THE PEOPLE, Pеtitioner, v. THE SUPERIOR COURT OF SANTA CLARA COUNTY, Respondent; CARL W., a Minor, Real Party in Interest.
S.F. No. 23272
In Bank
Sept. 19, 1975.
271
Evelle J. Younger, Attorney General, Jack R. Winkler, Chief Assistant Attorney General, Edward P. O‘Brien, Assistant Attorney General, Robert R. Granucci and Harriet Wiss Hirsch, Deputy Attorneys General, for Petitioner.
Joseph P. Busch, District Attorney (Los Angeles), Harry B. Sondheim and Jay J. Becker, Deputy District Attorneys, as Amici Curiae on behalf of Petitioner.
Sheldon Portman, Public Defender, Leonard P. Edwards, Frank D. Berry, Jr., and Philip H. Pennypacker, Deputy Public Defenders, for Real Party in Interest.
OPINION
SULLIVAN, J.—On December 17, 1974, a petition was filed in the juvenile court alleging that real party in interest Carl W. comes within the provisions of
On January 21, 1975, prior to the jurisdictional hearing, counsel for the minor moved that the matter be tried by a jury. The motion was fully briefed and argued by counsel for the minor and the deputy district attorney representing the People, and on January 27, 1975, the juvenile court denied the motion for a trial by jury but ordered that an advisory jury be empaneled “to aid and assist the court in the adjudicative stage only.” It was further ordered that an agreement by at least three-fourths of the jury would be required to render an advisory verdict and that the number of peremptory challenges should be the same as is fixed by statute in civil proceedings.
The People seek a writ of mandate to compel the juvenile court to vacate the aforesaid orders. We issued an alternative writ and an order staying all further proceedings pending our determination of the matter.
We observe at the outset that this is not a case of constitutional dimension. As all parties hereto are fully aware, neither the state nor the federal Constitution guarantees a jury trial in a juvenile proceeding. (McKeiver v. Pennsylvania (1971) 403 U.S. 528 [29 L.Ed.2d 647, 91 S.Ct. 1976]; Richard M. v. Superior Court (1971) 4 Cal.3d 370, 376 [93 Cal.Rptr. 752, 482 P.2d 664]; In re Daedler (1924) 194 Cal. 320, 332 [228 P. 467]; In re T. R. S. (1969) 1 Cal.App.3d 178, 181-182 [81 Cal.Rptr. 574].) Rather, we here face the narrow question whether a juvenile court in this state has the power to empanel an advisory jury to assist it in resolving factual issues involved in the adjudicatory or jurisdictional (as opposed to the dispositional) phase of proceedings brought before it pursuant to
I
Reviewing the history of juvenile court law in general and California juvenile court law in particular, the Peoрle and amicus curiae urge that the trial of juvenile matters by a jury is both contrary to the spirit of the law and inconsistent with its express provisions. Significant reliance is placed upon the two-part report of the Governor‘s Special Study Commission on Juvenile Justice (hereafter Commission) which was issued in 1960 and was the basis of much of our present juvenile court law, including
We agree with the People and amicus curiae that the 1960 report of the Commission should be given significant weight in determining the intent of the Legislature with respect to
We do not consider that the above amendment is by itself dispositive of the question before us. But we think that it is a factor of substantial significance when considered in the light of the broad language of
The Commission‘s comment relating specifically to
As we have suggested (see fns. 5 and 6, ante, and accompanying text), the amendment to which we have referred above clearly indicates a legislative intention to tip that balance in the direction of the minor‘s due process rights and away from informality of procedure in contested cases. Again, we find that intention wholly consistent with the use of advisory juries in appropriate cases.8
The People further suggest, in a contention raised for the first time at oral аrgument, that the statutory scheme manifests an intention that all participation in the fact-finding process in juvenile cases be limited to “uniquely qualified factfinders.” They advert to
This contention rests on a misconception of multiple dimensions. First, it is provided by statute10 that a duly appointed referee in the juvenile court exercises “the same powers as a judge of the juvenile court.” (
Second, and assuming for the purpose of argument the People‘s major premise that lay factfinding bodies are less reliable and accurate than trained professional ones (a premise upon which we hasten to express our doubts), we reiterate the fact that it is an advisory jury, not a conventional jury, which is here at issue. The factfinder remains the juvenile court judge (or the referee, as the case may be) who remains free to make a binding determination, supported by the evidence, which is directly contrary to suggested findings of the advisory jury. (See Stearns v. Los Angeles City School Dist. (1966) 244 Cal.App.2d 696, 725-726 [53 Cal.Rptr. 482].) In these circumstances we fail to see how it can reasonably be said that any concern by the Legislature that the ultimate factfinder possess certain educational and professional qualifications is offended by such a factfinder‘s use of an advisory lay body to assist in his determination.
