Lead Opinion
Opinion
Penal Code section 647, subdivision (d) (hereafter section 647(d)) provides that any person “[w]ho loiters in or about any toilet open to the public for the purpose of engaging in or soliciting any lewd or lascivious or any unlawful act” is guilty of a misdemeanor. (All further statutory references are to the Penal Code unless otherwise stated.) In this proceeding, petitioners Ralph Caswell, Kenneth Grassi, and 14 other persons charged with violating this provision (hereafter defendants) seek dismissal of the charges on the ground that section 647(d) is unconstitutionally vague on its face. As we explain, after a review of the governing federal and state constitutional precedents and an analysis of numerous decisions from other states which have considered comparable vagueness challenges to similar, narrowly focused loitering provisions, we have concluded that section 647(d) is sufficiently dеfinite to withstand defendants’ facial constitutional attack.
Facts
Defendants were charged in municipal court with violating section 647(d). In addition, several (but not all) of the defendants were also charged with the related misdemeanors of committing a lewd act in a public place (§ 647, subd. (a)) and indecent exposure. (§ 314, subd. 1.) All defendants demurred to the section 647(d) charge, claiming the statute was unconstitutionally vague. The municipal court overruled the demurrers and the superior court denied defendants’ subsequent petitions for a writ of prohibition or mandamus. However, the superior court granted rehearing after being alerted to the recent filing of People v. Soto (1985)
Both the People and Grassi sought appellate review and the Court of Appeal consolidated the cases. Although cognizant of the decision in Soto,
Discussion
That no person shall be deprived of life, liberty or property without due process of law is, of course, a cornerstone of our jurisprudence. (U.S. Const., Amends. V, XIV; Cal. Const., art. I, § 7.) “The requirement of a reasonable degree of certainty in legislation, especially in the criminal law, is a well established element of the guarantee of due process of law.” (In re Newbern (1960)
First, a statute must be sufficiently definite to provide adequate notice of the conduct proscribed. “[A] statute which either forbids or requires the doing of an act in terms so vague that men of common intelligence must necessarily guess at its meaning and differ as to its application, violates the first essential of due process of law. [Citations.]” (Connally v. General Const. Co. (1926)
Second, a statute must provide sufficiently definite guidelines for the police in order to prevent arbitrary and discriminatory enforcement. “A vague law impermissibly delegates basic policy matters to policemen, judges and juries for resolution on an ad hoc and subjective basis, with the attendant dangers of arbitrary and discriminatory application.” (Grayned, supra, 408 U.S. at pp. 108-109, fn. omitted [33 L.Ed.2d at pp. 227-228].) “Where the legislature fails to provide such minimal guidelines, a criminal statute may permit ‘a standardless sweep [that] allows policemen, prosecutors, and juries to pursue their personal predilections.’ ” (Kolender v. Lawson (1983)
We evaluate the provisions of section 647(d) against these two due process criteria.
A. Adequate notice
Section 647(d) provides: “Every person who commits any of the following acts is guilty of disorderly conduct, a misdemeanor: ...(d) Who loiters in or about any toilet open to the public for the purpose of engaging in or soliciting any lewd or lascivious or any unlawful act.” As we shall see, particularly in light of the clarifying interpretation of the term “lewd and lascivious” in an earlier decision, it is clear that the section provides fair notice to the ordinary citizen of the act proscribed.
At the outset, we note past cases make clear that the statute is not rendered impermissibly indefinite by its use of the word “loiter.” More than a quarter of a century ago, in In re Cregler (1961)
On a number of occasions, the United States Supreme Court has emphasized the value that a specific intent requirement plays in overcoming the potential vagueness of a statute. As the court noted in Hoffman Estates, supra,
Nor do the words “in or about any toilet open to the public” appear misleading or cryptic. “It is not required that a statute, to be valid, have that degree of exactness which inheres in a mathematical theorem” (Smith v. Peterson (1955)
Finally, the phrase “lewd or lascivious or any unlawful act,” as interpreted by prior case law, also withstands constitutional scrutiny.
