Opinion
The People seek a writ of prohibition restraining respondent Sacramento Superior Court from proceeding with trial of a criminal action before the Honorable James L. Long, and a writ of mandate directing respondent court to vacate its order disallowing a peremptory challenge to Judge Long and to issue an order allowing the challenge. We shall grant the People the relief they seek.
A Placer Superior Court jury convicted real party in interest (defendant) of murder (Pen. Code, § 187), rape (Pen. Code, § 261, subd. (3)), robbery (Pen. Code, §211), kidnapping (Pen. Code, § 207), kidnapping for purposes of robbery (Pen. Code, § 209) and burglary (Pen. Code, § 459); the jury found as a special circumstance that defendant committed the murder in the course of other offenses (Pen. Code, § 190.2, subd. (a)(17)) and was armed with and personally used a firearm in the commission of some of the offenses (Pen. Code, §§ 12022, 12022.5).
(People
v.
Williams
(1989)
*695
On remand, venue was changed to Sacramento County where the matter was set for retrial in respondent superior court. After jury selection commenced, a mistrial was declared after the trial court determined the prosecutor used peremptory challenges to remove prospective jurors solely on the basis of group bias. (Cf.
Batson
v.
Kentucky
(1986)
On October 17, 1991, the People filed with Judge Ford a written motion and declaration to disqualify Judge Long peremptorily pursuant to Code of Civil Procedure section 170.6 (hereafter section 170.6). Defendant objected, noting that Judge Long is a Black male and asserting that the challenge was based on group bias and thus was not “legitimate.” After being advised that a prior mistrial was predicated upon a finding that the prosecution exercised peremptory challenges to exclude Black females from the jury, Judge Ford directed the prosecution to disclose its reasons for seeking peremptorily to disqualify Judge Long. The prosecution did so but Judge Ford concluded that the prosecution failed to state articulable facts overcoming a prima facie showing of invidious discrimination. Accordingly, Judge Ford found that the People’s exercise of the section 170.6 challenge was not made in good faith and disallowed the peremptory challenge. Trial was set to commence before Judge Long on October 25, 1991.
On October 21, 1991, the People timely filed the instant petition seeking extraordinary relief, “the exclusive means of appellate review of an unsuccessful peremptory challenge motion.”
(People
v.
Hull
(1991)
A brief statutory history will provide context and perspective. In 1937, the Legislature enacted the predecessor to section 170.6, Code of Civil Procedure former section 170.5, which provided for disqualification of a trial
*696
judge upon filing of a peremptory challenge in writing. (See Stats. 1937, ch. 507, § 1, p. 1496; repealed by Stats. 1959, ch. 1099, § 1, p. 3172.) That statute was “promptly and unanimously ruled an unwarranted and unlawful interference with the constitutional powers and duties of the trial courts."
(Autoland, Inc.
v.
Superior Court
(1988)
Some 20 years later, “the Legislature resuscitated the peremptory challenge in its present form, adopting the requirement of a boilerplate affidavit . . . .”
(Autoland, Inc.
v.
Superior Court, supra,
As originally enacted in 1957, section 170.6 provided in pertinent part: “No judge of any superior . . . court of the State of California shall try any civil action or special proceeding of any kind or character nor hear any matter therein which involves a contested issue of law or fact when it shall be established as hereinafter provided that such judge is prejudiced against any party or attorney or the interest of any party or attorney appearing in such action or proceeding. [^[] Any party to or any attorney appearing in any such action or proceeding may establish such prejudice by an oral or written motion without notice supported by affidavit that the judge before whom such action or proceeding is pending or to whom it is assigned is prejudiced against any such party or attorney or the interest of such party or attorney so that such party or attorney cannot or believes that he cannot have a fair and impartial trial or hearing before such judge. ...[][] If such motion is duly presented and such affidavit is duly filed, thereupon and without any further act or proof, the judge supervising the master calendar, if any, shall assign some other judge to try the cause or hear the matter. In other cases, the *697 trial of the cause or the hearing of the matter shall be assigned or transferred to another judge of the court in which the trial or matter is pending or, if there is no other judge of the court in which the trial or matter is pending, the chairman of the judicial council shall assign some other judge to try the cause or hear such matter as promptly as possible. Under no circumstances shall a party or attorney be permitted to make more than one such motion in any one action or special proceeding pursuant to this section . . . .” (Stats. 1957, ch. 1055, § 1 pp. 2288-2289.)
