Lead Opinion
Opinion
Defendant Robert Emmett Thornton was charged by information with two counts of kidnaping for the purpose of robbery (Pen. Code, § 209),
At the conclusion of further proceedings on the issue of penalty the jury determined that defendant should suffer death as to one of the section 209 counts and life imprisonment without possibility of parole as to the other.
Defendant then moved that the court hold an evidentiary hearing on the question whether the death penalty provided for in section 209 is offensive to the cruel and unusual punishment provisions of the state and federal Constitutions. The motion was granted and there ensued a lengthy hearing in the course of which both the defense and the prosecution called numerous witnesses. At the conclusion of the hearing the court made find
Defendant was sentenced to death and life imprisonment without possibility of parole respectively on the two counts of kidnaping for the purpose of robbery with bodily harm. He was sentenced to state prison for the term prescribed by law as to the other six counts.
In People v. Anderson (1972)
The evidence in this case, viewed in the light most favorable to the People, showed that defendant, during the six-month period extending
Although it is not necessary to our decision in this case that we set forth in minute detail the unsavory particulars of each of the five assaults as to which the prosecutor produced evidence, our resume will include certain details which will be relevant to contentions which we later consider. Although, as indicated above, the evidence concerning two of the five women was admitted only for the purpose of identifying defendant as the perpetrator of the charged acts relating to the remaining three women, our summary will consider the evidence as to all five women at this point in the interest of preserving chronological order.
(1) At 8 p.m. on February 14, 1966, Eileen S., an unmarried girl 18 years of age, left her place of employment in Huntington Park and drove to a drugstore in Downey to make a purchase. When she returned from the drugstore and was entering her car defendant appeared suddenly and forced his way inside the car on the driver’s side. He put his arm around her throat and ordered her not to look at him. When Miss S. asked him what he wanted he replied: “I just want your money; I am not going to hurt you.” Keeping his right arm around, the young woman’s throat, defendant started the car and drove out of the parking lot. They proceeded in this manner—defendant driving the car with his left hand while holding his victim by the throat with his right arm—for a distance of some four blocks, where defendant parked the car. Again ordering Miss S. not to look at him, defendant then demanded that she give him money from her purse. When she had done so he seized her and, telling her that he would kill her if she screamed, began to undress her. Miss S. was crying and pleading at this time, but she was too frightened to scream. When she was completely undressed defendant performed an act of sexual intercourse upon her. Then, forcing Miss S. to assume a position with her head between her legs and stating that he would return and kill her if she moved from that position, he got out of the car and fled. When defendant had gone Miss S. put on her coat and ran to a nearby house where she called the police. In her description of defendant she noted that he smelled of gasoline and grease.
(3) One evening in April of 1966, Mrs. Edith B., aged 53, became acquainted with defendant at a tavern in Downey, and they, along with a married couple who were friends of Mrs. B., spent the evening dancing
(4) About 12:30 a.m. on July 26, 1966, Mrs. Suzanne P., a married woman 19 years of age, went to a laundromat in La Puente where she had earlier in the evening placed a load of clothes in a machine. As she was folding the clothes after drying them she noticed that defendant had entered the laundromat and was walking around inside; there were no other persons there. She was preparing to depart when defendant suddenly attacked her, knocked her to the floor, and, holding a knife in one hand while he held her on the floor, said that he would kill her unless she stopped screaming. Then he dragged her to the rear of the laundromat, saying that he just wanted to have sexual intercourse with her. She persuaded him to throw away the knife and apparently lay still while he partially disrobed her and attempted an act of sexual intercourse which failed because of defendant’s failure to achieve an erection. Then defendant performed an act of oral copulation upon Mrs. P., followed by another un
(5) At 10:30 p.m. on July 30, 1966, Mrs. Ottilia J., aged 45, met her fiance and her married daughter at a tavern in San Gabriel. After she had had a cocktail and part of a second one, she went out to the front door of the tavern to have a breath of fresh air and to get away from the crowd. As she was about to return inside, defendant approached her from the rear, held a pistol at her back, and ordered her to walk down the street with him. She complied out of fear, and defendant took her a distance of approximately one block to a group of parked cars behind a service station. When Mrs. J. asked where he was taking her, he replied that he had a car “all ready” for her which he had previously broken into. He approached one of the cars, opened the passenger door, and, twisting her arm until she heard it pop, pushed her into the front seat. There he ordered her to begin disrobing, threatening her with death if she failed to do so, and after she had taken her blouse off, he removed her slacks and tore off her underclothes. Making a noose out of her underpants, he placed the same around her neck, tightened it, and told her to remain silent or he would kill her—representing to her that he had killed two other women and “one more life won’t make a difference to me.” Then defendant began to go through Mrs. J.’s purse; while he was doing so Mrs. J. on three occasions sought to rise up from the supine position on the seat which he had ordered her to assume, and on each occasion defendant struck her in the chest with his fists and told her to stay down. When he had finished going through the purse, and had taken therefrom a wallet containing money and two packages of cigarettes, defendant began to bite Mrs. J. on her breasts and in her genital area with the stated intention of causing her pain. Then he performed four acts of forcible sexual intercourse upon her, forced her to perform an act of oral copulation upon him, and committed various acts of sexual abuse calculated to cause pain—inquiring the while of his victim whether he was being successful in that aim.
Defendant was arrested as a suspect in the case involving Edith B. on June 23, 1966—or five days after the event involving that lady had occurred. Apparently he remained in custody on this charge until July 17 when he was released on bail pending trial. As indicated above, the events involving Suzanne P. and Ottilia J. occurred on July 25 and July 30, respectively.
On August 16, 1966, defendant was again arrested after Ottilia J. had several days before identified a photograph of him. That evening he was positively identified at a sheriff’s lineup by Eileen S. as the man who had assaulted her on February 14, 1966. The following day another lineup was held at the Southgate Police Department, and both Suzanne P. and Ottilia J. made positive identifications. On March 4, 1967, after the trial of the cause had commenced, Marcia B. made a positive identification of defendant at a lineup.
