THE PEOPLE, Plaintiff and Respondent, v. CARL WILLIAM STRITZINGER, Defendant and Appellant.
Crim. No. 22924
Supreme Court of California
Sept. 1, 1983.
505
COUNSEL
Friedman & Warner, Kenneth R. Warner and Daniel Friedman for Defendant and Appellant.
Quin Denvir, State Public Defender, and Marjorie C. Swartz, Deputy State Public Defender, as Amici Curiae on behalf of Defendant and Appellant.
George Deukmejian and John K. Van de Kamp, Attorneys General, Robert H. Philibosian, Chief Assistant Attorney General, S. Clark Moore, Assistant Attorney General, Norman H. Sokolow and Otis D. Wright, Deputy Attorneys General, for Plaintiff and Respondent.
OPINION
MOSK, J.—Defendant appeals from a judgment convicting him of multiple counts of child molestation. He contends that certain evidentiary rulings at his trial violated his psychotherapist-patient privilege and his right to con-
During a 15-month period ending May 1981 defendant allegedly engaged in various acts of fondling, mutual masturbation, and oral copulation with his stepdaughter Sarah.1 When Sarah‘s mother—defendant‘s wife—learned of these activities she arranged for her daughter and her husband each to see Dr. Walker, a licensed clinical psychologist. During Sarah‘s counseling session on July 28, 1981, she revealed that she had engaged in sexual activity with her stepfather. Dr. Walker reported the conversation to the child welfare agency that same afternoon.2 The agency in turn relayed the information to the sheriff‘s office.
The next day Deputy Buttell of the sheriff‘s office telephoned Dr. Walker to investigate the child abuse report. Dr. Walker told Buttell that he had seen Sarah the day before, and related the substance of her discussion of sexual relations with her stepfather. He also informed Buttell that he was scheduled to meet with defendant himself later that afternoon, July 29, and with Sarah‘s older sister two days later, July 31. The deputy asked the doctor to call back after his session with Sarah‘s sister because he was concerned that she might also be the victim of child abuse. However, he hesitated on the issue of defendant‘s communications, acknowledging there might be a “confidentiality” problem. This telephone conversation was tape recorded.
Defendant saw Dr. Walker as scheduled, and during his conversation with the psychotherapist discussed his sexual relations with Sarah. Deputy Buttell telephoned the doctor again the next day, July 30, to inquire further about the reported child abuse. When Dr. Walker expressed reservations about disclosing defendant‘s confidential communications, Buttell read him
The court also conducted a pretrial hearing to determine whether Sarah could be declared unavailable as a witness under
At trial Dr. Walker testified, over objection, regarding his July 29 consultation with defendant. To refresh the doctor‘s memory, the district attorney showed him a copy of the report summarizing his second telephone conversation with Deputy Buttell and, in the absence of the jury, played the tape recording of this conversation for him. Sarah‘s mother also testified and Sarah‘s preliminary hearing testimony was read to the jury. Deputy Hoberg testified regarding her interview with Sarah, in order to impeach Sarah‘s preliminary hearing testimony.
Defendant was convicted of one count of lewd and lascivious conduct with a minor, a felony, in violation of
I
The Psychotherapist-Patient Privilege and the Child Abuse Reporting Act.
Defendant first contends that Dr. Walker‘s testimony regarding the consultation of July 29 was erroneously admitted at trial in violation of the psychotherapist-patient privilege, a relationship subsumed in the right to privacy and defined by statutory provision. On the facts of this case, we agree that the doctor‘s testimony should have been excluded.
