was arrested for driving on a suspended license, driving without insurance, driving without headlights after sunset, and possession of title or registration not authorized for use on his vehicle. Defendant received a jury trial on the driving on a suspended license and driving without insurance charges, which commenced on August 25, 2009. The remaining charges were to be determined by a later bench trial.
¶ 4 At a pretrial hearing, the trial court asked defendant if he had an attorney. Defendant replied that he did not and "told the judge my car was on autopilot." The trial court appointed the Cook County Public Defender's Office to represent defendant. At a later pretrial hearing, defendant declined to sign a jury waiver for a bench trial scheduled for June 11, 2009. Defendant's counsel informed the trial court that communication with defendant had been "somewhat difficult."
¶ 5 At trial, the State called Chicago police officer Bond as its only witness on its behalf. Officer Bond testified that at approximately 10 p.m. on August 2, 2006, he and Officer Romero were driving southbound on Laramie Street, when he observed defendant driving northbound without his vehicle's headlights on. Officer Bond made a U-turn, activated his emergency lights, and pulled defendant over into an alley behind West Gladys Street. Officer Bond testified that after he pulled defendant over, he observed defendant in the driver's seat and no one else in the vehicle. Officer Bond exited his vehicle, approached defendant's vehicle, and asked defendant for his license and insurance. Defendant responded, "I'm suspended. I don't have insurance." Officer Bond testified that he verified through the LEADS computer system that defendant did not have a valid driver's license. Defendant was then arrested.
¶ 6 On cross-examination, defense counsel questioned Officer Bond about the validity of the alleged traffic stop, but not about the validity of the defendant's driver's license. Specifically, counsel asked whether Officer Bond had affected a traffic stop or had approached defendant's vehicle while it was parked in the Gladys Street alley. Officer Bond denied approaching defendant's vehicle while it was parked in the alley.
¶ 7 The State produced a certified driving abstract of defendant from the Secretary of State indicating that defendant's driver's license was suspended on August 2, 2006, and offered it into evidence without objection.
¶ 8 Defendant testified on his own behalf. He first testified that he was exiting his vehicle parked behind his house when Officer Bond approached him. Defendant then testified that he was already outside his vehicle in the Gladys Street alley when Officer Bond approached him. On cross-examination, defendant admitted that the Gladys Street alley is five blocks from his house. Defendant persisted that Officer Bond did not pull him over because he was already out of his vehicle or exiting his vehicle. Defendant testified that Officer Bond questioned him about his headlights and indicated there was "no evidence * * * proving that I didn't haveI had [head]lights on my car." He further testified, "I can't remember [Officer Bond] asking me anything." He then testified Officer Bond searched his vehicle for drugs *32 and, having found none, arrested him for "no headlights." Defendant testified that his vehicle was not returned to him for 15 days because "[his] car was stolen, taken from [him], racketeering" and the city of Chicago took his vehicle "by racketeering." Defendant did not testify about whether he had a valid driver's license or insurance.
¶ 9 On cross-examination, defendant admitted his vehicle was in the Gladys Street alley and not at his home. The State questioned defendant about how his vehicle ended up in the Gladys Street alley, and defendant responded, "I speak the fifth." Defendant testified he was outside his vehicle and Officer Bond "was talking about some lights." The State questioned defendant about why he was in the Gladys Street alley, and defendant responded, "I pleads the fifth." Defendant further testified that he parked his vehicle in different places to avoid receiving a ticket because his vehicle tags were "messed up." After defendant testified, the defense rested.
¶ 10 After the jury found defendant guilty of driving on a suspended license and driving without insurance, defendant rejected the State's offer for an agreed sentence that would have disposed of his remaining cases. At the sentencing hearing on September 1, 2009, defendant raised concerns about his counsel's conduct of his trial and the following colloquy took place:
"THE COURT: Mr. Tolefree, do you have anything to say about this [proposed sentence]?
* * *
DEFENDANT: My trial was just a one sided trial. The jury came in, the evidence of my car, that I had a license, I wasn't able to cross examine the officer or whatever. He pulled upit was very important and central that I cross examine the officer. He came and whether hewhether he was looking for drugs or I didn't have a license and on theif my car would have been there there was evidence they wasn't supposed to expose my car before the evidence was taken to prove my point thatit would put the lackthe right evidence that I have a license.
