Lead Opinion
Opinion
A concerned citizen followed defendant, who was driving dangerously and under the influence of alcohol, through the streets of Santa Barbara in the early evening of July 21, 2003. Although defendant sped away
Relying on Welsh v. Wisconsin (1984)
Because the Court of Appeal has misread Welsh and because exigent circumstances justified the warrantless entry to effect the DUI arrest here, we reverse the Court of Appeal. We therefore need not consider the People’s additional argument that even if the arrest violated the Fourth Amendment, evidence seized outside the home subsequent to the arrest—including the results of a blood-alcohol test—are nonetheless admissible under New York v. Harris (1990)
Background
On July 21, 2003, Madelene Orvos returned to her apartment complex in Santa Barbara from a walk at the beach with her dogs. She found defendant Daniel Lyon Thompson passed out in a white Ford Bronco in her assigned parking space. A neighbor came out, woke defendant up, and asked him to leave. Before defendant left, Orvos saw him stumble around, toss an empty vodka bottle out of the Bronco, and pass out a second time in the vehicle. She could tell he was intoxicated.
Having seen defendant in this condition on many prior occasions, Orvos decided this time to follow defendant and called 911 to report the situation as she got into her car. Defendant ran a red light and drove about 70 miles per hour when he got onto the freeway, at one point going “way to his right. . . close to the concrete on the side of the road.” He exited the freeway and turned right onto State Street from the center lane. After defendant turned right onto South Ontare Road, Orvos fell behind because he was running stop signs and driving too fast in a neighborhood where children were present. Fortunately, Santa Barbara Police Officer Adrian Gutierrez arrived at 7:15
Officer Gutierrez proceeded to 3610 San Jose Lane, which was the address of the Bronco’s registered owner, and found the white Bronco parked in front. When Officer Ryan Dejohn arrived to assist, Gutierrez went back to update Orvos and asked her to follow him to identify the vehicle. After Orvos did so, Gutierrez touched the hood of the vehicle and discovered the hood was warm, indicating the Bronco had been driven very recently. He and Dejohn approached the front door, which was wide open, and rang the doorbell.
Slavka Kovarick answered the door. Officer Dejohn asked her who had been driving the Bronco. Kovarick said that Daniel owned the vehicle. Dejohn asked to speak to him, but Kovarick said he was asleep. When Dejohn asked whether she could wake Daniel up, Kovarick entered a bedroom directly to the left of the front door. She remained there a few moments and came back to tell them she could not wake Daniel up. She also refused to let the officers inside and instead walked away.
Officer Dejohn heard people speaking softly down the hall and then saw a tall shirtless White male, about 45 years old, leave the house and go into the backyard. This man, later identified as defendant, matched the description Orvos had provided of the driver. When defendant turned around, he made eye contact with Dejohn, who motioned for him to come to the front door. Defendant reentered the house and approached the officers by exiting the bedroom door near the entryway. He was staggering or swaying slightly, slurring his speech, and gave off a strong odor of alcohol. Dejohn, who addressed defendant as Daniel, explained that they suspected him of driving under the influence of alcohol and wanted to talk to him and perform some tests, but defendant refused to cooperate. As defendant began to walk away, Dejohn entered the house. He was afraid defendant might flee, so he placed his hand on defendant’s shoulder. Defendant turned around and grabbed the doorjamb to the bedroom near the entry way. Officer Gutierrez entered the house only to assist Dejohn in effecting the arrest.
After defendant was handcuffed, Orvos identified defendant as the driver. His blood test revealed a blood-alcohol level of 0.21 percent. On the way to the jail, defendant told Officer Dejohn, “I’ll kick your fucking ass.”
Following a hearing on defendant’s motion to suppress, the trial court found there was probable cause to arrest defendant based on Orvos’s report of the driver’s behavior, defendant’s resemblance to the description Orvos
Defendant then pleaded no contest to driving with a blood-alcohol level in excess of 0.08 percent (Veh. Code, §23152, subd. (b)) and to resisting an officer in the performance of his duties (Pen. Code, § 148, subd. (a)(1)) and admitted two prior convictions within the meaning of Vehicle Code section 23546. He was sentenced to 24 months, execution of which was suspended for three years under specified conditions.
