Lead Opinion
Opinion
A defendant shoots a woman, killing her. As a result, her fetus also dies. In the absence of evidence the defendant knew the woman was pregnant, may the defendant be held liable for the second degree implied malice murder of the fetus? We conclude he may, and therefore reverse the judgment of the Court of Appeal.
I. Facts and Procedural Background
The following facts are taken largely from the Court of Appeal opinion. Defendant Harold Wayne Taylor and the victim, Ms. Patty Pansier, met in the spring of 1997. They dated and then lived together along with Fansler’s three children. In July 1998 Pansier moved out. Defendant was heard threatening to kill Pansier and anyone close to her if she left him. Defendant wanted to “get back” with Pansier, and told one of her friends he could not handle the breakup, and if he could not have her, “nobody else could.”
Defendant and Pansier spent New Year’s Eve 1998 together. On January 1, 1999, a police officer responded to a call regarding a woman screaming in a
After the first of the year, Pansier asked her employer to alter her shifts so defendant would not know when she was working. In January 1999, defendant followed Pansier and her ex-husband in a car at high speeds for a mile or so, and on two other occasions tailgated her.
On March 9, 1999, defendant entered Fansler’s apartment through a ruse, and after an apparent struggle, shot and killed Pansier. Fansler’s son Robert, who heard his mother’s muffled screams, but was unable to enter the apartment, pounded on Fansler’s window outside the bedroom in which she was being attacked, and yelled “Goddamn it, you better not hurt her.” Defendant was seen leaving the apartment, and Robеrt and a friend, John Benback, Jr., chased but did not catch him.
Back in the apartment Pansier was found by her boyfriend John Benback, his son, John, Jr., and Robert. John Benback, Sr., testified, “She was lying on her back on the bed. The room had been pretty well trashed. There was blood everywhere.”
Pansier died of a single gunshot wound to the head. (A subsequent search of the room revealed a second bullet had penetrated and exited the nightstand, and a fragment of this bullet was found near the nightstand.) Pansier also suffered a laceration on the back of her head that penetrated to her skull and chipped the bone, and bruising оn her neck, legs, and elbows.
The autopsy revealed that Pansier was pregnant. The fetus was a male between 11 and 13 weeks old who died as a result of his mother’s death. The examining pathologist could not discern that Pansier, who weighed approximately 200 pounds, was pregnant just by observing her on the examination table.
The prosecution proceeded on a theory of second degree implied malice murder as to the fetus.
The Court of Appeal reversed defendant’s second degree murder conviction based on the fetus’s death. The court concluded there was evidence to support the physical, but not the mental, component of implied malice murder. “There is not an iota of evidence that [defendant] knew his conduct endangered fetal life and acted with disregard of that fetal life. It is undisputed that the fetus was [11] to 13 weeks old; the pregnancy was not yet visible and [defendant] did not know Ms. Pansier was pregnant.” In contrast to “the classic example of indiscriminate shooting/implied malice” of a person firing a bullet through a window not knowing or caring if anyone is behind it, “[t]he undetectable early pregnancy [here] was too latent and remote a risk factor to bear on [defendant’s] liability or the gravity of his offense.” “[T]he risk to unknown fetal life is latent and indeterminate, something the average person would not be aware of or consciously disregard.” “[W]ere we to adopt the People’s position, we would dispense with the subjective mental component of implied malice. Where is the evidence that [defendant] acted with knowledge of the danger to, and conscious disregard for, fetal life? There is none. This is dispositive.”
We granted the Attorney General’s petition for review.
II. Discussion
“Murder is the unlawful killing of a human being, or a fetus, with malice aforethought.” (People v. Hansen (1994)
“Malice may be either express or implied. It is express when the defendant manifests ‘a deliberate intention unlawfully to take away the life of a fellow creature.,[
“It is plain that implied malice aforethought does not exist in the perpetratqr only in relation' to an intended victim. Recklessness need not be cognizant of the identity of a victim or even of his existence.” (People v. Scott (1996)
To illustrate, in People v. Watson (1981)
Here, as the Attorney General notes, defendant “knowingly put human life at grave risk when he fired his gun twice in an occupied apartment building.” As the Attorney General observed during oral argument, if a gunman simply walked down the hall of an apartment building and fired through the closed doors, he would be liable for the murder of all the victims struck by his bullets—including a fetus of one of his anonymous victims who happened to be pregnant. Likewise, defense counsel conceded at oral argument that
In battering аnd shooting Pansier, defendant acted with knowledge of the danger to and conscious disregard for life in general. That is all that is required for implied malice murder. He did not need to be specifically aware how many potential victims his conscious disregard for life endangered.
Moreover, section 12022.9 provides for a sentence enhancement under certain circumstances for a defendant’s personal infliction of injury on a pregnant woman resulting in the termination of the pregnancy. It applies only when the defendant “knows or reasonably should know that the victim is pregnant.” (§ 12022.9.) As the Attorney General notes, the “fact that the Legislature explicitly imposed a knowledge requirement in section 12022.9, but not in section 187,” further confirms no such knowledge requirement was intended for implied malice murder.
