PEOPLE v STUBL
Docket No. 82353
Michigan Court of Appeals
Decided February 4, 1986
149 Mich App 42
Defendant, Louis J. Stubl, was convicted of pandering, Alpena Circuit Court, Joseph P. Swallow, J. Defendant appealed, objecting to the admission of two statements, one of which the court recognized as inadmissible hearsay and the other of which the court erroneously believed to be admissible under the state-of-mind exception to the hearsay rule. Held:
Error in the admission of evidence requires reversal and a new trial only where the error was not harmless. A two-tiered analysis is used to determine whether an error concerning the admission of evidence is harmless: whether the error was so offensive to the maintenance of a sound judicial process that it never can be regarded as harmless and whether the court can declare a belief that the error was harmless beyond a reasonable doubt. Error is not harmless under the first test if it was deliberately injected into the proceedings by the prosecutor, if it deprived the defendant of a fundamental element of the adversary process, or if it was particularly inflammatory or persuasive. Error is not harmless under the second test where it is reasonably possible that, in the absence of the error, a juror would have voted to acquit. Admission of the statements was harmless.
Affirmed.
R. M. MAHER, J., dissented. He would hold that it is an error so offensive to the maintenance of a sound judicial process that it cannot be regarded as harmless for a judge to admit over objection in a jury trial evidence which he recognizes and acknowledges to be inadmissible hearsay. He would reverse.
REFERENCES
Am Jur 2d, Appeal and Error § 778.
Am Jur 2d, Evidence §§ 493-497.
Circumstances giving rise to prejudicial conflict of interests between criminal defendant and defense counsel-state cases. 18 ALR4th 360.
OPINION OF THE COURT
1. CRIMINAL LAW — EVIDENCE — APPEAL — HARMLESS ERROR RULE — COURT RULES.
Error in the admission of evidence requires reversal and a new trial only where the error was not harmless (
2. CRIMINAL LAW — EVIDENCE — HARMLESS ERROR RULE — APPEAL.
A two-tiered analysis is used to determine whether an error concerning the admission of evidence is harmless: whether the error was so offensive to the maintenance of a sound judicial process that it never can be regarded as harmless and whether the court can declare a belief that the error was harmless beyond a reasonable doubt; error is not harmless under the first test if it was deliberately injected into the proceedings by the prosecutor, if it deprived the defendant of a fundamental element of the adversary process, or if it was particularly inflammatory or persuasive; error is not harmless under the second test where it is reasonably possible that, in the absence of the error, a juror would have voted to acquit.
DISSENT BY R. M. MAHER, J.
3. CRIMINAL LAW — EVIDENCE — HEARSAY — HARMLESS ERROR — RULES OF EVIDENCE.
It is an error so offensive to the maintenance of a sound judicial process that it cannot be regarded as harmless for a judge to admit over objection in a jury trial evidence which he recognizes and acknowledges to be inadmissible hearsay (MRE 801[c], 802).
Frank J. Kelley, Attorney General, Louis J. Caruso, Solicitor General, David M. Funk, Jr., Prosecuting Attorney, and Jann Ryan Baugh, Assistant Attorney General, for the people.
State Appellate Defender (by Rafael C. Villarruel), for defendant on appeal.
BEFORE: BEASLEY, P.J., and R. M. MAHER and R. L. TAHVONEN,* JJ.
PER CURIAM. On June 14, 1984, following a jury trial, defendant, Louis J. Stubl, was convicted of
On appeal, defendant argues that the trial judge improperly admitted the hearsay testimony of a prosecution witness. The hearsay testimony involved two out-of-court statements which reinforced later testimony presented in the prosecution‘s case. Defendant asserts that the admission of this hearsay testimony constituted prejudicial, reversible error since the trial turned on a credibility contest between defendant and the prosecution witnesses.
The hearsay testimony was given by a prosecution witness who testified that defendant had approached her several times to discuss prostitution. The witness testified that defendant had asked her if she would be “interested in working keeping elderly gentlemen company for money“. The witness refused to engage in prostitution activity until she discussed defendant‘s proposition with a friend. The witness testified that this friend stated that she was interested, since she needed money to support her daughter.
The witness then testified that she and her friend contacted defendant, who stated that the going price was $50, and arranged to meet them at his home. Defendant made some phone calls and the witness, her friend, defendant and a friend of defendant went to the home of two older men. The witness testified that one of the two older men asked her friend “if she was ready to get on with it and go with him“. The witness then stated that her friend and the older man left the room. The witness went on to testify that she subsequently had sex with both of the older men for $20 each.
