THE PEOPLE, Plaintiff and Respondent, v. HAROLD WAYNE TAYLOR, Defendant and Appellant.
No. S112443
Supreme Court of California
Apr. 5, 2004
Appellant‘s petition for a rehearing was denied June 23, 2004.
863
Joseph Shipp, under appointment by the Supreme Court, for Defendant and Appellant.
Bill Lockyer, Attorney General, Robert R. Anderson, Chief Assistant Attorney General, Ronald A. Bass and Gerald A. Engler, Assistant Attorneys General, Michael E. Banister, Eric D. Share, Catherine A. McBrien, Catherine A. Rivlin and Ross C. Moody, Deputy Attorneys General, for Plaintiff and Respondent.
OPINION
BROWN, J.—A defendant shoots a woman, killing her. As a result, her fetus also dies. In the absence of evidence the defendant knew the woman was pregnant, may the defendant be held liable for the second degree implied malice murder of the fetus? We conclude he may, and therefore reverse the judgment of the Court of Appeal.
I. FACTS AND PROCEDURAL BACKGROUND
The following facts are taken largely from the Court of Appeal opinion. Defendant Harold Wayne Taylor and the victim, Ms. Patty Fansler, met in the spring of 1997. They dated and then lived together along with Fansler‘s three children. In July 1998 Fansler moved out. Defendant was heard threatening to kill Fansler and anyone close to her if she left him. Defendant wanted to “get back” with Fansler, and told one of her friends he could not handle the breakup, and if he could not have her, “nobody else could.”
Defendant and Fansler spent New Year‘s Eve 1998 together. On January 1, 1999, a police officer responded to a call regarding a woman screaming in a
After the first of the year, Fansler asked her employer to alter her shifts so defendant would not know when she was working. In January 1999, defendant followed Fansler and her ex-husband in a car at high speeds for a mile or so, and on twо other occasions tailgated her.
On March 9, 1999, defendant entered Fansler‘s apartment through a ruse, and after an apparent struggle, shot and killed Fansler. Fansler‘s son Robert, who heard his mother‘s muffled screams, but was unable to enter the apartment, pounded on Fansler‘s window outside the bedroom in which she was being attacked, and yelled “Goddamn it, you better not hurt her.” Defendant was seen leaving the apartment, and Robert and a friend, John Benback, Jr., chased but did not catch him.
Back in the apartment Fansler was found by her boyfriend John Benback, his son, John, Jr., and Robert. John Benback, Sr., testified, “She was lying on her back оn the bed. The room had been pretty well trashed. There was blood everywhere.”
Fansler died of a single gunshot wound to the head. (A subsequent search of the room revealed a second bullet had penetrated and exited the nightstand, and a fragment of this bullet was found near the nightstand.) Fansler also suffered a laceration on the back of her head that penetrated to her skull and chipped the bone, and bruising on her neck, legs, and elbows.
The autopsy revealed that Fansler was pregnant. The fetus was a male between 11 and 13 weeks old who died as a result of his mother‘s death. The examining pathologist could not discern that Fansler, who weighed approximately 200 pounds, was pregnant just by observing her on the examination table.
The prosecution proceeded on a theory of second degree implied malice murder as to the fetus.1 The jury convicted defendant of two counts of second
The Court of Appeal reversed defendant‘s second degree murder conviction based on the fetus‘s death. The court concluded there was evidence to support the physical, but not the mental, component of implied malice murder. “There is not an iota of evidence that [defendant] knew his conduct endangered fetal life and acted with disregard of that fetal life. It is undisputed that the fetus was [11] to 13 weeks old; the pregnancy was not yet visible and [defendant] did not know Ms. Fansler was pregnant.” In contrast to “the classic example of indiscriminate shooting/implied malice” of a person firing a bullet through a window not knowing or caring if anyone is behind it, “[t]he undetectable early pregnancy [here] was too latent and remote a risk factor to bear on [defendant‘s] liability or the gravity of his offense.” “[T]he risk to unknown fetal life is latent and indeterminate, something the average person would not be aware of or consciously disregard.” “[W]ere we to adopt the People‘s position, we would dispense with the subjective mental component of implied malice. Where is the evidence that [defendant] acted with knowledge of the danger to, and conscious disregard for, fetal life? There is none. This is dispositive.”
We granted the Attorney General‘s petition for review.
