Lead Opinion
delivered the Opinion of the Court.
1 1 Petitioner, Mark Ashly Steen, was convicted in county court of misdemeanor offenses. In this original proceeding pursuant to C.A.R. 21, Steen challenges orders issued by the county court and district court denying his motions under section 16-2-114(6), C.R.S. (2018), and Crim. P. 37) to stay execution of his sentence pending his appeal of the convictions to the district court, We issued a rule to show cause why the relief sought in Steen' s petition should not be granted.
{2 We hold that section 16-2-114(6) and Crim. P. 87(F) require a county court, upon request, to grant a stay of execution of a defendant's sentence pending appeal of a misdemeanor conviction to the district court. Thus, the county court in this case was required to enter a stay upon Steen' s request. Under section 16-2-114(6) and Crim. P. 37), the county court's stay remains in effect through final disposition of the appeal, unless modified by the district court. Accordingly, we make the rule absolute and remand this case to the district court with instructions that, pursuant to section 16-2-114(6) and Crim. P. 37(F), a stay of execution shall remain in effect until after final disposition of Steen' s appeal, unless modified by the district court.
I. Facts and Procedural History
13 Mark Ashly Steen was convicted in Boulder County Court of the misdemeanor offenses of driving while ability impaired ("DWAI")
' 4 Steen notified the county court that he would file an appeal with the district court and moved pursuant to Crim. P. 37(f) to stay the execution of his sentence during the pen-dency of the appeal. The county court stayed execution of the home detention part of Steen's sentence, but ordered Steen to "engage in the probation sentence and all attendant conditions while the appeal is considered by the district court." It did not stay any other aspect of his sentence.
T5 Steen filed his appeal with the district court. Again invoking Crim. P. 37(F), Steen moved the district court to stay the entirety of his sentence during the pendency of the appeal. In its response to Steen's motion, the People urged the district court to decline to stay execution of the probationary portion of Steen's sentence, arguing that under see-tions 18-1.8-202(1), C.R.S. (2013), and 16-4-201, CRS. (2013), a stay of probation is discretionary.
T6 The district court denied Steen's motion, stating that section 16-4-201 applied and that the court declined to exercise its discretion under that provision to stay execution of the sentence. Steen moved for reconsideration, arguing that Crim. P. 37(f)
T7 Steen then petitioned this court to issue a rule to show cause under C.A.R. 21. We issued the show cause order and now make the rule absolute.
II. Original Jurisdiction
T8 Original relief pursuant to C.A.R. 21 is an extraordinary remedy that is limited in purpose and availability. People v. Darlington,
III. Standard of Review
Interpretation of a statute or rule is a question of law, which we review de novo. People v. Zhuk,
$10 This court has plenary authority to promulgate and interpret the rules of criminal procedure. Colo. Const. art. VI, § 21; Peterson v. People,
IV. Analysis
T11 Steen argues that, under seetion 16-2-114(6) and Crim. P. 37(F), a county court "shall," upon request, stay execution of a defendant's sentence while the defendant's misdemeanor conviction is appealed to the district court. Thus, he contends, the county court was required to grant his motion to stay execution of his sentence, including the probation portion, pending his appeal to the
[ 12 After reviewing these statutory provisions and the corresponding rules of criminal procedure, we conclude that section 16-2-114(6) and Crim. P. 37(F) specifically govern stays of execution where, as here, a misdemeanor conviction obtained in county court is appealed to the district court.
{13 Article 1.3 of the Colorado Criminal Code (Title 18) generally governs sentencing in criminal cases. Part 2 of Article 1.3 discusses probation. See §§ 18-1.3-201 to -213, C.R.S. (2018). Section 18-1.3-202 sets forth the general probationary power of the court. Subsection (1) of that provision describes the discretionary nature of probation and, as relevant here, provides that probation takes effect upon the court's entry of a probation order and remains in effect pending appellate review unless the court grants a stay under section 16-4-201:
When it appears to the satisfaction of the court that the needs of justice and the best interest of the public, as well as the defendant, will be served thereby, the court may grant the defendant probation for such period and upon such terms and conditions it deems best.... If the court chooses to grant the defendant probation, the order placing the defendant on probation shall take effect upon entry and, if any appeal is brought, shall remain in effect pending review by an appellate court unless the court grants a stay of probation pursuant to section 16-L-201, C.R.S.
