Opinion
Defendant was convicted following a jury trial of six counts of robbery (Pen. Code, §§ 211-212.5).
In this appeal, defendant claims that his waiver of the right to counsel was invalid, his request for appointment of advisory counsel was improperly denied, and he was denied the right to appointed counsel in the bifurcated proceeding on the prior conviction allegations. He also argues that the robbery statute is unconstitutionally vague, his motion for severance of counts 5 and 6 from the remaining charges was erroneously denied, he was denied the right to a pretrial lineup, and his conviction on one of the robbery counts is not supported by the evidence. Finally, he complains of instructional and sentencing errors. We conclude that no prejudicial errors were committed in the resolution of defendant’s motions before and during trial related to his right to counsel, the robbery statute is not vague, no instructional error occurred, the robbery convictions are all supported by the evidence, and defendant’s sentence did not violate any constitutional principles. We therefore affirm the judgment.
STATEMENT OF FACTS
The convictions are based upon a series of six robberies that occurred between early January and late March of 1996 in Concord, Orinda and Antioch. All of the robberies were similar in the method of commission; each was committed in a bank in the afternoon shortly before the scheduled close of business by a sole perpetrator who gave the bank teller a note with a demand for money and a warning that the robber possessed a gun. The disputed issue at trial was the identity of the robber.
The Home Savings in Concord (Count 1)
Five or 10 minutes before the 6:00 p.m. closing time on Friday, January 5, 1996, at the Home Savings of America branch office on Clayton Road in Concord, a man appeared at Christine Rauson’s teller window. He displayed a note to Rauson printed in block letters that read: “It’s a gun. Give me your money.” The man warned Rauson “not to hit the alarm until he left.” She “grabbed the cash and handed it to him.” As the man left the window with the money and walked out of the bank, Rauson “hit the alarm,” which activated the bank security cameras. Rauson identified photographs of the robber taken by the security cameras, but was not able to identify defendant from a pretrial photo lineup or at trial.
Lolita Kumar, the operations officer who was working at another teller window nearby, observed a man enter the bank, and run right past her to
The World Savings Bank in Concord (Count 2)
Barbara Lyons testified that she was working at the “end of the teller find” at World Savings on Clayton Road in Concord about 1:00 p.m. on January 13, 1996, as the bank was “just getting ready to close.” Lyons asked a man in line if she “could help him.” The man directed Lyons to read a note that stated, “I have a gun,” and ordered her to hand over “all your large.” Lyons refused to give the man any money, and activated the alarm. The man then turned to Corey Ryan, a part-time employee, and said, “I want you to give me all your money.” Ryan replied, “No problem sir,” and gave him the money from the drawer next to Lyons. Lyons whispered to the bank supervisor, Shirley Warren, “that she was being robbed.” Lyons and Warren looked at the man as he took the money from Ryan and walked out of the bank. They both identified photographs of the robber taken by bank security cameras, and identified defendant as the robber at trial, although they did not identify his picture in the pretrial photo lineup.
The Home Savings in Orinda (Count 3)
The Home Savings branch office on Bróokwood Road in Orinda was robbed about 3:30 p.m. on January 16, 1996. The branch manager Margaret Teufel testified that a man she assisted at one of the teller windows put a small printed note in her face “that said, T have a gun. Give me all your money.’ ” When Teufel responded affirmatively to the man’s question, “can you read?” he said, “Well, do it.” Teufel took the money from her cash drawer and placed it oh the counter. The man stuffed the money in his pocket and left the bank. Teufel activated the alarm and bank security camera. Teufel gave a description of the robber to the police that matched defendant’s appearance, then identified him as the robber from the photo lineup and again at trial.
The Wells Fargo Bank in Orinda (Count 4)
On February 8, 1996, “just before” the Wells Fargo Bank office on Moraga Way in Orinda was scheduled to close at 4:00 p.m., someone approached the teller window of Susan Mills with a handwritten note directing her “to give him all [her] large bills.”- The man then told Mills to “hurry up,” so she gave
Gerri Batiza, who was “working for Wells Fargo in Orinda,” also saw defendant in the bank when the robbery occurred. Batiza was “walking across the lobby” when she noticed a tall, “striking” man she “didn’t recognize” enter the bank and walk to.the teller line. Batiza “went to the ATM’s,” then heard one of the tellers yell out “that they had been robbed.” Batiza asked, “Was it that guy in line, the tall guy?” She identified defendant.from an FBI photo lineup and at trial as the man she observed in the bank on the day of the robbery.