THE COURT: Well, I understand your position as you know I presided at trial. I think you were very ably represented by two fine defense attorneys and the jury heard the evidence and I think they have a different view of it then you do.
DEFENDANT: They put on one sided evidence. I wasn't able to cross-examine [Officer Bond] on the evidence on whether I had a license or not.
THE COURT: You did have the opportunity to testify and the jury did hear that but that's something for you to take up in a posttrial motion and on appeal as is your right but I think you should you should know that you were very well represented at trial."
On appeal, defendant claims that this colloquy shows that the trial court failed to inquire into his claims of ineffective assistance of counsel.
¶ 11 After the sentence was imposed, defendant's counsel informed the trial court that defendant "doesn't feel * * * that he got a fair trial or he doesn't feel that he was represented in the manner in which he wanted to be represented." Defendant's counsel requested that the Cook County Public Defender's Office be allowed to withdraw from defendant's remaining cases. The trial court responded:
"THE COURT: I don't think it's appropriate for me to arbitrate what attorney represents Mr. Tolefree. Mr. Tolefree you have the absolute right to be represented by counsel, counsel of your choice, you have here these two fine lawyers who represented you at the jury *33 trial and did a very fine job. It's certainly a matter that is entirely in your discretion, sir, if you wish to seek substitution of counsel * * *."
Defendant responded that he wanted to appeal the jury's verdict, and the trial court then set a future trial date for defendant's remaining cases.
¶ 12 Defendant filed a motion to reconsider and a posttrial motion for a new trial. At the hearing on the posttrial motions on October 8, 2009, defendant claimed that, at trial, he was not able to cross-examine "the state's opinions." The court responded:
"THE COURT: Well, Mr. Tolefree, you were represented by very able counsel at trial. He did a very good job for you with what was a difficult case. I heard the evidence in the case, I was the presiding judge, you had a very fair trial and I think you also received what was a very fair sentence * * *."
¶ 13 The court denied the motion to reconsider and motion for a new trial. This timely appeal follows.
¶ 14 ANALYSIS
¶ 15 On appeal, defendant argues: (1) that pursuant to People v. Krankel,
¶ 16 I. Ineffective Assistance of Counsel
¶ 17 Defendant's statements at his sentencing and posttrial motion hearings about his dissatisfaction concerning his attorney were sufficient to raise an ineffective assistance of counsel claim. People v. Parsons,
¶ 18 The Illinois Supreme Court has held that, to determine whether a defendant was denied his or her right to effective assistance of counsel, we must apply the two-prong test set forth in Strickland v. Washington,
*34 ¶ 19 Under the first prong of the Strickland test, a defendant must prove that his counsel's performance fell below an objective standard of reasonableness "under prevailing professional norms." Colon,
¶ 20 A. Application of Krankel
¶ 21 Through People v. Krankel and its progeny, the Illinois Supreme Court has provided our trial courts with a clear blueprint for the handling of posttrial pro se claims of ineffective assistance of counsel.[1] See also People v. Moore,
¶ 22 A trial court may base its Krankel decision on: (1) the trial counsel's answers and explanations; (2) a "brief discussion between the trial court and the defendant"; or (3) "its knowledge of defense *35 counsel's performance at trial and the insufficiency of the defendant's allegations on their face." Moore,
¶ 23 On review, even if an appellate court finds that a trial court made an error, it will not reverse if it finds that the error was harmless. Moore,
¶ 24 However, for the appellate court to be able to conduct a harmless error analysis, there must be enough of a record made concerning defendant's claims of ineffective assistance for the appellate court to evaluate the trial court's ruling. Moore,
¶ 25 On appeal, the standard of review changes, depending on whether the trial court did or did not determine the merits of defendant's pro se posttrial claims of ineffective assistance of counsel. Our supreme court has held that if the trial court made no determination on the merits, then our standard of review is de novo. Moore,
¶ 26 In this case, the trial court reached a determination on the merits of defendant's ineffective assistance of counsel claim. Therefore, we review the trial court's determination for manifest error.
¶ 27 B. Trial Court's Krankel Inquiry
¶ 28 On this appeal, defendant argues that his trial counsel did not cross-examine Officer Bond about: (1) whether Office Bond searched defendant's vehicle for drugs; or (2) whether defendant had a valid driver's license. Therefore, defendant argues that he was deprived of effective assistance of counsel. Defendant asks us to remand his case because the trial court failed to question defendant or his counsel about the basis of his ineffective assistance of counsel claims, and thus failed to conduct an adequate Krankel inquiry.