18-1.3-202(1) (emphasis added).
T 14 Section 16-4-201 appears in Article 4 ("Release from Custody Pending Final Adjudication") of the Colorado Code of Criminal Procedure
After convietion, a defendant who is granted probation pursuant to section 18-1.3-202, C.R.S., may orally, or in writing, move for a stay of probation pending determination of a motion for a new trial or a motion in arrest of judgment or pending review by an appellate court. The trial court, in its discretion, may grant a stay of probation and require the defendant to post an appeal bond under one or more of the alternatives set forth in section 16-4-104. The district attorney shall be present at the time the court passes on a defendant's motion for stay of probation after convietion.
§ 16-4-201(2), C.R.S. (20183) (emphasis added).
15 Standing alone, these provisions support the People's position that a court's decision to stay a sentence of probation is discretionary. However, this case involves an appeal from misdemeanor convictions prosecuted in county court.
1 16 In Article 2 of the Criminal Procedure Code, the General Assembly enacted special, simplified criminal procedures to govern county court criminal proceedings. See §§ 16-2-101 to -114, C.R.S. (2018). These provisions were enacted to "provide a simple and expeditious method for the prosecution of misdemeanors and petty offenses in county courts." § 16-2-101;
17 These simplified procedures for county court criminal proceedings include section 16-2-114, which expressly governs appeals from such proceedings. Under that provision, a defendant may appeal a judgment of the county court to the district court. § 16-2-114(1), CRS. (2018). Subsection (6) of that provision expressly provides that a county court "shall" grant a stay of execution of a sentence, upon request, during the pendency of an appeal:
Pending the docketing of the appeal, a stay of execution shall be granted by the county court upon request. If a sentence of imprisonment has been imposed, the defendant may be required to post bail, and if a fine and costs have been imposed, a deposit of the amount thereof or the posting of a bond for the payment thereof may be required by the county court. Upon a request for stay of execution made anytime after the docketing of the appeal, this action may be taken by the district court. Stays of execution granted by the county court or district court and, with the written consent of the sureties if any, bonds posted with such courts shall remain in effect until after final disposition of the appeal, unless modified by the district court.
§ 16-2-114(6) (emphasis added).
1 18 Our court rules reflect the distinctions between sections 18-1.3-202(1) and 16-4-201(2) (both governing probationary sentences on the one hand), and section 16-2-114(6) (specifically governing appeals of misdemeanor convictions obtained in county court). For example, Colorado Appellate Rule 8.1(a)(4) states: "An order placing the defendant on probation shall remain in effect pending review by an appellate court unless the court grants a stay of probation." This language is near-identical to that found in section 18-1.3-202(1). Notably, however, C.A.R. 8.1 governs appeals from district courts.
{19 Rule 37 of the Colorado Rules of Criminal Procedure, which expressly governs appeals from county court, tracks, nearly verbatim, section 16-2-114(6):
Pending the docketing of the appeal, a stay of execution shall be granted by the county court upon request. If a sentence of imprisonment has been imposed, the defendant may be required to post bail, and if a fine and costs have been imposed, a deposit of the amount thereof may be required by the county court. Upon a request for stay of execution made any time after the docketing of the appeal, such action may be taken by the district court. Stays of execution granted by the county court or district court and, with the written consent of the sureties if any, bonds posted with such courts shall remain in effect until after final disposition of the appeal, unless modified by the district court.
Crim. P. 37(f) (emphasis added).
