Lead Opinion
delivered the opinion of the court:
Following a jury trial, defendant, Melvin Tisdel, was convicted of the first degree murder of Julio Lagunas. Defendant was sentenced to 35 years’ imprisonment. The appellate court reversed defendant’s conviction on the ground that the trial court should not have allowed the State’s witnesses to testify concerning a nonidentification lineup.
BACKGROUND
Defendant’s conviction was based upon the drive-by shooting of Julio Lagunas on September 3, 1995. The facts detailing the crime and the investigation leading to defendant’s arrest are set out in the appellate court’s opinion (
On September 3, 1995, around 5:50 p.m., 18-year-old Julio Lagunas was shot to death as he stood on the corner of Clark Street and Jarvis Avenue in Chicago. Lagunas
Gerardo testified at trial that on September 3, 1995, he, Osvaldo and Jose were standing on the sidewalk outside the Clark Mall in Chicago when he saw a black IROC Camaro with tinted windows, chrome wheels and two tailpipes pull into the entrance to the mall parking lot. The two men inside the car tried to talk to some girls going into the mall, then drove toward the back of the mall parking lot, turned right, and came through the middle of the lot. The Camaro then stopped on the sidewalk before turning left onto Clark Street. The passenger side of the car was facing Gerardo and the others, and the window was down. At that point, the passenger pulled out a gun and pointed it at Gerardo, Osvaldo and Jose. The car then drove north onto Clark Street.
As the car drove along Clark Street, Gerardo saw Francisco across the street from the Clark Mall, in Touhy Park. Gerardo saw the passenger take out his gun and point it at Francisco. Francisco tried to hit the car with something, then ducked. The car kept driving north on Clark Street, then stopped as Julio Lagunas and Ulysses Renteria were trying to cross Clark Street at the intersection of Jarvis and Rogers Avenue. Gerardo again saw a hand holding a gun sticking out of the passenger side window pointing at Julio and Ulysses. Gerardo heard a gunshot as the car sped up and “took off.” Gerardo ran toward Julio, who was lying on the ground bleeding. Osvaldo went home before the police arrived.
Gerardo described the passenger to the police as a skinny 23-year-old black male with a light complexion and braided hair with beads on the ends. The police took Gerardo, Jose, Francisco and Ulysses (who was deceased at the time of trial) to the police station. At the station, Gerardo recognized the black Camaro involved in the shooting. Gerardo also looked at a lineup that day but did not identify anyone. Approximately one week later, Gerardo told the officers that his brother Osvaldo also had witnessed the shooting. Almost one year later, on August 16, 1996, Gerardo, Osvaldo and Francisco separately viewed a lineup at the police station. Gerardo identified defendant in the lineup as the passenger in the Camaro. Gerardo identified defendant in court as the person he recognized as the shooter in the August 16, 1996, lineup. A photo of the August 16, 1996, lineup reveals that defendant had a braided hairstyle at the time of the lineup.
Osvaldo’s testimony concerning the events leading to the shooting was similar to Gerardo’s testimony. Osvaldo described the passenger as a dark male who had long braided hair with black, white and blue beads at the ends. Osvaldo testified that he did not talk to the police on the day of the shooting because his mother came to the scene and told him to go home because he was too young to get involved. The next day, Osvaldo and his mother were walking on Ashland Avenue in Chicago when Osvaldo saw a green Nissan Maxima drive past. Osvaldo recognized defendant as a passenger in the Maxima. Defendant stared at Osvaldo for awhile and Osvaldo stared back.
On September 12, 1995, Osvaldo spoke with pоlice officers for the first time. On
Francisco also testified at trial that he saw the car turn into the Clark Mall, then later pull out from the middle of the parking lot and turn north on Clark Street. Francisco heard someone yell “watch out with the car, they’ve got a gun.” The passenger in the car threw his arm out and pointed a gun at Francisco. Francisco then threw a bag at the car then fell to the ground. Francisco started running toward Julio and Ulysses. The car slowed down when the occupants saw Julio and Ulysses. The passenger put his arm out the window with the gun in his hand. Francisco heard a shot and the car sped off. When Francisco reached Julio, Julio was lying on the ground bleeding.