Only one of several amendments to the 1957 statute is relevant to the issues tendered by this proceeding: “As originally enacted . . . , section 170.6 was limited to civil cases (Stats. 1957, ch. 1055, p. 2288); in 1959 it was amended to apply to criminal cases as well (Stats. 1959, ch. 640, p. 2620).”
(Solberg
v.
Superior Court
(1977)
“The right conferred by . . . section 170.6 . . . is a substantial right which is now part of the system of due process and judicial fair play in this state.”
(McCauley
v.
Superior Court
(1961)
Accordingly, courts have long “recognized that in enacting . . . section 170.6 the Legislature guaranteed to litigants an extraordinary right to disqualify a judge. The right is ‘automatic’ in the sense that a good faith
belief
in prejudice is alone sufficient, proof of facts showing actual prejudice not being required.”
(McCartney
v.
Commission on Judicial Qualifications
(1974)
We recognize that “[s]uch a right is not'absolute and unlimited. Inherent in its exercise is the requirement of conformance to certain reasonable procedures invoked for the benefit of . . . all . . . litigants.”
(People
v.
Jackson
(1960)
In the underlying case, the People fully adhered to the procedural requisites by timely filing the section 170.6 peremptory challenge on the day
*699
of assignment of the case to Judge Long, and by submitting a declaration in support of the challenge which substantially complied with the form mandated by subdivision (5) of section 170.6. The peremptory challenge was thus timely and in proper form, and recusal of Judge Long was mandatory. (See, e.g.,
Andrews
v.
Agricultural Labor Relations Bd., supra,
Rather than accepting the disqualification of Judge Long, Judge Ford proceeded to inquire into the good faith of the prosecutor’s exercise of the peremptory challenge. However, “[prejudice is ‘established’ when an oral or written affidavit is timely filed by a party or an attorney declaring in ‘substantially’ the words of the statute, that the party or attorney ‘cannot or believes that he cannot have a fair and impartial trial or hearing before such judge ....’”
(People
v.
Wilks
(1978)
Respondent superior court contends that limitations on inquiry into the good faith of a peremptory challenge are subject to an exception where a statute is used for “an unconstitutional purpose,” citing
People
ex rel.
Baricevic
v.
Wharton
In arguing that the analysis and holding of
People
ex rel.
Baricevic
should be applied to section 170.6, respondent superior court fails to acknowledge two major impediments to application of Illinois law. First, there exists a fundamental distinction in the statutory schemes of the two states. The Illinois statute requires only an
allegation
of prejudice; section 170.6 requires an affidavit or declaration of prejudice. “The oath or verification requirement in section 170.6 is more than a ‘hollow formality’; it is an essential part of the statutory scheme of safeguards bearing upon the constitutionality of the disqualification statute.”
(People
v.
St. Andrew
(1980)
Reliance on
State
v.
Weiss
(1967)
Defendant contends the proscription on inquiry into motives prompting exercise of a peremptory challenge has been at least partially abrogated by adoption of section 1 of the Standards of Judicial Administration recommended by the Judicial Council, which provides in pertinent part: “To preserve the integrity and impartiality of the judicial system, each judge should: Hf] (1) . . . Ensure that courtroom proceedings are conducted in a manner that is fair and impartial to all of the participants; [[]] (2). . . In all judicial proceedings, refrain from engaging in conduct and prohibit others from engaging in conduct that exhibits gender or other bias, whether that bias is directed toward counsel, court personnel, witnesses, parties, jurors, or any other participants . . . .” Defendant’s effort to transmute recommended standards into positive law totally overlooks the fact that such standards, insofar as they may conflict with section 170.6, would be “invalid since the Judicial Council may only make rules which are not inconsistent with statute.”
(Wilburn
v.
Oakland Hospital
(1989)
Nor do we agree with the proposition advanced by defendant and respondent court that the previously discussed decisions interpreting and applying section 170.6 have been overruled or limited by more recent decisions prohibiting the exercise of peremptory challenges to prospective jurors for group bias.
