The PEOPLE of the State of Illinois, Plaintiff-Appellee,
v.
Donald STOKES, Defendant-Appellant.
Aрpellate Court of Illinois, First District, Fifth Division.
*658 Steven H. Jesser, Northfield (Steven H. Jesser, of counsel), for Appellant.
State's Attorney, County of Cook, Chicago (Renee Goldfarb, Jon J. Walters & Ash L. Sawkar, of counsel), for Appellee.
Justice REID delivered the opinion of the court:
Following the dismissal by the trial court of his supplemental petition for postconviction relief under the Illinois Post-Conviction Hearing Act (Act) (725 ILCS 5/122-1 et seq. (West 2000)), Donald Stokes filed this appeal pursuant to Illinois Supreme Court Rule 651(a) (103 Ill.2d R. 651(a)). Stokes was charged with possession of a stolen motor vehicle. 625 ILCS 5/4-103(a)(1) (West 1994). He entered a plea of guilty which, in conjunction with his criminal history, resulted in his being sentenced as a Class X offender to consecutive eight-year sentences, less a credit of 138 days for time served. In his petition for postconviction relief, Stokes attacks the information and his conviction dealing with the possession of a stolen motor vehicle. For the reasons that follow, we affirm the judgment of the circuit court.
BACKGROUND
Stokes was charged with possession of a stolen motor vehicle. While on bond awaiting trial on that charge, Stokes was also charged with burglary under a separate indictment. Stokes pled guilty on January 5, 1995, to the charge of possession of a stolen motor vehicle. At the plea hearing, Stokes stated that he was pleading guilty of his own free will, was waiving trial by jury, had been a user for 21 years of drugs including heroin and cocaine, and had been taking the prescription drugs Haldol and Cogentin. Stokes also indicated he had not taken heroin or cocaine for three months prior to the entry of the plea of guilt. Stokes further indicated that he *659 comprehended the nature and consequences of the plea. In aggravation, the trial court was presented with evidence of Stokes' previous convictions of robbery, armed violence, aggravated battery and possession of a stolen motor vehicle. In mitigation, Stokes told the trial court that he made lots of mistakes while using drugs. Stokes also begged the trial court for mercy. Stokes was sentenced on that charge to eight years in the Illinois Department of Corrections. On the burglary indictment, before a different judge, Stokes pled guilty and was sentenced to eight years. The sentences were to be served consecutively.
Stokes filed a pro se postconviction petition which was supplemented after the public defender was appointed to represent him. In the supplemental petition, Stokes argues that his guilty plea was involuntary and must be vacated because he was allowed to enter his plea and waive his right to trial by jury without a fitness hearing. Stokes argued that the need for a fitness hearing was because he was ingesting daily doses of psychotropic drugs at or near the time of the plea of guilty. The People filed a motion to dismiss the supplemental petition. The trial court, assuming the claims of drug taking to be factual, held that Stokes had failed to make a substantial showing of the deprivation of a constitutional right. Specifically, the trial court reasoned that the right to a fitness hearing for a defendant who is medicated with psychotropic drugs is a statutory right and not a constitutional right. As a result, the trial court denied the supplemental petition for postconviction relief, declining to comment on the People's argument that the petition was untimely.
ARGUMENTS BY THE PARTIES
Stokes argues that a party may challenge the constitutionality of a statute at any time. He also argues that the statutes give him a right to a fitness hearing under circumstances where a defendant is taking psychotropic or other medications under medical direction. According to Stokes, the denial of a fitness hearing to establish psychotropic drug use and the resultant lack of a voluntary plea amounts to error. He seeks a decision from this court vacating the denial of the postconviction petition and remanding the matter back to the trial court. Alternatively, Stokes would like a new trial.
The People argue that the trial court properly dismissed the postconviction petition. The People claim that the trial court was correct in holding that the Post-Conviction Hearing Act does not recognize a constitutional right to a fitness hearing. Because Stokes' claim is statutory, rather than constitutional, it is not proper under the Post-Conviction Hearing Act. The People also argue that the only constitutional claim that is cognizable under the Act is ineffective assistance of counsel. 725 ILCS 5/104-21(a) (West 1994). Pointing to the fact that Stokes has not argued that the failure tо request a fitness hearing was ineffective assistance, the People argue Stokes is not entitled to postconviction relief. The People argue that, even if this court were to entertain the issue, Stokes cannot show ineffective assistance because no Illinois court has held that the failure to hold a fitness hearing deprives a defendant of due process of law. Were we to entertain that, the People argue, the record shows that Stokes was fit to stand trial аnd that he understood what was happening to him at all times.