Of the eight counts charged against defendant in the amended information, four related to the events involving Ottilia J. (I-IV: kidnaping for the purpose of robbery, robbery, sex perversion, sodomy), two related to the events involving Eileen S. (V-VT. kidnaping for the purpose of robbery, robbery), and two related to the events involving Suzanne P. (VII-VIII: simple kidnaping, sex perversion).
The theory of the defense at the guilt phase of the proceedings was that of mistaken identification. Defendant took the stand in his own behalf and testified to the effect that he had worn a beard on February 14, 1966, the
Robert L. Thornton (not related to defendant Robert Emmett Thornton) testified for the defense in response to certain prosecution testimony which tended to connect defendant with the Ottilia J. offenses by identifying him as an habitué of the garage in whose parking lot the initial assaults took place. Thornton testified that he was himself one of the group of young men who worked on their automobiles in the lot of the garage; that defendant was not one of that group; and that one Ron Franks was one of that group and in general fit the description which the prosecution witness had given.
Diane Southwell, defendant’s sister, testified that defendant had stayed with her when he returned from military duty in Vietnam late in January of 1966; that he had a beard from that time until he moved to the home of her former husband in the middle or late part of February; and that he had baby-sat fqr her on a week night in the middle part of February. This testimony tended to support defendant’s contention that he had worn a beard at the time of the Eileen S. incident and had baby-sat on the night in question.
Willis Green, Mrs. Southwell’s former husband, also testified that defendant had worn a beard on the date of the Eileen S. incident. He further testified that on July 17, 1966, he had posted bond for defendant in the Edith B. matter; that after that date and until the date of the Ottilia J. incident (July 30, 1966) defendant had spent every evening at Green’s apartment; and that on the date of the Ottilia J. incident, he, Green, specifically recalled spending the evening at the apartment with his son and defendant until the hour of 1 a.m.
The final witness for the defense gave testimony which bore upon testimony given by Ottilia J. to the effect that her attacker had had a large
On rebuttal the prosecution, through various police officers, related previous statements of defendant and other defense witnesses which cast doubt upon their courtroom testimony.
Defendant contends that he was denied due process in the guilt phase because certain prospective jurors who expressed an inability to impose the death penalty, and were excused for cause, nevertheless either (1) stated that their views would not prevent them from rendering a fair and impartial decision on the issue of guilt, or (2) stated that their views might prevent them from rendering a fair and impartial decision on the issue of guilt, or (3) were not asked whether their views would have such an effect. These prospective jurors, it is urged, should have been allowed to sit on the jury for the trial of issues of guilt. This argument, however, was answered by us in People v. Washington (1969)
Defendant contends that the evidence was insufficient to support the verdicts. First, he points out that none of the victims testified that the assailant stuttered; and he urges, in light of evidence that defendant had such a speech defect, that their identifications of defendant were mistaken as a matter of law. Second, he urges that the testimony of Ottilia J. was inherently improbable in that it represented that defendant performed ten acts of sexual intercourse and various other acts requiring an erection on his part within a period of from three to four hours.
As to the first contention, it is apparent that defendant’s stuttering was relevant to the matter of identification only insofar as it could be inferred that the defect would have manifested itself during the course of the alleged assaults. There was no evidence before the jury to the effect that defendant stuttered consistently and without regard to circumstances, and there was evidence to the effect that defendant was capable of speaking for extended periods of time without noticeable stuttering. Clearly it was within the proper province of the jury to draw or refuse to draw the indicated inference.
As to the second contention—that the testimony of Ottilia J. was inherently improbable—we apply the rules stated by this court in People v. Huston (1943)
Defendant’s argument seems to be that it would have been “physically impossible” for him to perform ten acts of sexual intercourse and various other acts requiring erection within the space of three to four hours. However, no medical evidence was presented tending to demonstrate that such
Defendant raises four contentions concerning the evidence of similar crimes against women other than the three prosecutrices. He urges (1) that the evidence of the Marcia B. and Edith B. incidents failed to meet the requisites for admission of other-crimes evidence and was therefore erroneously admitted; (2) that the admission of such evidence without prior notice to defendant denied him due process of law; (3) that it was error to permit cross-examination of defendant relative to these incidents; and (4) that such cross-examination, which continued in spite of defendant’s persistent refusal to answer on the grounds of the privilege against self-incrimination, was in violation of defendant’s Fifth Amendment rights.
We first consider whether evidence of the incidents involving Marcia B. and Edith B. were properly admitted under the rules governing the admission of other-crimes evidence.
It should be noted at the outset that the only issue upon which the subject evidence was relevant was that of the identity
In People v. Haston, supra, we set forth and explained the rationale and proper application of the rules of other-crimes evidence in cases wherein such evidence is offered to show the identity of the perpetrator of the charged offenses. After reviewing the basic rules of other-crimes evidence, which we need not repeat here, we stated that the probative value of such evidence on the issue of identity is dependent upon the extent to which it raises an inference that the perpetrator of the uncharged offense was the perpetrator of the charged offense, and that the determination as to the presence and strength of such an inference proceeds through an evaluation of marks shared by the uncharged and charged crimes. We went on to explain the factors pertinent to such an evaluation: “It is apparent that the indicated inference does not arise . . . from the mere fact that the charged and uncharged offenses share certain marks of similarity, for it may be that the marks in question are of such common occurrence that they are shared not only by the charged crime and defendant’s prior offenses, but also by numerous other crimes committed by persons other than defendant. On the other hand, the inference need not depend upon one or more unique or nearly unique features common to the charged and uncharged offenses, for features of substantial but lesser distinctiveness, although insufficient to raise the inference if considered separately, may yield a distinctive combination if considered together. Thus it may be said that the inference of identity arises when the marks common to the charged and uncharged offenses, considered singly or in combination, logically operate to set the charged and uncharged offenses apart from other crimes of the same general variety and, in so doing, tend to suggest that the perpetrator of the uncharged offenses was the perpetrator of the charged offenses.” (Fns. omitted.) (69 Cal.2d at pp. 245-246.) Finally, we pointed out that because the probative value of other-crimes evidence on the issue of identity depends wholly upon the strength of the inference, and because the prejudicial effect of such evidence is always manifest, the court’s discretion should be exercised in favor of exclusion if the inference of identity is weak. (69 Cal.2d at pp. 246-247.)