¶ 29 We find that the trial court's failure to conduct further inquiry was harmless error and its ruling was not manifestly erroneous. The trial court presided over the trial and observed and listened to the entire trial, including defendant's testimony and the cross-examination of Officer Bond. The trial court heard defendant testify that Officer Bond searched defendant's vehicle for drugs. The trial court was also aware that Officer Bond was not cross-examined about this search. However, the search of defendant's vehicle for drugs was not relevant because it did not make it more or less likely that defendant drove on a suspended driver's license or drove without insurance.
¶ 30 Evidence is relevant if it has "any tendency to make the existence of any fact that is of consequence to the determination of the action more probable or less probable than it would be without the evidence." Ill. R. Evid. 401 (eff. Jan. 1, 2011); see also the initial committee commentary to the rules codifying "current law of evidence in Illinois whenever the Illinois Supreme Court or the Illinois Appellate Court had clearly spoken on a principle of evidentiary law within the last 50 or so years." Ill. R. Evid., (eff. Jan. 1, 2011), Committee Commentary, at 1; People v. Free,
¶ 31 The trial court could evaluate the relevancy of this testimony based on the charges against defendant and evaluate defendant's claim on its face. Moore,
¶ 32 The trial court also heard Officer Bond's testimony about defendant's suspended driver's license. Officer Bond testified that, when he pulled defendant over, defendant admitted "I'm suspended. I don't have insurance." The officer further testified that he verified through the LEADS computer system that defendant did not have a valid driver's license. The State produced a certified driving abstract of defendant from the Secretary of State indicating that defendant's driver's license was suspended on August 2, 2006, and offered it into evidence without objection.
¶ 33 Following this testimony, defense counsel did not cross-examine Officer Bond about whether defendant had a valid driver's license because the officer had already shown that defendant did not have a valid driver's license through the LEADS computer system, as well as defendant's own admissions. Defense counsel cross-examined Officer Bond on whether he had approached defendant's vehicle while it was parked in the Gladys Street alley to support defendant's theory that he was not driving and therefore could not be guilty of driving on a suspended license.
¶ 34 The decision of whether and how to conduct a cross-examination is generally a matter of trial strategy, which cannot support a claim of ineffective assistance of counsel. People v. Anderson,
¶ 35 Defendant argues that "without questioning Tolefree and/or counsel to discern the basis of Tolefree's allegation of ineffectiveness, the trial judge could not properly determine whether further action was required." Defendant cites three cases in which a trial court did not meet its burden under Krankel because it failed to question either defendant or defendant's counsel. We find these cases distinguishable from the case at bar.
¶ 36 The first case that defendant cites is People v. Vargas,
¶ 37 In Vargas, the defendant was found guilty of first degree murder, attempted first degree murder, and aggravated discharge of a firearm. Vargas,
¶ 38 On appeal, we remanded to the trial court to conduct an inquiry consistent with Krankel. Vargas,
¶ 39 In the case at bar, defendant's ineffective assistance of counsel claim was based on his attorney's failure to cross-examine Officer Bond about his alleged search of defendant's vehicle for drugs, which has nothing do with the charges brought against defendant for driving on a suspended license and driving without insurance. Unlike Vargas, the substance of defendant's claim was found within the trial court record. Defendant did not make a vague reference to additional "records or information" that might be essential to his defense, but clearly indicated the two subjects about which he believed his attorney had failed to cross-examine Officer Bond: whether his vehicle was searched for drugs and whether he had a valid driver's license. The trial court heard defendant testify that Officer Bond allegedly searched his vehicle for drugs and was aware that Officer Bond was not cross-examined about this search. The trial court heard Officer Bond testify about defendant's suspended driver's license. Officer Bond was not cross-examined about the validity of defendant's driver's license because the officer testified that he checked defendant's driving abstract and the State placed in evidence abstract that showed defendant had a suspended driver's license. Defendant's ineffective assistance of counsel claim did not indicate there was any substance beyond what was already in the trial record that would require a further inquiry under Krankel.
