Opinion
This appeal from an order committing Steven O. to the California Youth Authority raises several interesting issues. We initially hold that a juvenile court referee is disqualified from hearing a supplemental petition alleging violation of probation terms in an earlier order resulting from a petition prosecuted by the referee in his previous role as a‘ deputy district attorney. Because Steven failed to assert the ground of disqualification at the earliest possible opportunity, however, we will conclude he waived it. Next, we hold that the petition leading to the order under review did not notify Steven that his confinement time remaining from his earlier juvenile court orders might be aggregated with that imposed for the offense alleged in the current petition, as required by
In re Michael B.
(1980)
On August 4, 1988, the Kern County District Attorney filed a petition in the juvenile court pursuant to section 602 alleging that Steven O. had violated Health and Safety Code section 11351.5 by possessing cocaine base for sale. The petition was assigned number 66086. A contested jurisdictional hearing was held on September 8. The People were represented by Deputy District Attorney Peter Warmerdam. Steven was found to have violated Health and Safety Code section 11350, a lesser included offense of Health and Safety Code section 11351.5. At a dispositional hearing on September 23, 1988, Steven was adjudged a ward of the court, was granted probation not to exceed five years, and was committed to Camp Erwin Owen. In addition, a restitution fund fine of $25 was imposed. Maximum confinement time for the offense was found to be three years, less sixteen days for time served.
On October 12, 1989, a probation officer filed a supplemental petition under the same case number pursuant to section 777, subdivision (a), alleging noncriminal violations of Steven’s terms of probation. 2
A jurisdictional hearing was held on the supplemental petition on October 13, 1989, before Referee Peter Warmerdam, who had, as deputy district attorney, represented the People at the contested jurisdictional hearing of September 8, 1988. Steven waived his right to a contested hearing and admitted the allegations of the supplemental petition. At the dispositional hearing, Referee Warmerdam adjudged Steven to be a ward of the court, directed that he remain in juvenile hall and that he spend 60 days in the Juvenile Hall Work Program as a term of his probation. The deadline for payment of the previously imposed restitution fine was continued to March 1, 1990.
On November 1, 1989, a second supplementary petition was filed under this case number, citing both sections 602 and 777, subdivision (a), and alleging that on September 25, 1989, Steven committed a felony and two misdemeanors (Pen. Code, §§ 245, subd. (a)(2), 417, subd. (a)(2), 594, subd. (b)(4)). A fourth count alleged that the Penal Code violations constituted a violation of probation under section 777, subdivision (a).
A contested jurisdictional hearing was held before Referee Warmerdam, sitting by stipulation as judge pro tempore, on December 1, 1989. The court found Steven had violated Penal Code section 417, subdivision (a)(2) and had thus violated his probation. The other two allegations were found not
At the December 15 dispositional hearing, Referee Warmerdam found the available confinement time was three years and two months, less time served. He further found, inter alia, that “previous orders have not been effective in [Steven’s] rehabilitation, that local programs would be ineffective in his rehabilitation.” He ordered the uncompleted juvenile hall commitment set aside and committed Steven to the California Youth Authority for “consecutive periods of confinement time on the petitions filed August 4th, 1988, and supplemental petitions filed October 12th, 1989, and November 1st, 1989.” The restitution fund fine dating from the original dispositional hearing was set aside.
Discussion
I. Was the Judge Pro Tempore Disqualified From Flearing This Matter?
Code of Civil Procedure section 170.1, subdivision (a) provides in pertinent part:
“(a) A judge shall be disqualified if any one or more of the following is true:
“(2) The judge served as a lawyer in the proceeding, or in any other proceeding involving the same issues he or she served as a lawyer for any party in the present proceeding or gave advice to any party in the present proceeding upon any matter involved in the action or proceeding.
“A judge shall be deemed to have served as a lawyer in the proceeding if within the past two years:
“(A) A party to the proceeding or an officer, director, or trustee of a party was a client of the judge when the judge was in the private practice of law or a client of a lawyer with whom the judge was associated in the private practice of law; or
“(B) A lawyer in the proceeding was associated in the private practice of law with the judge.
“A judge who served as a lawyer for or officer of a public agency which is a party to the proceeding shall be deemed to have served as a lawyer in the proceeding if he or she personally advised or in any way represented the public agency concerning the factual or legal issues in the proceeding.”
Code of Civil Procedure section 170.1 applies in juvenile cases. (See
In re Richard W.