To recapitulate, only common marks having some degree of distinctiveness tend to raise an inference of identity and thereby invest other-crimes evidence with probative value. The strength of the inference in any case depends upon two factors: (1) the degree of distinctiveness of individual shared marks, and (2) the number of minimally distinctive shared marks.
Clearly the Marcia B. incident has several characteristics which distinguish it from the ordinary case of sexual assault. Among these are: (1) The method of establishing contact with the victim, i.e., the use of a ruse or the element of surprise to gain entry to the victim’s car. (2) The transportation of the victim to a place remote from the point of initial contact. (3) The fact of total rather than merely partial disrobing of the victim. (4) The fact that the victim’s purse was gone through prior to any act of sexual assault. (5) The express threat to kill the victim if she attempted to cry out. (6) The smell of gasoline upon the attacker. (7) The use of extreme brutality such as kicking and striking the victim with a closed fist. (8) An expressed desire on the part of the attacker to cause pain in his victim. (9) The insertion of foreign matter into the vagina of the victim.
These marks range in distinctiveness from number (9), the most distinctive, to perhaps number (1) or number (5), the least distinctive. As we have said, however, each of these marks is of substantially less than commonplace occurrence.
Turning to the charged offenses for purposes of comparison, we find that in the Eileen S. case also the attacker entered the victim’s car by means of surprise (#1); the victim was driven to a remote place before the sexual attack took place (#2); the victim was totally rather than partially disrobed (#3); money was taken from the victim prior to sexual assault (#4); the victim was told that she would be killed if she attempted to cry out (#5); and the attacker smelled of gasoline or machinery (#6). Thus, the Eileen S. incident is seen to have six distinctive marks in common with the Marcia B. incident.
Of the nine marks found to be distinctive in the Marcia B. incident, only one (i.e., threat to kill if the victim cried out) appears in the Suzanne P. case. This mark is not, we think, of a high order of distinctiveness.
The Ottilia J. case, on the other hand, shares with the Marcia B. incident a mark of extreme rarity, to wit, the fact that the attacker, in an
We conclude from the foregoing that the number and distinctiveness of the marks shared by the Marcia B. and Eileen S. incidents, and by the Marcia B. and Ottilia J. incidents, are sufficient to raise a strong inference that the perpetrator of the Marcia B. offenses was the perpetrator of the Eileen S. and Ottilia J. offenses; that evidence of the Marcia B. incident has significant probative value on the issue of the identity of the perpetrator of those charged offenses; that such probative value is not significantly diminished by the presence of certain marks of dissimilarity between the uncharged and charged offenses;
We next determine whether and to what extent evidence of the Edith B. incident was properly admissible. Although as we have indicated above the Edith B. and Marcia B. incidents are not so similar as to be identical for present purposes, they do in fact share a number of distinguishing marks, among which are: (A) The transportation of the victim by car from the place of abduction to a remote place prior to sexual assault
Again, these marks vary in distinctiveness, but all are of substantially less than common occurrence.
Turning again to the charged offenses, we find that in the Eileen S. case the victim was also driven to a remote place before the sexual assault took place (A); the victim was totally disrobed (B); the attacker told the victim that he would kill her if she cried out or resisted (C); and the attacker held the victim by the throat in order to subdue her (G).
In the Suzanne P. case the attacker told the victim that he would kill her if she cried out or resisted (C); threatened the victim with a knife (F); and accomplished an act of sexual perversion upon her (H).
In the Ottilia J. case the victim was totally disrobed (B) and was informed that she would be killed if she resisted (C) and that she would not “be the first” one to be killed by the attacker (E). Moreover, the attacker repeatedly struck the victim (D), choked her with her panties in order to stifle resistance (G), and forced her to perform an act of sexual perversion (H).
From the foregoing we conclude that the number and distinctiveness of the marks shared by the Edith B. and Eileen S. incidents, by the Edith B. and Suzanne P. incidents, and by the Edith B. and Ottilia J. incidents are sufficient to raise a strong inference that the perpetrator of the Edith B. offenses was the perpetrator of each of the three charged offenses; that evidence of the Edith B. incident has significant probative value on the issue of the identity of the perpetrator of the three charged offenses, which probative value is not significantly diminished by the presence of certain dissimilarities between the charged and uncharged offenses (see fn. 14, ante)-, that such probative value is sufficient to outweigh the prejudicial effect inherent in such evidence; and that evidence of the Edith B. incident was therefore admissible as to all charged offenses.
We therefore hold that the trial court was within the limits of sound
Secondly, defendant contends that even if the subject evidence met the requisites for admission of other-crimes evidence it should not have been admitted against him because he had no notice prior to trial that he would be required to meet such evidence. To the extent that this contention contemplates that other offenses should be set forth in the formal accusation it is squarely contrary to well-settled and soundly reasoned legal principles. To the extent that it asserts that defendant in fact had no notice prior to trial that other offenses would be used to identify him as the perpetrator of the charged offenses it is contradicted by the record. No denial of due process here occurred.
Thirdly, defendant contends that it was error to permit the' prosecution to cross-examine him on the Marcia B. and Edith B. incidents because he did not testify relative to these incidents on direct examination. This contention is without merit. Defendant’s testimony on direct examination was essentially a general denial of guilt as to each and all of the charged crimes and sought to establish that the victim’s identification of him as the malefactor was mistaken. He thus placed the matter of identity squarely in issue, and the prosecutor’s attempt to establish on cross-examination his involvement in offenses whose similarity to the charged offenses indicated a common malefactor was proper. (People v. Ing (1967)
Moreover, defendant’s privilege against self-incrimination was not infringed by the allowance of such cross-examination against defendant’s express claim of privilege,
Defendant next contends that he was denied his constitutional right to the assistance of counsel through the admission of courtroom identifications and lineup evidence based upon lineups conducted in the absence of counsel. He also contends that the showing of photographs to the witnesses prior to the lineup was so unnecessarily suggestive and conducive to misidentification as to deny him due process of law.