The Bank of America in Antioch (Count 5)
Nicole Lopez was engaged in her duties as a teller at the Bank of America on East 18th Street in Antioch on February 27, 1996, at 5:53 p.m., when a man appeared at her window with a note that read in part, “Have a gun,” in large, printed letters. The man with the note said, “ ‘Don’t do anything stupid,’ and ‘Don’t press any buttons.’ ” In compliance with bank policy, training, and federal banking regulations, Lopez cooperated with the demand and did not offer resistance. Lopez “scooped up a bunch of money” and “handed it to him.” After the man grabbed the money and walked away, Lopez pushed the silent alarm and video camera buttons beneath her counter, and advised the manager that she had been robbed. She gave a general description of the robber—tall, male Caucasian, with long hair and a ponytail, wearing a baggy sweater' and corduroy pants—that matched defendant’s appearance. She also stated that photographs taken by the security cameras at Bank of America and during the World Savings Bank robbery depicted the man who robbed her.' She did not select from any of the six photographs shown to her by the FBI. Lopez testified at trial that defendant “appear[ed] to be” the robber, but could not “say for sure.”
The Citibank in Concord (Count 6)
Taxi driver Martin Grocholski testified that on March 20, 1996, he picked up defendant at the Concord BART (Bay Area Rapid Transit) station between 5:30 and 5:45 p.m. Defendant stated that he “wanted to go to. Treat Boulevard in the 5000 block,” and “needed to be there before 6:00.” The address indicated by defendant was mistaken, so Grocholski. .made a brief stop at a Shell gas station, before driving defendant to a Coco’s restaurant on Treat
About 5:55 p.m., Marc Pattison, a customer waiting in line at the Citibank on Treat Boulevard in Concord, noticed defendant, who resembled a friend, standing in line behind him. Pattison went to the teller on the right; defendant went to the teller on the left. Defendant’s teller, Teresa Watson, testified that defendant “slouched forward” as if to block her window and pushed a note toward her that said, “I have a gun. Give me all your large bills.” When Watson hesitated momentarily, defendant told her, “Do it.” Watson gave defendant her large bills, which he folded and put in his pocket. Defendant left the bank through the Treat Boulevard exit.
Watson alerted her manager and fellow employee Parvin Kashabi-Enright that she “had just been robbed.” Enright noticed defendant, who was “dressed oddly” in a sweater and looked uncomfortable, as he left the bank, crossed the street, and walked to a cab “on the side of Coco’s” restaurant. The bank doors were locked and the police were immediately notified of the robbery.
About five minutes after defendant left Grocholski’s cab parked in front of Coco’s restaurant, he returned. He “rushed to the cab,” hopped inside, and hurriedly removed his sweater. Defendant was “nervous”; his behavior made Grocholski uneasy. Defendant directed Grocholski to drive to the Pleasant Hill BART station. As Grocholski drove along Treat Boulevard less than a “quarter mile” from the bank, he was “pulled over by a police officer and stopped.”
Defendant was removed from the cab by Concord police officers and placed in handcuffs. Watson and Pattison were taken to the scene of the detention, where they were asked to look at a “suspect.” Although defendant had removed his sweater, and his hair was no longer “pulled back,” they both positively identified him at the scene and at trial as the robber. Defendant was then placed under arrest. Enright identified defendant from a photo lineup and at trial as “the person who robbed the bank.”
Watson also recognized a sweater taken from the cab as the one worn by defendant in the bank. Seized from defendant were a “wad of American currency” in the amount of $2,200, and a note with the words, “Have a gun. Give me all large everything now.” Watson identified the note taken from defendant as the one he showed her in the bank. Two other notes were found in defendant’s front pants pocket: one with telephone numbers written on it; another with the address of Concord Citibank, 4420 Treat Boulevard.
The defense produced evidence on the vagaries of eyewitness testimony from Dr. Martin Blinder, a psychiatrist with expertise in the field of eyewitness identification. Dr. Blinder explained the “mechanisms by which eyewitnesses make identifications” and “counterintuitive elements that can mislead the eyewitness.” He stated that certain factors in the “three stages” of identification—perception, storage, and retrieval—may mislead “the eyewitness, though perfectly sincere and often persuasive,” into making an inaccurate identification. In the “perception” stage, in addition to the “obvious physical factors”—such as lighting, proximity, and duration of observation— the “state of mind of the witness” and quality of perception is influenced by the degree of anxiety associated with the event, the “nature of the event[] being observed,” the presence of a weapon, familiarity with the subject, and the “expectation” of the observer. The “storage” stage is adversely affected by “decay” of memory, particularly short-term memory, and “misinformation,” such as repetitious exposures or identifiсations, that contaminate memory and rearrange facts. Dr. Blinder testified that the retrieval process is tainted by “pushy” questioning of a witness and suggestive identification procedures, specifically the “showup process.” He added that the degree of confidence in an identification asserted by the witness does not correlate with its accuracy. Although Dr. Blinder did not offer any opinion on the reliability of the eyewitness identifications in the present case, he testified that the stress associated with the crimes, the “elements of suggestiveness” inherent in the “showup” conducted at the scene of defendant’s detention, and the long delay between the robberies and the identifications in court, all militated against accuracy.
Defendant presented alibi evidence related to count 3, the robbery of Home Savings in Orinda on January 16, 1996. His friend Dolores Deufemia testified that on that date defendant was at her house, along with a few other friends, from around noon until 7:00 or 8:00 p.m., helping her “pack and move” before she began to serve a sentence the next day for a drug conviction.