(1979)
In the proceedings below, Referee Peter Warmerdam served as judge pro tempore on a supplemental petition under section 777, subdivision (a) alleging a violation of probation. The condition of probation was imposed in an order resulting from a petition on which Referee Warmer-dam, then a prosecutor, represented the petitioner.
One case, decided under former Code of Civil Procedure section 170, is quite similar factually to this scenario. In
People
v.
Crappa
(1925)
Although Steven cites Crappa in his opening brief, respondent fails to address it. Instead, respondent generally distinguishes cases interpreting Code of Civil Procedure section 170, pointing out that the language of Code of Civil Procedure section 170.1 differs in significant ways from that of former Code of Civil Procedure section 170. Respondent goes on to argue that the order under review was not made in the same proceeding as the earlier order notwithstanding the identity of case numbers and the ongoing nature of juvenile proceedings, stating:
“In the instant case, it cannot be said that Judge Warmerdam served as a lawyer in the current proceeding simply because he prosecuted appellant 14 months before. The two proceedings are separate, having different charging documents, the full panoply of constitutional rights attaching to each proceeding, and the closure of disposition in each case.”
We disagree with respondent.
Crappa
does apply. The juvenile court law’s provision for a separate petition for a probation violation does not change the nature of the proceeding. It remains a probation revocation hearing.
Crappa
clearly holds that the attorney who prosecutes may not later sit in a postsentence probation revocation hearing as judge when the
Just because
Crappa
was decided under former Code of Civil Procedure section 170 does not make it inapplicable here. What the
Crappa
court held is that the attorney/judge there was barred from sitting “ *. . . in any action or proceeding, . . . when in the action or proceeding, or in any previous action or proceeding involving any of the same issues, he has been attorney or counsel for either party.’ (Code Civ. Proc., [former] sec. 170.) This provision is too plain to admit of controversy, and the disqualification of the trial judge is clear.” (
Thus, the disqualifying factors relied on in Crappa were that either the probation hearing was the same proceeding as the prior arraignment and sentencing, or that they were separate proceedings involving the same issues. Both of these disqualifying factors remain in effect under Code of Civil Procedure section 170.1 and bar Referee Warmerdam from hearing Steven’s case.
II. Was the Disqualification Issue Waived?
Code of Civil Procedure section 170.3, subdivision (c)(1) provides that when a judge fails to disqualify himself, a party may file a verified statement objecting to the judge and setting out the basis for disqualification. This statement “shall be presented at the earliest practicable opportunity after discovery of the facts constituting the ground for disqualification.”
Under former Code of Civil Procedure section 170, several cases stated that a disqualifying circumstance
must
be raised no later than the time the matter is submitted for judgment. (See, e.g.,
Baker
v.
Civil Service Com.
(1975)
Appellant contends he cannot be barred from raising the issue for the first time on appeal as he did not know (or could not be held responsible for knowing) the facts constituting a basis for disqualification until after
First, the judgment below was not “null and void” as appellant characterizes it but is simply voidable. “[I]t is clear that the right to urge the disqualification of a judge for most causes under section 170 and peremptorily under section 170.6 may be waived by the parties. [Citations.] Consequently, the actions of a disqualified judge are not void in any fundamental sense but at most voidable if properly raised by an interested party.”
(In re Christian J.
(1984)
It is also clear that one manner in which a party may waive a judge’s disqualification is by failing to raise the issue promptly. “The statement [of disqualification] shall be presented at the
earliest practicable opportunity after discovery of the facts
constituting the ground for disqualification.” (Code Civ. Proc., § 170.3, subd. (c)(1), italics added.) Failure to comply with this requirement constitutes an implied waiver of the disqualification.
(Sacramento etc. Drainage Dist.
v.
Jarvis
(1959)
Appellant argues repeatedly that there was no opportunity to raise this issue below. “The only person who knew of the legal grounds for disqualification was Judge Warmerdam himself . . . .” “[T]he grounds for the objection were not known until a careful review of the record on appeal was made.” “In this case, the ‘earliest practicable opportunity’ was on appeal when the entire record was before appellate counsel.” “[A]ppellant had no prior knowledge, and was not ‘sitting’ on the objection.” “In this case, [] discovery was not made until appeal.” “[Appellant] had no knowledge of the disqualification, . . .”
