People v. TaylorPeople v. Taylor
Opinion
A jury convicted defendant of the rape of a mentally incompetent person. (
Facts
Defendant was employed as an orderly at the Laurel Hills Developmental Living Center for developmentally handicapped persons. The Center consists of three residential buildings: the main building, Sierra Cottage and Foothill Cottage. One hundred fourteen persons reside at the center. A school for handicapped students, the Laurel Ruff Center, is located adjacent to Laurel Hills. Prior to the incident in question, defendant had been employed at Laurel Hills for approximately eight months.
On the morning of September 13, 1982, defendant was assigned to work in Foothill Cottage, where the “highest functioning” persons live. That morning, three of the residents of Foothill Cottage were 21-year-old Dawn
On cross-examination, Dawn testified she screamed before defendant took her to the bathroom. Moreover, defendant pinned her on her bed and hit her. She then testified that all that happened on the morning in question was the defendant brought her toilet paper, at her request, and handed it to her as she stood with her pants down by the toilet. She further testified that Amy, who talked about sex all the time, told her how the incident happened. She agreed “[i]t all came from Amy,” and indicated she “must be making up a lie.”
Amy testified she saw the act of sexual intercourse occur in the bathroom and that she had seen a television program the previous evening in which a man who looked like defendant attacked a girl. Amy agreed the program upset her and she thought about it a lot.
Nancy testified to a similar incident with defendant; that she was in the bathroom with Dawn when defendant lifted her (Nancy) onto the counter. He then touched Nancy on the breast and pubic area on top of her clothes. Further that she saw defendant lift Dawn onto the counter. She was in the television room and she saw defendant touch Dawn between the legs beneath her clothes. Defendant’s pants were down at the time. Nancy left the room because she did not want to see anything happen to Dawn.
Defendant’s version of the incident corresponded to that elicited from Dawn on cross-examination. He was in the laundry room when Dawn approached him. She complained there was no toilet paper in the bathroom. Defendant accompanied Dawn to the bathroom and ascertained she was correct. They went to the nurses’ station to locate some toilet paper. Finding none there, defendant asked Dawn to wait. He found some in the staff bathroom and returned to the nurses’ station, but Dawn had left. He proceeded to the girls’ hall and called for Dawn. She answered from the bathroom. Defendant entered and saw Dawn standing next to the toilet with her pants down, stuttering that there was no toilet paper. Defendant handed the roll to Dawn, told her to get ready for school and left.
There was extensive testimony concerning Dawn’s developmental disability. Although her chronological age was twenty-one, Dawn had the mental age of a seven- to eight-year-old. The numerous intelligence tests given to Dawn throughout her life generally showed her to be in the moderate range of mental retardation. Asking questions which call for a “yes” or “no” answer of a person with this degree of retardation may result in inaccurate answers, because there are no explanatory words to indicate the person has understood the question. In Dawn’s case, she might guess at an answer she did not know, hoping to give the answer she thought the questioner wanted to hear. Dawn had not been taught anything about sexual intercourse prior to the incident. She was often overly and inappropriately affectionate. The expert opinions differed on whether Dawn was mentally capable of consenting to a sexual act. 2
I
Initially we consider defendant’s contention of error in denying admission of his preferred reputation evidence as our conclusion on this issue is dispositive of the case. Defendant urges the trial court erred in refusing to allow him to present evidence of his reputation in the community for truth and veracity. He relies on Evidence Code section 1102 and on article I, section 28, subdivision (d) of the California Constitution, 3 referred to hereafter as section 28(d). We conclude the latter provision mandates the admissibility of this evidence and the trial court’s ruling denying admission was error.
Moreover, Evidence Code section 1102 does not support defendant’s position. Section 1102, as pertinent, provides: “In a criminal action, evidence of the defendant’s character or a trait of his character in the form of an opinion or evidence of his reputation is not made inadmissible by Section 1101 if such evidence is: [¶] (a) Offered by the defendant to prove his conduct in conformity with such character or trait of character. [¶] (b) Offered by the prosecution to rebut evidence adduced by the defendant under subdivision (a).” The character evidence permitted a defendant under section 1102 is limited to evidence of the character or trait of character relevant to the offense charged. (2 Jefferson, Cal. Evidence Benchbook (2d ed. 1982) p. 1181.) Defendant’s reputation for truth was relevant not to the elements of the rape itself, but only on the issue of whether he was testifying truthfully.