As to count 6, the defense offered evidence that Citibank teller Teresa Watson stated to a private investigator that when she and Marc Pattison were transported to the detention scene to view defendant they “discussed the description of the subject,” and the transporting officer claimed “they had the responsible and they had him detained and they just needed them to ID him.” Finally, evidence was presented that defendant’s fingerprints were not identified at the scene of any of the robberies.
I. The Vagueness of the Bank Robbery Statute.
Defendant presents a novel challenge to the constitutionality of section 211, the “robbery statute” under which he was prosecuted and ultimately convicted. He claims section 211 is “impermissibly vague” due to the failure of the statute to provide an adequate definition of “bank robbery.” For purposes of comparison, defendant points out that in section 1192.7, subdivision (c), which designates “serious felonies,” the offense of “bank robbery” is defined differently and more comprehensively: not only by inclusion of a specific reference to a taking of property from a bank, credit union or savings and loan association, but also with an explanation that the offense is committed by means of “force or violence, or by intimidation” exerted upon the victim, rather than “against his will, accomplished by means of force or fear” as specified in section 211. Defendant complains that in light of the “significant differences” between the two statutes and the jury instruction given by the trial court “only as to the general definition of robbery” pursuant to section 211, “as opposed to bank robbery,” the jury was left without proper guidance in consideration of “the lesser included offense in this case, namely grand theft.”
Our analysis of this issue is guided by well-established legal principles. “ ‘The Fourteenth Amendment to the United States Constitution and article I, section 7 of the California Constitution, each guarantee that no person shall be deprived of life, liberty, or property without due process of law. This constitutional command requires “a reasonable degree of certainty in legislation, especially in the criminal law . . . .” [Citation.] “[A] penal statute [must] define the criminal offense with sufficient definiteness that ordinary people can understand what conduct is prohibited and in a manner that does not encourage arbitrary and discriminatory enforcement.” ’ [Citation.]” (People v. Maciel (2003)
(2) “To withstand a facial vagueness challenge, a penal statute must satisfy two basic requirements. First, the statute must be definite enough to provide adequate notice of the conduct proscribed. [Citation.] Ordinary people of common intelligence have to be able to understand what is prohibited by the statute and what may be done without, violating its provisions. [Citation.] [][] Second, the statute must provide sufficiently definite guidelines. A vague law impermissibly delegates basic policy matters to the police, judges and juries for resolution on a subjective basis, with the attendant risk of arbitrary and discriminatory enforcement.” (People v. Ellison (1998)
“However, ‘[t]he starting point of our analysis is “the strong presumption that legislative enactments ‘must be upheld unless their unconstitutionality clearly, positively, and unmistakably appears. . . ” [Citation.]’ [Citation.]” (People v. Albritton (1998)
“Although a particular statute is somewhat vague or general in its language because of difficulty in defining the subject matter with precision, it will be upheld if its meaning is reasonably ascertainable. [Citation.] Courts must view the statute from the standpoint of the reasonable person who might be subject to its terms. Thus, ‘[i]t is not necessary that a statute furnish detailed plans and specifications of the acts or conduct prohibited. The requirement of reasonable certainty does not preclude the use of ordinary terms to express ideas which find adequate interpretation in common usage and understanding.’ [Citation.]” (People v. Deskin (1992)
The only vagueness we perceive is in defendant’s argument, not in the general robbery statute, either on its face or as applied to defendant. “ ‘Robbery is defined as “the felonious taking of personal property in the possession of another, from his person or immediate presence, and against his will, accomplished by means of force or fear.” [Citation.]’ ” (People v. Vargas (2002)
II. The Validity of Defendant’s Waiver of the Right to Counsel.
Defendant argues that he was denied the right to counsel. Defendant exercised his right of self-representation under Faretta v. California (1975)
A criminal defendant may not waive his right to counsel, however, “unless he does so ‘competently and intelligently,’ [citations].” (Godinez v. Moran (1993)
“ ‘When confronted with a request’ for self-representation, ‘a trial court must make the defendant “aware of the dangers and disadvantages of self-representation, so that the record will establish that ‘he knows what he is doing and his choice is made with eyes open.’ ” [Citation.] . . .’ [Citation.]” (People v. Stanley (2006)
“No particular form of words, however, is required in admonishing a defendant who seeks to forgo the right to counsel and engage in self-representation. 1 “The test of a valid waiver of counsel is not whether specific warnings or .advisements were given but whether the record as a whole demonstrates that the defendant understood the disadvantages of self-representation, including the risks and complexities of the particular case.” ’ [Citation.]” (People v. Lawley (2002)
“A defendant may challenge .the grant of a motion for self-representation on the basis the record fails to show the defendant was made
We also observe that even where a defendant enters a guilty plea and waives the three attendant constitutional rights in doing so—the right to a jury trial, the right to confront and cross-examine witnesses, and the privilege against self-incrimination—the failure of the record to disclose the proper advisements and waivers does not require per se reversal. (People v. Howard (1992)
Our inquiry into the validity of defendant’s waiver of the right to counsel in the present case is impacted and impaired by the lack of a complete record of the myriad of proceedings in the municipal and superior courts, particularly the missing critical reporter’s transcript of the hearing on his Faretta motion on May 20, 1996.