All of these statements, however, are factual assertions unsupported by the record. Insofar as the record shows anything, it indicates Steven was personally present at both the jurisdictional hearing on the original petitions, at which then-Attorney Warmerdam appeared as prosecutor, and at the jurisdictional and dispositional hearings on the supplemental petitions, at which Referee Warmerdam presided as judge pro tempore. In addition,
If Steven or his attorney were aware at the time of the supplementary proceedings of Referee Warmerdam’s prior activity in the case, they failed to file a verified statement at the “earliest practicable opportunity after discovery of the facts constituting the ground for disqualification” as required by Code of Civil Procedure section 170.3, subdivision (c)(1). This promptness requirement is not to be taken lightly, especially when the party delays in challenging the judge until after judgment. Otherwise, a defendant can sit through a first trial hoping for an acquittal, secure in the knowledge that he can invalidate the trial later if it does not net a favorable result. (See, e.g.,
Woolley
v.
Superior Court
(1937)
We, of course, cannot resolve any factual questions raised by Steven’s appellate counsel. The proper forum for presentation and resolution of such questions is the lower court. On this record we can only conclude Steven failed to comply with Code of Civil Procedure section 170.3, subdivision (c)(1). Accordingly, Steven’s challenge to Referee Warmerdam, first raised on appeal, is untimely.
III. Did the Supplemental Petition of November 1, 1989, Give Steven Adequate Notice of the Possibility of Aggregated Maximum Confinement Time?
In
In re Michael B., supra,
The
Michael B.
court went on to explain that it is unnecessary to file separate petitions under sections 602 and 777 if the intent is both to allege a
Here, the petition cites both sections 602 and 777, subdivision (a) in its caption. Counts I to III allege criminal behavior, and count IV reads as follows:
“Said minor, was adjudged a Ward of the Juvenile Court under Section 602 and placed on Probation. The previous dispositions of the Court have not been effective in the rehabilitation of the minor, in that the minor is in violation of said probation by the commission of the offense/s alleged in this Petition; thereby placing said minor within the provisions of Section 777a [sic\ of the Welfare and Institutions Code. The confinement time on the Petition(s) filed August 4, [1988] and October 12, 1989, is three years less credit for time served.”
Thus, although the petition specified that Steven had a previous section 602 adjudication and set forth the confinement time resulting therefrom, it did not expressly state an intent to rely upon the earlier petition for aggregation of the maximum period of confinement time.
The
Michael B.
court did not prescribe any particular form for the required notice of intent to request aggregation. In two reported cases this court has indicated language which satisfies the requirement. In
In re Edwardo L.
(1989)
Although the petition did not give Steven the required notice of intent to seek aggregation of confinement time, we do not see how Steven could have been prejudiced under the circumstances. Steven did not admit the petition under the impression that the maximum confinement time he was facing was that for the current offense. He denied the petition and it went to a fully contested jurisdictional hearing. Prior to the dispositional hearing on the second supplemental petition, the probation officer prepared a written report expressly recommending aggregation of the confinement time from the earlier petitions with that for the current offense. At the hearing neither Steven nor his counsel registered any objection to or surprise with this recommendation. The only argument they presented regarding disposition was that Steven should be committed to a local camp rather than the Youth Authority. We conclude that Steven and his counsel knew and understood the court’s power and intention to aggregate time. The error in failing to include the notice in the supplemental petition was harmless beyond a reasonable doubt. (See
In re Donnell L., supra,
IV. Was the Finding That Previous Orders Had Not Been Effective in Rehabilitating Steven Unwarranted or Premature?
In committing Steven to the Youth Authority, the court determined that “previous orders have not been effective in [the minor’s] rehabilitation, that local programs would be ineffective in his rehabilitation.” Such a finding was required before Steven’s level of confinement could be increased under section 777, subdivision (a)(2), which directs that a supplemental petition alleging criminal conduct “contain a concise statement of facts sufficient to support the conclusion that the previous disposition has not been effective in the rehabilitation or protection of the minor.” (See also
In re Ronald W., supra,
When he was committed to the Youth Authority, Steven had served 49 days of a 60-day juvenile hall commitment imposed on October 27, 1989.
Steven maintains that because the October 27 commitment to juvenile hall was not fully executed, the court’s finding that local programs had been ineffective was premature and unfounded.
Steven relies on
In re Scott
K.,
supra,
The appellate court concluded that the juvenile court had erred in looking past the most recent dispositional order. “[A] section 777 petition may only determine whether the immediate past dispositional order has failed to effectively rehabilitate the minor and may not inquire into preceding dispositions.” (
There are two separate, not necessarily related, holdings in
Scott K.
The first is that a dispositional order may not be modified pursuant to a section
111
petition until the dispositional order has been “executed.” The second is that in a section
111
proceeding the court may not examine any previous dispositional order save the last one. The sole authority cited and relied on by the
Scott K.
court
(In re William S.