That same day, Francisco went to the police station and identified a car as the Camaro involved in the shooting. Francisco also viewed a lineup around 1 a.m. and identified the driver of the car. Francisco described the passenger as a black male, 25 to 28 years old, with a skinny face and braided hair close to his head. On August 16, 1996, Francisco viewed another lineup and identified defendant as the shooter. Francisco identified defendant in court as the person he picked out of the lineup as the shooter.
Jose testified that he was on a pay phone in front of the Clark Mall with Gerardo and Osvaldo standing nearby when a black IROC Camaro stopped in front of him on the sidewalk. The windows of the Camaro were down, so that Jose could see two males in the car. The passenger was smoking marijuana and there was a gun on the seat between the driver and passenger. The passenger grabbed the gun and put it between his legs. Jose identified defendant in court as the passenger. The car went around the mall parking lot, then came out the middle. Before the car turned left onto Clark Street, the passenger pointed a gun at Jose, Gerardo and Osvaldo. Jose described the passenger as 21 to 25 years old, dark skinned, with braids.
Jose’s description of the events leading to the shooting paralleled that of Gerardo, Osvaldo and Francisco. Jose also went to the police station immediately after the shooting and identified the Camaro used in the shooting. Jose viewed a lineup that night, but did not identify anyone in thе lineup. Jose viewed a second lineup on September 12, 1997, approximately one month prior to trial. Jose identified defendant in the lineup as the shooter. A photo of this lineup reveals that defendant had a different hairstyle at this lineup, with his hair short and not braided. On cross-examination, Jose testified that he did not see any beads in the shooter’s hair on September 3, 1995.
As noted, following his conviction for first degree murder, defendant appealed his conviction to the appellate court claiming, inter alia, that he was deprived of a fair trial when the State’s witnesses testified that they had viewed lineups containing persons other than defendant and had made no identification. Defendant claimed that the State was attempting to bolster its case with the nonidentification testimony.
The appellate court agreed that the issue should be considered under the plain error rule.
ANALYSIS
In People v. Hayes,
We recognized, however, that there were two exceptions to the general rule. Hayes,
The second exception to the general rule is where the out-of-court statement is one of identification. Hayes,
In this case, the State asks this court to depart from the рrecedent set forth in Hayes. The State argues that negative identification testimony is both relevant and admissible. The State observes that in Hayes, this court was not presented with evidence that a witness had viewed photographs or multiple lineups containing individuals similar in appearance to the defendant. Thus, the court did not consider that a witness’ failure to identify individuals similar to the defendant demonstrates the witness’ reliability and also refutes the possibility that the prior pretrial identification was based upon the suggestiveness of the identification procedure.
Defendant responds that Hayes is controlling authority concerning the use of pretrial nonidentification evidence. Defendant further contends that neither of the exceptions to the prior consistent statement rule apply, because there was no charge that the witnesses in this case were fabricating their testimony, nor were the statements of the witnеsses statements of identification. Defendant therefore maintains that this court must affirm the decision of the appellate court.
Upon review, we find this court’s determination in Hayes concerning nonidentification testimony to be flawed. The Hayes court acknowledged that there was an exception to the general rule where an out-of-court statement is one of identification. Hayes,
At the outset we note that nonidentification evidence is inherent in most “statements of identification.” As Justice Quinn observed in his special concurrence to the appellate court opinion in this case, when identifying a defendant from a lineup or photo аrray, a witness necessarily does not identify the remaining individuals in the lineup or photo array. See
With the foregoing in mind, we find that the Hayes court erred in limiting “statements of identification” to a witness’ actual identification of a defendant. This interpretation mistakenly focuses on the result rather than the process. As a consequence, a trier of fact may be deprived of information necessary to an informed decision concerning a witness’ reliability. In contrast, construing “statements of identification” to include the entire identification process would ensure that a trier of fact is fully informed concerning the reliability of a witness’ identification, as well as
Justice Quinn, in his special concurrence, pointed out this potential problem with limiting “statements of identification” to only positive identifications. Justice Quinn noted that the court’s holding would:
“require the State on retrial to confine its evidence on the subject of identification of the defendant to the date of the first identification — one year (or two) after the shooting. What is the jury to make of this delay? The defense will attack the investigation and the State will be precluded from explaining what investigatory steps were taken from the time of the shooting to the first lineup identification.”316 Ill. App. 3d at 1162 (Quinn, EJ., specially concurring).