Also implicated in the present case by the state of the record on appeal is the rule articulated in Evidence Code section 664 “ ‘that a trial court is presumed to have been aware of and followed the applicable law. (Howard v. Thrifty Drug & Discount Stores (1995)
Pursuant to Evidence Code section 664, “Court and counsel are presumed to have done their duty in the absence of proof to the contrary.” (Newman v. Los Angeles Transit Lines (1953)
Without the record, we must presume that the court regularly performed the lawful duty of informing defendant of the dangers and disadvantages of self-representation, and the consequences of his decision, before accepting his express waiver of his right to counsel. (See People v. Jackson (1996)
The record does affirmatively show, however, that defendant was not properly readvised of the risks and consequences of proceeding without counsel when he was arraigned in superior court, as section 987 requires.
The error, however, is “susceptible to harmless error analysis.” (People v. Crayton, supra,
Upon our review of the entire record
The record is also replete with illustrations of defendant’s knowledge of the difficulties and pitfalls he faced while acting as his own attorney. Defendant often mentioned and sought to use his status as a disadvantaged pro. per. defendant to request from the trial court continuances, transcripts, additional discovery, service of subpoenas, access to his “legal papers,” “legal runners” and other support services, special investigative, paralegal, or other “ancillary” legal assistance, fees, and even advisory counsel to assist with the presentation of his testimony. In his motions, defendant specifically complained that “acting as his own attorney while incarcerated” placed him “at a tremendous disadvantage” when opposed by an “experienced” prosecutor with access to the “enormous” resources of the district attorney’s office. Defendant also declared as part of his request for advisory counsel that if he realized “during the course of the trial” that he “is overwhelmed,” advisory counsel could “step right in and take over.”
Finally, the record shows us that defendant acted as his own counsel in numerous prior criminal actions against him, and thus through considerable experience was well aware of the consequences of self-representation. “ ‘[A] defendant’s prior experience with the criminal justice system’ is, as the United States Supreme Court has concluded, ‘relevant to the question [of] whether he knowingly waived constitutional rights.’ (Parke v. Raley (1992)
We are convinced that a recitation of the dangers and disadvantages of self-representation in superior court would have led to the same result; defendant would have voluntarily proceeded without counsel; the trial would have still occurred with defendant representing himself. Nothing would have changed had defendant been advised or readvised of the dangers of self-representation. (People v. Wilder, supra,
III. The Denial of Defendant’s Request for Appointment of Advisory Counsel.
Defendant next asserts that the trial court erred by declining to appoint advisory counsel for him as he requested several times before the commencement of trial. He claims that in “the context of this case”—particularly, the “conditions in the jail,” lack of proper medical attention, poor access to law books or other necessary materials, and the inadequate “ancillary services” such as legal mnners to assist with his defense—the denial of his motion for advisory counsel “was decidedly an abuse of discretion.”
Once defendant elected self-representation, he did not have the constitutional right to advisory counsel to assist with his defense. (McKaskle v. Wiggins (1984)
If the right of self-representation has been granted, the trial court “may, in its discretion, appoint counsel to ‘render . . . advisory services’ to a defendant who wishes to represent himself, in order to promote orderly, prompt and just disposition of the cause.” (People v. Garcia (2000)
We perceive no abuse of discretion in the trial court’s failure to appoint advisory counsel to assist defendant. As we have observed, defendant had extensive familiarity and experience with the justice system, having acted as his own attorney many times in the past. He demonstrated his competence and ability to act as his own attorney during рretrial proceedings in the present case by making a plethora of motions that related to admission of evidence, presentation of defenses, discovery, and ancillary legal services, among other requests from the court and the prosecution. At trial, defendant vigorously and effectively pursued his defenses of misidentification and lack of force or fear,
IV. The Refusal of the Trial Court to Appoint Counsel to Represent Defendant in the Bifurcated Trial on the Prior Conviction Allegations.
Defendant also complains that he was denied the right to counsel to represent him in the bifurcated jury trial proceeding on the prior conviction allegations. Defendant moved for appointment of an attorney for trial on “the truth of the prior convictions” in the event of a guilty verdict. The court advised defendant that an attorney could be appointed to represent him for “the balance of the trial,” which would include “the priors,” but not for different aspects of the trial. The court then deferred the request “until such time as before the trial of the priors commences, if that’s going to commence.” Defendant was invited to “address” the court “at that time.” After the jury verdict, defendant did not renew his request or otherwise move again for appointment of counsel for the trial of the prior conviction allegations, but rather continued to represent himself. He now claims that the “bifurcated trial on the priors was a critical stage” of the proceedings, and he was entitled to counsel upon request. We disagree.
