Opinion
Willie Edward Thomas appeals his conviction of possession for sale and transportation of cocaine. He argues the trial court erred in permitting a prior aggravated assault conviction to be used for impeachment purposes. Appellant also objects to various other rulings of the trial court that will be discussed in the unpublished portion of this opinion.
Statement of the Case
Appellant was charged with possession of cocaine for sale and transportation of cocaine. (Health & Saf. Code, §§ 11351, 11352.) The information also alleged that appellant had been convicted of assault with a deadly weapon (Pen. Code, § 245, subd. (a)(1)) within the meaning of Penal Code section 667.5, subdivision (b). Additionally, two other felony convictions for possession of marijuana for sale were alleged. Appellant pleaded not guilty and denied the prior convictions.
A jury convicted appellant of both charged offenses. The trial court found the priors were valid and appellant had served a prison term. The court sentenced appellant to four years for transportation of cocaine with a one-year enhancement; the term for possession of cocaine for sale was stayed. Appellant filed a timely notice of appeal.
*693 Facts *
I.
Admission of the Section 245 Conviction for Impeachment
Appellant contends that the trial court erred in permitting him to be impeached with a prior conviction for assault with a deadly weapon. (Pen. Code, § 245, subd. (a)(1).) At the commencement of trial, appellant requested an order preventing the district attorney from impeaching him with the prior assault conviction and with two prior convictions for the possession of marijuana for the purpose of sale. (Health & Saf. Code, § 11359.) The court ruled that the aggravated assault conviction could be used, as it in fact was when appellant testified. The trial court also felt that the possession-for-sale offenses were usable for impeachment purposes but, under Evidence Code section 352, concluded that their potential for prejudice outweighed their probative value, and precluded the People from using them for impeachment in this case. On appeal, appellant renews his argument that the trial court should not have permitted the assault-with-a-deadly-weapon conviction to be used for impeachment.
In
People
v.
Castro
(1985)
Refusing to hold that only offenses involving an element of dishonesty reflect adversely on a witness’s veracity, the court held that convictions which are “assaultive in nature,” although less relevant than convictions based on dishonesty, nonetheless have some relevance to credibility. There is “some basis—however tenuous—for inferring that a person who has committed a crime which involves moral turpitude other than dishonesty is more likely to be dishonest than a witness about whom no such thing is known. Certainly the inference is not so irrational that it is beyond the power of the people to decree that in a proper case the jury must be permitted to draw it, if it wishes . . .,” as the court observed the voters had done in adopting subdivision (f).
(People
v.
Castro, supra,
Under this approach, neither simple assault, simple battery, nor even felony battery are offenses involving moral turpitude. To constitute an assault, all that is required is an attempt to commit a battery, coupled with the present ability to commit the battery. (Pen. Code, § 240; CALJIC No. 9.00 (1983 rev.).) Since the “least touching” will suffice to constitute a battery, “a simple assault does not necessarily show moral turpitude.”
(People
v.
Cavazos
(1985)
*695
Several courts have held that assault with a deadly weapon (Pen. Code, § 245, subd. (a)(1)) does necessarily involve moral turpitude.
(People
v.
Valdez
(1986)
The rationale for treating aggravated assault as a crime of moral turpitude was explained in
People
v.
Cavazos
as follows: “Assuming, as we must, that an assault with a deadly weapon does not require proof of a specific intent to harm another, it nevertheless does require proof of an unlawful
attempt
to inflict physical force upon another person. The jury is so instructed. (CALJIC No. 9.00 (4th ed. 1979).) Because an attempt to commit a battery requires a specific intent to commit the battery and a direct but ineffectual act done towards its commission (Pen. Code, § 664; 1 Witkin, Cal. Crimes,
op. cit. supra,
§ 93, pp. 90-91) and because a deadly weapon is used to effectuate the attempted battery, it follows that the ‘least adjudicated elements’ of the crime of an assault with a deadly weapon involve some degree of moral turpitude.
It is the use of the deadly weapon which elevates the assault to a moral turpitude crime."
(
Assuming that moral turpitude is displayed in virtually every case of an assault with a deadly weapon, there is nonetheless a disturbing analytical question with this reasoning under the rules of
Castro,
as Justice Crosby has perceptively demonstrated in
Heckathorne.
(See also
People
v.
Coad
(1986)
Justice Crosby argues that section 245, subdivision (a)(1) can be violated by conduct that does not reflect moral turpitude. Since a genuine but objectively unreasonable belief in the need for self-defense is not a defense to this crime, a person may be found to have committed an aggravated assault even though that person honestly believed that his or her acts were necessary to avoid serious injury at the hands of the other person. (
Unless one were to quarrel with the proposition that no moral stigma attaches to unlawful conduct that would have been lawful if the actor’s honestly held motivating beliefs had been reasonable, Justice Crosby’s argument seems unanswerable under the terms laid down by Castro, as he has construed the “least adjudicated elements” test.