II. DISCUSSION
“Murder is the unlawful killing of a human being, or a fetus, with malice aforethought.” (People v. Hansen (1994) 9 Cal.4th 300, 307 (Hansen);
“Malice may be either express or implied. It is express when the defendant manifests ‘a deliberate intention unlawfully to take away the life of a fellow creature.’3 (
“It is plain that implied malice aforethought does not exist in the perpetrator only in relation to an intended victim. Recklessness need not be cognizant of the identity of a victim or even of his existence.” (People v. Scott (1996) 14 Cal.4th 544, 555 (conc. opn. of Mosk, J.); see Bland, supra, 28 Cal.4th at p. 323 [quoting Scott (conc. opn. of Mosk, J.) with approval]; People v. Albright (1985) 173 Cal.App.3d 883, 887 [implied malice does not require awareness of life-threatening risk to a particular person]; People v. Stein (1913) 23 Cal.App. 108, 115 [“malicе will be implied, although the perpetrator of the act had no malice against any particular person of the multitude into which he so fired“].) When a defendant commits an act, the natural consequences of which are dangerous to human life, with a conscious disregard for life in general, he acts with implied malice towards those he ends up killing. There is no requirement the defendant specifically know of the existence of each victim.
To illustrate, in People v. Watson (1981) 30 Cal.3d 290, 293-294, the defendant killed a mother and her six-year-old daughter while driving under the influence of alcohol. We found the evidence supported a conclusion thаt the “defendant‘s conduct was sufficiently wanton” (id. at p. 300) to hold him to answer on two charges of second degree murder (id. at pp. 294, 301). Nowhere in our discussion did we indicate the defendant was required to have a subjective awareness of his particular victims, i.e., the mother and daughter killed, for an implied malice murder charge to proceed. Nothing in the language of
Here, as the Attorney General notes, defendant “knowingly put human life at grave risk when he fired his gun twice in an occupied apartment building.” As the Attorney General observed during oral argument, if a gunman simply walked down the hall of an apartment building and fired through the closed doors, he would be liable for the murder of all the victims struck by his bullets—including a fetus of one of his anonymous victims who happened to be pregnant. Likewise, defense counsel conceded at oral argument that
In battering and shooting Fansler, defendant acted with knowledge of the danger to and conscious disregard for life in general. That is all that is required for implied malice murder. He did not need to be specifically aware how many potential victims his conscious disregard for life endangered.
Moreover,
Relying on People v. Dennis (1998) 17 Cal.4th 468, defendant asserts that this court has held or assumed that implied malice must be shown separately with respeсt to the fetus. In Dennis, the defendant killed his ex-wife, who was eight months pregnant, and her fetus with a machete-like weapon. As a result of cuts to the mother‘s abdomen, the fetus was expelled and suffered severe chopping wounds. (Id. at pp. 489, 495-496.) The jury convicted defendant of the first degree murder of the mother and second degree murder of the fetus. (Id. at p. 489.) In connection with defendant‘s claim that his penalty was disproportionate, we stated, “Defendant notes the jury made no express finding of his premeditation, deliberation, or intent to kill the fetus, and he suggests the jury‘s verdict may even imply a finding he was unaware of the fetus‘s еxistence. We disagree. The jury‘s verdict of second degree murder necessarily found that at the very least, defendant bore implied malice toward the fetus. [Citation.] The jury was so instructed.” (Id. at p. 512.) In connection with defendant‘s claim of instructional error, we stated, “[t]he instructions made plain that malice was a separate element that had to be proved for each of the two murders charged. The trial court instructed the jury that a verdict of guilt of the alleged fetal murder required a finding that defendant killed the fetus with malice aforethought. . . . It is not reasonably likely the instructions misled the jury into thinking it could convict dеfendant of two murders while finding malice aforethought only as to one victim‘s death.” (Id. at pp. 514-515.)
Defendant also asserts that the legislative history of
The language of
Nor is the fact that the Legislature chose to simply include fetuses in the statute, and not separately define them as human beings, indicative of any intent to modify the existing law of murder which, as a result of the amendment, would now also apply to a fetus. As defendant himself notes, “[t]here is no suggestion in the legislative history of any intent to alter the established common-law definition of implied malice for purposes of the new crime of fetal murder.” Nor, contrary to defendant‘s contention, are we concluding the Legislature in 1970 “imput[ed] malice to fetal life based upon malice directed to human life.” Rather, by engaging in the conduct he did, defendant demonstrated a conscious disregard for all life, fetal or otherwise, and hence is liable for all deaths caused by his conduct.