At trial, defendant asserted a right to admission of such reputation testimony under section 780 of the Evidence Code, which permits “[e]xcept as otherwise provided by statute” the court or jury to consider in determining the credibility of a witness, among other factors, “his character for honesty or veracity or their opposites.” (
However, Evidence Code section 790 is an exception to
Evidence Code section 790 does not render evidence in support of defendant’s credibility irrelevant; it simply restricts its admissibility. The basis for this restriction is that “[u]nless the credibility of a witness is put in issue by an attack impugning his character for honesty or veracity . . . evidence of the witness’ good character admitted merely to support his credibility introduces collateral material that is unnecessary to a proper determination of any legitimate issue in the action.” (Cal. Law Revision Com. com. to
This restriction on admissibility existed before the enactment of the Evidence Code, at which time the rule was embodied in former Code of Civil Procedure section 2053, and the courts have somewhat consistently prohibited the admission of evidence of good character for truth and honesty in the absence of prior evidence of bad character for such traits. (See
People
v.
Sweeney
(1960)
It is also well established, however, that when a defendant in a criminal prosecution takes the stand and denies his guilt he puts in issue his reputation for truth and honesty and subjects himself to the rules for testing credibility.
(People
v.
Lima
(1954)
With the enactment of the “Right to Truth-in-Evidence” provision of Proposition 8, the California Constitution now commands that “relevant evidence shall not be excluded in any criminal proceedings ...” Constitutional provisions adopted by the People are to be interpreted so as to effectuate the voters’ intent, and if the intent is clear from the language used, there is no room for further judicial interpretation.
(People
v.
Callegri
(1984)
Even looking beyond the plain language of section 28(d), we perceive no conflict with the apparent intent of the voters in repealing Evidence Code
Accordingly, by constitutional command, we hold evidence of defendant’s reputation for truth and veracity was admissible at trial for the purpose of proving the truthfulness of his testimony, notwithstanding that the prosecution did not first introduce evidence impeaching defendant’s character for truth and veracity.
We recognize this opinion raises many questions and has potential implications far beyond its particular holding. For example, does section 28(d) repeal Evidence Code section 786, which prohibits the admission of character evidence to attack or support credibility other than the witness’ character for honesty and veracity? Or section 787, which prohibits evidence of specific instances of a witness’ conduct to prove character in support or derogation of credibility? How does section 28(d) affect the general rules of evidence with respect to character? (
We leave these questions for another day or another court. Our holding is limited solely to Evidence Code
The People concede the enactment of section 28(d) has repealed Evidence Code
Initially, nothing in the record suggests the trial court exercised the discretion accorded it by Evidence Code section 352. In seeking the admission of the reputation evidence, the defense cited Evidence Code
We now must determine if the error was prejudicial. The defense theory was that the victim, Amy and Nancy on the previous day had seen a television program involving a rape and thereafter concocted a fantasy in which defendant was the rapist. The purported instigator was Amy. To rebut this alleged baseless story, the defense attempted to recount defendant’s actions of September 13 almost by the minute. In argument, the prosecutor urged it was unlikely that a person could remember numerous events of a day long past down to the minute and that defendant’s story was contrived. Further, that the victim and her friends were simply not capable of making up and agreeing upon such an elaborate story. That the case hinged on a
II *
III
Defendant contends the trial court erred in denying his motion for a psychiatric examination of Dawn. He concedes that Penal Code section 1112 prohibits the trial court from ordering such an examination for the purpose of assessing the credibility of the complaining witness. * 7 He urges the purpose of the examination sought was to determine whether Dawn suffered from “lunacy or other unsoundness of mind,” or whether she was capable of consenting to an act of sexual intercourse. Penal Code section 1112 does not apply in these circumstances, he contends, and section 28(d) compelled the trial court to grant his motion.
To the extent that defendant’s motion requested a psychiatric examination for purposes other than prohibited by Penal Code section 1112, Proposition 8 has no application. Defendant was essentially making a discovery motion, grounded on
Ballard
v.
Superior Court
(1966) 64 Cal.2d
In the present case, the record demonstrates Dawn had undergone extensive psychiatric testing from 1967 through the time of trial. The most recent Stanford-Binet Intelligence test, the type requested by defendant, was conducted January 27, 1983, approximately six months prior to trial. The trial court was justified in finding this extensive psychiatric record was adequate and obviated the necessity of independent tests by the defense. There was no abuse of discretion in refusing to order the psychiatric examination requested by defendant.