There were three lineups conducted in the instant case. The first took place on August 16, 1966, the day on which defendant was arrested for his participation in the Ottilia J. incident. Eileen S. attended that lineup and immediately identified defendant as the man who had accosted her on February 14, 1966. Following the lineup she identified a photograph of defendant from a series that was shown to her by the police.
The second lineup took place on the following day, August 17, 1966. Suzanne P. and Ottilia J. attended this lineup and both made positive identifications of defendant as the man who had accosted them on July 25 and July 30, respectively. A week prior to the lineup Ottilia J. had identified a photograph of defendant from a series shown to her by police, but Suzanne P. at no time identified defendant by photograph. Ottilia J. also identified defendant’s voice at a separate voice identification lineup held on the day following the visual lineup.
The third lineup took place on March 4, 1967, the day following the first day of jury selection. Marcia B. attended this lineup and made a positive identification of defendant as the man who had accosted her on June 3, 1966. She had been shown a series of photographs preceding the lineup but she had failed to identify defendant at that time.
There was no evidence that Edith B. attended any lineup or was shown photographs.
Because the lineups in question were conducted prior to June 12, 1967, the date of the decisions in United States v. Wade (1967)
Defendant next asserts that several instances of prosecutorial misconduct occurred during the guilt phase of the trial.
(1) At one point during the direct examination of defendant his counsel momentarily went from his position near the witness stand back to the counsel table. In so doing he left on a table within defendant’s reach a knife and a gun which were introduced as exhibits. At this point the prosecutor approached the witness stand and removed the knife and gun from the table. Defense counsel immediately asked to approach the bench and, out of hearing of the jury, cited the prosecutor for misconduct and moved for a mistrial. The court denied the motion for mistrial but agreed to admonish the jury in order to dispel any prejudicial effect that the prosecutor’s act might have had. He also cautioned both counsel— the prosecutor to refrain from future acts of the sort complained of, and defense counsel to refrain from leaving dangerous objects within defendant’s reach. The court then admonished the jury that they were not to be influenced by acts of counsel and further stated that “normally dangerous weapons are not allowed to stay on the stand there and it is the duty of the bailiff to see that they are not, but sometimes he is busy otherwise.” It is clear that whatever prejudicial effect the prosecutor’s act might have had on the jury was dispelled by the court’s prompt admonition.
(2) At one point in his closing argument the prosecutor, urging the jury not to be misled by defendant’s modest demeanor in the courtroom, had occasion to compare that demeanor with the quality of the acts which, according to prosecution evidence, he had performed.' The following argument was made: “You notice the quality of his testimony on the stand, a holiness, the empty shell of a man, a man who is motivated by some grotesque purpose, a man like who Marquis de Sade said was a sadist, a man who reveled in hearing human outcry, becoming powerful by torture and this is just typical, I submit, from the evidence in this
(3) It is alleged by the defendant that his discovery rights were infringed when the prosecution refused to allow a pretrial interview with “an important defense witness” and refused to provide the defense with the address of said witness. The witness in question, Mary McC., was the daughter of Ottilia J. and she testified at trial for the prosecution relative to her mother’s condition after the attack upon her and also relative to certain abortive attempts made by her mother to avoid testifying at trial. It is difficult to understand how Mrs. McC. might be considered “an important defense witness.” Moreover, even if she were considered such by the defense, and even if defendant was denied substantial discovery rights as to her, the record does not reflect any effort on defendant’s part to enforce such rights. Accordingly, we cannot allow him to raise the matter at this time.
Defendant next contends that it was error for the trial court to exclude evidence to the effect that he had taken a polygraph test to prove his innocence. He realizes that the results of such a test are not admissible evidence in a court of law (see People v. Jones (1959)
Defendant contends that he was deprived of a fair trial because a photograph introduced into evidence by the defense was lost by the clerk of the court after its admission and was therefore not available to the jury for comparison with photographs of defendant. It will be remembered that defendant, through the testimony of one Robert L. Thornton, sought to establish that a person by the name of Ron Franks, who resembled defendant in certain respects, was an habitué of the garage or service station near which was parked the car to which Ottilia J. was taken immediately after her abduction. In the course of Robert L. Thornton’s testimony the defense introduced two photographs of Ron Franks, but one of these was subsequently lost by the clerk of the court, and all counsel thereafter refused to stipulate that a mug shot be substituted in its place. It is defendant’s contention that the loss of the subject photograph deprived him of a fair trial because it severely hampered his efforts to convince the jury that Ron Franks, and not he, was the malefactor in the Ottilia J. incident.
It is clear that defendant’s reliance on In re Cameron (1968)
Apropos this point defendant contends that it was error for the court to instruct the jury in the terms of CALJIC No. 23 to the effect that neither party was required to produce as witnesses all persons who, according to the evidence, might have knowledge or information in the premises. Defendant urges that this instruction does not accurately state the law in cases where it is shown that the prosecution suppressed a witness or evidence. We hasten to agree with that proposition in the abstract, but we fail to see its application to the instant case, where there was absolutely no suggestion that the prosecution knew of the whereabouts of Ron Franks or was intentionally withholding him as a witness. In such circumstances it was proper to inform the jury that no adverse inference should be drawn against either party by the failure of Ron Franks to testify. (See People v. Avila (1967)
Defendant contends that the court failed to give complete instructions as to the intentional elements requisite to the charged crimes. In particular he urges that the trial court erred in refusing to give his proffered instruction, based upon CALJIC No. 27-A, to the effect that a specific intent was required in each of the eight charged offenses, includ: ing the two counts of sexual perversion (Pen. Code, § 288 a), the one count of simple kidnaping (Pen. Code, § 207), and the one count of sodomy (Pen. Code, § 286). This contention is without merit. None of the indicated crimes requires other than a general criminal intent. (See People v. Oliver (1961)
Defendant contends the court erred in giving an adapted version of CALJIC No. 29 (re-revised), which generally speaking instructs the jury that it is the sole judge of the truth or falsity of extrajudicial admissions or confessions introduced against the defendant.