That the entire identification process includes both identification and nonidentification evidence has been given tacit approval by the United States Supreme Court. In Neil v. Biggers,
“There was, to be sure, а lapse of seven months between the rape and the confrontation. This would be a seriously negative factor in most cases. Here, however, the testimony is undisputed that the victim made no previous identification at any of the showups, lineups, or photographic showings. Her record for reliability was thus a good one, as she had previously resisted whatever suggestiveness inheres in a showup.” (Emphasis added.) Biggers,409 U.S. at 201 ,34 L. Ed. 2d at 412 ,93 S. Ct. at 383 .
Obviously, the admissibility of nonidentification evidence is limited by considerations of relevance. If non-identification evidence is not relevant, it should be excluded from evidence. For example, evidence that a witness viewed a lineup containing red-haired, blue-eyed men would not be relevant or admissible if the witness described the perpetrator as a blond-haired, brown-eyed man. However, evidence that a witness viewed a lineup containing individuals similar in appearance to the defendant but did not identify anyone would be relevant to the identification process. ,
In this case, the trial court properly allowed the witnesses to testify concerning the nonidentification lineups. As in Biggers, there was a significant lapse of time between the shooting of Julio and the witnesses’ identification of defendant. Consequently, the fact that some of the witnesses had viewed prior lineups and did not identify anyone was relevant in demonstrating the reliability of the subsequent identifications. This is especially trae with regard to the lineup viewed by Osvaldo, which contained not only the driver of the Camaro, but also an individual similar in appearance to defendant, including defendant’s distinctive hairstyle — braids or cornrows.
We further note that the gravamen of the defense was that the witnesses were mistaken in their identification of defendant as the shooter. Defense counsel extensively cross-examined the witnesses concerning their ability to observe the
Because we find that this court in Hayes erred in finding that nonidentification evidence was not admissible under the “statement of identification” exception to the general rule, and therefore depart from that holding, it follows that the appellate court in this case erred in reversing defendant’s conviction based upon our holding in Hayes. We therefore reverse the decision of the appellate court and affirm defendant’s conviction and sentence.
For the foregoing reasons, the judgment of the appellate court is reversed, and thе judgment of the circuit court is affirmed.
Appellate court judgment reversed; circuit court judgment affirmed.
Dissenting Opinion
dissenting:
At issue in this appeal is whether the trial court erred in allowing witnesses for the State in a murder prosecution to testify concerning a nonidentification lineup. In answering this question in the negative, the majority neither discusses nor makes citation to this court’s decision in People v. Jones,
This appeal has its genesis in the conviction of defendant, by a jury, of the first degree murder of Julio Lagunas, who was killed in a drive-by shooting on September 3, 1995. During defendant’s trial, the State called four eyewitnesses who identified defendant as the passenger who shot Lagunas. Three of the four eyewitnesses stated that they identified defendant as the gunman from a lineup conducted on August 16, 1996, and the fourth eyewitness stated that he had picked defendant out of a lineup on September 12, 1997. The State elicited from all four witnesses that, prior to viewing the lineup from which they identified defendant, they viewed another lineup (which did not include defendant) from which they did not identify anyone as being the gunman.
On appeal, defendant argued that the trial court erred in allowing the State to impermissibly bolster its case by introducing the witnesses’ nonidentification testimony. According to defendant, the State improperly relied upon the nonidentifications to show how careful the witnesses were in their ultimate identification of defendant. A majority of the appellate court panel agreed with the defendant’s contentions. Relying upon this court’s 1990 decision in Hayes,
The majority now reverses the judgment of the appellate court, and holds that this court “erred” in its Hayes decision. For the reasons fully set forth below, I disagree with the majority’s conclusion.