As recently summarized by the California Supreme Court: “The principles first articulated in
[People
v.
Wheeler, supra,
“To implement these holdings, both [the federal and state high] courts adopted a like procedure. A defendant alleging an unconstitutional exclusion of some group from the jury must first make a prima facie showing of such exclusion. This is most often done by establishing a pattern of strikes eliminating most or all members of the group. [Citations.] Other factors to be considered include the nature of the questioning by the prosecutor, the racial or ethnic background of the defendant and the victim, and the similarity of the challenged jurors based on characteristics other than group membership. [Citations.] Once a prima facie case has been established, the burden shifts to the prosecution to demonstrate a neutral explanation for the challenge. [Citation.]”
(People
v.
Christopher
(1991)
In setting aside the People’s peremptory challenge, Judge Ford resorted to procedures developed to implement “Batson/Wheeler": finding that defendant had made a prima facie case of unconstitutional challenge to Judge Long; placing on the prosecutor the burden to provide a neutral explanation for the peremptory challenge; and disallowing the peremptory challenge upon a determination that the prosecutor had not overcome the prima facie showing of unconstitutionality. As discussed hereafter in detail, Judge Ford failed to address the ultimate issue, i.e., whether defendant met his burden of proving purposeful discrimination. (See
Hernandez
v.
New York, supra,
We acknowledge that, “[u]nder the doctrine of
stare decisis,
all tribunals exercising inferior jurisdiction are required to follow decisions of courts exercising superior jurisdiction.”
(Auto Equity Sales, Inc.
v.
Superior Court
(1962)
However, “[i]t is axiomatic . . . that a decision does not stand for a proposition not considered by the court.”
(People
v.
Harris
(1989)
Batson, Wheeler
and their progeny considered only issues relating to peremptory challenges to
jurors
and those decisions developed procedures for resolving claims of exclusion of
jurors
on account of group bias. Those decisions did not deal with the application of
Batson/Wheeler
procedures to a determination of the good faith of peremptory challenges to
judges.
“Because
[Batson, Wheeler,
et al.] d[o] not stand for a proposition neither discussed nor analyzed [citation], [they] ha[ve] no precedential value on the issue before us.”
(DCM Partners
v.
Smith
(1991)
Moreover, we reject the assertion that section 170.6 peremptory challenges are subject to scrutiny by “compelling analogy” to the standards enunciated in
Batson, Wheeler
and their progeny. (Cf.
County of Santa Clara
*704
v.
Superior Court
(1992)
Far from compelling, the analogy between peremptory challenges to prospective jurors and to judges is attenuated, so much so that the appropriateness of the analysis and procedures in
Batson
and
Wheeler
to section 170.6 peremptory challenges is hardly self-evident. (Cf.
Austin
v.
Lambert, supra,
11 Cal.2d at pp. 79-80;
Daigh
v.
Shaffer, supra,
Courts have long recognized that “[a]buse by some attorneys of the privilege of ‘automatic’ disqualification of judges has undoubtedly been frequent.”
(Mayr
v.
Superior Court, supra,
Notwithstanding its recognition of these abuses, the Supreme Court rejected challenges to the validity of section 170.6, explaining “that some of the abuses ... are self-limiting. For example, a lawyer who practices in a single-judge court must realize that an improper use of section 170.6 in one or more cases risks antagonizing the very judge before whom he must inevitably appear in all other cases he has [or] will have in that court. It is true that an individual litigant may not share his concern, but the lawyer’s self-interest should give him ample incentive to dissuade his client from demanding an unjustified disqualification. In a multi-judge court this risk is attenuated but not negligible; and in both settings it is compounded by the real possibility that the substitute judge who enters the case may be even less satisfactory to the lawyer or his client than the judge whom they disqualify. In that event there is no escape from the dilemma short of undertaking that often difficult task of attempting to prove actual bias under [Code of Civil Procedure] section 170—because subdivision (3) of section 170.6 declares that ‘under no circumstances’ can a party or his attorney make more than one motion pursuant thereto in each case, [f] The latter provision ... is one of several statutory safeguards . . . characterized ... as ‘designed to minimize such abuses.’ [Citation.] The others are [citation] that the section ‘requires that the party or his attor ney sho w good faith by declaring under oath that the judge is prejudiced, and provides for timely making of the challenge before trial, for strictly limited granting of continuances, and for reassignment as promptly as possible.’ ”
(Id.
at pp. 196-197, quoting
Johnson
v.