First defendant urges that there was no basis in the evidence for this instruction because he made no extrajudicial confessions of any of the charged crimes. It appears, however, that in the course of the trial the prosecution introduced several extrajudicial statements which defendant had made to police officers during the investigation of the various charged offenses. These statements were largely exculpatory, but they contained admissions having some damaging effect. Moreover, the prosecution introduced into evidence over defendant’s objection a full confession of guilt in the Edith B. incident which he made when he was arrested in that matter on June 23, 1966. Clearly an instruction was appropriate to insure proper consideration by the jury of this confession and defendant’s various other extrajudicial statements. Defendant’s sole objection at trial to the use of CALJIC No. 29 for this purpose was directed to that portion thereof which defines a confession as “a statement by a defendant which discloses his intentional participation in the criminal act for which he is on trial and which discloses his guilt of that crime.” (Italics added.) The court, in order to avoid any suggestion that defendant had confessed to any of the charged offenses, eliminated the italicized language and substituted therefor “. . .. in a criminal act.” The adaptation was proper in the circumstances and the instruction as given was clearly correct.
Defendant further urges, however, that if the court was to give any instructions on confessions it should also have given an instruction to the effect that the jury should not consider the confession unless it first determined that it was freely and voluntarily made. This contention is without merit. It appears, that, prior to the presentation of the Edith B. confession before the jury, the court held a hearing outside the presence of the jury wherein defendant and the police officer involved gave testimony; and that at the conclusion of that hearing the court ruled that the confession was obtained in a manner consistent with defendant’s constitutional rights and was free and voluntary. Because trial in the instant case was commenced
Defendant next contends that our decision in People v. Daniels (1969)
In the incident involving Eileen S. defendant forced his way into the victim’s car and, seizing her around the throat with his arm, informed her that he wanted her money. Rather than carrying out the robbery at that location, however, defendant started the car and drove the victim several
In the incident involving Ottilia J. defendant approached the victim from the rear while she was standing outside a tavern, held a pistol at her back, and ordered her to walk down the street with him. He walked her thus at gunpoint approximately one block to a car parked behind a service station and forced her to enter it. There he ordered her to disrobe and, when she had done so, took money from her purse. Then defendant commenced a sexual assault which lasted several hours.
It is clear that the asportation of the victim in each of these cases was not “merely incidental to the commission of the robbery” and that such movement “substantially increase[d] the risk of harm over and above that necessarily present in the crime of robbery itself.” The fact that in each case defendant chose to consummate the robbery at a location remote from the place of initial contact does not render the subsequent asportation “merely incidental” to the crime, for it is the very fact that defendant utilized substantial asportation in the commission of the crime which renders him liable to the increased penalty of section 209 if that asportation was such that the victim’s risk of harm was substantially increased thereby. Clearly, any substantial asportation which involves forcible control of the robbery victim such as that occurring in this case exposes her to grave risks of harm to which she would not have been subject had the robbery occurred at the point of initial contact.
In the instant case no instruction of the kind condemned in Tribble
The judgment is reversed as to count VII (simple kidnaping in violation of § 207 of the Pen. Code). The judgment-is modified insofar as it provides for the penalty of death to provide for a punishment of life imprisonment without possibility of parole. In all other respects the judgment is affirmed.
Wright, C. J., Burke, J., and Clark, J., concurred.
I agree that the judgment in this case should be affirmed on all the nonkidnaping counts, and should be reversed as to count VII (simple kidnaping in violation of Pen. Code, § 207). I dissent, however, from the affirmance on counts I and V, convicting defendant of kidnaping for the purpose of robbery in violation of Penal Code section 209.
On the latter counts the majority review the testimony of the victims “in order to determine whether” the evidence is sufficient to show commission of the crime of aggravated kidnaping. {Ante, pp. 767-768.) But sufficiency of the evidence is not the issue on this appeal. Rather, the fatal defect in the trial of counts I and V is that the instructions withheld from the jury an essential element of the crime of kidnaping. The court told the jury that “To constitute kidnaping there must be a carrying away or otherwise forcible moving for some distance of the person who against her will is stolen or taken into the custody or control of another person, but it is the fact, not the distance, of forcible removal that constitutes kidnaping. The movement may be of a few feet or any greater distance to constitute kidnaping.” (Italics added.)*
In stark contrast, here the jury was told it could convict the defendant of aggravated kidnaping merely on proof that with intent to rob he moved his victim “a few feet.” The jury was not. required to consider the length or duration of the movement, nor to find any increase whatever in the risk of harm caused by that movement, less still a substantial increase in the risk. Yet these are essential elements, under Daniels, of the offense of kidnaping for the purpose of robbery.
I turn now to the legal consequences of these errors of omission and commission. It is settled that “the defendant has a constitutional right to have the jury determine every material issue presented by the evidence. Regardless of how overwhelming the evidence of guilt may be, the denial of such a fundamental right cannot be cured by article VI, section AVi [now § 13], of the California Constitution, for the denial of such a right itself is a miscarriage of justice within the meaning of that provision.” (People v. Modesto (1963)
Failure to instruct on a lesser included offense of which the defendant could have been convicted under the evidence, as in Modesto, constitutes a denial of that right. But we have repeatedly held that the same rule applies to a failure to instruct, as here, on an essential element of the offense actually charged. For example, in People v. Conley (1966) 64
By parity of reasoning, in the case at bar the jury was not advised that if the element of significant asportation were absent—i.e., if the movement were merely incidental to the robbery and did not substantially increase the risk of harm—the offense could not be aggravated kidnaping. Accordingly, a material issue was withheld from its consideration, and the denial of the right to have that issue determined by the jury constitutes a miscarriage of justice and requires reversal.