A divided panel of the Appellate Division of the Santa Barbara County Superior Court affirmed the denial of the suppression motion, relying on “[t]he exigencies of preventing defendant from fleeing and possibly again driving while intoxicated, and of preserving evidence of his blood-alcohol content.” The Court of Appeal transferred the matter under rule 62 of the California Rules of Court and reversed in a published opinion. The court disagreed that defendant “was likely to flee and again drive while intoxicated” and declared that the likelihood evidence of driving under the influence would be concealed or destroyed by the passage of time could not justify a warrantless entry into a residence under Welsh.
We granted the People’s petition for review.
Discussion
“The Fourth Amendment protects ‘[t]he right of the people to be secure in their persons, houses, papers, and effects, against unreasonable searches and seizures.’ In conformity with the rule at common law, a warrantless arrest by a law officer is reasonable under the Fourth Amendment where there is probable cause to believe that a criminal offense has been or is being committed.” (Devenpeck v. Alford (2004)
Yet, as with so much of its Fourth Amendment jurisprudence, the high court has stopped short of erecting a categorical bar. The presumption of
Defendant asserts that the warrantless entry here was unreasonable under the Fourth Amendment. He argues in particular that the police lacked probable cause to arrest him and that, even if probable cause existed, Welsh precluded a finding of exigent circumstances for warrantless DUI arrests in the home.
The trial court found that probable cause existed to arrest defendant and that the warrantless entry was justified by exigent circumstances. Because the underlying facts are undisputed, we review the trial court’s rulings independently. (People v. Williams (1988)
A. Did Probable Cause Exist to Justify an Arrest of Defendant for DUI?
We first consider whether the officers had probable cause to arrest defendant for DUI. “Probable cause exists when the facts known to the arresting officer would persuade someone of ‘reasonable caution’ that the person to be arrested has committed a crime. [Citation.] ‘[P]robable cause is a fluid concept—turning on the assessment of probabilities in particular factual contexts . . . .’ (Illinois v. Gates (1983)
That standard was satisfied here. Although Madelene Orvos did not see defendant drinking, she did see him have difficulty walking, toss an empty
The officers also had ample justification for suspecting that defendant had been the driver of the Bronco. The registered owner of the vehicle lived at 3610 San Jose Lane. A Bronco was parked in front of that residence, and Orvos confirmed that this was the vehicle she had just been following. Officer Gutierrez touched the Bronco’s hood and concluded that it had been driven very recently. The officers went to the door and inquired who had been driving the Bronco. Slavka Kovarick said that the Bronco belonged to Daniel and that she “was going to call Daniel out” to speak to them. Kovarick went into the bedroom immediately to the left of the front door and came out a short time later to say she could not wake Daniel up. Shortly thereafter, Officer Dejohn heard quiet voices coming from down the hall and then saw defendant, a tall White male, approximately 45 years old and shirtless, walk out the back door. At Dejohn’s invitation, defendant walked back into the house and approached the entryway by exiting through the bedroom door immediately to the left of the front door. He was staggering and swaying, slurring his speech, and smelled of alcohol. His appearance and demeanor matched the description of the driver provided by Orvos. He also had walked into and out of the bedroom that belonged to Daniel. The officers, having reasonable grounds for believing that defendant was Daniel and that Daniel was the driver, thus had probable cause to arrest him for DUI.
Defendant claims probable cause was nonetheless lacking because the description Orvos had provided was too general to justify suspicion of any individual person. He cites People v. Curtis (1969)
Defendant also errs in supposing that the officers’ lack of certainty defendant was the driver precludes a finding of probable cause. “ ‘[Sufficient probability, not certainty, is the touchstone of reasonableness under the Fourth Amendment.’ ” (Maryland v. Garrison (1987)