The psychotherapist-patient privilege has been recognized as an aspect of the patient‘s constitutional right to privacy. (
Thus in Lifschutz we held that the patient-litigant exception to the psychotherapist-patient privilege (
To determine whether the psychotherapist-patient privilege embraced by the right to privacy has impermissibly been violated, we begin by considering the state‘s competing interest. Here that interest is the detection and
Together these provisions impose on psychotherapists the affirmative duty to report to a child protective agency all known and suspected instances of child abuse. Lest there be any doubt that the Legislature intended the child abuse reporting obligation to take precedence over the physician-patient or psychotherapist-patient privilege,
Defendant neither challenges the constitutionality of the child-abuse reporting exception to the psychotherapist-patient privilege, nor argues that the state‘s interest in protecting children is less than compelling. Rather, he contends that on the particular facts of his case the exception provided in
We begin by recognizing our obligation to construe narrowly any exception to the psychotherapist-patient privilege: we must apply such an exception only when the patient‘s case falls squarely within its ambit. (In re Lifschutz, supra, 2 Cal.3d at p. 435.) We therefore examine in detail the sequence of events in this case.
The record reveals that Dr. Walker contacted the welfare agency immediately after his consultation with Sarah on July 28, before he met with defendant. When Deputy Buttell first telephoned to investigate this report Dr. Walker elaborated in detail on Sarah‘s revelations. As defendant concedes, Sarah‘s communications were not privileged because
After Dr. Walker had seen defendant on July 29, Deputy Buttell called again and asked the psychotherapist to disclose the substance of defendant‘s communications. Although Buttell persuaded him that the act overrode the privilege and thus elicited the therapist‘s response, under the circumstances the doctor was not legally obligated to discuss Sarah‘s case with him again. It is clear from the record that in his own therapeutic consultation defendant gave Dr. Walker no reason to suspect any additional criminal activity, beyond the incidents described by Sarah earlier and already reported. In his first tape-recorded conversation with the deputy Dr. Walker indicated that Sarah had been uncertain how many fondling incidents had occurred but, in response to his questioning, had said she thought there might have been 10 or more. He also related that Sarah had denied there had been oral copulation or sexual intercourse. In his trial testimony Dr. Walker stated that defendant had told him there had been approximately six fondling incidents and, again, no oral copulation or sexual intercourse. Thus defendant at most only confirmed what the doctor had already reported to Deputy Buttell in their first conversation, following Sarah‘s consultation.
Dr. Walker was under no statutory obligation to make a second report concerning the same activity. Had he learned from defendant of possible further child abuse—whether additional incidents involving Sarah, or other incidents with another child—he would, of course, have been required to report these new suspicions. Or, if Dr. Walker had first learned of the fondling incidents from defendant himself, he would have been bound to report that information as provided in the act. However, on the facts of this
The exception to the psychotherapist-patient privilege set out in the Child Abuse Reporting Act applies only to “information reported pursuant to this article....” (
We have recognized the contemporary value of the psychiatric profession, and its potential for the relief of emotional disturbances and of the inevitable tensions produced in our modern, complex society. (See, e.g., In re Lifschutz, supra, 2 Cal.3d 415, 421; Tarasoff v. Regents of University of California (1976) 17 Cal.3d 425, 440-441 [131 Cal.Rptr. 14, 551 P.2d 334, 83 A.L.R.3d 1166].) That value is bottomed on a confidential relationship; but the doctor can be of assistance only if the patient may freely relate his thoughts and actions, his fears and fantasies, his strengths and weaknesses, in a completely uninhibited manner. If the psychiatrist is compelled to go beyond an initial report to authorities regarding a suspected child abuse and must thereafter repeat details given to him by the adult patient in subsequent sessions, candor and integrity would require the doctor to advise the patient at the outset that he will violate his confidence and will inform law enforcement of their discussions. Under such circumstances it is impossible to conceive of any meaningful therapy. Ironically, in this case medical help was initially what this distraught family sought as a result of these tragic events.
II
The Right to Confrontation and Witness Unavailability.