A fortiori is this true when the court not only fails to give the right instruction on an essential element of the offense charged, but actually gives the wrong instruction. Thus in People v. Graham (1969)
Similarly, in the present case the court’s error of omission in failing to instruct on the essential element of significant asportation was severely
In People v. Sedeno (1974)
In the case before us the court’s failure to advise the jury of the essential element of significant asportation cannot be cured by a similar analysis. No other instruction correctly defining kidnaping was given (see fn. 1, ante), and the factual question posed by the omitted instruction was neither presented to nor resolved by the jury in any other context. It follows that the issue remained withdrawn from the jury’s consideration and the error is prejudicial under Sedeño as well.
Directly in point is our decision in People v. Tribble (1971)
The parallel between Tribble and the case at bar is clear. In each an essential element of the crime of kidnaping for the purpose of robbery was withheld from the jury, while a wholly erroneous instruction on the subject was given. Equally clear is our treatment in Tribble of the legal consequences of this error. Contrary to the technique now adopted by the majority, we did not undertake to examine the evidence in order to determine whether the defendant’s intent to rob had in fact been formed at the outset of the kidnaping, so that the judgment might be affirmed despite the incorrect instructions. Instead, we forthrightly concluded (at p. 832) that “In the present case defendant was entitled to have the jury determine whether he intended to commit robbery at the time the kidnaping commenced or whether the intent to commit robbery was an afterthought' to a kidnaping that was sexually motivated. The instructions took this issue from the jury, and the error was therefore prejudicial.”
Here, too, defendant was “entitled to have the jury determine” whether the asportation was more than merely incidental to the robbery and whether it substantially increased the risk of harm. As in Tribble, “the instructions took this issue from the jury, and the error was therefore prejudicial.”
In concluding otherwise, the majority substitute this court for the jury, reweigh the evidence, and decide a critical issue which was never submitted to the trier of fact. For the reasons here explained, the ruling violates the letter and spirit of our decisions in Tribble, Sedeño, Graham, Conley, and Modesto.
In their footnote 20 (ante, pp. 768-769), the majority attempt to distinguish the foregoing cases by claiming there was insufficient evidence to bring their doctrine into play. Again, the question is not mere insufficiency. As the majority concede, “a ‘material issue’ is ‘presented by the evidence’ within the meaning of those cases when the record contains ‘any evidence deserving of any consideration whatsoever’ relative to it.”
To begin with, in their footnote 20 the majority “hold as a matter of law . . . that the asportation to which defendant subjected each of his victims was not merely incidental to the crime of robbery” (italics in original). The “incidental movement” test is taken from Daniels, and through it, from Cotton v. Superior Court (1961)
Eileen S. testified that defendant entered her vehicle while it was standing in a drugstore parking lot on the corner of Florence Avenue and Tweedy Street in the City of Downey. After commandeering her car he drove out of the parking lot, along Tweedy to its intersection with Dacosta Street, turned left for one block, then made a U-tum and came back to that same intersection. There he parked the car and committed the robbery and rape. I have retraced this movement on a standard street map: from the parking lot to the corner of Tweedy and Dacosta is two short city blocks, and from that corner to the point where defendant turned around and returned to Tweedy and Dacosta is another short city block. Thus the total distance covered was four short blocks, and the robbery and rape actually occurred only two such blocks from the place where the asportation began.
The movement of Ottilia J.—insofar as it was relevant to the charge of kidnaping for the purpose of robbery—was even briefer. Defendant accosted Mrs. J. outside the Wagon Wheel Bar on the corner of San Gabriel Boulevard and Dorothy Street in South San Gabriel, and forced
These facts are not in dispute: the Attorney General does not claim, for example, that the distance from Dorothy Street to Heilman Avenue on San Gabriel Boulevard is more than one block. Being unable to stretch the movements of the victims, the majority instead grossly exaggerate their significance. Thus the opinion {ante, p. 768) characterizes the movements as “substantial," but fails in any way to justify this conclusionary appellation. Worse yet, the opinion asserts {ibid.) that “in each case defendant chose to consummate the robbery at a location remote from the place of initial contact” (italics added). But in one case that distance was one block and in the other it was two blocks; in the context of the law of kidnaping, is this a fair usage of the word “remote”?
Even more critical is the effect of the majority’s holding that “as a matter of law” the movements in the case at bar were not incidental to the underlying crimes. This is the equivalent, of course, of ruling that no jury could lawfully have found otherwise. But can this fairly be said on the record before us? Is the undisputed testimony describing the movements of the victims really “deserving of no consideration whatsoever”? The suggestion is self-refuting. Obviously a properly instructed jury could conclude from these facts that either or both movements in the case at bar—covering one and four city blocks—were so brief that they did not extend “into another part of the same county” and hence were not kidnaping.
Nor can the majority avoid the pernicious consequences of their ruling. Consider for example the case of Ottilia J. On what authority do the majority hold as a matter of law that a jury must necessarily find that a movement of only one city block is an asportation “into another part of the same county”? The majority do not deign to tell us. This is not surprising, as there is no such authority. The statute says no more than the words here quoted, and there is certainly no support for this proposition
I turn next to the second branch of the majority’s holding, i.e., that as a matter of law “any substantial asportation which involves forcible control of the robbery victim such as that occurring in this case exposes her to grave risks of harm to which she would not have been subject had the robbery occurred at the point of initial contact.” (Fn. omitted; ante, p. 768.) Once again the majority are secretive in their reasoning, and do not deign to tell us what are the “grave risks of harm” they have in mind. The law on this point, however, is settled: in Daniels (
We cannot deduce the intent of the majority from the first portion of the quoted sentence of their opinion, to-wit, that such grave risks of harm are caused by substantial asportation “which involves forcible control of the robbery victim . . . .” Forcible control, as this court recently and unanimously held, is an essential ingredient of all kidnaping under California law. (People v. Stephenson (1974)
We are left, therefore, with the majority’s qualifying reference to forcible control “such as that occurring in this case . . . .” To understand that allusion it is evidently necessary to look again at the record.