However, there is a major problem with accepting this argument: it proves too much. While a genuine but unreasonable belief in the need for
*697
self-defense may arise only with respect to assaultive conduct, there are other beliefs which if both genuine and reasonable will excuse the commission of
any
offense. Duress, for example, is available as a potential defense to any but a capital crime. (Pen. Code, § 26, subd. Six; see 1 Witkin, Cal. Crimes (1963) §§ 155-156, pp. 149-150.) The defense exists if a person engages in conduct otherwise criminal under threats and menaces, “where the threats and menaces are such that they would cause a
reasonable person
to fear that his life would be in immediate danger if he did not engage in the conduct charged” and the person does believe that his life would be so endangered. (CALJIC No. 4.40 (4th ed. 1979 rev.), italics added.) The defense of duress applies to crimes requiring specific intent (e.g.,
People
v.
Graham
(1976)
In these cases, if the actor’s belief, though honestly held, is found to be unreasonable, the defense has not been established. Thus, since the conviction of any crime does not necessarily negate the possibility that the defendant acted with a genuine but unreasonable belief which, if the belief had been reasonable, would have rendered the conduct lawful, the commission of robbery, embezzlement, or forgery, to mention but a few offenses universally recognized as proper subjects of impeachment, cannot be said “necessarily” to establish moral turpitude. While the likelihood of the defendant acting under some such genuine belief is of course remote, perhaps even fanciful, it is sufficient to show that moral turpitude is not inherent in the “least adjudicated elements” of any conviction if analyzed as suggested by the concurring opinion in Heckathorne.
The same point emerges if consideration is given to the motive which prompts a person to commit an offense. The best of motives provides no defense. (Hall, General Principles of Criminal Law, op. cit. supra, p. 88 [“. . . hardly any part of penal law is more definitely settled than that motive is irrelevant”]; 1 Witkin, Cal. Crimes, Defenses, op. cit. supra, § 249, p. 233.) Stealing to feed the poor is of course criminal, but whether such conduct reflects “moral turpitude” is at least open to debate. “The exclusion of motive, as not essential in mens rea, does not deny the importance of motive in determining the culpability (‘guilt’) of the defendant.” (Hall, op. *698 cit. supra, p. 104; see also, Cohen, Moral Aspects of the Criminal Law (1940) 49 Yale L.J. 987, 1020.) If one concludes that there is no moral deficiency despite the societal need to punish certain conduct performed with commendable motives, it follows for an additional reason that moral turpitude is not inherent in the least adjudicated elements of any crime.
The same point has been made with reference to the possibility of committing an offense under a mistaken belief in the identity of one’s victim; although such a mistake may not excuse the crime, under rare circumstances it may dispel the moral blame that normally accompanies the offense—as illustrated by the unusual facts of
People
v.
Walton
(1982)
Although all of these situations are highly unlikely, they do show that the ability to imagine a set of circumstances under which a penal statute can be violated without moral fault cannot be the measure of the moral turpitude that is involved in violating that statute. If that is what is required by the least adjudicated elements test, no crime would ever involve moral turpitude. (See generally Hall, General Principles of Criminal Law, op. cit. supra, p. 144 [“[N]o immediate external situation, however criminal it appears to be, can of itself preclude the possibility that the relevant mens rea was lacking . . . .”]; Wootton, Crime and the Criminal Law (1963) p. 42 [“. . . the badness even of those actions which would most generally be regarded as malum in se is inherent, not in the physical acts themselves, but in the circumstances in which they are performed.”]) Thus, reading Castro to preclude use of a prior conviction for the purpose of impeachment if there is any conceivable set of facts under which the offense could have been committed free of moral blame would mean that no prior conviction could ever be used for impeachment. Certainly that is not what the Supreme Court intended by its ruling in Castro. By making the “least adjudicated elements of the conviction necessarily involve[d]” the standard, the Supreme Court must be taken to have meant something else.
All that
Castro
should be taken to require is that from the elements of the offense alone—without regard to the facts of the particular violation—one can reasonably infer the presence of moral turpitude. This standard conforms both with the issue formulated in
Castro,
and with the holding of that very case, “Paraphrasing the question to be asked,” Justice Kaus there stated, “we must ask with respect to any particular felony conviction which is offered for impeachment: ‘Can it be said
with substantial assurance
that the credibility of a witness is adversely affected by his having suffered this conviction?”’
(People
v.
Castro, supra,
In referring to the dictate “that moral turpitude must be found, if at all, only on the least adjudicated elements of the crime,” the court in
People
v.