Relying on People v. Dennis (1998)
Defendant also asserts that the legislative history of section 187 demonstrates that the Legislature did not intend to hold a defendant liable for the murder of a fetus unless he had knowledge the woman was pregnant. Prior to 1970, the killing of a fetus was not murder. In Keeler v. Superior Court (1970)
The language of section 187, subdivision (a), that “[m]urder is the unlawful killing of a human being, or a fetus, with malice aforethought,” is clear, making resort to its legislative history unnecessary. Moreover, we find no such stated purpose in the legislative history. In any event, given Keeler was the motivating force behind the 1970 amendment to section 187, subdivision (a), any references in the legislative history as to how the amendment would punish “Keeler’s actions,” which involved an intentional attack on a fetus, are to be expected and do not preclude our interpretation here.
Nor is the fact that the Legislature chose to simply include fetuses in the statute, and not separately define them as human beings, indicative of any intent to modify the existing law of murder which, as a result of the amendment, would now also apply to a fetus. As defendant himself notes, “[t]here is no suggestion in the legislative history of any intent to alter the established common-law definition of implied malice for purposes of the new crime of fetal murder.” Nor, contrary to defendant’s contention, are we concluding the Legislature in 1970 “imput[ed] malice to fetal life based upon malice directed to human life.” Rather, by engaging in the conduct he did, defendant demonstrated a conscious disregard for all life, fetal or otherwise, and hence is liable for all deaths caused by his conduct.
Finally defendant asserts that to the extent section 187 is ambiguous, it should be construed in his favor. It is not ambiguous. Nor is our conclusion today “an overruling of controlling authority or a sudden, unforeseeable enlargement of a statute” in violation of ex post facto or due process principles. (People v. Billa (2003)
Disposition
Thе judgment of the Court of Appeal is reversed, and the case remanded for proceedings consistent with this opinion.
George, C. 1, Baxter, 1, Werdegar, 1, Chin, 1, and Moreno, 1, concurred.
Notes
The jury was instructed that in order to prove the crime of second degree murder as to the fetus, “each of the following elements must be proved: A human fetus was killed; the killing was unlawful; and the killing was done with malice aforethought.” It was also instructed that “Malice is implied when, one, the killing results from an intentional act; two, the natural consequences of the act are dangerous to human life; and three, the act was deliberatеly performed with knowledge of the danger to and conscious disregard for human life.” “When the killing is the direct result of such an act, it is not necessary to prove that the defendant intended that the act would result in death of a human being or human fetus.”
All further statutory references are to the Penal Code.
The issue of express malice and transferred intent is not before us in this case. (See generally People v. Bland (2002)
Dissenting Opinion
A man who shoots a woman, unlawfully and intentionally causing her death, is guilty of the woman’s murder, of course. If the woman is some 12 weeks pregnant, and the fetus also dies, is the man also guilty of murdering the fetus even though he did not intend to kill the fetus and did not even know of its existence?
A person mаy be convicted of murder of another human being on a theory of implied malice, which requires only proof of causing the victim’s death by an intentional act, the natural consequences of which were dangerous to human life, with knowledge of that danger. (People v. Lasko (2000)
The Legislature has carefully defined murder in terms of two distinct classes of victims—human beings and fetuses. The majority’s reasoning effectively abrogates this important distinction by the manner in which it defines the mental state requirements for implied malice fetal murder. Instead of requiring proof of implied malice toward a particular fetus or fetuses in general, the majority requires only proof of implied malice toward “life in general.” (Maj. opn., ante, at p. 869.)
In my view, however, a defendant is guilty of murdering a fetus on an implied malice theory only if the fetus’s death resulted from the defendant’s intentional act, the natural consequences of which were dangerous to fetal life, with knowledge of that particular danger.
L
I begin with a brief overview of the relevant law.
“Murder is the unlawful killing of a human being, or a fetus, with malice aforethought.” (Pen. Code, § 187.)
An “unlawful killing of a human being without malice” is manslaughter. (§ 192.) Certain types of provocation will “reduce an intentional, unlawful killing from murder to voluntary manslaughter ‘by negating the element of malice.’ ” (People v. Rios, supra,
Fetal murder is a relatively new crime in California. Beginning in 1850, our law defined murder as “the unlawful killing of a human being, with malice aforethought.” (Stats. 1850, ch. 99, § 19, p. 231.) In 1970, the
The amendment was in response to our decision earlier that year in Keeler v. Superior Court (1970)
In response, the Legislature amended the murder statute by adding a second category of murder victim, defined only as “a fetus.”
H.
The majority starts from an unremarkable premise: A defendant who “commits an act, the natural consequences of which are dangerous to human life,” with a mental state of conscious disregard for that risk, acts with implied malice toward any human beings who die as a consequence. (Maj.