“A trial judge is not obligated to restore counsel if a Faretta defendant changes his mind in midtrial and no longer wants to represent himself. A request for restoration of the services of counsel is left to the sound discretion of the trial court, exercised in light of several factors, including: ‘ “(1) defendant’s prior history in the substitution of counsel and the desire to change from self-representation to counsel-representation, (2) the reasons set forth for the request, (3) the length and stage of the trial proceedings, (4) disruption or delay which reasonably might be expected to ensue from the granting of such motion, and (5) the likelihood of defendant’s effectiveness in defending against the charges if required to continue to act as his own attorney.” ’ [Citation.]” (Brookner v. Superior Court (1998)
Here, prior to commencement of trial defendant requested appointment of counsel only for proceedings related to the separate trial on “the truth of the prior convictions.” The trial court was justified in deferring a ruling on the request until “such time” as a “trial on the priors” became necessary, as that
V. The Denial of Defendant’s Severance Motion.
Defendant next claims that the trial court erroneously denied his motion for severance of counts 5 and 6 from the remaining charges. He acknowledges that section 954 authorized joinder of all of the robbery charges, but claims that severance of counts 5 and 6 was appropriate and necessary to prevent the “use of evidence which otherwise was not cross-admissible” in the case for the “improper purpose” of establishing a “pattern of behavior” or disposition to commit the crimes in violation of Evidence Code section 1101, subdivision (a). He adds that the failure to sever trial of the charges resulted in an improper joint trial of a relatively “weak” case—count 5—with the other counts that offered comparatively more convincing identification testimony. Defendant further argues that even if the denial of the pretrial severance motion was correct, the joint trial of all the charges “actually resulted in ‘gross unfairness,’ amounting to a denial of due process,” and thus the convictions “must be reversed.”
Section 954 states in part that an “accusatory pleading may charge two or more different offenses connected together in their commission, ... or two or more different offenses of the same class of crimes or offenses, . . . provided, that the court in which a case is triable, in the interests of justice and for good cause shown, may in its discretion order that the different offenses or counts set forth in the accusatory pleading be tried separately or divided into two or more groups and each of said groups tried separately.” All of the charged crimes were the “same class” of robbery offenses, so under section 954 joinder was proper unless “a clear showing of prejudice” was made. (People v. Koontz, supra,
“When, as here, the statutory requirements for joinder are met, a defendant must make a clear showing of prejudice to establish that the trial court abused its discretion in denying the defendant’s severance motion.” (People v. Mendoza (2000)
Although we agree with defendant that count 5 presented a slightly weaker case of identification than the remaining charges, we find no error in the trial court’s failure to order separate trials. Our “ ‘first step in assessing whether a combined trial [would have been] prejudicial is to determine whether evidence on each of the joined charges would have been admissible, under Evidence Code section 1101, in separate trials on the others. If so, any inference of prejudice is dispelled.’ [Citations.] Cross-admissibility suffices to negate prejudice, but it is not essential for that purpose.” (People v. Bradford, supra,
We find that the evidence, wquld have been cross-admissible to show a common scheme or plan in separate trials. “Evidence Code section 1101, subdivision (a) establishes a general rule that, subject to various exceptions, character evidence is inadmissible to prove a party’s conduct on a specific occasion. One of the exceptions, set forth in Evidence Code section '1101, subdivision (b), permits the admission of evidence that a person committed specific acts of conduct ‘when relevant to prove, some fact (such as motive, opportunity, intent, preparation, plan, knowledge, identity . . .) other than his or her disposition to commit such an act.’ ” (People v. Diaz (1992)
In the present case, all of the robbery offenses bore a number of distinctive common marks. The robber- entered the banks in the late afternoon shortly before scheduled closing times. He stood in line or approached the teller windows as would any bank customer. He then handed the tellers notes that bore essentially the same message: I have a gun; give me your money or large bills. If the tellers did not immediately respond, the robber ordered them to comply. Many of the tellers were warned not to hit the alarm. And
We further find that the evidence was not subject to exclusion under Evidence Code section 352, which “ ‘provides in part that the court may in its discretion exclude evidence “if its probative value is substantially outweighed by the probability that its admission will . . . create substantial danger of undue prejudice.” ’ [Citation.]” (People v. Roybal (1998)
None of the robbery offenses were more inflammatory than the others, and the evidence was,- as we have observed, quite probative on the issue of common plan or scheme. Hence, the evidence was not unduly prejudicial under section 352. “ ‘ “The ‘prejudice’ referred to in . . . section 352 applies to evidence which uniquely tends to evoke an emotional bias against. . . [one party] as an individual and which has very little effect on the issues.” ’ [Citations.]” (People v. Garceau (1993)
We turn to defendant’s contention that he was “deprived of due process and a fair trial by the court’s erroneous denial of his motion for a pretrial Evans lineup.” The trial court denied the motion on grounds that it was untimely and unsupported by the requisite showing of a probability of mistaken identification. Defendant argues that his motions were timely made and supported by “many factors pointing to a probability of a faulty identification” of him as the robber. He submits that the trial court’s failure to grant his motion for a pretrial lineup was “outlandish,” and “compels reversal.”