¶ 40 The second case defendant cites is McCarter. In that case, the defendant claimed ineffective assistance of counsel because his trial counsel (1) failed to call alibi witnesses and (2) proceeded with a jury trial despite the defendant's wish for a bench trial. McCarter,
¶ 41 On the second claim in McCarter, the trial court asked defendant if it was correct that he "`wanted a bench trial, but, however, your attorney wanted a jury trial.'" McCarter,
¶ 42 In the case at bar, defendant's ineffective assistance of counsel claim was not based on his trial counsel's failure to call new witnesses or his denial of defendant's right to a bench trial. Instead, defendant claimed his trial counsel should have asked different questions of Officer Bond, a witness who testified. The trial court heard defendant testify about the search of his vehicle for drugs and Officer Bond testify about defendant's suspended driver's license, in contrast to McCarter where defendant sought to call witnesses who had not testified at trial. In McCarter, the trial court could not rule on defendant's ineffective assistance of counsel motion without questioning defendant or his counsel about whether these alibi witnesses would be sufficient to reverse the outcome of the trial. Unlike McCarter, the trial court here had a reasonable factual basis to determine whether defense counsel's cross-examination of Officer Bond on the matters claimed by defendant would have changed the outcome at trial.
¶ 43 The third case defendant cites is Parsons, which defendant claims requires trial courts to "`examine'" factual matters underlying every claim to comply with Krankel. Parsons,
¶ 44 On appeal, we found that the trial "record does not make clear that the decision *40 not to call" the police informant "as a witness was trial strategythe facts imply the possibility that" the police informant "was never even interviewed by defendant's counsel." Parsons,
¶ 45 As discussed in comparing the instant case with McCarter and Vargas, in the case at bar, defendant did not claim his attorney had failed to call a witness who he believes should have testified. His ineffective assistance of claim related only to the cross-examination of Officer Bond on one irrelevant matter and on another matter that was clearly proven by the State. Unlike Parsons, the trial court could look to the trial court's record based on Officer Bond's testimony and the subjects defendant wished to cross-examine him on to determine the merit of defendant's claim. Furthermore, Parsons does not support defendant's argument that Krankel requires a colloquy with defendant or defendant's counsel for an "examin[ation]" of the factual matters underlying every ineffective assistance of counsel claim. In Parsons, we did not remand the case for an inquiry under Krankel into the trial counsel's incorrect listing of a witness or the delay in revealing the lease's existence. Parsons,
¶ 46 Therefore, we find that the trial court's failure to conduct further inquiry into defendant's ineffective assistance of counsel claim under Krankel was harmless error and its ruling was not manifestly erroneous because those claims concerned a witness who testified at trial and defendant's claims were either not relevant to the charges against him or related to trial strategy. The trial court presided and heard all of the testimony at trial and we cannot say that the trial court had an inadequate basis in the trial record to determine defendant's claims. We cannot say that, had Officer Bond been cross-examined on these subjects, there was a reasonable probability that defendant's trial would have reached a different result. Colon,
¶ 47 II. Defendant's Fitness for Trial
¶ 48 Defendant contends that a bona fide doubt arose regarding his fitness to stand trial, which required the trial court, sua sponte, to conduct a fitness hearing pursuant to section 104-10 of the Code of Criminal Procedure of 1963 (725 ILCS 5/104-10 (West 2008)). Defendant argues that several times during pretrial, trial, and posttrial proceedings, he made "inappropriate, delusional, and non-responsive comments," demonstrated a "misunderstanding of cross-examination," and refused "to answer relevant questions," all of which raised a bona fide doubt that defendant did not understand the nature of the *41 proceedings and was unable to engage in a rational defense. Defendant argues that because the trial court did not hold a fitness hearing, his conviction must be reversed and the case should be remanded for a fitness hearing and new trial.
¶ 49 A. Appellate Court Review of Trial Court's Fitness Determination
¶ 50 As an initial matter, the State argues that defendant has forfeited his fitness arguments on appeal because he did not raise them prior to trial or in his motion for a new trial. People v. Enoch,
¶ 51 Furthermore, a trial court's failure to order a fitness hearing sua sponte "may be reviewed as plain error" because "it concerns a substantial right." People v. Contorno,
¶ 52 The State also argues that the trial court's "fail[ure] to order a hearing into the issue of defendant's fitness" should be reviewed for abuse of discretion. Defendant argues the proper standard of review is de novo because the trial court never affirmatively exercised its discretion to *42 make a determination of defendant's fitness.