Defendant’s method of “controlling” Eileen S. while moving her to the
Perhaps the majority mean, instead, that by restraining Miss S. in this manner defendant created a risk that (1) he might lose control of the car, (2) a collision or other accident might ensue, and (3) Miss S. might be injured in such a mishap. This scenario might have come true, of course; even the most careful driver is daily exposed to the possibility of accident and injury. But in the case before us the question is whether there was a substantial risk, within the meaning of Daniels, that such a result would actually occur.
We find guidance in recent decisions of this court and the Court of Appeal. In People v. Milan (1973)
In People v. Beamon (1973) supra,
In People v. Laursen (1972)
In People v. Ramirez (1969)
I have recited the facts of these cases to underscore their total absence from the record before us. Here the driver did not intentionally run stop signs or red lights in order to attract police attention; the kidnaper was not armed, did not brandish a gun and fire it through the windshield or at his victim; the victim made no desperate attempts to save herself while the vehicle was in motion; and there was no reckless, high-speed chase with the police in hot pursuit, pouring bullets into the car. On the contrary, defendant apparently drove Miss S.’s vehicle the short distance involved without the slightest untoward incident. According to the map, Tweedy and Dacosta are not busy thoroughfares but quiet backstreets. It was in defendant’s interest to drive as discreetly as possible, so as to attract no attention from any passerby who might happen on the scene. It is true he steered with his left arm only, but Miss S. testified the car had an automatic transmission and hence required no shifting of gears. It is also true his right arm was holding onto Miss S., but there is not a word of testimony suggesting that at any time during the movement of the car she tried to break free of his grip or regain control of the vehicle; instead, she apparently remained wholly submissive by reason of fear. I conclude there is no showing that in the case of Miss S. her movement alone created a substantial increase in the risk that she might suffer significant physical injuries in an automobile accident.
In the case of Ottilia J. the defendant’s method of “controlling” his victim while moving her to the place of the robbery was to order her to walk in front of him along the sidewalk for one block, warning her he had a gun in his hand.
Perhaps, therefore, the majority refer to a risk that Mrs. J. might nevertheless be shot because of some subsequent act on her part or by a third person. Several possibilities come to mind: (1) defendant might feel compelled to shoot her deliberately if she tried to disarm him, or escape, or raise an alarm; (2) even if defendant had no such intent, in any of the foregoing events a struggle might ensue in which Mrs. J. might be accidentally shot; or (3) that same consequence might follow if a passerby or police officer attempted to capture him or rescue her or call for help.
The insuperable difficulty with such hypotheses, however, is that Mrs. J. also faced each and every one of the foregoing risks at the very moment defendant accosted her on the sidewalk with a drawn gun. The danger that the victim might be intentionally or accidentally shot because of his panic or resistance or the intervention of a third person is, unfortunately, inherent in the commission of the crime of armed robbery. (Cf. People v. Mutch (1971)
In any event, far more important than one man’s opinion of the matter is the fact that a properly instructed jury could determine from this evidence that either or both the brief movements charged as kidnaping did
In the case of Eileen S., for example, the majority in effect hold that a jury must necessarily find a substantial increase in the risk of harm every time a would-be robber moves his victim a few blocks by car while restraining her in such a manner that an automobile accident might conceivably occur. No such limitation can be found either in the statute or in Daniels. Nor will the proposal withstand analysis: under the majority’s view the present defendant must be found guilty of aggravated kidnaping— but not an intended robber who renders his victim unconscious, or securely binds and gags her, before driving exactly the same distance. The contrast underscores the arbitrariness of the majority’s reliance on the single element of “forcible control,” rather than the totality of the circumstances placed before the jury, in determining whether the movements resulted in a substantial increase in the risk of harm.
In our unanimous decision in In re Crumpton (1973)
I hold no brief for this defendant. Assuming, as we must, that he is sane, he comes before us as a vicious and depraved felon entitled to no sympathy but to the full measure of punishment that may lawfully be inflicted on him.
Tobriner, J., concurred.
Notes
Hereafter, unless otherwise indicated, all section references refer to the Penal Code.
The court stayed execution of sentence as to the robbery count found to be of the first degree until execution of the death sentence, and permanently thereafter. Execution of sentence as to the sodomy count was stayed pending execution of the death sentence or the completion of the sentence as to the first degree robbery count, and permanently thereafter. Execution of sentence as to one of the sex perversion counts was stayed pending execution of the death sentence, or completion of the sentence as to the first degree robbery count, or completion of the sentence as to the sodomy count, and permanently thereafter. Execution of sentence as to the robbery count found to be of the second degree was stayed pending completion of the sentence of life imprisonment without possibility of parole imposed as to the second count of kidnaping for the purpose of robbery with bodily harm, and permanently thereafter. Execution of sentence as to the simple kidnaping count was stayed pending completion of the sentence as to the second sex perversion count, and permanently thereafter. Finally, it was provided that if the death sentence should for any reason not be executed, sentences as to the two counts of kidnaping for the purpose of robbery with bodily harm and one count of sex perversion were to run concurrently.
For the effect of article I, section 27, of the California Constitution on this issue, see People v. Murphy (1972)
One of defendant’s contentions relating to the penalty trial was that it is cruel and unusual punishment to impose the death penalty for a crime in which no death has occurred. (See generally Ralph v. Warden, Maryland Penitentiary (4th Cir. 1970)
Although we do not intend to recount all of the depraved acts which defendant performed at this time it is necessary to our consideration of defendant’s contentions to note (1) that defendant manifested extreme brutality, including at one point kicking Miss B. in the breast and face, and (2) in his efforts to cause pain in his victim, defendant at one point placed a length of cloth up into her vagina and slowly drew it out.
Again it is necessary to observe the precise nature of one of these acts: At one point defendant placed a piece of paper and Mrs. J.’s nylon panties up into her vagina and then drew out these objects.
According to the testimony of Eileen S. and the description given by her after the crime, her assailant had not worn a beard.
The son, Larry Green, also testified in some detail concerning defendant’s whereabouts on July 30. He stated that he was with defendant all evening at his father’s apartment and that the two of them went to bed at 1:30 a.m.