“In Evans v. Superior Court (1974)
Without considering the timeliness of defendant’s motion in superior court, we conclude that he failed to make the prima facie showing required by Evans. Upon our review of the record we find no “reasonable likelihood of a mistaken identification” that would have been resolved by a pretrial lineup. First, witnesses to the robbery at Citibank positively identified defendant in the field after he was apprehended near the crime scene in a taxi—the same one that brought him to the bank—in possession of the money and demand note, along with a sweater that matched the one worn by the robber. Another Citibank employee identified defendant from a photo lineup and at trial as “the person who robbed the bank.” The witnesses identified photographs of the robber taken by bank surveillance cameras, which were exhibited to the jury. The descriptions of the robber provided by the witnesses, although not identical, were fairly uniform and corresponded to defendant’s appearance. Most of the witnesses managed to get a good look at the face of the robber during the crimes. Many, although not all, of the witnesses identified defendant from the photo lineups displayed to them, and defendant has not established that those photo lineups were in any way impermissibly suggestive. Defendant was provided with the statements and descriptions of the
VII. The Instruction on Eyewitness Identification Factors.
Defendant presents two objections to the jury instructions, the first of which is that the trial court erred by failing to delete sua sponte the reference to witness “certainty” from the standard instruction (CALJIC No. 2.92) on the factors to be considered in “determining the weight to be given eyewitness testimony.”
For two reasons, we find no merit to defendant’s challenge to CALJIC No. 2.92 as given by the trial court. First, the trial court had no duty to either give or modify CALJIC No. 2.92 on its own motion. (See People v. Cook (2006)
VIII. , The Instruction on the Lesser Offense of Grand Theft.
Defendant also argues that his due process and jury trial rights were denied by the trial court’s instruction, over his objection, on the lesser included offense of grand theft. His position is that the “better rule in American jurisprudence” is to grant to “the defendant” the “ultimate decision to instruct on a lesser-included offense.” (See People v. Brocksmith (1992)
The glaring flaw in defendant’s argument is that it runs directly contrary to established California Supreme Court authority. (People v. Breverman (1998)
Our high court has “consistently held that neither party need request such instructions, and neither party can preclude them, because neither party has a greater interest than the other in gambling on an inaccurate all-or-nothing verdict when the pleadings and evidence suggest a middle ground, and neither party’s ‘strategy, ignorance, or mistake[]’ should open the way to such a verdict. [Citations.] Our courts, we have stressed, ‘ “are not gambling halls but forums for the discovery of truth.” ’ [Citations.]” (People v. Birks (1998)
IX. The Evidence to Support the Conviction on Count 5.
We proceed to defendant’s claim that the “conviction on count five must be set aside because it is based upon legally insufficient evidence that he participated in that crime.” Defendant’s argument is based primarily upon the lack of a definitive identification by the victim, Nicole Lopez, the teller at the Bank of America branch in Antioch. '
“Defendant’s claim of insufficient evidence requires us to determine whether a rational trier of fact could have found the essential elements of the crime beyond a reasonable doubt.” (People v. Frye (1998)
Despite the failure of the victim to positively identify defendant at trial or in a pretrial photo lineup, we find substantial evidence to support the count 5 robbery conviction. Lopez may not have been “sure” of her identification at trial, but she testified that defendant “appealed] to be” the robber. She gave a description of the robber to the police that fairly well matched defendant’s appearance, and testified that a photograph taken by the Bank of America security camera depicted the man who robbed her. Lopez also identified the subject in a World Savings Bank surveillance camera photograph as the person who robbed her, and defendant was positively identified by eyewitnesses as the man who robbed the teller at the World Savings Bank robbery in Concord. Finally, the perpetrator of the robbery at Bank of America used methods and committed acts that were essentially identical to the other robberies committed by a man positively identified as defendant. The descriptions of the robber given by all of the witnesses, inсluding Lopez, were also similar. The evidence to support the conviction on count 5 may not have been as overwhelming as it was on the other charges, but it was at least substantial.