Superior Court, supra,
The Supreme Court concluded, “to the extent that abuses persist in the utilization of section 170.6 they do not . . . ‘substantially impair’ or ‘practically defeat’ the exercise of the constitutional jurisdiction of the trial
*706
courts. Rather, it may be helpful to view them as a relatively inconsequential price to be paid for the efficient and discreet procedure provided in section 170.6. The statute thus remains a reasonable—and hence valid—accommodation of the competing interests of bench, bar, and public on the subject of judicial disqualification. . . .”
(Solberg
v.
Superior Court, supra,
The People would have us include peremptory challenges on the basis of group bias within the “catalogue” of abuses of section 170.6 which, in furtherance of the purposes of the statute, must be endured without opportunity for inquiry into the good faith of the peremptory challenge. However, neither
Solberg
nor any other decision has addressed the vulnerability of a section 170.6 challenge generally to federal constitutional challenge, or specifically to the Fourteenth Amendment claim tendered by respondent superior court, defendant and amicus curiae. As we have pointed out, “the positive authority of
[Solberg, Johnson
and their progeny] is coextensive only with [the] facts [presented by those cases.]”
(Security Pacific National Bank
v.
Wozab
(1990)
“The Equal Protection Clause of the Fourteenth Amendment commands that no State shall ‘deny to any person within its jurisdiction the equal protection of the laws,’ which is essentially a direction that all persons similarly situated should be treated alike.”
(Cleburne
v.
Cleburne Living Center, Inc.
(1985)
“Equal protection claims can be divided into three broad categories. . . . The first and most common type is a claim that a statute discriminates on its face. . . . [f[ The second type of equal protection claim is that neutral application of a facially neutral statute has a [racially] disparate impact. ... [H] The third type of claim is that [state officers] are unequally administering a facially neutral statute.
...” (E & T Realty
v.
Strickland
(11th Cir. 1987)
It is not contended that section 170.6 is discriminatory on its face or that its neutral application has a racially disparate impact. The equal protection claim tendered here is essentially that the statute cannot be utilized by a party to disqualify a judge on the ground of group bias.
“Court[s] ha[ve] found a denial of equal protection where procedures implementing a neutral statute operate[] to exclude persons ... on racial grounds . . . .”
(Batson
v.
Kentucky, supra,
To resolve the claim of purposeful discrimination tendered here, we adopt “the prima facie burden of proof rules” enunciated in decisions dealing with equal protection claims in other contexts. Thus a party charging that an adversary has invoked a section 170.6 challenge solely on the ground of group bias bears an initial burden of establishing a prima facie case of invidious discrimination; if a prima facie case is established, the adversary then assumes the burden of demonstrating that the peremptory challenge was not predicated on group bias alone; if the adversary offers a race-neutral basis for the peremptory challenge, the trial court determines whether or not the charging party, here the defendant, has established purposeful discrimination. (Cf., e.g.,
Hernandez
v.
New York, supra,
In order to prevail, defendant must establish a prima facie case first by showing that the prosecutor exercised a peremptory challenge to remove a
*709
judge who is a member of a cognizable racial group, and then by showing facts and any other relevant circumstances which raise an inference that the prosecutor excluded the judge on account of his race.
(U.S.
v.
Rodriguez
(11th Cir. 1991)
As in cases of peremptory challenges to prospective jurors, normally we would afford “considerable deference” to a trial court’s finding of a prima facie case because trial judges “ ‘are in a good position to make such determinations ... on the basis of their knowledge of local conditions and of local prosecutors.’ [Citations.] They are also well situated to bring to bear on this question their powers of observation, their understanding of trial techniques, and their broad judicial experience. . . .’ [Citations.]”
(People
v.