Moreover, consensual intercourse was not a defense tendered by defendant. His entire defense was that no act of intercourse occurred.
IV *
V
Defendant’s final contention is that the trial court erred in admitting evidence of a similar attack by defendant on Nancy. He advances two claims of error. First, that there was no evidence the incident with Nancy was prior to the incident with Dawn; and second, that defendant’s alleged conduct with Nancy was so similar to that alleged by Dawn that the story was obviously contrived and should have been excluded under Evidence Code section 352.
Defendant did not raise his “prior in time” objection below. He is therefore precluded from prevailing on that ground in this court. (
More important, Evidence Code section 1101, subdivision (a) prohibits admission of other uncharged acts when offered solely to show the defendant’s disposition to commit the charged acts. To circumvent this section, the prosecution successfully asserted the evidence of the uncharged acts with Nancy was admissible to show, not defendant’s criminal disposition but his “intent” on the charged occasion. (
In Tassell, the prosecuting witness testified the defendant forced her to submit to certain sexual acts; the defendant testified the acts were consensual. (People v. Tassell, supra, 36 Cal.3d at pp. 80-82.) Evidence of two prior sex offenses was admitted. On appeal, the People argued the evidence was proper to show a “‘common design or plan.’” (Id., at p. 83.) The Supreme Court disagreed and held that three sets of sex crimes committed years apart were not a part of one larger plan. The People’s theory was “merely a euphemism for ‘disposition’”. (Id., at p. 89.) The court further noted the evidence was not admissible to show identity or intent, since those issues were not raised in the case (id., at p. 88, fn. 7 and accompanying text), and the evidence was erroneously admitted. (Id., at p. 89.)
The People urge
Tassell
is inapposite on several grounds: (1) that both identity and intent
were
in issue in the present case; (2) that
Tassell
should
Neither identity nor intent were issues in this case. Defendant did not contest being in the bathroom with Dawn, nor was his intent relevant if an act of sexual intercourse occurred there. The only issue was whether sexual intercourse actually took place between Dawn and defendant.
Tassell
may have changed an established evidentiary rule with respect to evidence of a common scheme or plan (and thus applied only prospectively), but it did not alter the rule that evidence of other crimes is not admissible on issues which are
not in dispute. (People
v.
Tassell, supra,
36 Cal.3d at pp. 88-89.)
Tassell
cited
People
v.
Kelley
(1967)
Tassell
implies that
Kelley
may have defined the “common scheme or plan” too broadly, but
Kelley
aptly illustrates the error in the present case. The charged offense required an act of sexual intercourse, with a person not the spouse of the perpetrator, where the victim is incapable, by reason of mental disease or defect, of giving consent. (See former
However, as noted in
Kelley,
if the uncharged acts are not too remote in time, are similar to the offense charged and are committed with persons similar to the prosecuting witness, they may show a common scheme or plan.
(People
v.
Kelley, supra,
Our conclusion renders it unnecessary for us to consider the effect of Proposition 8 on the admissibility of evidence of other uncharged offenses. (
Disposition
The judgment is reversed.
Puglia, P. J., and Sparks, J., concurred.
Notes
This was the second trial on the same charge. The first trial ended in a mistrial when the jury was unable to reach a verdict.
The expert called by the People testified Dawn would not have the mental capacity to knowingly consent to such an act. The defense expert opined there was insufficient evidence to reach a conclusion on Dawn’s mental ability to consent.
As the instant offense was committed after the effective date of article I, section 28, subdivision (d), its provisions are applicable to this case.
(People
v.
Smith
(1983)
Defense counsel stated, “I’m not talking about 1100 Section of the Code . . . [w]hich is a separate problem.”
Ballot summaries and arguments are an appropriate means by which to ascertain the voters’ intent in enacting an initiative measure.
(In re Lance W., supra,
Section 28(d) provides in pertinent part: “Nothing in this section shall affect any existing statutory rule of evidence relating to privilege or hearsay, or Evidence Code, Sections 352, 782 or 1103.” (Italics added.)
See footnote, ante, page 622.
Penal Code section 1112 provides in relevant part: “[T]he trial court shall not order any prosecuting witness, complaining witness, or any other witness, or victim in any sexual assault prosecution to submit to a psychiatrict or psychological examination for the purpose of assessing his or her credibility.”
See footnote, ante, page 622.
Evidence Code