X. The Imposition of Consecutive Sentences
Defendant also presents two issues related to the imposition of the sentence imposed upon him of six consecutive 25-year-to-life terms under the Three Strikes law, each enhanced by 10 years for two prior serious felony convictions (§ 667, subd. (a)) found by the trial court, for a total term of 210 years to life. He first claims that the “consecutive sentencing violated the Due
In Blakely, the United States Supreme Court revisited the rule articulated in Apprendi v. New Jersey (2000)
The United States Supreme Court provided additional guidance on the distinction between permissible and impermissible judicial factfinding in Booker, supra,
The court in Booker acknowledged that if the guidelines had been “merely advisory provisions that recommended, rather than required, the selection of particular sentences in response to differing sets of facts, their use would not implicate the Sixth Amendment. We have never doubted the authority of a judge to exercise broad discretion in imposing a sentence within a statutory range.” (Booker, supra,
The California determinate sentencing law (DSL) was temporarily spared from the reach of Blakely and Booker by the decision in People v. Black (2005)
The court in Cunningham concluded: “In accord with Blakely, therefore, the middle term prescribed in California’s statutes, not the upper term, is the relevant statutory maximum. [Blakely, supra,]
Nothing in Cunningham casts constitutional doubt upon the imposition of consecutive sentences by the trial court in the present case. The consecutive terms were not selected by the trial court on the basis of any findings, but rather, following the jury verdict, were mandatory pursuant to section 1170.12, subdivision (a)(6), which provides: “If there is a current conviction for more than one felony count not committed on the same occasion, and not arising from the same set of operative facts, the court shall sentence the defendant
XI. Defendant’s Aggregate Sentence as Cruel and Unusual Punishment
Finally, we confront defendant’s claim that his “aggregate sentence of 210 years to life violates the proscription against cruel and/or unusual punishment under both the California and United States Constitutions.” Defendant complains that the sentence, “besides being ridiculous and absurd in the extreme as a matter of reality,” is also “grossly disproportionate, by any conceivably rational measure. Indeed, it is in excess of what he would have received had he murdered, rather than robbed, his victims.” He asks us to vacate his sentence and remand the case for resentencing “to an appropriate term which does not violate the constitutional prohibition against cruel and unusual punishment.”
“Cruel and unusual punishment is prohibited by the Eighth Amendment of the United States Constitution and article I, section 17 of the California Constitution. Punishment is cruel and unusual if it is so disproportionate to the crime committed that it shocks the conscience and offends fundamental notions of human dignity.” (People v. Mantanez (2002)
“ ‘Whether a particular punishment is disproportionate to the offense is, of course, a question of degree. The choice of fitting and proper penalties is not an exact science, but a legislative skill involving an appraisal of the evils to be corrected, the weighing of practical alternatives, consideration of relevant policy factors, and, responsiveness to the public will; in appropriate cases, some leeway for experimentation may also be permissible. The judiciary, accordingly, should not interfere in this process unless a statute prescribes a penalty “out of all proportion to the offense” [citations], i.e., so severe in relation to the crime as to violate the prohibition against cruel or unusual punishment.’ [Citation.] ‘Defining crime and determining punishment are matters uniquely legislative in nature, resting within the Legislature’s sole discretion.’ [Citation.]” (People v. Lewis (1993)
“Our Supreme Court has emphasized ‘the considerable burden a defendant must overcome in challenging a penalty as cruel or unusual. The doctrine of separation of powers is firmly entrenched in the law of California, and a court should not lightly encroach on matters which are uniquely in the domain of the Legislature. Perhaps foremost among these are the definition of crime and the determination of punishment. While these intrinsically legislative functions are circumscribed by the constitutional limits of article I, section 17 [of the California Constitution], the validity of enactments will not be questioned “unless their unconstitutionality clearly, positively, and unmistakably appears.” ’ [Citation.]” (People v. Kinsey (1995)
A consideration of defendant’s nature as an offender is no more favorable to him. “[T]he inquiry focuses on the particular person before the court, and asks whether the punishment is grossly disproportionate to the defendant’s individual culpability as shown by such factors as his age, prior criminality, personal characteristics, and state of mind.” (People v. Thompson (1994)
Defendant has also failed to establish with any factual support that his sentence is excessively harsh in comparison to the punishment for more serious crimes in this state. The “second prong of the Lynch[
Defendant’s proffered comparison between his punishment and that imposed upon convicted first degree murderers is flawed for several reasons. First, the punishment for first degree murder may indeed be greater, than defendant received. Pursuant to section 190, subdivision (a), “a person convicted of first degree murder is subject to the death penalty, life in prison without the possibility of parole, or a term of 25 years to life depending on the circumstances of the offense and the offender.” (People v. Cooper, supra,
“Second, proportionality assumes a basis for comparison. When the fundamental nature of the offense and the offender differ, comparison for proportionality is not possible.” (People v. Cooper, supra,
Thus, a comparison of defendant’s “punishment for his current crimes with the punishment for other crimes in California is inapposite since it is his recidivism in combination with his current crimes that places him under the three strikes law.” (People v. Ayon, supra,
Finally, appellant is not only a recidivist offender, he committed a series of current felonies. “[T]he commission of a single act of murder, while heinous and severely punished, cannot be compared with the commission of multiple felonies.” (People v. Cooper, supra,
Turning to an interjurisdictional comparison of punishments, defendant is required to prove that “ ‘. . . the punishment prescribed for his offense, as compared to that imposed for similar offenses in other jurisdictions, is unconstitutional under the third prong of [the Lynch-Dillon[
Defendant has not even attempted to engage in a comparison of California’s punishment for recidivists with punishment for recidivists in other states. While the courts have acknowledged the status of the Three Strikes law as “among the most extreme” in the nation, that factor “does not compel the conclúsion that it is unconstitutionally cruel or unusual.” (People v. Martinez, supra,
“[A] comparison of California’s punishment for recidivists with punishment for recidivists in other states shows that many of the statutory schemes provide for life imprisonment for repeat offenders, and several states provide for life imprisonment without possibility of parole.” (People v. Cline, supra,
Marchiano, P. J., and Stein, 1, concurred.