Defendant also contends that by declaring Sarah unavailable as a witness and thus allowing her preliminary hearing testimony to be read to
The United States Supreme Court has established that a defendant‘s Sixth Amendment right to confrontation is a fundamental right, applicable to the states through the Fourteenth Amendment. (Pointer v. Texas (1965) 380 U.S. 400 [13 L.Ed.2d 923, 85 S.Ct. 1065].) The California Constitution now provides a specific guarantee of the right to confrontation: “The defendant in a criminal cause has the right... to be confronted with the witnesses against the defendant.” (
In California v. Green (1970) 399 U.S. 149 [26 L.Ed.2d 489, 90 S.Ct. 1930], the United States Supreme Court defined the three-fold purpose of the confrontation requirement: (1) to insure reliability by means of the oath, (2) to expose the witness to the probe of cross-examination, and (3) to permit the trier of fact to weigh the demeanor of the witness. (Id. at p. 158 [26 L.Ed.2d at p. 497]; see also People v. Green (1971) 3 Cal.3d 981, 989 [92 Cal.Rptr. 494, 479 P.2d 998].) It is well settled, of course, that the right of confrontation is not absolute. In Barber v. Page (1968) 390 U.S. 719 [20 L.Ed.2d 255, 88 S.Ct. 1318], the high court recognized that “there has traditionally been an exception to the confrontation requirement where a witness is unavailable and has given testimony at previous judicial proceedings against the same defendant which was subject to cross-examination by that defendant.” (Id. at p. 722 [20 L.Ed.2d at p. 258]; accord, People v. Enriquez (1977) 19 Cal.3d 221, 235 [137 Cal.Rptr. 171, 561 P.2d 261, 3 A.L.R.4th 73].) The California Evidence Code is consistent with this formulation.
Here defendant did have the opportunity to cross-examine Sarah at the preliminary hearing, although his counsel elected not to question the girl at that time. This tactical decision may not be construed as a waiver of the right to confront the witness. In Barber v. Page, supra, 390 U.S. 719, the Supreme Court addressed a situation in which defense counsel had de-
Although defense counsel had the opportunity to cross-examine Sarah at the preliminary hearing, the
Here the only witness at the unavailability hearing was Sarah‘s mother, defendant‘s wife. She testified that Sarah had been suffering for some time from emotional difficulties, that she had experienced audio and visual hallucinations, that she had intentionally cut herself several times—most recently two days prior to the hearing—and that she had just been hospitalized following this latest incident. Although the court invited the prosecuting attorney to come forward at a later time with medical testimony in support of the mother‘s declarations, no physician, psychiatrist, or psychologist ever testified on the unavailability issue.
We conclude that Sarah‘s mother‘s testimony on the issue of her daughter‘s mental health is legally insufficient to support a finding of witness unavailability. Reviewing courts have typically and properly required either
For example, in People v. Gomez (1972) 26 Cal.App.3d 225 [103 Cal.Rptr. 80], the Court of Appeal based its decision sustaining a finding of unavailability on the testimony of two physicians, both staff psychiatrists at the hospital where the witness, the victim of the alleged sex crime, was then under treatment. (Id. at p. 228.) The court distinguished cases relied on by the defendant in which police officers had testified regarding the mental condition of the absent witness, but in which no medical testimony had been presented. (Id. at p. 230, citing Sanchez v. Bagues & Sons Mortuaries (1969) 271 Cal.App.2d 188, 193-194 [76 Cal.Rptr. 372].) While refusing to specify the actual nature or severity of the disability required for a finding of unavailability, the court did offer the following general standard: “We agree with appellant that the illness or infirmity must be of comparative severity; it must exist to such a degree as to render the witness‘s attendance, or his testifying, relatively impossible and not merely inconvenient.” (Italics added.) (26 Cal.App.3d at p. 230.)
In People v. Williams (1979) 93 Cal.App.3d 40 [155 Cal.Rptr. 414], the Court of Appeal rejected a finding that a rape victim who had testified at the defendants’ first trial was unavailable to testify at the second trial of a defendant. At the unavailability hearing several persons were called, including the judge from the first trial. He testified that the witness had been under severe emotional strain during the proceedings and on one occasion had collapsed. Although he also stated that the physician who had examined the witness had testified that she was then suffering from colitis, no such evidence was offered at the unavailability hearing to show that this condition had persisted or recurred. The police officer who had testified at the first trial reiterated his description of the witness‘s physical condition immediately after the sexual attacks. The witness‘s girl friend, who had accompanied the witness to court during the first trial, testified that the witness had undergone extreme emotional and physical distress and, on learning of the new trial, had told her “Barbara, I can‘t go through with that again. I can‘t. I want to put my life together and go on. I am being torn apart.” (Id. at p. 50.) Finally, the witness‘s former boyfriend testified that she “had become hysterical” on learning that she would have to testify again. (Ibid.)