(1970)
In
William S.
the original petition was filed pursuant to section 601 alleging noncriminal conduct. After sustaining the petition, the court ordered the minor to a youth camp. Five days later, before the minor was transported to the camp, a section
111
petition was filed alleging that competent medical authority stated the minor would not adjust to the program and that the minor had announced his intention to run away from the
The William S. court was clearly distinguishing between cases in which the original petition was filed under section 601 and those arising under section 602 because in the latter a commitment may be made to the Youth Authority in the first instance, unaffected by the version of section 730 then in effect. 3 Notwithstanding this distinction, the Scott K. court, although dealing with a section 602 petition, cited and relied only on William S.
Taken literally, the Scott K. rule that the latest dispositional order must be “executed” before the section 111 finding may be made could lead to some absurd results. For example, assume a section 602 ward is committed to a local camp program. Before being transported to the camp, the minor murders a fellow ward or counselor. Must the minor then be sent to camp and complete the commitment before the juvenile court can find that its prior dispositional order was ineffective in rehabilitation?
Neither Scott K. nor William S. clearly defines the term “executed” as used in the holdings of those cases. From the opinions it appears that in each case the minor had not begun serving the ordered commitment when the court made a new dispositional order. Here Steven had served 49 days of the 60-day juvenile hall commitment ordered on October 27 when the new order was made on December 15. Perhaps this factual distinction is sufficient basis for reaching a different result here. Nevertheless, although we have serious reservations about the first Scott K. holding, we need not decide here to follow or depart from it. It is the second Scott K. holding, limiting examination to the latest dispositional order, which is most clearly brought into question by the facts of this case. For reasons we will explain, we will respectfully decline to follow that holding. That conclusion disposes of the case.
In
Scott K.
the court stated that “Every appellate decision which has considered section
111
has focused on the immediate prior dispositional order in determining if a juvenile
court
has properly found rehabilitation ineffective.” (
As far as we have been able to determine no other case, either before or after Scott K., has held that a section 111 petition limits the juvenile court to reviewing the latest dispositional order.
The rationale behind the Scott K. court’s holding was expressed in this way:
“Each time a ward comes before the court, whether the result of a subsequent section 602 or 111 petition, the goal of any resulting dispositional order is to rehabilitate the minor. Thus, a dispositional order should be all encompassing. This may simply require the juvenile court to adopt previous orders of the court or make wholesale changes, but once the court devises the latest rehabilitation plan, an attempt to carry it out must be made. Until the latest disposition has been executed, an evaluation of its effectiveness pursuant to section 111 cannot be made.
“Section 111 . . . may not be utilized to modify an order the juvenile court has simply become unhappy about upon reflection. Rather, it is only after the minor has been given an opportunity to change behavior by following the court’s latest orders that the court may use section 111 to intervene.” (I n re Scott K., supra, 156 Cal.App.3d at pp. 277-278.)
While the quoted statement has a certain facial appeal, on closer examination we cannot accept it. The facts of this case demonstrate why.
While we agree with the
Scott K.
court’s statement that “[sjection
111 . .
. may not be utilized to modify an order the juvenile court has simply become unhappy about upon reflection” (
The second supplemental petition, filed on November 1, 1989, expressly alleged that the “previous dispositions [s/c] of the Court have not been effective in the rehabilitation of the minor” because of his criminal conduct on September 25. As of September 25, the court had made only one previous disposition, that of September 23, 1988. Unless the court is permitted to relate the offending conduct to the order in effect at the time of the conduct, the legislative purpose behind section 111 may be frustrated.
If we followed the
Scott K.
holding here, the criminal offense would apparently be “lost” as a basis for a section
111
petition. The court could
We find no error in the court’s order vacating the remaining juvenile hall commitment and committing Steven to the Youth Authority.
Disposition
The judgment is affirmed.
Stone (W. A.), Acting P. J., and Harris, J., concurred.
A petition for a rehearing was denied May 2, 1991, and appellant’s petition for review by the Supreme Court was denied July 11, 1991.
Notes
Unless otherwise indicated, all statutory references are to the Welfare and Institutions Code.
The petition alleged that Steven failed to report to the probation officer as directed, failed to report a change of address, failed to obey his parents and keep them informed of his whereabouts, and failed to pay the restitution fine as ordered.
In 1976 the Legislature enacted legislation deinstitutionalizing section 601 wards. (See § 207; Note, For Troubled Youth—Help, Not Jail (1979) 31 Hastings L.J. 539.) The factual scenario of In re William S., supra, would not occur under current law.