ANALYSIS
The Post-Conviction Hearing Act provides a mechanism by which criminal defendants can assert that their convictions *660 and sentences were the result of a substantial denial of their rights under the United States Constitution, the Illinois Constitution, or both. (People v. Peeples, No 83783 (June 20, 2002), ___ Ill.2d ___, ___ Ill.Dec. ___, ___ NE.2d ___,
An evidentiary hearing on the petition is required only when the legations of the petition, supported by the trial record and the accompanying affidavits, make a substantial showing of a violation of a constitutional right. Mitchell,
Stokes argues that he was denied due process of law when he did not receive a hearing to determine his fitness for trial while under psychotropic medication. The Illinois Supreme Court, in People v. Britz,
"`Psychotropic medication' means medication whose use for antipsychotic, antidepressant, antimanic, antianxiety, behavioral modification or behavioral management purposes is listed in AMA Drug Evaluations, latest edition, or Physicians's Desk Reference, latest edition, or which are administered for any of these purposes." Britz,174 Ill.2d at 198 ,220 Ill.Dec. 388 ,673 N.E.2d 300 , quoting 405 ILCS 5/1-121.1 (West Supp. 1995).
The Mitchell court also relied upon the definition given by the United States Supreme Court in Washington v. Harper,
"`[P]sychotropic drugs are "medications commonly used in treating mental disorders such as schizophrenia," the effect of which is "to alter the chemical balance in the brain, the desired result being that the medication will assist the patient in organizing his or her thought processes and regaining a rational state of mind."'" Mitchell,189 Ill.2d at 324 ,245 Ill.Dec. 1 ,727 N.E.2d 254 , quoting Britz,174 Ill.2d at 198 ,220 Ill.Dec. 388 ,673 N.E.2d 300 , quoting Washington,494 U.S. at 214 ,110 S.Ct. at 1032 ,108 L.Ed.2d at 193 .
Stokes pled guilty In 1995. At the time of the entry of his plea, the statute in effect provided as follows:
*661 "A defendant who is receiving psychotropic drugs or other medications under medical direction is entitled to a hearing on the issue of his fitness while under medication." (Emphasis added.) 725 ILCS 5/104-21(a) (West 1994).
That statute has been amended since the entry of Stokes' plea. The current version now provides that a defendant shall not be presumed unfit to stand trial solely by virtue of the fact that he is receiving psychotropic drugs. We must apply the version that was in effect at the time Stokes entered his guilty plea because that is when his right, if any, to a fitness hearing would have accrued. People v. Cortes,
It is well-settled that it is a violation of due process to prosecute a defendant who is unfit to stand trial. People v. Vallo,
The dissent in Mitchell discusses the history of section 104-21 and its amendments. Mitchell,
As in the Mitchell dissent, a better understanding of the issues in the case sub judice is served by a brief look at the recent history of this issue before the Illinois Supreme Court. The Illinois Supreme Court entertained for the first time a challenge to a trial court's failure to hold a section 104-21 fitness hearing in People v. Brandon,
The Illinois Supreme Court next addressed section 104-21(a) in People v. Gevas,
The next time the Illinois Supreme Court was confronted with a defendant on psychotropic drugs who did not get a fitness hearing was in the case of People v. Kinkead,
"We believe that the legislature intended, through the plain language of the statute, to remove the determination of a defendant's fitness from the subjectivity of personal observation and place the question in the formal context of a fitness hearing. Psychotropic medications are potent drugs and their effect on the mind and behavior of an accused may not be easily determined or fully understood, particularly by nonmedical personnel. A fitness hearing provides the vehicle by which the court may ascertain whether the drugs are influencing the defendant's subjective decision regarding the pursuit of available defenses." Kinkead,168 Ill.2d at 410 ,214 Ill.Dec. 145 ,660 N.E.2d 852 .