However, no medical evidence was presented in Williams regarding the witness‘s alleged “mental infirmity” at the time of the hearing. The court concluded that “In the absence of medical testimony such as was introduced in Gomez, there was no credible evidence ... to support a finding that, if required to testify [the witness] would suffer any substantial impairment to her mental or physical health—either permanently or for any significant
As respondent here points out, neither the Gomez nor the Williams decision explicitly calls for medical testimony as a specific requirement for a finding of unavailability under the “mental illness or infirmity” provision of
As an alternative ground for sustaining the finding that Sarah was unavailable as a witness, respondent calls our attention to People v. Rojas (1975) 15 Cal.3d 540 [125 Cal.Rptr. 357, 542 P.2d 229, 92 A.L.R.3d 1127]. In Rojas the witness himself testified at the hearing on his unavailability and stated that he had received threats by telephone and by letter, that various acts of violence had been directed toward him and his family, and that he was therefore in desperate fear of his and his family‘s safety. (Id. at pp. 547-550.) He did not invoke the privilege against self-incrimination, and was physically and mentally capable of testifying, yet he absolutely refused to testify. He was found in contempt of court and was detained in juvenile hall for the remainder of the trial. Although no medical testimony was presented at the unavailability hearing, we held that the term “mental infirmity” includes a mental state induced by fear that impels a witness to refuse to testify. (Id. at p. 551; accord, People v. Quaintance (1978) 86 Cal.App.3d 594, 600 [150 Cal.Rptr. 281].)
The record here indicates that Sarah spent one night in juvenile hall for refusing to cooperate at the preliminary hearing and for repeatedly answering “I don‘t know” or “I don‘t remember” when questioned by the prosecuting attorney. Respondent therefore contends that the situation is analogous to Rojas, and argues that Sarah has “constructively” refused to testify
In Rojas the witness who had testified at the preliminary hearing and at the first trial himself appeared at the beginning of the second trial and stated that he would refuse to testify out of fear. The court was therefore able to observe his demeanor to determine whether his fear amounted to a mental infirmity that would render it “relatively impossible” for him to testify. Sarah, however, did not testify at the hearing on her unavailability. The prosecution offered only her mother‘s testimony that Sarah was afraid that if she took the stand she might again be sent to juvenile hall for failing to answer questions properly.3 While in Rojas there was “no challenge made to the sufficiency of the evidence supporting the trial court‘s determination that the fear was justified” (People v. Rojas, supra, 15 Cal.3d at p. 550), here it is the very sufficiency of the mother‘s testimony, supported neither by expert evidence nor by Sarah‘s own words, that is at issue. In Rojas we were asked to determine whether fear might constitute a mental infirmity for purposes of witness unavailability; here Sarah‘s subjective fear has not been established by the evidence.
Furthermore, although in Rojas we held that fear may constitute a mental infirmity rendering a witness unavailable, we also compared the witness who refuses to testify with the witness who invokes the privilege against self-incrimination or who is physically absent from the hearing: “No [] [sufficient] reason appears to us why the former testimony of a witness who is present in court but refuses to testify because he is in fear ... should not be used when that of a witness, who claims privilege or who is absent from the hearing and his attendance cannot be compelled or procured, can be used.” (Id. at p. 551.) No such analogy to the privilege exemption or to physical absence is possible in this case, because Sarah herself did not personally refuse to testify.