A petition for a rehearing was denied June 21, 2007, and the opinion was modified to read as printed above. Appellant’s petition for review by the Supreme Court was denied August 29, 2007, S153991.
Notes
All further statutory references are to the Penal Code unless otherwise indicated.
We will recite separately the evidence pertinent to each of the robberies.
Deufemia admitted that she had “a long rap sheet.”
We observe that section 1192.7, subdivision (c), does not define a separate criminal offense, but instead only delineates the nature of a criminal conviction that may be used to enhance punishment.
The record of the Faretta hearing is not a “silent” one, which reveals the absence of advisements, but rather an unavailable and missing record. “Truly silent-record cases are those that show no express advisement or waiver of [constitutional] rights . . . .” (People v. Mosby, supra,
We also observe that when a transcript of proceedings in the trial court is unavailable, rule 8.130(g) of the California Rules of Court provides that a party “may then substitute an agreed or settled statement for that portion of the designated proceedings by complying with either (A) or (B).” Following notice given, a “party may move in superior court to use a settled statement. If the court grants the motion, the statement must be served, filed, and settled as rule 8.137 provides, but the order granting the motion must fix the times for doing so.” (Cal. Rules of Court, rule 8.130(g)(1)(B).) Pursuant to California Rules of Court, rule 8.137(a)(1), an “appellant wanting to proceed” with a “settled statement” must file a motion in superior court “to use a settled statement” instead of a reporter’s transcript; the motion must be supported by a showing that the “designated oral proceedings were not reported or cannot be transcribed . . . .” (Cal. Rules of Court, rule 8.137(a)(2)(B).) Defendant’s proper remedy for the unavailability of portions of the transcript was to obtain “a settled statement of the oral proceedings prepared by the parties and settled by the judge who heard the matter],] or an agreed statement prepared by the parties” and “consisting of a condensed statement of the relevant proceedings.” (Le Font v. Rankin (1959)
People v. Marsden (1970)
As it would, for instance, if we could consult the transcript and determine that defective or inadequate admonitions were given.
Section 987, subdivision (a), reads: “In a noncapital- case, if the defendant appears for arraignment without counsel, he or she shall be informed by the court that it is his or her right to have counsel before being arraigned, and shall be asked if he or she desires the assistance of counsel. If he or she desires and is unable to employ counsel the court shall assign counsel to defend him or her.”
The record of the arraignment is thus truly a “silent” one, which reveals the absence of advisements.
In contrast, when the record demonstrates that the trial judge neglected to advise the defendant of the dangers and disadvantages of self-representation as required by Faretta when the waiver is taken, but the waiver of the right to counsel was voluntary, the courts have split on the standard of reversible error: some have determined that the error is structural and reversible per se; others have declared the error must be found prejudicial under the Chapman v. California (1967)
The clerk’s transcript alone consists of over 4,500 pаges that document the inexplicable amount of time taken to bring this case to trial.
The denial of the motion for advisory counsel for lack of good cause demonstrated is also at issue in this appeal.
Even if the latter defense, based upon a bank policy of acceding to the demands of 'apparently armed robbers, was entirely specious.
The instruction advised the jury to consider, among other enumerated factors, “The extent to which the witness is either certain or uncertain of the identification.”
See People v. McDonald (1984)
In People v. Gaglione, supra,
Having found no errors were committed before or during trial, we need not address defendant’s contention that the cumulative impact of the errors was prejudicial to him.
Section 667, subdivision (c)(6), also provides: “If there is a current conviction for more than one felony count not committed on the same occasion, and not arising from the same set of operative facts, the court shall sentence the defendant consecutively on each count pursuant to subdivision (e).” Under section 667, subdivision (c)(6), “ ‘consecutive sentencing is mandatory for any current felony convictions “not committed on the same occasion, and not arising from the same set of operative facts.” ’ [Citation.]” (People v. Deloza (1998)
In re Lynch (1972)
In re Lynch, supra,
Upon its review of the country’s recidivist statutes the court observed “that California is among the few states that impose a life sentence for a third felony conviction that is neither violent nor serious where at least one prior crime involved violence. While there are differences noted above, it may be said that California is not as harsh as Louisiana and Mississippi, which impose life without parole. California provides for a 25-year minimum term.” (People v. Martinez, supra,