B. Adequate guidelines to permit nonarbitrary enforcement
Defendants’ principal argument is that even if the provisions of section 647(d) are sufficiently definite to put the average citizen on notice as to the conduct which is proscribed by the statute, the statute nonetheless violates constitutional standards beсause it fails to set forth sufficient guidelines for law enforcement, thus creating an unconstitutional risk of arbitrary and discriminatory enforcement. In this regard, defendants rely heavily on the recent Court of Appeal opinion in Soto, supra,
In reaching this conclusion, the Soto court rested its holding largely on the reasoning of the then-recent United States Supreme Court decision in Kolender, supra,
In Kolender, supra,
The United States Supreme Court found even this limiting judicial gloss insufficient to save the constitutionality of the section, explaining: “Section 647(e), as presently drafted and as construed by the state courts, contains no standard for determining what a suspect has to do in order to satisfy the requirement to provide a ‘credible and reliable’ identification. As such, the statute vests virtually complete discretion in the hands of the police to determine whether the suspect has satisfied the statute and must be permitted to go on his way in the absence of probable cause to arrest. An individual, whom police may think is suspicious but do not have probable cause to believe has committed a crime, is entitled to continue to walk the public streets ‘only at the whim of any police officer’ who happens to stop that individual under § 647(e). [Citation.]” (Kolender, supra,
The Soto court found the high court’s critical analysis of section 647(e) equally applicable to section 647(d). It stated: “Fatally absent from section 647, subdivision (d) . . . are objective criteria to guide an officer’s decision making process with regard to the criminality of an actor’s conduct. Hence, discretion to determine the actor’s intent or ‘purpose’ rests solely within the subjective thought processes of police officers who are free at whim to decide in each case whether the requisite intent to engage in or solicit ‘any lewd or lascivious or any unlawful act’ accompanies the act of loitering. . . . This unfettered discretion clearly offends California and the United States constitutional concepts of due process of law for it permits the criminality of conduct to be measured ‘by community or even individual notions of what is distasteful behavior.’ [Citation.]” (Soto, supra,
In reaching this conclusion, however, we think that the Soto court failed to take adequate account of the significant differences between the loitering
As we have seen, the key portion of the loitering provision at issue in Kolender was the requirement that an individual, who the police believed was loitering or wandering upon the streets without apparent reason or business, provide “credible and reliable” evidence of his or her identity; if the person failed to provide such “credible and reliable” identification, he or she was guilty of a crime. Because the statute, even with the judicial gloss, contained “no standard for determining what a suspect ha[d] to do to satisfy the requirement to provide a ‘credible and reliable’ identification” {Kolender, supra,
By contrast, section 647(d) vests no such discretion with law enforcement. The essence of this provision is loitering in a certain place while entertaining a specified criminal intent. One need nоt expressly satisfy a policeman’s curiosity in order to be entitled to freely walk the streets or use public restrooms. A person is subject to arrest under the provision only if his or her conduct gives rise to probable cause to believe that he or she is loitering in or about a public restroom with the proscribed illicit intent.
The Soto court, while recognizing the important interests served by section 647(d), felt that the provision was unnecessary in light of the existence of other criminal provisions—for example, the provisions prohibiting the actual public solicitation of lewd or lascivious conduct or prohibiting
We believe the Soto court’s reasoning is flawed on several levels. First, even if probable cause to arrest for a violation of section 647(d) could only arise when a suspect committed some other, independently punishable act, that would be an insufficient justification for invalidating the statute as unconstitutional. It is axiomatic the Legislature may criminalize the same conduct in different ways. (See, e.g., United States v. Batchelder (1979)
Moreover, we think the Soto court was mistaken in suggesting that section 647(d) could only be rendered constitutional if it were interpreted to require that the defendant commit an independent criminal act. Defendants join in that contention here, arguing that unless the commission of such an independent criminal act is required, section 647(d) would confer upon police the power to arrest suspicious persons based solely on their engaging in innocent conduct. This is true, they claim, because section 647(d) improperly allows arrests after a policeman’s observation of noncriminal conduct on the theory that such conduct may permit an inference that an individual harbors the intent to engage in or solicit a lewd act.