B. Did Exigent Circumstances Justify a Warrantless Entry to Effect the Arrest?
The imminent destruction of evidence is an exigent circumstance justifying a warrantless entry into a residence to effect an arrest. (People v. Celis, supra,
Welsh held that the need to ascertain a suspect’s blood-alcohol level did not justify a warrantless entry into a residence to effect an arrest for driving under the influence in Wisconsin. (Welsh, supra, 466 U.S. at pp. 753-754.) Welsh did not dispute the evanescent character of evidence of intoxication. Rather, the high court invalidated the arrest because “an important factor to be considered when determining whether any exigency exists is the gravity of the underlying offense for which the arrest is being made.” (Id. at p. 753; see also Brigham City v. Stuart (2006) 547 U.S._,_[
Defendant, like the Court of Appeal here, reasons that DUI is likewise a minor offense in California and, under Welsh, cannot justify a warrantless entry to effect an arrest. We disagree. Wisconsin has chosen to classify a first offense for DUI as a noncriminal, civil forfeiture offense for which no imprisonment is possible. (Welsh, supra,
Other factors confirm that, in California, driving under the influence is not an “extremely minor” offense within the meaning of Welsh, supra,
Illinois v. McArthur (2001)
A substantial majority of our sister jurisdictions have limited Welsh’ s holding to nonjailable offenses and have thereby rejected defendant’s extension of its rule to misdemeanor offenses where imprisonment is a potential penalty. (Mendez v. People (Colo. 1999)
We do not find these decisions persuasive. First of all, they ignore Welsh itself, which cautions that the critical factor is not the nature of the crime but “the penalty that may attach to any particular offense.” (Welsh,
If, as we have concluded, a finding of exigent circumstances in DUI cases is not categorically precluded by Welsh, we must next consider whether
It is beyond dispute that “the percentage of alcohol in the blood begins to diminish shortly after drinking stops, as the body functions to eliminate it from the system.” (Schmerber v. California (1966)
We are likewise unpersuaded by defendant’s claim that any exigency is eliminated because of the possibility an expert could testify about the defendant’s blood-alcohol level at an earlier point “by extrapolating backward from the later-taken results.” As courts have recognized, “such extrapolations can be speculative.” (State v. Bohling, supra,
In any event, none of defendant’s arguments is responsive to the corruption of evidence that occurs when the suspect takes advantage of any delay to ingest more alcohol—or to claim to have done so—or when the suspect evades police capture until he or she is no longer intoxicated. Numerous courts have recognized this possibility as an additional reason supporting a finding of exigent circumstances in DUI cases. (Welsh, supra, 466 U.S. at
In holding that exigent circumstances justified the warrantless entry here, we need not decide—and do not hold—that the police may enter a home without a warrant to effect an arrest of a DUI suspect in every case. We hold merely that the police conduct here, taking into account all of the circumstances, was reasonable—with reasonableness measured as “ ‘a balance between the public interest and the individual’s right to personal security free from arbitrary interference by law officers.’ ” (Pennsylvania v. Mimms (1977)
The state’s interest in effecting an arrest here was substantial. There was strong evidence that defendant had committed the dangerous act of DUI, a jailable offense. Officer Dejohn feared, however, the evidence of that crime was in imminent danger of destruction. His suspicions were justified. Slavka Kovarick had told the police, alternately, that defendant would be coming to the door soon, and that he was asleep and could not be woken up, but he was in fact neither sleeping nor coming to the door. Instead, he spoke quietly in the hall with Kovarick and then walked away from the officers into the backyard. The police were able to see defendant leave the house only because the front door was open, and defendant returned to the house only after Officer Dejohn made eye contact with him and motioned for him to come back in. Having attempted to flee once, defendant was at risk of doing so again if he was not promptly taken into custody. Had he escaped, the evidence of his crime would have dissipated. Even if he had been prevented from escaping, he had already demonstrated plainly his desire to evade police investigation and could have corrupted the evidence simply by resuming
The Court of Appeal emphasized in particular that the police had not conducted a hot pursuit in that the pursuit was initiated by a citizen and the police did not observe defendant driving or entering the house. Even if the definition of hot pursuit were to exclude the situation here (but see People v. Escudero (1979)
The intrusion on defendant’s privacy, by contrast, was a diminished one. Kovarick had left the front door wide open during the entire encounter. This not only rendered a forcible entry unnecessary, but it also exposed to public view the very area where the arrest would later occur. (Cf. U.S. v. Gori (2d Cir. 2000)
In light of our holding, we find it unnecessary to address the People’s additional argument that even if the warrantless entry had violated the Fourth Amendment, the exclusionary rule would not extend to the officers’ observations of defendant outside the house, any statements defendant made prior to the entry or after defendant was removed from the house, or the results of his blood-alcohol test. (See New York v. Harris, supra,
The judgment of the Court of Appeal is reversed.
George, C. J., Kennard, J., Chin, J., Moreno, J., and Corrigan, J., concurred.
Notes
The dissent concedes that the dissipation of blood-alcohol evidence may constitute an exigent circumstance to justify a warrantless entry to effect an arrest, but would limit such arrests to crimes “far more serious than mere driving under the influence.” (Dis. opn., post, at p. 833.) The text of the Fourth Amendment, however, offers no basis for distinguishing between DUI, which is a serious and jailable offense in California (see ante, at pp. 821-822), and the crimes alleged in Henrie and Komoto, nor does the dissent point to any case law to support such a distinction. Indeed, inasmuch as the dissent concedes that the nonjailable offense in Welsh is distinguishable from the jailable offense in this case (dis. opn., post, at p. 830), the line the dissent would draw between this case and Henrie or Komoto remains undefined.