We conclude that Sarah should not have been declared unavailable as a witness under
It is surely “reasonably possible” in this case that Sarah‘s preliminary hearing testimony influenced the jury in its decision to convict defendant of the one felony and several misdemeanor charges. Viewing the record without Sarah‘s former testimony we are left with very little evidence. We exclude Deputy Hoberg‘s testimony in this analysis because it was introduced solely for impeachment. Because we have determined that Dr. Walker‘s testimony was erroneously admitted in violation of the psychotherapist-patient privilege, we view the record absent this testimony as well. We are left, then, with only the testimony of Sarah‘s mother, defendant‘s wife, who contributed negligibly to the prosecution‘s case. She testified at some length as to Sarah‘s personality and described her mental and emotional problems. When asked if she had discussed with her husband his sexual relations with Sarah she responded, reluctantly: “All right. It was something of the nature that Sarah had told me that some things had occurred between she and my husband, also between she and a shepherd and between she and a neighbor boy and that I had taken Sarah to see Dr. Walker and that I felt that we had a problem which had to be faced. Whether or not what Sarah said was the truth was a problem in our household.” Attempts to elicit more specific
Looking at Sarah‘s preliminary hearing testimony itself to evaluate its possible injurious effect on defendant‘s case, we are persuaded that her statements, however contradictory, reluctant or confused, did contribute to the conviction. While she was often evasive and uncertain in her responses, she conceded that a number of mutual fondling episodes had taken place and, if not in explicit language, suggested that an alleged oral copulation incident had occurred, described an incident of masturbation and ejaculation, and stated that one or two incidents involved the use of a vibrator. Although Sarah‘s credibility may have been questioned by the jury, her preliminary hearing testimony undoubtedly contributed to defendant‘s detriment.
Considering the effect of the error on the course of defendant‘s trial, we note again that but for the admission into evidence of Sarah‘s former testimony, Deputy Hoberg would not have been permitted to testify to impeach this testimony. That witness would have been limited to testimony regarding her own observations of Sarah during their interview, and to disclosing whatever of Sarah‘s statements might have been admissible under some other exception to the rule against hearsay, if any. Thus we are unable to conclude that the erroneous admission into evidence of Sarah‘s preliminary hearing testimony was harmless beyond a reasonable doubt.
The judgment is reversed.
Bird, C. J., Broussard, J., Reynoso, J., and Grodin, J., concurred.
KAUS, J., Concurring and Dissenting.—While I concur in the result, I reach the conclusion that Dr. Walker‘s testimony concerning his session with defendant was inadmissible by a different route than the majority. On the question of the inadmissibility of lay testimony concerning Sarah‘s availability, I respectfully dissent.
I.
On the first issue—Dr. Walker‘s testimony—there is obviously something revolting about the spectacle of a psychotherapist testifying to a patient‘s1
Granting arguendo that under such circumstances the abrogation of the therapist-patient privilege contained in
First and foremost, Buttell could not possibly have misled Dr. Walker into believing that he was legally compelled to report the interview with defendant. What, according to the majority, made the report optional rather than compulsory, was the fact that it did not yield any new information. Buttell‘s advice, however, was given before the deputy knew that defendant‘s talk with Dr. Walker had not yielded anything new.2
Second, there is no factual basis for the majority‘s assumption that but for Buttell‘s misleading him into believing that the law required him to disclose defendant‘s confidential communications, Dr. Walker would not have disclosed the information. The fact is that we simply do not know what Dr. Walker would have done absent Buttell‘s intervention. We do know, of course, that Dr. Walker was generally familiar with the Act—otherwise he would not have spontaneously reported the session with Sarah. It is fair to assume that he would have continued to obey his legal duties as he saw them. At no time did Buttell purport to advise him concerning those duties. All that happened was that at the first interview Buttell expressed concern regarding Sarah‘s sister and himself raised the problem of confidentiality which he tried to lay to rest the next day.3 On these facts I find it impossible to agree that the record permits us to find, as a matter of law, that but for
Nevertheless I do not believe that Dr. Walker‘s testimony was admissible. In the area of sexual abuse of children by adults, the law, presumably, has three objectives: to punish the abuser, to identify and protect his victims and to cure him in order to protect future potential victims. Since it is fair to assume that child molesters like to avoid being prosecuted just as much as other criminals, it obviously impedes the objective of cure if therapists who are supposed to effect it are legally bound to testify against their patients in court. Those who do so a few times should not plan on specializing in pedophilia.