There are two problems with defendants’ argument. First, we can readily envision numerous situations where noncriminal conduct may legitimately give rise to probable cause to believe an individual is in violation of section 647(d). For example, an officer may personally know an individual and may be aware that the individual has repeatedly solicited or committed lewd acts at the same location in the past. Under such circumstances, if the officer observes the individual linger suspiciously in the restroom for an inordinately long period of time, he might properly
The Model Penal Code is instructive on this point. Section 251.3 of that code sets forth a loitering statute similar to section 647(d), which states: “A person is guilty of a petty misdemeanor if he loiters in or near any public place for the purpose of soliciting or being solicited to engage in deviate sexual relations.” Although the commentary to this section recognizes that “the act of loitering in or near a public place [may] not itself [be] reliably confirmatory of an intent to solicit, or to be solicited for, deviate sexual relations” (Model Pen. Code & Commentaries, com. 3 to § 251.3, p.476), the commentary suggests that in applying the provision officials can assure a properly restrained enforcement by requiring “that the actor confirm the purpose that the trier of fact seeks to infer by some overt act of solicitation or by some other firm indication that his purpose is within the objective sought to be prevented by Section 251.3.” (Id. at p.477, italics added.) Thus, the Model Penal Code is consistent with our view that a police officer need not observe a criminal act before he may infer a person is loitering with the requisite illicit intent.
The second flaw in both the Soto court’s and defendants’ argument that section 647(d) confers too much discretion upon police was accurately exposed by the Court оf Appeal below. “The concern which the defendants expressed, and which apparently moved the Soto court, is that ‘policemen, prosecutors, and juries’ will arbitrarily disregard the definitions [of crimes] and also the rules of probable cause and proof. If this is, indeed, a constitutionally significant flaw, then it is a flaw which would invalidate not only subdivision (d) but many other criminal statutes as well. We consider such a conclusion unreasonable and unrealistic. The defendants’
Of course, section 647(d) is not the only law which defines a crime in terms of a noncriminal act coupled with a specific intent. For example, “an attempt to commit a crime requires proof of a specific intent to commit the crime and of ‘a direct but ineffectual act done toward its commission.’” (People v. Dillon (1983)
Similarly, the crime of conspiracy is complete “when two or more persons agree to commit a crime and do some overt act in furtherance of the agreement.” (People v. Cockrell (1965)
Defendants counter that the law of attempts and the law of conspiracy make poor analogies since both require an overt act for a completed crime. By contrast, they suggest that section 647(d) does not require an overt act, thus making section 647(d) much more indefinite than either sections 664 or 182. However, this argument ignores the fact that section 647(d) also specifies an overt act: loitering near a public restroom. This act, if done with the requisite intent to engage in or solicit a lewd act, constitutes the completed crime.
Defendants find this answer lacking and contend that loitering is not an affirmative criminal act but is instead “mere presencе” at a certain place. However, “mere presence” can, in some circumstances, constitute the actus reus of a crime. (See, e.g., § 602 [trespass]; § 626.2 [unauthorized entry upon a college campus]; § 627.2 [remaining on school grounds during school hours without having registered with the principal].) Thus, “mere presence” can constitute a criminal act where, as here, such act is coupled with a criminal intent.
In concluding that section 647(d) was unconstitutional, the Soto court failed to take adequate account of numerous decisions in other states which have upheld loitering statutes similar to section 647(d) in the face of constitutional vagueness attacks. An illustrative case is People v. Pagnotta (1969)
In striking down a statute prohibiting loitering near pinball machines, the Hawaii Supreme Court distinguished two cases cited by the People in support, noting that unlike those cases, the statute in question “contains no additional requirement of unlawful intent to give meaning to the loitering provision within the statute.” (State v. Bloss (1980)
Aside from the scienter requirement, the language in section 647(d) that specifies the place of enforcement also serves to mitigate the potential vagueness of the statute. Thus, by limiting the reach of section
The importance of limiting the place of enforcement in order to mitigate a statute’s potential vagueness has been recognized in other states. In People v. Clark (N.Y. App. Term 1987)
This is consistent with the position taken by the Wisconsin Supreme Court in State v. Starks (1971)
One final point deserves mention. Although an enactment’s potential vagueness may be ameliorated by the express enumeration of observable behavior which can serve to guide police discretion,
Although we find section 647(d) constitutional, we are nevertheless aware of the long and checkered history of loitering statutes in both California and throughout the country. (See Papachristou, supra, 405 U.S. at pp. 161-162 [31 L.Ed.2d at pp. 114-116] and accompanying notes; Model Pen. Code & Com., com. 1 to § 250.6, pp. 383-387; Sherry, supra, 48 Cal.L.Rev. 557.) Moreover, there is the possibility that section 647(d) may serve as a vehicle for harassment of citizens based on their unorthodox lifestyles or sexual orientation.