Defendant also argues that a person suspected of DUI may refuse to submit to chemical testing and accept the specified punishment, rendering the blood-alcohol evidence superfluous. Defendant once again misapprehends the statutory scheme. A person who drives a motor vehicle “is deemed to have given his or her consent to chemical testing” of his or her blood, breath, or urine for the purpose of determining the alcohol or drug content of his or her blood (Veh. Code, § 23612, subds. (a)(1)(A) & (B), (d)(2)). “It is [thus] firmly established that a drunken driver has no right to resist or refuse such a test.” (Bush v. Bright (1968)
To the extent dictum in People v. Schofield, supra, 90 Cal.App.4th at pages 970 and 975, is inconsistent with the views expressed herein, it is disapproved.
Dissenting Opinion
“[A] man’s house is his castle.” (Miller v. United States (1958)
Not just some forgotten vestige of 15th century English law that allowed English peasants to assert their rights against a powerful monarchy, the view that one’s home is a place of privacy was also shared by the framers of the United States Constitution. We need not interpret or gloss the constitutional text for hidden or obscure meaning, for the drafters of the Fourth Amendment made this point plain on the face of the document: “The right of the people to be secure in their persons, houses, papers and effects, against unreasonable searches and seizures, shall not be violated, and no warrants shall issue, but upon probable cause.” (U.S. Const., 4th Amend., italics added.)
The United States Supreme Court has emphasized repeatedly the primacy of the constitutional protection for persons in their homes. “ ‘[P]hysical entry of the home is the chief evil against which the wording of the Fourth Amendment is directed.’ ” (Payton v. New York (1980)
This court has also on numerous occasions recognized this special constitutional protection for persons in their homes. For example, we held a warrantless search of a suspect’s home could not be justified by a parole search condition of which police were unaware (People v. Sanders (2003)
I agree with the majority that Welsh v. Wisconsin (1984)
The ultimate standard established by the Fourth Amendment to the United States Constitution is one of reasonableness. (Cady v. Dombrowski (1973)
Once defendant demonstrated that police entered his home without a warrant, the burden shifted to the prosecution “to prove that the entry was nevertheless reasonable.” (People v. Williams (1988)
The majority concludes the failure by police to obtain a warrant before entering defendant’s home is excused by the exigent-circumstances exception to the warrant requirement. “ ‘ “ ‘[E]xigent circumstances’ means an emergency situation requiring swift action to prevent imminent danger or serious damage to property, or to forestall the imminent escape of a suspect or destruction of evidence. There is no ready litmus test for determining whether such circumstances exist, and in each case the claim of an extraordinary situation must be measured by the facts known to the officers.” ’ [Citations.] The exception is applicable to the federal Constitution (see Mincey v. Arizona
“In evaluating exigency, relevant factors include ‘ “ ... (1) the degree of urgency involved and the amount of time necessary to obtain a warrant; (2) reasonable belief that the contraband is about to be removed; (3) the possibility of danger to police officers guarding the site of the contraband while a search warrant is sought; (4) information indicating the possessors of the contraband are aware that the police are on their trail; and (5) the ready destructibility of the contraband and the knowledge ‘that efforts to dispose of narcotics and to escape are characteristic behavior of persons engaged in the narcotics traffic.’ ” ’ ” (People v. Gentry (1992)
The majority locates such an emergency situation inside defendant’s body, which was slowly but inexorably metabolizing and thus destroying the alcohol police believed he had consumed. The emergency, in other words, involved the potential destruction of the evidence of defendant’s crime of drunk driving. That such “bum off” occurs is undisputed. (People v. Schofield (2001)
None of the cases on which the majority relies supports its broad conclusion that the natural metabolization of blood alcohol alone constitutes an exigent circumstance sufficient to permit police to enter a person’s home against his or her wishes and without a warrant. For example, in Schmerber v. California (1966)
Similarly, in Skinner v. Railway Labor Executives’ Assn. (1989)
The majority opines that “most courts have concluded that the dissipation of blood-alcohol evidence ‘may constitute an exigent circumstance under the facts of a particular case.’ ” (Maj. opn., ante, at p. 825, italics added.) The qualifiers are important. The cases the majority cites in support are all distinguishable. In City of Orem v. Henrie (Utah Ct.App. 1994)
The majority also cites State v. Bohling (1993)
Invocation of the exigent-circumstances exception to the warrant requirement, moreover, must be supported by a showing of the “ ‘imminent destruction of evidence.’ ” (Minnesota v. Olson, supra,