The witness‘s friend testified that, when she left
The first hearsay statement challenged in this case is the witness‘s testimony concerning the discussion with her friend, where her friend stated she was interested in defendant‘s proposition because she needed money to support her child. The trial court recognized this testimony as hearsay under MRE 801(c). The trial judge also noted that no hearsay exception applied to this statement and, thus, the evidence was technically inadmissible under MRE 802. However, the trial judge concluded that the testimony was not prejudicial since the witness‘s friend would testify next and defendant could fully cross-examine her on the statement at that time.
The second hearsay statement challenged concerns the witness‘s testimony that one of the older men propositioned her friend. The trial judge ruled that this statement fit the hearsay exception for statements related to the declarant‘s then-existing state of mind under MRE 803(3). This ruling was clearly erroneous. This exception to the hearsay rule only applies if the declarant‘s state of mind is at issue in the case.1 As the older man‘s state of mind was not at issue in this case, this statement also constituted inadmissible hearsay.
Since both statements were inadmissible hear-
This Court has clearly stated a two-tiered analysis in determining whether an error concerning the admission of evidence is harmless. The first inquiry is whether the error was so offensive to the maintenance of a sound judicial process that it never can be regarded as harmless.3 This first test is not met if the error was deliberately injected into the proceedings by the prosecutor, if it deprived the defendant of a fundamental element of the adversary process, or if it was particularly inflammatory or persuasive.4
It is clear that the first test is met in this case. Defendant does not claim that the prosecutor deliberately injected the error to confuse the jury or otherwise hurt the judicial process. Defendant was afforded a full opportunity to cross-examine the declarants at trial. Although this fact does not cure the error of inadmissible hearsay, it is properly considered in determining whether the error was harmless.5 Due to this consideration, defendant in this case was not deprived of a fundamental element of the adversary process. Furthermore, our review of the record indicates that the facts proven by the hearsay testimony were clearly established by other competent evidence. Therefore, the hearsay testimony was not particularly inflammatory or persuasive.
It is also clear that this second inquiry leads to the conclusion that the trial court‘s admission of the hearsay testimony constituted harmless error. As noted above, the facts proven by the hearsay testimony were clearly established by other competent evidence. This Court has consistently held that, when such a situation exists, the admission of hearsay testimony will be considered harmless error.8
The testimony of the first declarant, the witness‘s friend, clearly established that defendant induced her to engage in prostitution. The testimony of both the second declarant (the older man) and the witness‘s friend, established that the older man propositioned the witness‘s friend and had sex with her for $20. The absence of the hearsay testimony on these matters would not possibly have led a juror to vote for defendant‘s acquittal.
Under either inquiry of the harmless error analysis, the admission of hearsay testimony in this case constituted harmless error. This is true even though defendant asserts that the trial turned on a credibility contest between himself and the prosecution witnesses. The absence of the hearsay testimony would not have changed any juror‘s vote in this case as to the resolution of the credibility contest. The trial court‘s error in admitting the
Affirmed.
R. M. MAHER, J. (dissenting). I respectfully dissent.
In the instant case, defendant objected at trial to the witness‘s statements on the ground of hearsay. The trial court recognized that the statements were hearsay, MRE 801(c), and acknowledged that the statements were inadmissible into evidence, MRE 802, yet overruled defendant‘s objection and allowed the admission of the statements into evidence.
The majority opinion holds that the error in admitting the statements was harmless. I disagree. A determination of harmless error requires two inquiries. First, is the error so offensive to the maintenance of a sound judicial process that it never can be regarded as harmless? Second, if not, was the error harmless beyond a reasonable doubt? People v Robinson, 386 Mich 551, 563; 194 NW2d 709 (1972).
I am of the opinion that the error is so offensive to the maintenance of a sound judicial process that it cannot be regarded as harmless.
“A large word like justice incorporated into a rule governing harmless error, [sic] compels an appellate court to concern itself not alone with a particular result but also with the very integrity of the judicial process.” Robinson, supra, p 562, quoting Traynor, The Riddle of Harmless Error (Ohio State Univ Press, 1970), p 17.
The integrity of the judicial process will not be advanced by a trial court‘s disregard for acknowledged evidentiary errors.
* Circuit judge, sitting on the Court of Appeals by assignment.