[ 20 Both section 16-2-114(6) and Crim. P. 37(f) provide that a stay of execution "shall" be granted by the county court upon request pending the docketing of the appeal. This court has consistently held that use of "shall" in a statute "is usually deemed to involve a mandatory connotation." People v. Dist. Court, Second Judicial Dist.,
4 21 The People contend that section 16-2-114(6) and Crim. P. 37(f) mention, and therefore govern, only sentences of "imprisonment," "fines," and "costs." We disagree. The fact that section 16-2-114(6) and Crim. P. 37(f) permit a county court to impose a condition of bail (if a sentence of imprisonment is imposed) or a deposit (if a fine and costs have been imposed) does not give rise to an inference that all other types of county court sentences are therefore excluded from
€ 22 We note that the language in section 18-1.8-202(1) regarding stays of probation was adopted in 1994 as an amendment to section 16-11-202. See House Bill 94-1068, 1994 Colo. Sess. Laws 97-98 (adding to seetion 16-11-202; "If the court chooses to grant the defendant probation, the order placing the defendant on probation shall take effect upon entry and, if any appeal is brought, shall remain in effect pending review by an appellate court unless the court grants a stay of probation pursuant to section 16-4-201."). The General Assembly did not simultaneously amend section 16-2-114(6), the specific provision governing stays of execution in the context of county court appeals, despite the legislature's presumed awareness of this provision, and despite the fact that the language in section 16-2-114(6) had changed in 1972 from "may" to "shall," mandating a county court, upon request, to grant a stay of execution of a defendant's sentence pending appeal of a misdemeanor conviction to the district court.
123 Because section 16-2-114 and Crim. P. 37 expressly govern appeals from county court, we conclude that, where a misdemean- or conviction obtained in county court is appealed to the district court, the plain language of section 16-2-114(6) and Crim. P. 37(F) require the county court to grant a stay of execution upon request made pending the docketing of an appeal.
124 The right to a direct appeal of a criminal conviction is fundamental in our state. Peterson,
125 That said, under section 16-2-114(6) and Crim. P. 37(F), a stay granted by the county court shall remain in effect until after final disposition of the appeal, "unless modified by the district court." Thus, where a county court has granted a stay of execution, the district court may exercise its discretion to modify that stay where the cireum-stances warrant such modification during the pendency of an appeal.
V. Conclusion
26 We hold that section 16-2-114(6) and Crim. P. 37(F) require a county court, upon request, to grant a stay of execution of a defendant's sentence pending appeal of a misdemeanor conviction to the district court. The county court here was required to enter a stay upon Steen' s request. Accordingly, we make the rule absolute and remand this case to the district court with instructions that, pursuant to section 16-2-114(6) and Crim. P. 37(F), a stay of execution shall remain in effect until after final disposition of Steen' s appeal, unless modified by the district court.
Notes
. § 42-4-1301(1)(b) C.R.S. (2013).
. § 42-4-1402(1), (2)(a), C.R.S. (2013).
. Other conditions of his sentence included alcohol evaluation and treatment as recommended, and service with Mothers Against Drunk Driving.
. The Colorado Code of Criminal Procedure is set forth in Articles 1-13 of Title 16 of the Colorado Revised Statutes.
. Section 16-2-101 provides in full:
In order to provide a simple and expeditious method for the prosecution of misdemeanors and petty offenses in county courts but one which also guarantees to the defendant his constitutional rights, the general assembly does hereby establish a simplified criminal procedure for misdemeanors and petty offenses to be used under the circumstances set forth in this code in sections 16-2-102 to 16-2-114.
. C.AR. 1, "Scope of Rules," makes clear that the Colorado Appellate Rules do not apply to appeals from county court to district court: "An appeal to the appellate court may be taken from: (1) A final judgment of any district, superior, probate, or juvenile court in all actions or special proceedings whether governed by these rules or by the statutes[.]" Crim. P. 38 similarly excludes county court appeals from the purview of the Colorado Appellate Rules: "Appeals from the district court shall be conducted pursuant to the Colorado Appellate Rules."
. When this provision was repealed and reenacted at section 39-2114 in 1972, the word "may" was changed to "shall." Section 39-2-114 was subsequently recodified as section 16-2-114 in 1973.
. We also note that testimony at the committee hearings on House Bill 94-1063 focused exclusively on probation in the context of felony convictions. No mention was made of the effect of the bill on county court proceedings. See Hearing to Consider HB. 1063, H.B. 1092, and H.B. 1144 Before the Colo. H. Comm. on Judiciary, 1994 Leg., 59th Sess. (Colo.) (Jan. 18, 1994).