Thus the net effect of the abolition of the privilege in
In In re Lifschutz (1970) 2 Cal.3d 415, 431-432 [85 Cal.Rptr. 829, 467 P.2d 557, 44 A.L.R.3d 1] we recognized that the psychotherapist privilege has constitutional as well as statutory roots.5 We held, in effect, that all purported legal invasions of the confidentiality between therapist and patient must be scrutinized in light of constitutionally protected privacy values. (See also
We are here concerned with a very narrow aspect of the problem of confidentiality. First, we need not inquire to what extent, if any, the Act may clash with the therapist‘s professional ethics. (Cf. Tarasoff v. Regents of University of California (1976) 17 Cal.3d 425, 441-442 [131 Cal.Rptr. 14, 551 P.2d 334, 83 A.L.R.3d 1166].) Second, we need not trouble ourselves with the therapist‘s duty to report the interview with defendant to the authorities. Third, we deal with a therapist-patient relation which was not initiated under any kind of legal pressure or compulsion—for example, as
How do we square the apparent statutory duty imposed on the therapist to testify against his patient with the constitutional privacy which enveloped the interview? The answer, I believe, is obvious and was anticipated at trial by defendant‘s counsel:6 during the cross-examination of Dr. Walker, counsel asked whether at the outset of the session with defendant, the doctor had indicated that the conversation would be private and confidential. The prosecutor‘s objection, made on relevancy grounds, was sustained. To my mind the question went not only to the heart of the constitutional problem, but also pointed to its solution.
Surely, in the setting of this case, the minimum impact of constitutional privacy considerations is a rule which prohibits the therapist from testifying to confidential communications from the defendant-patient, unless the proponent of the evidence first establishes that the patient, before talking to the therapist, had been made aware of the therapist‘s statutory duty to testify against him concerning the contents of the interview. If, in spite of such awareness, the patient chooses to continue with the interview, he is obviously in no position to cry “foul” in the courtroom.
It may be argued that the requirement of awareness really reads subdivision (b) of
I would, therefore, reverse the judgment because the People did not show that when defendant talked to Dr. Walker, he was aware of the doctor‘s intention to report the contents of the therapeutic session.7
II.
Although I agree that the admission of Dr. Walker‘s testimony demands a reversal, I must express my dissent from the holding that only expert testimony—or the unavailable witness’ own words (People v. Rojas (1975) 15 Cal.3d 540 [125 Cal.Rptr. 357, 542 P.2d 229, 92 A.L.R.3d 1127])—may support a finding that a witness is unavailable because of “mental illness or infirmity.” (
While the question of unavailability is, of course, of constitutional dimension (Barber v. Page (1968) 390 U.S. 719 [20 L.Ed.2d 255, 88 S.Ct. 1318]; People v. Enriquez (1977) 19 Cal.3d 221, 235 [137 Cal.Rptr. 171, 561 P.2d 261, 3 A.L.R.4th 73]) until today I had never heard that ordinary rules of evidence may not be adequate to prove that the imperative of confrontation has been satisfied.8
Without belaboring the point, I am at a loss to understand why the admissibility of evidence to establish unavailability of a witness because of mental problems should be excluded from the provisions of
It may well be that so far no case has upheld a finding of unavailability based only on testimony from a lay witness. That does not, however, prove that in principle such testimony cannot suffice. Of course, when a mother tries to protect her daughter from the embarrassment of the witness stand, questions of credibility because of interest inevitably arise, but that is hardly
Of course I do not claim that lay testimony is always sufficient. Where the unavailability depends on a professional prediction of the effect of testimony on the witness’ mental health, even a mother‘s evidence may not suffice. My quarrel is rather with the extraordinary breadth of the court‘s pronouncement, not its applicability to particular cases.