In People v. Hayes,
As is noted in Hayes, this court has traditionally recognized two exceptions to the general rule that a witness may not testify as to out-of-court statements for the purpose of bolstering in-court testimony relative to the same subject. First, it is well settled that a prior consistent statement is not barred by the hearsay rule, and is therefore admissible, if the statement is offered to rebut a charge or inference that the witness is motivated to testify falsely or that the witness’ in-court testimony is of recent fabrication. Hayes,
Further, as Hayes made clear, it is well settled that the bar against hearsay does not apply where a prior out-of-court statement is one of identification. Accordingly, statements with respect to a prior identification of the defendant are admissible. Hayes,
Accordingly, because the challenged testimony in Hayes did not fall within either exception to the general rule barring admission of prior consistent statements, this court held that the State “improperly introduced these prior consistent statements to bolster the reliability of the witnesses’ subsequent lineup and in-court identifications of the defendant.” Hayes,
According to the majority opinion in the matter at bar, the “State asks this court to depart from the precedent set forth in Hayes *** [because] in Hayes, this court was not presented with evidence that a witness had viewed photographs or multiple lineups containing individuals similar in appearance to the defendant.”
Contrary to the argument advanced by the State and accepted by the majority, this court has, in fact, previously considered and rejected an argument identical to that raised by the State at bar. Two years after this court decided Hayes, the principles of Hayes were unanimously reaffirmed in People v. Jones,
Despite the fact that Jones previously presented this court with the question of the admissibility of nonidentification evidence in the context of multiple lineups, and despite the fact that this court, in Jones unanimously upheld the principles of Hayes and rejected arguments substantially similar to those proffered by the State in the case at bar, the majority nevertheless concludes that the argument now advanced by thе State has merit, and finds “this court’s determination in Hayes concerning nonidentification testimony to be flawed.”
Specifically, the majority holds that “this court in Hayes erred in finding that nonidentification evidence was not admissible under the ‘statement of identification’ exception to the general rule,” causing the majority to “depart from that holding.”
The doctrine of stare decisis “proceeds from the first principle of justice, that, absent powerful countervailing considerations, like cases ought to be decided alike.” 5 Am. Jur. 2d Appellate Review § 599 (1995); see also Neff v. George,
It is well settled that prior precedent should be overturned “only on the showing of good cause” (Heimgaertner v. Benjamin Electric Manufacturing Co.,
The majority has advanced no principled basis, let alone “good cause,” “compelling reason,” or “special justification,” for departing from the holding in Hayes and Jones that statements of nonidentification do not fall within the hearsay exception allowing the admission of prior statements of identification. The majority, tracking the analysis of Justice Quinn’s special concurrence below, concludes that by excluding nonidentification testimony from the “statements оf identification” hearsay exception, the Hayes court erred by construing that term “too narrowly.”
Generally, the bar against admission of hearsay evidence prevents a witness from testifying to statements he or she made out of court for the purpose of corroborating that witness’ testimony given at trial
In addition to unduly stretching the hearsay exceрtion for evidence of identification beyond its plain meaning, the majority also expands the scope of this exception beyond its intended purpose. As stated, this court in Rogers held that the general rule that a witness may not testify as to statements he or she made out of court for the purpose of corroborating in-court testimony relative to the same subject does not apply to statements of identification. The Rogers court explained that the justification for holding that evidence of a witness’ pretrial identification of a defendant does not constitute impermissible hearsay is premised on the notion that “ ‘it is entirely proper *** to prove that at a former time, when the suggestions of others could not have intervened to create a fancied recognition in the witness’ mind, he recognized and declared the present accused to be the person.’ ” (Emphasis omitted.) Rogers,
Advancing past the plain language and purpose of the identification exception to the hearsay rule, the majority concludes that a witness’ prеtrial identification of a defendant should be viewed as a “process” rather than as a “result.” According to the majority, the identification exception to the hearsay rule should allow the admission of statements that the witness failed to make an identification from a lineup or photo array, if those statements are relevant to the ultimate out-of-court identification made by the witness. This result is desirable, the majority reasons, because allowing evidence with respect to a witness
First, the majority notes that “when identifying a defendant from a lineup or photo array, a witness necessarily does not identify the remaining individuals in the lineup or photo array.”