Sections 190 and 190.1, of course, have been declared unconstitutional by us insofar as they purport to authorize imposition of the death penalty. (People v. Anderson, supra,
(,Section 190.1 provides in relevant part: “If the defendant was convicted by a jury, the trier of fact [on the issue of penalty] shall be the same jury unless, for good cause shown, the court discharges that jury in which case a new jury shall be drawn to determine the issue of penalty. . . .”
The remarks of the trial court at the time of its ruling show that the subject evidence was admitted solely because of its relevance to the .issue of identity. The jury was properly instructed that the evidence was admitted for a limited purpose.
In Haston the two uncharged offenses were so similar to one another that separate consideration was unnecessary.
During argument before the trial court on the admissibility of the other-crimes evidence the prosecutor stated that an examination of Bureau of Criminal Identification and Investigation modus operandi files in Sacramento revealed that the Marcia B. and Ottilia J. cases were the only ones on record wherein the attacker had performed the act here in question.
See People v. Haston, supra,
On cross-examination defendant consistently refused, on Fifth Amendment grounds, to testify relative to the Edith B. and Marcia B. incidents.
The People, recognizing the peculiar inappositeness of this contention in relation to Mary McC., suggest that the defense might have mistakenly named Mrs. McC. when it meant Mary McNamee, a witness who testified for the prosecution to the effect that defendant was an habitué of the garage in whose parking lot the initial assaults on Ottilia J. took place. However, defendant has not indicated that the surmise of the People is correct, in spite of ample opportunity to do so, and we therefore conclude that defendant intends that the contention be considered only in relation to Mary McC. Out of an abundance of caution we have considered the contention in relation to Mary McNamee and have concluded that no prejudicial abuse of defendant’s discovery rights occurred.
But compare United States v. Ridling (E.D.Mich. 1972)
See Evidence Code section 12, subdivision (b)(1).
Section 405 provides: “With respect to preliminary fact determinations not governed by Section 403 or 404:
“(a) When the existence of a preliminary fact is disputed, the court shall indicate which party has the burden of producing evidence and the burden of proof on the issue as implied by the rule of law under which the question arises. The court shall determine the existence or nonexistence of the preliminary fact and shall admit or exclude the proffered evidence as required by the rule of law under which the question arises.
“(b) If a preliminary fact is also a fact in issue in the action:
“(1) The jury shall not be informed of the court’s determination as to the existence or nonexistence of the preliminary fact.
“(2) If the proffered evidence is admitted, the jury shall not be instructed to disregard the evidence if its determination of the fact differs from the court’s determination of the preliminary fact.”
The concurring and dissenting opinion, which prefers to approach the problem from the standpoint of inadequate instructions, urges that because the kidnaping instructions given at trial (which took place some two years prior to the Daniels decision) were erroneous from the standpoint of Daniels, and because as a result “a material issue was withheld from [the jury’s] consideration,” the error in instructing the jury was prejudicial per se under the reasoning of People v. Modesto (1963)
Among the instructions given was the following based on CALJIC No. 656: “An essential element of the crime charged against the defendant in counts I and V of the information is a specific intent to kidnap or carry away a person to commit robbery. This intent must be a motivating purpose of the action, although it need not be the only such purpose.”
The error was compounded by the succeeding instruction, which in defining the movement requisite for a conviction of simple kidnaping told the jury that “the law does not require that the one thus stolen or taken be carried or moved a long distance or any particular distance.”
It is settled that the Daniels rule applies to cases, as here, pending on appeal when Daniels was decided. (People v. Williams (1970)
I note that in its recent enactment restoring the death penalty in California the Legislature has expressly adopted the Daniels construction of the law of kidnaping: new Penal Code section 190.2, subdivision (b) (3) (ii), declares that “Brief movements of a victim which are merely incidental to the commission of another offense and which do not substantially increase the victim’s risk of harm over that necessarily inherent in the other offense do not constitute kidnapping within the meaning of this paragraph.” (Stats. 1973, ch. 719, § 5.)
The same analysis compels reversal when the issue of malice is withheld from the jury because of an erroneous reliance on the felony-murder rule. (See, e.g., People v. Phillips (1966)
The language is from People v. Carmen (1951)
In my dictionary, as I assume in that of the majority, the principal meanings of “remote” are: “separated by intervals greater than usual: far apart; far removed in space, time, relation, or likeness: not near or immediate: far, distant.” (Webster’s Third New Internat. Diet. (1961) p. 1921.)
Miss S. testified, “He reached over, put his arm around my neck and pushed me to my right side. . . . He got into the car, shut the door, started the car and drove out of the parking lot with his arm remaining around my neck.” In addition, he held her so that “It turned my head to my right side,” i.e., away from him.
In a footnote at this point we observed that the jury had been instructed in terms of the Daniels decision, unlike the circumstances of the instant case.
Mrs. J. testified she was standing outside a tavern about midnight when “I heard a voice and felt something stick up against my thin blouse on the side .... The voice was a man’s voice and he said, ‘Start walking, lady; this is a gun, don’t try anything; don’t try anything; don’t try nothing and you won’t get hurt.’ ” With defendant staying close behind her, “I went straight down the sidewalk, behind the filling station and there was a bunch of parked cars right in there.” She did not see either defendant’s gun or his face until they entered the car he had selected.
The same result follows even if the majority are able to conceive of some remote way in which Mrs. J. risked being shot that is not inherent in the crime of armed robbery. In such event, I submit, the record would still show that the ensuing brief movement did not substantially increase that risk under Daniels.
That punishment is so severe, however, that the majority need not fear defendant will soon walk the streets again. Even if we were to send the two aggravated kidnaping counts back for a new trial with the simple kidnaping count, defendant would remain validly convicted on one count of first degree robbery, two counts of sex perversion in violation of Penal Code section 288a, one count of sodomy in violation of Penal Code section 286, and one count of second degree robbery. The first four
Concurrence Opinion
I concur in the majority opinion, except that, for the reasons expressed in my dissenting opinion in People v. Anderson,
Appellant’s petition for a rehearing was denied July 25, 1974.