In addition to the vagueness arguments discussed, ante, defendants also contend section 647(d) violates the separation of powers doctrine by transforming every police officer into a “mini-legislature” with the power to determine on an ad hoc basis what types of behavior constitute a crime. (See Cal. Const., art. Ill, § 3 [“The powers of state government are legislative, executive, and judicial. Persons charged with the exercise of one power may not exercise either of the others except as permitted by this Constitution.”].) As we previously explained, section 647(d) does not vest law enforcement with such a power. Any discretion possessed by police to determine whether a crime has occurred is merely a question of probable cause to arrest and not a flaw in the definition of the crime itself.
Defendants also complain section 647(d) violates the state constitutional command that “[a]ll laws of a general nature have uniform operation.” (Cal. Const., art. IV, § 16.) In other words, they contend section 647(d) is so uncertain that it will result in a failure to prosecute in some cases where the identical conduct in another part of the state will result in prosecution. Defendants cite Newbern, supra,
Conclusion
In sum, we conclude section 647(d) survives defendants’ constitutional attack on vagueness grounds since it neither denies fair notice of the acts proscribed nor vests constitutionally impermissible discretion in the hands of police.
The judgment of the Court of Appeal is affirmed. The stays of defendants’ respective trials, issued by the lower court and continued by this court, are dissolved.
Lucas, C. J., Panelli, J., Eagleson, J., and Kaufman, J., concurred.
Notes
Neither do we confront the question of the constitutionality of the statutory requirement that one convicted of violating section 647(d) must register as a sex offender under section 290. (Cf. In re Reed (1983)
Although “stricter standards of permissible statutory vagueness may be applied to a statute having a potentially inhibiting effect on speech,” (Mirmirani, supra,
The phrase “or any unlawful act” has been properly construed in this context to mean a “lewd” act. “As for the ‘unlawful’ act prohibited by section 647, subdivision (d), the word means under the doctrine of ejusdem generis and in the context of this subdivision, a ‘lewd’ act.” (People v. Ledenbach (1976)
I concurred in the Soto opinion while serving on the Court of Appeal, but I am now persuaded by the arguments supporting the constitutionality of section 647(d) and thus I have concluded that the Soto decision should be disapproved. Although, as Justice Jackson has noted, “it is embarassing to confess a blunder” (United States v. Bryan (1950)
Of course, while evidence of past acts is not admissible to prove “conduct on a specified occasion” (Evid. Code, § 1101, subd. (a)), it is admissible to prove a disputed fact other than one’s propensity to commit a crime, such as intent. (Evid. Code, § 1101, subd. (b).) Further, it is clear a police officer may consider such past acts when determining whether reasonable cause to arrest exists. (See, e.g., People v. Martin (1973)
This distinction was recognized in People v. Smith (1978)
The Legislature’s decision to confine the reach of section 647(d) to public restrooms was probably due to the frequency with which such places are chosen by those intending to engage in or to solicit a lewd act. “Activity in public restrooms presents the most serious challenge to enforcement agencies in terms of frequency of the activity, gravity of the offense likely to be committed, and degree of conspicuousness.” (Project, The Consenting Adult Homosexual and the Law: An Empirical Study of Enforcement and Administration in Los Angeles County (1966) 13 UCLA L.Rev. 643, 689, fn. omitted [hereafter cited as Project].)
The court in Clark found the transportation facility involved in that case, the Port Authority Bus Terminal, was not a place of restricted public access within the meaning of the relevant loitering statute since, in addition to being a transportation facility, it was a “multidimensional, multipurpose” facility. (Clark, supra,
See, for example, People v. Smith, supra,
As one empirical study commented, “[h]arassment is used against suspected homosexuals in parks, in areas contiguous to public restrooms, and in homosexual bars. If a [police] decoy operating in a park or restroom fails to obtain a solicitation, he may order the suspect to leave the area and threaten to arrest him if he returns. Harassment is practiced by the smaller jurisdictions which have no interest in making arrests and are concerned only with getting the homosexual out of town.” (Project, supra, 13 UCLA L.Rev. at pp. 718-719, fns. omitted; see also Milner, Supreme Court Effectiveness and the Police Organization (1971) 36 Law & Contemp. Probs. 467, 478 [“there is ample evidence showing that police officers stop, question, and threaten people with arrest, or in fact arrest them, because they do not like their lifestyle or political views, [fns. omitted]”].)