Armendariz, supra,
The least adjudicated elements standard was explicitly adopted in
Castro
from “the
Finley-Crowson
line of cases.”
(People
v.
Castro, supra,
In looking to the statutory definition of aggravated assault to determine whether a conviction of this offense could be used for impeachment, the court in
Armendariz
concluded “that the least adjudicated elements of any assault-with-a-deadly-weapon conviction are (1) the intentional commission of an act (2) with a deadly weapon, (3) the successful completion of which would probably result in injury to the person of another.” (
*701
The conclusion that assault with a deadly weapon does involve moral turpitude implicitly rejects the argument that the characterization of the offense for this purpose should correspond to the characterization of the same offense for the purpose of disciplining members of the bar. (See, e.g.,
People
v.
Heckathorne, supra,
Thus, the trial court did not err in permitting the appellant to be impeached with his prior conviction of assault with a deadly weapon.
II., III. *
Disposition
The judgment is affirmed.
Kline, P. J., and Smith, J., concurred.
A petition for a rehearing was denied January 13, 1989, and appellant’s petition for review by the Supreme Court was denied March 23, 1989.
Notes
Assigned by the Chairperson of the Judicial Council.
See footnote, ante, page 689.
A violation of Penal Code section 245, subdivision (a)(1), may also occur if the assault is made “by any means of force likely to produce great bodily injury.” In this context, using a means of force likely to produce great bodily injury would seem to have the same significance as using a deadly weapon. (See People v. Elwell, supra, ante, pp. 171, 177.)
See, e.g., Hall, General Principles of Criminal Law (2d ed. 1947) pages 133-134; Hall, Negligent Behavior Should Be Excluded from Penal Liability (1963) 63 Colum.L.Rev. 632.)
The conclusion of the dissenting opinion in Coad, that the least adjudicated elements of voluntary manslaughter do not involve moral turpitude, does not, however, rest simply on the proposition that that crime can be committed under unusual circumstances devoid of moral depravity. Rather, the dissent argues that because of the manner in which voluntary manslaughter is defined, conviction of that offense necessarily implies the absence of malice (181 Cal.App.3d at pp. 1116-1117), and “represents, among other things, a conclusion by the trier of fact that the defendant sustained his burden of showing that though his killing of another human being was intentional it was also either (1) objectively reasonable, or (2) induced by an honest belief that he was in mortal danger, or (3) influenced by a mental defect that rendered him incapable of comprehending the duty the law imposes and unable to harbor malice. These are not the sort of considerations ordinarily associated with an evil design or a depraved heart.” (Id., at p. 1118, fn. omitted.) Because a conviction of aggravated assault and most other crimes does not establish “imperfect defenses” or mitigating factors, the approach adopted in the present opinion—under which the possible presence of such factors which are not included in the elements of the offense does not negate moral turpitude under Castro—is not inconsistent with the analysis of either the dissent or the majority in Coad.
Making this determination, it should be clear, is very different from determining whether the elements of a statutory violation establish moral turpitude. While it is perfectly possible to determine that the elements of statutes in two jurisdictions are the same, as indicated. above, the elements of no crime necessarily establish moral turpitude if by that is meant that the crime could not conceivably be committed under circumstances devoid of moral depravity.
The use of the abstract least adjudicated elements standard has recently been abandoned in one context and strongly criticized in another. In
People
v.
Guerrero
(1988)
In considering the acceptability of this conclusion, it is important to note that the admonition in
Castro
against going behind a prior conviction to the facts of the particular violation is addressed only to the trial court’s determination to admit evidence of the prior conviction. If those rare extenuating circumstances which might negate the moral turpitude ordinarily associated with the offense are claimed to have existed,
Castro
does not preclude the defense from eliciting those facts from the witness. Arguably any such explanation in the past would have contravened Evidence Code section 787, rendering inadmissible evidence of specific instances of conduct to support as well as to attack the credibility of a witness. However, section 787 was invalidated in criminal cases by another provision of the same Victim’s Bill of Rights that broadened the use of prior convictions for impeachment.
(People
v.
Adams
(1988)
*701
The court also there referred to an annotation concerning the meaning of moral turpitude in the context of immigration law. (Annot., What Constitutes “Crime Involving Moral Turpitude” Within Meaning of §§ 212(a)(9) and 241(a)(4) of Immigration and Nationality Act (8 USCS §§ 1182(a)(9), 1251(a)(4), and Similar Predecessor Statutes Providing for Exclusion or Deportation of Aliens Convicted of Such Crime (1975) 23 A.L.R.Fed. 480.) That annotation notes that “[ajssault with a deadly or dangerous weapon has generally been held to be a crime involving moral turpitude.” (P. 527.)
The same concerns would apply when a prior conviction is offered for impeachment in a civil trial.
See footnote, ante, page 689.