In view of the foregoing considerations, we see no reason why the broad grant of authority of
We are also urged to note that the Judicial Council has undertaken a project dealing with revision оf juvenile court practices and procedures; it is argued that this body, even in the absence of legislative action, “would represent a better source for the development of advisory juries than this court.” Adverting to numerous asserted constitutional and practical problems which would arise from the use of advisory juries, the People and amicus curiae thus strenuously contend that we should follow the course taken by us in Reynolds v. Superior Court (1974) 12 Cal.3d 834 [117 Cal.Rptr. 437, 528 P.2d 45], and defer to the Legislature or the Judicial Council in this matter.
We find this argument puzzling. In Reynolds, declining to exercise our “inherent power to provide for the orderly administration of justice through judicially declared rules of criminal discovery” (id., at p. 837), we found it inappropriate, in view of “complex and closely balanced questions of state and federal constitutional law” (id.) to declare judicially a notice-of-alibi rule. “Given the difficulty of the constitutional questions posed by notice-of-alibi procedures,” we concluded, “it is far better for this court to pass judgment, if and when necessary, on an integrated legislative document than on our own conditional decree by which we might seek to smooth the constitutionally rough edges of the order of the court below.” (Id., at p. 846.)
In the instant case, by contrast, the “integrated legislative document” is before us. Here there is no occasion for us to exercise rule-making power of any description—rather, we simply interpret the statute before us, concluding as a result of such interpretation that the broad terms of
The fact that, as pointеd out above, the Legislature is currently considering measures relating to jury trial in matters concerning juveniles cannot, of course, affect our responsibility to construe the statute before us. Such legislative interest, doubtless stemming from the essentially nationwide dissatisfaction and disillusionment with juvenile court systems which was given such eloquent expression in In re Gault (1967) 387 U.S. 1 [18 L.Ed.2d 527, 87 S.Ct. 1428], and McKeiver v. Pennsylvania, supra, 403 U.S. 528, may indeed result in the institution of conventional jury trials in certain cases involving juveniles.14 Indeed, such an innovation would be wholly consistent with modern scholarly opinion based upon recent factual studies.15 Our function, however, is not to discuss the law as it may be in the future but to interpret the law which presently exists. In so doing we have cоncluded, as indicated above, that that law permits the empanelment of a purely advisory jury in appropriate cases to assist the juvenile court to discharge its capacity as the ultimate factfinder in juvenile court proceedings.
II
Having concluded that the broad provisions of
In its Recommendation No. 11 (set forth in substance in fn. 4, ante) the Commission, in a sentence to which we have adverted above, expressed the frame of reference which it considered fundamental to the sound administration of juvenile justice. “The problem in attempting to establish acceptable juvenile court procedures is to attain a working balance between two essential objectives—first, preserving the guarantee of due process to the minor; and second, establishing an informal court atmosphere so that potentially harmful effects of the proceedings are minimized and the minor‘s receptivity to treatment is encouraged.” It is this “working balance” which must concern the juvenile court in the exercise of the discretionary powers vested in it by
In the instant сase, the juvenile court expressed its full awareness of the subject principle and specifically based its determination upon it. Thus, in making its oral order, the court stated: “In determining whether to exercise such power [i.e., the power to empanel an advisory jury], the court should be guided by and be first satisfied that it would serve the interests of justice to invoke such a procedure without serious impairment of the overall salutary purposes of the non-adversary juvenile court proceedings.”
We are satisfied that the juvenile court in this case made a proper and informed decision and that no abuse of discretion has been shown. In arriving at its determination to empanel an advisory jury, the court addressed itself to considerations which fall into three general categories: (a) the nature and relative difficulty of the factfinding task in the particular case, (b) the seriousness of the charges from the point of view of probable disposition of the minor if they were sustained, and (c) the extent to which any salutary effects attendant upon an informal proceeding remained possible of achievement in the circumstances. Essentially it weighed the considerations in the first two categories against those in the third. On the one hand, the fact that serious charges were to be disputed by a great deal of largely circumstantial evidence indicated that the advantages to be derived from the use of an advisory jury were great. On the other hand, in light of the broad areas of factual and legal dispute, which necessarily would have to be resolved in an adversary setting—and also in light of the loss of confidentiality which
We emphasize in closing that our determination today should not operate to render the use of an advisory jury commonplace in section 602 proceedings. In the normal case, where the disputed jurisdictional issues are few and can be resolved with relative ease, the balance may continue to be struck in favor of an informal proceeding without the assistance of a jury. Only in the exceptional cаse, where the benefits to be derived from the use of an advisory jury far outweigh any benefits of informality and confidentiality which can be achieved in the circumstances, will sound judicial discretion choose to empanel an advisory jury to aid the court. The case before us is such an exceptional case.
The alternative writ of mandate is discharged, and the petition for a peremptory writ is denied.
Wright, C. J., McComb, J., Tobriner, J., Mosk, J., and Richardson, J., concurred.
CLARK, J.—I dissent. The majority opinion needlessly moves “the juvenile court process one step closer to an adversary proceeding indistinguishable from a criminal trial.” (In re William F. (1974) 11 Cal.3d 249, 256-257 [113 Cal.Rptr. 170, 520 P.2d 986] (Clark, J., dissenting).)