Finally defendant asserts that to the extent
DISPOSITION
The judgment of the Court of Appeal is reversed, and the case remandеd for proceedings consistent with this opinion.
George, C. J., Baxter, J., Werdegar, J., Chin, J., and Moreno, J., concurred.
KENNARD, J., Dissenting.—A man who shoots a woman, unlawfully and intentionally causing her death, is guilty of the woman‘s murder, of course. If the woman is some 12 weeks pregnant, and the fetus also dies, is the man also guilty of murdering the fetus even though he did not intend to kill the fetus and did not even know of its existence?
A person may be convicted of murder of another human being on a theory of implied malice, which requires only proof of causing the victim‘s death by an intentional act, the natural consequences of which were dangerous to human life, with knоwledge of that danger. (People v. Lasko (2000) 23 Cal.4th 101, 107 [96 Cal.Rptr.2d 441, 999 P.2d 666].) The majority asserts,
The Legislature has carefully defined murder in terms of two distinct classes of victims—human beings and fetuses. The majority‘s reasoning effectively abrogates this important distinction by the manner in which it defines the mental state requirements for implied malice fetal murder. Instead of requiring proof of implied malice toward a particular fetus or fetuses in general, the majority requires only proof of implied maliсe toward “life in general.” (Maj. opn., ante, at p. 869.)
In my view, however, a defendant is guilty of murdering a fetus on an implied malice theory only if the fetus‘s death resulted from the defendant‘s intentional act, the natural consequences of which were dangerous to fetal life, with knowledge of that particular danger.
I.
I begin with a brief overview of the relevant law.
“Murder is the unlawful killing of a human being, or a fetus, with malice aforethought.” (
An “unlawful killing of a human being without malice” is manslaughter. (
Fetal murder is a relatively new crime in California. Beginning in 1850, our law defined murder as “the unlawful killing of a human being, with malice aforethought.” (Stats. 1850, ch. 99, § 19, p. 231.) In 1970, the
The amendment was in response to our decision earlier that year in Keeler v. Superior Court (1970) 2 Cal.3d 619. In that case, the former husband of Teresa Keeler accosted her in a remote location, and upon seeing her obvious pregnancy said he was “going to stomp it out of you.” (Id. at p. 623.) He attempted to do just that, causing the death of a five-pound female fetus. Teresa Keeler survived. When charged with murder of the fetus, the defendant contended he could not be prosecuted for fetal murder because the fetus had not been born alive and therefore was not a “human being” under our statute, which defined murder as the unlawful killing of “a human being.” This court agreed, observing that in 1850, when the Legislature first enacted a statute defining murder, it had followed the common law rule that killing an unborn, but viable, fetus was not murder. (Id. at pp. 627-628, 637-638.) Because California had never created a crime of feticide, this court concluded in Keeler that the defendant could not be tried for the murder of the fetus. (Id. at pp. 628-631.) Dissenting in Keeler, Justice Burke would have permitted a prosecution for fetal murder, reasoning that the statutory term “human being” should be construed as including the killing of a viable fetus. (Keeler v. Superior Court, supra, 2 Cal.3d at pp. 641-645 (dis. opn. of Burke, J.).)
In response, the Legislature amended the murder statute by adding a second category of murder victim, defined only as “a fetus.”2 At the same time, the Legislature rejected a proposal to add the killing of a fetus to the definition of manslaughter. (
II.
The majority starts from an unremarkable premise: A defendant who “commits an act, the natural consequences of which are dangerous to human life,” with a mental state of conscious disregard for that risk, acts with implied malice toward any human beings who die as a consequence. (Maj.
The majority asserts that when a defendant, aware of the risk, commits an act whose natural consequences are dangerous to human life, with a mental state of “a conscious disregard for life in general,” he has committed implied malice murder. (Maj. opn., ante, at p. 868.) In sum, the majority concludes that conscious disregard “for life in general“—by which it apparently means human life as well as fetal life—is a sufficient mental state for implied malice murder of both human beings and fetuses, the two categories of murder victims speсified in
The rule articulated by the majority may or may not be what the Legislature intended. But the majority neither acknowledges the breadth of the rule it has fashioned, nor does the majority explain why that rule is compelled by the Legislature‘s 1970 amendment to
III.