¶ 53 Fitness for trial is an issue of "constitutional dimension," which means "the record must show an affirmative exercise of judicial discretion regarding the determination of fitness" to be reviewed for abuse of discretion. Contorno,
¶ 54 B. No Bona Fide Doubt as to Defendant's Fitness
¶ 55 A defendant is presumed to be fit to stand trial and be sentenced. 725 ILCS 5/104-10 (West 2008). Due process bars the prosecution or sentencing of an unfit defendant. Sandham,
¶ 56 Once facts are brought to a trial court's attention that raise a bona fide doubt as to defendant's fitness to stand trial or be sentenced, the court has duty to order a fitness hearing sua sponte. 725 ILCS 5/104-11(a) (West 2008); People v. McCallister,
¶ 57 In the case at bar, we cannot say the trial court abused its discretion by failing to hold a hearing sua sponte into defendant's fitness for trial. Defendant has not shown any evidence to support a finding that an inquiry was needed. Defendant's counsel made no representation at trial that his client did not understand the proceedings against him or that defendant could not assist in his defense. Defendant argues that his attorney informed the trial court during a pretrial hearing that communication with defendant had been "somewhat difficult." We are not persuaded that this general statement was enough to alert the trial court that defendant was unable to assist in his defense or did not understand the proceedings against him. Furthermore, defendant has not provided any medical evidence that would show a further inquiry was warranted.
¶ 58 Defendant cites People v. Davenport,
¶ 59 On appeal, we found that the trial court erred in refusing to grant the defendant's motion for a fitness hearing. Davenport,
¶ 60 We find Davenport distinguishable from the case at bar. Defendant has not presented any evidence that he was institutionalized or diagnosed with any mental health disorder. Defendant's counsel did not alert the trial court that he was unable to communicate with defendant. Defendant did not contest the legitimacy of the trial court to hear his case, did not attempt to cross-examine Officer Bond himself or insult the officer, and did not call irrelevant witnesses. Instead defendant allowed his attorney to cross-examine Officer Bond and later expressed his disappointment over questions not asked by his attorney. Defendant's focus on his vehicle's headlights and Officer Bond's search of his vehicle for drugs does not in itself support the claim that he was irrational. Throughout defendant's testimony, he consistently maintained he was not driving the vehicle at the time of his arrest. On cross-examination, defendant stated that he "pleads the fifth" and refused to answer some of the State's questions about whether he was driving his vehicle or why it had been parked in the Gladys Street alley. This refusal was consistent with his defense that he was not driving his vehicle at the time of the arrest. We are not persuaded that defendant's attention to legally irrelevant details in the context of his active participation in his defense suggests that he did not understand the nature of the proceedings.
¶ 61 Defendant argues his statements suggest he suffered from delusions and a "delusional conspiracy theory" that raised a bona fide doubt about his fitness. When the trial court asked defendant if he had an attorney, he responded, "I told the judge my car was on autopilot." Defendant testified that his vehicle was "stolen" by the city of Chicago "by racketeering."
¶ 62 Defendant compares his statements to the conspiracy theories held by the defendant in People v. Jones,
*45 ¶ 63 We find the comparison of Jones with the case at bar unpersuasive. Here, defendant's few statements about his vehicle and "racketeering" did not suggest that he believed in a conspiracy that made him unable to communicate with his counsel or the trial court. In contrast, the Jones defendant's delusional statements were persistent and numerous and cast doubt on his ability to communicate with his attorney and the trial court. Unlike in Jones, defendant has not provided medical evidence showing that he now or at trial was diagnosed with a mental condition, that he not was not able to function within the context of the trial, or that any of his statements at trial suggest he did not understand the nature of his proceedings. His attorney stated that communication with his client was "somewhat difficult," not impossible. Therefore, we cannot say that the trial court committed any error and defendant's claim is forfeited.
¶ 64 CONCLUSION
¶ 65 We find harmless any alleged failure by the trial court to conduct further inquiry into defendant's claim of ineffective assistance of counsel under Krankel, and we find that its Krankel ruling was not manifestly erroneous.
¶ 66 As to defendant's claim that the trial court failed to conduct a hearing sua sponte into defendant's fitness for trial, we found no error, and therefore there cannot be any plain error. People v. Hanson,
¶ 67 Affirmed.
Justices CAHILL and McBRIDE concurred in the judgment and opinion.
NOTES
Notes
[1] In Krankel, the defendant's counsel failed to contact an alibi witness or present an alibi defense at trial. Krankel,