I disagree. Evidence that a witness failed to identify a suspect prior to the identification of the defendant is nonprobative hearsay. When assessing the reliability of an identification made during a lineup or after viewing a photo array, the crucial question is whether the witness accurately identified the defendant as the perpetrator of the crime. The fact that the witness viewed several lineups or photo arrays in which the witness did not identify the defendant says nothing about the accuracy of the identification at issue. In addition, what occurred during other pretrial identification procedures reveals no information with respect to the influences which may have been present on the witness at the time of the actual identification of the defendant. For example, the non-identification evidence offers no information with respect to whether the witness’ actual identification of the defendant was animated by suggestive practices on the part of the police, whether the witness’ identification was motivated by malice against the defendant, or whether simple fatigue factored into the witness’ identification. Finally, the admission of nonidentification evidence in the State’s case in chief creates a problem of circular reasoning, as the only means to measure the accuracy of the witness’ “nonidentification” is the identification itself, the very fact at issue in the case.
Although the majority also suggests that the introduction of nonidentification evidence will assist the State in explaining delays in identification, the nonidentification evidence does not mitigate the fact that a specific amount of time has elapsed after the witness observed the perpetrator of the crime and the time when the identification of a defendant is ultimately made. Admission of nonidentification evidence may have little, if any, effect in countering the logical inference that an identification made one or two years after the commission of a crime is to be viewed with a degree of skepticism.
The only citation to authority made by the majority in its opinion in support of overruling Hayes and Jones is to the 1972 decision of the United States Supreme Court in Neil v. Biggers,
In Biggers, the victim had identified the defendant aftеr the police had conducted a “showup,” which consisted of two detectives walking the defendant past the victim. Although the Court held that the showup procedure was suggestive, it declined to hold that it amounted to a per se violation of due process. The Court determined that the pertinent question is whether, under the totality of the circumstances, the victim’s identification of the defendant was reliable even though the confrontation procedure was suggestive. The Court then listed the factors to be considered in evaluating the likelihood of misidentification, including the opportunity of the witness to view the perpetrator at the time of the crime, the witness’ degree of attention, the accuracy of the witness’ prior description of the perpetrator, the level of certainty demonstrated by the witness at the confrontation, and the length of time between the crime and confrontation. Biggers,
Applying these factors to the case before it, the High Court found that because there was no substantial likelihood that the victim had misidentified the defendant, the victim’s pretrial identification was properly admitted. In the course of their analysis, the Justices observed that there was a seven-month lapse between the crime and the showup, and that this passage of time “would be a seriously negative factor in most cases.” The Court, however, noted that under the totality of the circumstances, the victim made “no previous identification,” that “she had previously resisted whatever suggestiveness inheres in a showup,” and that her “record for reliability was thus a good one.” Biggers,
Perhaps recognizing that the Biggers decision is inapposite to the matter before us, the majority acknowledges that Biggers provides only “tacit” approval (
In sum, the majority has advanced no principled basis for overruling this court’s unanimous and well-reasoned decisions in Jones, a ruling whiсh the majority neither cites nor discusses in its opinion, and in Hayes. In an effort to achieve a desired result, the majority has unreasonably stretched the identification exception to the hearsay bar to hold that statements of nonidentification also constitute “statements of identification.” The exception for “statements of identification” means just that— the plain language and purpose of the exception requires that the statement be of “identification,” and not the opposite. Accordingly, I respectfully dissent.
JUSTICES FREEMAN and KILBRIDE join in this dissent.
Notes
In response to this court’s decision in Rogers, the Illinois General Assembly enacted Public Act 83 — 367 (Pub. Act 83 — 367, eff. January 1, 1984), which added section 115 — 12 to the Code of Criminal Procedure of 1963 (725 ILCS 5/115 — 12 (West 2000)). Section 115 — 12 codified our ruling in Rogers by creating a statutory exception to the hearsay rule that allows for the admissibility of prior identification evidence. The statute’s mandate that the statement must be “one of identification of a person made after perceiving him,” further supports the argument that evidence of nonidentification does not fall within this hearsay exception.