Dissenting Opinion
I dissent.
Vagrancy laws have traditionally been used to clear the streets of persons who have committed no crime but are nevertheless deemed repugnant to
Vagrancy laws have been meeting an unsympathetic fate as courts become increasingly aware of the manner in which vagueness contributes to abuse by authorities. Over the years a plethora of well-considered opinions invalidated all or part of one after another of such laws, both at the federal and state levels. (See, e.g., Papachristou v. City of Jacksonville, supra,
In this case we must decide whether Penal Code section 647, subdivision (d) (hereafter section 647(d)) is unconstitutionally vague in violation of the due process clause of article I, section 15, of the California Constitution. The United States Supreme Court has explained; “It is a basic principle of due process that an enactment is void for vagueness if its prohibitions are not clearly defined. Vague laws offend several important values. First, because we assume that man is free to steer between lawful and unlawful conduct, we insist that laws give the person of ordinary intelligence a reasonable opportunity to know what is prohibited, so that he may act accordingly. Vague laws may trap the innocent by not providing fair warning. Second, if arbitrary and discriminatory enforcement is to be prevented, laws must provide explicit standards for those who apply them. A vague law impermissibly delegates basic policy matters to policemen, judges, and juries for resolution on an ad hoc and subjective basis, with the attendant dangers of arbitrary and discriminatory application.” (Grayned v. City of Rockford (1972)
Our court has observed that “it is established that due process requires a statute to be definite enough to provide (1) a standard of conduct for those whоse activities are proscribed and (2) a standard for police enforcement and for ascertainment of guilt. [Citations.]” (Burg v. Municipal Court (1983)
Section 647(d) has two essential elements. The first is, “loiters.” That clearly requires objective conduct, but certainly it cannot be contended that lingering or loitering alone, in a public place, renders one subject to criminal prosecution. The second aspect of the section requires that the loitering be “for the purpose of engaging in or soliciting any lewd or lascivious or any unlawful act.” That clearly requires intent-, it contemplates that no such actual conduct oсcurred, but only that it be subjectively contemplated.
As the court observed in Bank of America etc. Assn. v. Kelsey (1935)
To compound the problems with the statute, I find the phrase “any unlawful act” to be about as vague and uncertain a term as can be devised. The Penal Code contains sections 1 to 141Ó2, and various state and municipal codes contain innumerable additional prohibitions. It cannot be seriously contended that “any unlаwful act” places a person on adequate notice as to what laws he may not subjectively intend to violate at some imprecise future time in the course of his dallying.
The majority, perhaps inadvertently, reveal one of the ways in which this vague statute can be—and probably is—misused. They indicate that noncriminal conduct may give rise to probable cause to believe an individual is in violation of 647(d) if a police officer may personally know that the person has violated the law in the past. (Maj. opn., ante, p. 395.) I need cite no authority for the universally accepted proposition that previous conduct, or even purported propensity to commit crimes, does not justify an arrest when no actual crime is being or has been committed. That the majority would seriously advance a contrary theory is ominous.
There can be no doubt that a penal statute is void on its faсe if it forbids “the doing of an act in terms so vague that men of common intelligence must necessarily guess at its meaning and differ as to its application . . . .” (Connally v. General Const. Co. (1926)
The statute at issue refers to only one act that constitutes conduct: loitering. Yet loitering—i.e., lingering, dawdling, loafing, tarrying, lazying, lagging, idling, dallying—admittedly is not in itself a criminal offense. That leaves only intent as the prohibited element. Thus to be vulnerable to prosecution, a person must linger near a restroom and think or fantasize about improper sexual acts or any other crime on the books. No overt act. No advances toward any other person. Just thoughts.
We have come a long way toward controlling crime and criminals. There are adequate laws on the books to prevent illegаl conduct. But when we
Justice Arguelles pointed out the adequacy of other laws in his concurring opinion in a decision invalidating this very statute in People v. Soto, supra,
Justice Douglas, writing for a unanimous United States Supreme Court in Papachristou v. City of Jacksonville, supra,
Broussard, J., concurred.
The petition of real parties in interest Caswell et al., and petitioner Grassi for a rehearing was denied October 13, 1988. Mosk, J., was of the opinion that the petition should be granted.