Wigmore states flatly that “subject to local qualifications and quibbles” lay opinions on questions of sanity “are today everywhere conceded to be admissible.” (7 Wigmore, Evidence (Chadbourn rev. ed. 1978) § 1938.) Are we to have a “local quibble” to the effect that however much a witness’ testimony may be based on immediate, frequent perception of another, however intimately the witness may know the other, the witness’ testimony can never support a finding that the other is unavailable to testify because of mental illness or infirmity?
RICHARDSON, J.—I respectfully dissent.
The majority finds prejudicial error was committed in admitting (1) Dr. Walker‘s testimony regarding defendant‘s admissions to him that he had sexually abused his stepdaughter Sarah, and (2) Sarah‘s own preliminary hearing testimony confirming that such abuse had occurred. In my view, both Dr. Walker‘s and Sarah‘s testimony were admissible and fully support defendant‘s conviction of child molestation.
1. Dr. Walker‘s Testimony
The majority concedes that Dr. Walker‘s initial report regarding his interview with Sarah was not rendered inadmissible by the psychotherapist-patient privilege. (See
The Child Abuse Reporting Act (
The act‘s provisions impose on psychotherapists such as Dr. Walker an affirmative duty to report to a child protective agency all known or suspected instances of child abuse, even though they may learn of such incidents through otherwise confidential communications with their patients. Thus,
The majority holds that, because Dr. Walker initially reported Sarah‘s own communications with him regarding defendant‘s misconduct, Dr. Walker‘s statutory obligations were somehow satisfied and permanently discharged and, accordingly, the psychotherapist-patient privilege was revived. It is claimed that the privilege thereafter protected any further disclosure regarding the same incidents of sexual abuse.
With deference, I suggest that the majority‘s interpretation of the Child Abuse Reporting Act is erroneous. Under
2. Sarah‘s Preliminary Hearing Testimony
In the present case, Sarah‘s mother testified at length regarding Sarah‘s deteriorating mental health. As aptly described by Justice Compton in his opinion for the unanimous Court of Appeal, Second Appellate District, in this case:
“The court relied upon testimony of Sarah‘s mother who stated that Sarah was hospitalized at a psychiatric center for treatment, that she was emotionally unstable, prone to suicide attempts and that her previous experience of incarceration as a recalcitrant witness during the preliminary hearing had left her extremely fearful of returning to a court to testify.
“The mother also related a several year history of audio and visual hallucinations experienced by the victim which would be exacerbated by stressful situations such as testifying in the present case. The trial court also read the testimony of Sarah as contained in the transcript of the preliminary hearing.
“Evidence Code section 240, subdivision (a)(3), defines ‘unavailable’ as a witness as ‘Dead or unable to attend or to testify at the hearing because of then existing physical or mental illness or infirmity.’ Under the circumstances of this case there was no abuse of discretion. It is clear that the victim was suffering from an existing mental infirmity and would be further disabled if subjected to the rigors of a trial. It was not necessary to establish this infirmity by the testimony of a physician.
“‘[I]llness or infirmity must be of comparative severity; it must exist to such a degree as to render the witness’ attendance, or his testifying, relatively impossible and not merely inconvenient. However, we cannot say just what illness or infirmity must be shown or the degree of its severity, leaving that determination to a trial court‘s exercise of discretion.’ (People v. Gomez (1972) 26 Cal.App.3d 225, at p. 230 [103 Cal.Rptr. 80].)”
Indeed, the preliminary hearing transcript itself fully supports the testimony of Sarah‘s mother regarding Sarah‘s mental infirmity and consequent unavailability at trial. Sarah was a very uncooperative witness throughout
On such a record, the trial court clearly exercised common sense and acted well within its discretion in finding that Sarah was “unavailable” within the meaning of
I would affirm the judgment.
Notes
“(a) The patient is a child under the age of 16.
“(b) The psychotherapist has reasonable cause to believe that the patient has been the victim of a crime and that disclosure of the communication is in the best interest of the child.”
If the majority opinion becomes law, we might conceivably require that in the future officers in Buttell‘s position explain the niceties of optional versus compulsory reporting before soliciting information. We can, however, hardly blame Buttell for his lack of clairvoyance.“At that point Deputy Buttell read to the doctor substantially verbatim