Sanders
(1990)
The record establishes that Judge Long is Black, and thus the first prong of a prima facie case was established. (See
People
v.
Motion
(1985)
*710
Having established that Judge Long was a member of a cognizable group, defendant was obliged to make as complete a record as possible and to establish a strong likelihood that Judge Long was challenged because he was Black. (See, e.g.,
People
v.
Fuentes, supra,
Moreover, the Wheeler motion was granted upon a finding of exclusion of prospective jurors because they were Black women. Black women constitute a cognizable group (People v. Motion, supra, 39 Cal.3d at pp. 605-606), but Judge Long is not a member of that group. We recognize that “the systematic exclusion of Black women would inevitably result in disproportionate underrepresentation of Black persons generally” (id. at p. 606, fn. 2), and that Judge Long is Black. Still, the lack of complete identity of the two cognizable groups weakens any inference of group-based exclusion of Judge Long. For all the record shows, in prior jury selection the prosecutor may have declined the opportunity to exercise peremptory challenges to Black men.
*711 Since defendant failed to establish a prima facie case, Judge Ford had no authority to compel the prosecutor to assume the burden of demonstrating that the section 170.6 challenge was not predicated on group bias alone. In the absence of a prima facie case of race-based exclusion, Judge Ford “was bound to accept [the section 170.6 peremptory challenge] without further inquiry.” (E.g., McCartney v. Commission on Judicial Qualification, supra, 12 Cal.3d at p. 532.)
However, since the prosecutor nevertheless was required to defend his exercise of the peremptory challenge, we proceed to examine the justifications proffered by the prosecutor. “ ‘Once a prosecutor has offered a race-neutral explanation for the peremptory challenges and the trial court had ruled on the ultimate question of intentional discrimination, the preliminary issue of whether the defendant has made a prima facie showing becomes moot.’ ”
(People
v.
Fuentes, supra,
“In evaluating the race-neutrality of an attorney’s explanation, a court must determine whether, assuming the proffered reasops for the peremptory challenges are true, the challenges violate the Equal Protection Clause as a matter of law. A court addressing this issue must keep in mind the fundamental principle that ‘official action will not be held unconstitutional solely because it results in a racially disproportionate impact. . . . Proof of racially discriminatory intent or purpose is required to show a violation of the Equal Protection Clause.’ [Citations.] ‘ “Discriminatory purpose” . . . implies more than intent as volition or intent as awareness of consequences. It implies that the decisionmaker . . . selected ... a particular course of action at least in part “because of,” not merely “in spite of’ its adverse effects upon an identifiable group.’ [Citations.] [([] A neutral explanation in the context of [this] analysis . . . means an explanation based on something other than the race of the [judge]. At this step of the inquiry, the issue is the facial validity of the prosecutor’s explanation. Unless a discriminatory intent is inherent in the prosecutor’s explanation, the reason offered will be deemed race neutral.”
(Hernandez
v.
New York, supra,
Here, the prosecutor stated that he exercised the peremptory challenge because some years ago he prosecuted perhaps two cases in which Judge Long, then an attorney, represented defendants who ultimately pleaded guilty, and, as a result of those encounters, he formulated an opinion as to Judge Long’s abilities as a lawyer and to practice criminal law. In the prosecutor’s opinion, Judge Long would not have been a good judge at that time in that he could not be fair and impartial to the People. Notwithstanding *712 Judge Long’s ascent to the bench and recent discussions about Judge Long with other prosecutors, the prosecutor remained of the opinion that the People could not obtain a fair trial before Judge Long and that it might not be “feasible” to obtain proper instructions and proper rulings on evidentiary matters.
The prosecutor’s apprehension that Judge Long might be prejudiced against the People and his doubts about Judge Long’s competence are race-neutral bases for exercise of the section 170.6 peremptory challenge.
4
“The trial court then [had] the duty to determine if the defendant has established purposeful discrimination.”
(Batson
v.
Kentucky, supra,
We recognize that we should ordinarily accord “great deference” to the trial court’s decision on the ultimate question of discriminatory intent,
(Hernandez
v.