The issue returned in the capital case of People v. Birdsall,
While Birdsall was being decided, the General Assembly stepped in and amended section 104-21(a) so that, effective December 13, 1995, the granting of a fitness hearing based on the defendant's treatment with psychotropic drugs is not required unless the cоurt finds there is a *663 bona fide doubt of the defendant's fitness. Though the amendment did not apply to Birdsall, the application of the amendment to future cases after the effective date of the statutory amendment was left up in the air. Birdsall
Next came People v. Nitz,
The next postconviction challenge came before the Illinois Supreme Court in People v. Britz,
The next case to discuss the psychotropic medication issue was People v. Kidd,
In 1997, the issue of the application of section 104-21(a) arose in the case of People v. Burgess,
The issue next arose in 1997 with the case of People v. Neal,
"If the chemical properties of medication are such that their effects could accurately be assessed in light of a defendant's known medical history, as was the cаse here, it would not matter whether the evaluation followed the original trial *665 and sentencing by 15 days or 15 years. The result would be the same." Neal,179 Ill.2d at 554 ,228 Ill.Dec. 619 ,689 N.E.2d 1040 .
The Illinois Supreme Court next addressed section 104-21(a) fitness hearings in People v. Cortes,
The Illinois Supreme Court next addressed the issue in People v. Kinkead,
Finally, we come to Mitchell,
"The Illinois statutory scheme for determining fitness comports with due process with or without section 104-21(a) fitnеss hearings. Nitz's conclusion that a defendant may raise in a post-conviction petition a denial of a section 104-21(a) fitness hearing as a denial of due process was erroneous, and we hereby overrule Nitz." Mitchell,
"[Section 104-21(a) ] merely provides that a defendant taking psychotropic or other medication under medical direction is entitled to a fitnеss hearing. The word "`entitled"' means "`to give a right or legal title to"' (Brandon,162 Ill.2d at 461 [205 Ill.Dec. 421 ,643 N.E.2d 712 ], quoting Black's Law Dictionary 532 (6th ed.1990)), or `[t]o qualify for; to furnish with proper grounds for seeking or claiming' (Black's Law Dictionary 532 (6th ed.1990)). See also People v. Tilson,108 Ill.App.3d 973 , 977 [64 Ill.Dec. 490 ,439 N.E.2d 1298 ] (1982) (`the word "entitled" signifies the granting of a right or privilege to be exercised at the option of parties for whose benefit it is used; it is directly opposed to the idea of imposing an obligation or limitation'). Section 104-21(a) does not, as does section 104-11, require the trial judge to make a further inquiry when certain facts are brought to his attention. Rather, it gives the defendant the `proper grounds for seeking or claiming' a fitness hearing. As Justice Miller has stated, `While section 104-21(a) declares that a defendant receiving psychotropic drugs is entitled to a fitness hearing, the statute does not establish a defendant's incompetency, say that a hearing must be held if the defendant refuses one, or excuse counsel's failure to request a hearing in a timely manner.' Gevas,166 Ill.2d at 473 [211 Ill.Dec. 511 ,655 N.E.2d 894 ] (Miller, J., dissenting, joined by Bilandic, C.J., and Heiple, J.); see also People v. Kinkead,168 Ill.2d 394 , 419 [214 Ill.Dec. 145 ,660 N.E.2d 852 ] (1995) (Miller, J., dissenting, joined by Bilandic, C.J., and Heiple, J.) (`[t]o say that a defendant is "entitled" to a fitness hearing is much different from saying that a hearing is absolutely required in all circumstances, no matter how tardy the defendant's request might be'). We erred in Gevas when we stated, and in Brandon when it implied, that the legislature equated the administering of psychotropic medication to a defendant with a bona fide doubt as to his fitness to stand trial, and we no longer adhere to that conclusion." Mitchell,189 Ill.2d at 331 ,245 Ill.Dec. 1 ,727 N.E.2d 254 .
Mitchell is the current state of the law in this area. We are bound by its mandates until the Illinois Suрreme Court decides to change the law. It is not significant, for purposes of this inquiry, that the legislature changed the law. That legislative change speaks to the future and those defendants whose convictions and sentences happened after the effective date of the change. As the number of remaining defendants similarly situated with Stokes dwindles to its eventual end we now follow the directions of the supreme court to recognize that, while the ingestion of psychotropic mediсation is an important signal that a defendant may not be competent to stand trial, the mere ingestion is not automatically equated with a bona fide doubt as to fitness to stand trial.
Stokes argues that Mitchell should not be applied to the case before us because a challenge to the constitutionality *667 of a criminal statute may be raised at any time. People v. Wright,
CONCLUSION
In light of the foregoing, the decision of the trial court is affirmed.
Affirmed.
GREIMAN, J. and QUINN, J., concurring.