To further support its contention the exigent-circumstances doctrine applies here, the majority relies on the possibility defendant could have corrupted the evidence of his alcohol consumption by consuming more alcohol. (Maj. opn., ante, at p. 826.) But this argument proves too much, for the possibility exists in every case that a criminal suspect in his home will try to destroy evidence
Vale v. Louisiana, supra,
As in Vale v. Louisiana, supra,
Realizing, perhaps, that none of its previous rationales adequately justify the warrantless entry, the majority suggests defendant had attempted to flee. (Maj. opn., ante, at pp. 827-828.) This suggestion finds no support in the record. Officer Dejohn testified defendant, on learning police were on his doorstep, left his house by the back door, walked about 10 feet into the backyard, and then returned to the house. Although this caused Dejohn to be concerned defendant would flee, he admitted defendant was so intoxicated that he was staggering and slurring his words and that he immediately returned to the house. But even assuming defendant might have attempted to flee, that possibility did not create an emergency situation justifying the warrantless entry. Police at the scene could easily have detained him while they sought a warrant. In any event, the prosecution did not argue below that defendant’s asserted attempt to flee created an emergency situation, and the trial court did not mention this circumstance. The court denied defendant’s suppression motion solely on the ground that his body’s metabolization of alcohol in his blood constituted the destruction of evidence. (See Lorenzana v. Superior Court (1973)
Finally, the majority attempts to minimize the scope of its holding, explaining that it does not decide “that the police may enter a home without a warrant to effect an arrest of a DUI suspect in every case. We hold merely that the police conduct here, taking into account all of the circumstances, was reasonable . . . .” (Maj. opn., ante, at p. 827.) I find the majority’s attempt to circumscribe the sweep of its holding both unpersuasive and disingenuous. What are the circumstances in this case that make it unusual? Police had probable cause to believe defendant had recently become intoxicated and had driven home and that he was now inside his house. Police lacked both a warrant and consent to enter. Defendant’s body was naturally metabolizing the alcohol, but that would be true in every crime involving alcohol. Defendant might consume additional alcohol, thereby corrupting the evidence, but that possibility, too, would exist in every case involving an alcohol-related crime. Police, in any event, had no articulable facts to suggest defendant was about to drink anything. Under the majority’s reasoning,
II
That those enforcing our criminal laws will proceed vigorously is generally to society’s benefit, but the Fourth Amendment to the United States Constitution places reasonable and recognizable limits on such activities. One such limit is that the warrantless entry into an individual’s home is presumptively unreasonable unless justified by one of the narrow exceptions to the warrant requirement. By requiring, in all other situations, the interposition of the considered judgment of a neutral magistrate, the Constitution protects the citizenry’s reasonable expectation of privacy in their homes. As Justice Robert Jackson explained: “The point of the Fourth Amendment, which often is not grasped by zealous officers, is not that it denies law enforcement the support of the usual inferences which reasonable men draw from evidence. Its protection consists in requiring that those inferences be drawn by a neutral and detached magistrate instead of being judged by the officer engaged in the often competitive enterprise of ferreting out crime. Any assumption that evidence sufficient to support a magistrate’s disinterested determination to issue a search warrant will justify the officers in making a search without a warrant would reduce the Amendment to a nullity and leave the people’s homes secure only in the discretion of police officers. Crime, even in the privacy of one’s own quarters, is, of course, of grave concern to society, and the law allows such crime to be reached on proper showing. The right of officers to thrust themselves into a home is also a grave concern, not only to the individual but to a society which chooses to dwell in reasonable security and freedom from surveillance. When the right of privacy must reasonably yield to the right of search is, as a rule, to be decided by a judicial officer, not by a policeman or government enforcement agent.” (Johnson v. United States (1948)
See also Vehicle Code section 23152, subdivision (b) which states in part: “In any prosecution under this subdivision, it is a rebuttable presumption that the person had 0.08 percent or more, by weight, of alcohol in his or her blood at the time of driving the vehicle if the person had 0.08 percent or more, by weight, of alcohol in his or her blood at the time of the performance of a chemical test within three hours after the driving.”