New York, supra,
*713
Defendant relied solely on the facts that Judge Long was Black and that a
Wheeler
motion had been granted on the ground the prosecutor had excluded prospective jurors because they were Black women. In response to the charge of invidious discrimination, the prosecutor explained that he exercised the section 170.6 peremptory challenge because, based on personal experience, albeit years earlier, he was of the opinion that Judge Long might be biased against the People and because he had doubts about Judge Long’s competence. Judge Ford rejected that explanation on the ground that it lacked sufficient “particularity.” We generally concur with the proposition that “the trial court is in the best position to determine whether a given explanation is genuine or sham”
(People
v.
Fuentes, supra,
As discussed ante, defendant failed to establish a prima facie showing that the prosecutor exercised the peremptory challenge on the basis of race; accordingly the respondent court exceeded its authority in requiring the prosecutor to state his reasons for exercising the peremptory challenge. As we have indicated, although erroneously required to do so, the prosecutor proffered race neutral explanations for his challenge to Judge Long. Far from being so inadequate as to supply defendant with the prima facie case he could not muster on his own, much less to carry defendant’s burden of establishing purposeful discrimination, the prosecutor’s proffered reasons constitute sufficient grounds for the exercise of the challenge.
Upon examination of the entire record and the totality of the relevant facts, we conclude that defendant did not meet his burden of establishing that the prosecutor exercised the section 170.6 challenge because Judge Long is Black, and therefore, the challenge should not have been disallowed.
*714
Having complied with the procedural requirements delineated in
Palma
v.
U.S. Industrial Fasteners, Inc.
(1984)
Let a peremptory writ of mandate issue directing respondent superior court to vacate its order setting aside the peremptory challenge to the Honorable James L. Long, and to enter an order disqualifying Judge Long from presiding in any proceedings in People of the State of California v. Kenneth Derrell Williams, Sacramento County Superior Court No. 96535. Upon finality of this decision, the previously issued stay is vacated.
Sims, J., and Nicholson, J., concurred.
Petitions for a rehearing were denied August 28, 1992, and the petition of real party in interest for review by the Supreme Court was denied November 12, 1992. Mosk, J., and Kennard, J., were of the opinion that the petition should be granted.
Notes
A blanket challenge “occurs when as a matter of office policy a district attorney or a public defender instructs his deputies to disqualify a certain disfavored judge in all criminal cases of a particular nature—such as those involving prostitution or illegal narcotics—or in all criminal cases to which he is assigned. The former will prevent the judge from hearing any cases of that type, while the latter policy will force his removal from the criminal bench and his reassignment to a civil department.”
(Solberg
v.
Superior Court, supra,
Given the purposes of section 170.6, it may be appropriate to require a higher standard than a prima facie showing before permitting inquiry into the good faith of a peremptory challenge. However, we need not so decide in this case. The prosecutor has already been compelled to justify his exercise of the challenge. Additionally, for the reasons set forth post, we find that defendant did not establish even a prima facie case under “the prima facie burden of proof rules,” nor has he met the burden of proving purposeful discrimination in the exercise of the peremptory challenge. These conclusions compel vacating the order disallowing the peremptory challenge to Judge Long, obviating any need to consider the appropriateness of a threshold standard higher than prima facie.
Contrary to defendant’s representations, Judge Ford declined to consider resistance to a motion to change venue to be indicative of invidious discrimination and defendant expressly forwent any reliance on that factor. Furthermore, a “pattern of discrimination” cannot be established by reliance on the fact that Judge Long was the only Black judge sitting in the trial department of respondent superior court. “Since [this] contention!] was [not] presented in the trial court, and the declaratio[n] and other exhibi[t] filed in support of [it] were not before the superior court, we cannot consider them in this proceeding.”
(Fall River Joint Unified School Dist.
v.
Superior Court
(1988)
Since the record affords no basis to comment on the validity of the reasons given for the challenge, we express no opinion thereon. In any event, the validity or not of the prosecutor’s reasons is not pertinent to the disposition of this proceeding. In the absence of invidious discrimination, a peremptory challenge will not be vitiated even if the challenge otherwise constitutes an abuse of the statute, (cf. Solberg v. Superior Court, supra, 19 Cal.3d at pp. 203-204.)