As noted above, California recognizes two categories of murder victims—human beings and fetuses. (
The lack of parallel punishment for killing a human being and killing a fetus suggests that the Legislature did not intend the crime of fetal murder to parallel that of murder of a human being. To the extent California‘s homicide law “attempts to sort killings according to the culpability they reflect” (Mounts, Malice Aforethought in California (1999) 33 U.S.F. L.Rev. 313, 314), the fact that the same murderous conduct is punished differently depending upon the type of victim, either a human being or a fetus, implies that the Legislature intended to treat fetal murders differently. If murder of a fetus is not the same crime as murder of a human being, is the mental state for murder of a fetus different from the mental state required for murder of a human being? After much thought and considerable research, I cannot answer the question. The Legislature has given no clue what it intended in this regard.
In attempting to answer the quеstion just posed, one must recognize the biological fact that for a considerable time a fetus‘s presence in its mother‘s womb may not be readily apparent to others. What, then, is the required mental state when one kills the fetus of a woman who shows no outward signs of pregnancy, and the killer‘s conduct or expressions of intent do not permit the inference that he acted with express malice toward the fetus? Those are the cases that are difficult to grapple with. Far easier are the cases in which the defendant‘s actions show express malice toward the fetus. In the latter category is the defendant in Keeler v. Superior Court, supra, 2 Cal.3d at page 623, who exhibited express malice toward the fetus, both by stating his intent to “stomp” the fetus out of his pregnant former wife‘s belly and by proceeding to do just that. Similarly, the defendant in People v. Dennis, supra, 17 Cal.4th 468, demonstrated express malice toward the fetus when he
The more difficult cases are those in which the defendant‘s mental state could at most be described as implied malice, as in the situation here. Malice is implied “when no considerable provocation appears, or when the circumstances attending the killing show an abandoned and malignant heart.” (
The prosecution‘s theory at trial was that when defendant shot and killed his former girlfriend, Patty Fansler, in an occupied apartment building, he acted with conscious disregard not only for her safety but for the safety of any human beings who might be in the building. This trial theory derives from the “zone of harm” rationale that this court describеd in People v. Bland (2002) 28 Cal.4th 313, 329: “Where the means employed to commit the crime against a primary victim create a zone of harm around that victim, the factfinder can reasonably infer that the defendant [had the actual intent to kill] all who are in the anticipated zone.” (Italics added.) Indeed, the majority here relies on two Court of Appeal zone-of-harm cases, one dating from 1913 and the other from 1985, for the proposition that a defendant will be liable for the death of any victim, even a victim of whose existence the defendant is unaware. (See maj. opn., ante, at p. 868, citing People v. Stein (1913) 23 Cal.App. 108 [the defendant shot repeatedly into a group of dancers in a public room of a hotel, killing one of them]; and People v. Albright (1985) 173 Cal.App.3d 883 [the defendant, while drunk, drove at high speed, hitting and killing another driver of whose presence the defendant was unaware until moments before the collision].) The prosecution sought to apply the zone-of-harm model to the facts here. In doing so, it implicitly equated a human victim occupying an apartment in a multi-unit building with a fetal victim occupying its mother‘s body.
But the rule fashioned today by the majority is far broader than the prosecution‘s zone-of-harm theory used at trial. The only mental state the majority requires for implied malice murder of а fetus is that the defendant commit an act whose natural consequences endanger “life in general” or “all life, fetal or otherwise.” (Maj. opn., ante, at pp. 868, 870.) Thus, the majority implicitly concludes that the crime of fetal murder may be committed by one who acts only with conscious disregard for human victims, even when the
It is unclear whether the 1970 Legislature in amending the murder statute by adding “a fetus” intended only to expand the victims of murder to include human beings and fetuses but to retain the same mental state for both types of victim. In amending
When interpreting a law defining a crime, and the statutory language is susceptible to two equally reasonable constructions, it is the policy in this state to construe the statute in the defendant‘s favor lest defendants not have fair warning of what conduct is prohibited. (People v. Avery (2002) 27 Cal.4th 49, 57-58; People v. Gardeley (1996) 14 Cal.4th 605, 622.) Absent some clear indication of what mental state the Legislature intended for implied malice murder of a fetus, I would hold that a defendant who neither knows nor has reason to suspect that his female victim is pregnant, is not liable for the implied malice murder of a fetus who dies as a result of a murderous attaсk on the fetus‘s mother.
I would affirm the Court of Appeal‘s judgment reversing defendant‘s conviction for the second degree murder of Fansler‘s fetus.
Appellant‘s petition for a rehearing was denied June 23, 2004. Kennard, J., was of the opinion that the petition should be granted.