The majority asserts that when a defendant, aware of the risk, commits an act whose natural consequences are dangerous to human life, with a mental state of “a conscious disregard for life in general,” he has committed implied malice murder. (Maj. opn., ante, at p. 868.) In sum, the majority concludes that conscious disregard “for life in general”—by which it apparently means human life as well аs fetal life—is a sufficient mental state for implied malice murder of both human beings and fetuses, the two categories of murder victims specified in section 187, which defines murder. In essence, the majority holds that one whose mental state is a generalized conscious disregard for life bears that same mental state toward all “potential victims” (maj. opn., ante, at p. 869), even those of whom the actor is not aware.
The rule articulated by the majority may or may not be what the Legislature intended. But the majority neither acknowledges the breadth of the rule it has fashioned, nor does the majority explain why that rule is compelled by the Legislature’s 1970 amendment to section 187, which added fetuses as victims of murder.
III.
As noted above, California recognizes two categories of murder victims— human beings and fetuses. (§ 187.) It is unclear whether the state Legislature intended to create a single crime of murder applicable to both a human being and a fetus, or whether it intended to create two crimes—murder of a human being and murder of a fetus.
The lack of parаllel punishment for killing a human being and killing a fetus suggests that the Legislature did not intend the crime of fetal murder to parallel that of murder of a human being. To the extent California’s homicide law “attempts to sort killings according to the culpability they reflect” (Mounts, Malice Aforethought in California (1999) 33 U.S.F. L.Rev. 313, 314), the fact that the same murderous conduct is punished differently depending upon the type of victim, either a human being or a fetus, implies that the Legislature intended to treat fetal murders differently. If murder of a fetus is not the same crime as murder of a human being, is the mental state for murder of a fetus different from the mental state required for murder of a human being? After much thought and considerable research, I cannot answer the question. The Legislature has given no clue what it intended in this regard.
In attempting to answer the question just posed, one must recognize the biological fact that for a considerable time a fetus’s presence in its mother’s womb may not be readily apparent to others. What, then, is the required mental state when one kills the fetus of a woman who shows no outward signs of pregnancy, and the killer’s conduct or expressions of intent do not permit the inference that he acted with express malice toward the fetus? Those are the cases that are difficult to grapple with. Far easier are the cases in which the defendant’s actions show express malice toward the fetus. In the latter category is the defendant in Keeler v. Superior Court, supra,
The more difficult cases are those in whiсh the defendant’s mental state could at most be described as implied malice, as in the situation here. Malice is implied “when no considerable provocation appears, or when the circumstances attending the killing show an abandoned and malignant heart.” (§ 188.) To put it simply, one who acts with implied malice “necessarily acts with knowledge of the life-threatening harm that might occur if he proceeds with ‘an act with a high probability that it will result in death.’ ” (People v. Dellinger (1989)
The prosecution’s theory at trial was that when defendant shot and killed his former girlfriend, Patty Pansier, in an occupied apartment building, he acted with conscious disregard not only for her safety but for the safety of any human beings who might be in the building. This trial theory derives from the “zone of harm” rationale that this court described in People v. Bland (2002)
But the rule fashioned today by the majority is far broader than the prosecution’s zone-of-harm theory used at trial. The only mental state the majority requires for implied malice murder of a fetus is that the defendant commit an act whose natural consequences endanger “life in general” or “all life, fetal or otherwise.” (Maj. opn., ante, at pp. 868, 870.) Thus, the majority implicitly concludes that the crime of fetal murder may be committed by one who acts only with conscious disregard for human victims, even when the
It is unclear whether the 1970 Legislature in amending the murder statute by adding “a fetus” intended only to expand the victims of murder to include human beings and fetuses but to retain the same mental state for both types of victim. In amending section 187 by defining murder as the unlawful killing of a human being or a fetus, the Legislature did not add language such as, “For purposes of this section a human being includes a fetus.” Nor did it make fetal manslaughter a crime. Whаt exactly the Legislature intended is unclear. I urge the Legislature to revisit the criminal laws applicable to fetal killings to resolve the uncertainties in this difficult area.
When interpreting a law defining a crime, and the statutory language is susceptible to two equally reasonable constructions, it is the policy in this state to construe the statute in the defendant’s favor lest defendants not have fair warning of what conduct is prohibited. (People v. Avery (2002)
I would affirm the Court of Appeal’s judgment reversing defendant’s conviction for the second degree murder of Fansler’s fetus.
Appellant’s petition for a rehearing was denied June 23, 2004. Kennard, J., was of the opinion that the petition should be granted.
All further statutory references are to the Penal Code.
A fertilized egg becomes a fetus under section 187 “ ‘after major structures have been outlined,’ ” or about seven to eight weeks after fertilization. (People v. Davis (1994)
Recently, Congress enacted a federal statute creating two separate crimes: one against the mother, the other against “the unborn child.” (Unborn Victims of Violence Act of 2004, Pub.L. No. 108-212 (Apr. 1, 2004) 118 Stat. 568.)