. At least one secondary source has reached the same conclusion. See 15 Robert J. Dieter et al., Colo. Prac., Criminal Practice & Procedure § 22.38 (2d ed. 2013) ("In appeals from county to district court, a stay of execution must be granted upon request.... In appeals lodged in the Court of Appeals or Supreme Court, an order placing the defendant on probation remains in effect unless a stay of probation is granted.").
. We note that sections 18-1.3-202(1) and 16-4-201(2) arguably do not apply to Steen's case for the additional reason that Steen was not granted probation as a matter of trial court discretion under section 18-1.3-202(1), but rather, was sentenced in accordance with section 42-4-1307, C.R.S. (2013), which mandates a period of probation of at least two years for DWAI second offenders. § 42-4-1307(1)(b), (5)(a)(IV).
Dissenting Opinion
dissenting.
T 27 While today's holding may be of little significance, both because the effect of the majority's opinion is merely to shift discretion from the trial to the reviewing court and because the legislature can simply amend the applicable statutes in any event, I feel compelled to take issue with the majority's application of (or perhaps failure to apply) accepted principles of statutory construction. Unlike the majority, I believe those principles require the harmonization of the simplified county court procedures governing stays of execution with the statutes governing sentences to probation by construing the former to reasonably comprehend only imprisonment, fines, and costs; and in the event such harmonization were not possible, to resolve any conflict in favor of the probationary statute as both the more recent and more specific of the two.
{28 As the majority largely accepts, it is universally held that statutes must be interpreted to give effect to legislative intent; but where the language chosen by the legislature to express itself is susceptible of more than a single reasonable interpretation, or if it conflicts with another legislative provision, a body of intrinsic and extrinsic aids has been developed over many years to assist in resolving the uncertainty. See Dep't of Transp. v. Gypsum Ranch Co.,
129 In brief, the majority finds that seetion 16-2-114(6), C.R.S. (2018), can be reasonably understood only as governing every aspect of a county court sentence, including probation, and that it must prevail over the general sentencing provisions, which include more specific provisions governing the imposition of probation, as a procedure prescribed specifically for county courts. Initially, I believe the language of section 16-2-114(6) is susceptible of more than one reasonable understanding. Although the first sentence of the statute refers only to "a stay of execution," without further elaboration, the statute immediately follows up by detailing the specific effects of staying judgments imposing imprisonment, fines, and costs, but nothing else. See id. Not only does this structure strongly suggest that only the enumerated
130 Although such county court stays became mandatory only in 1972 with the adoption of our current Criminal Procedure Code, see Senate Bill 72-44, 1972 Colo. Sess. Laws 196, the statute as a whole, including its reference to "a stay of execution," "imprisonment," "fine," and "costs," was drafted and made applicable during the pre-Criminal Procedure Code sentencing regime, see Senate Bill 64-15, 1964 Colo. Sess. Laws 484. As we have extensively detailed elsewhere, see Fierro v. People,
131 In view of the statute's failure to include probation in its express enumeration of adverse consequences to be mandatorily stayed by the county court upon the docketing of an appeal, in conjunction with the understanding of probation at the time and the legislature's admonition to avoid conflicts by construction where possible, I would not only find this reconciling construction of seetion 16-2-114(6) possible but in fact required. Such a construction would lead inexorably to the conclusion that the mandatory stay provision of the simplified county court procedures was never intended to apply to the imposition of probation and therefore in no way conflicts with the later-adopted, specific statutory provision for stays of probationary sentences. Were such a reconciliation not possible, however, I nevertheless believe the legislature's prescription for resolving conflicting statutory provisions would lead to a different result from that reached by the majority.
32 Because article 1.8 of title 18 governs sentencing for both felony and misdemeanor crimes, and part 2 of that article governs the probationary power of courts over both felonies and misdemeanors, the majority apparently views each individual probationary provision that conflicts with the simplified procedure as a general provision in relation to a special or local provision, for purposes of section 24-205. I, on the other hand, find it more meaningful to view a statute governing stays of execution generally, without reference to probation in particular, as the general provision, and to view a separate statute governing stays of only probationary sentences as the more specific of the two. It seems clear, at least to me, that the significant comparison is not between a general sentencing provision applying to all crimes and a procedural provision applying only to county courts, but rather between a provision governing stays generally and one limited to stays of probationary sentences.
33 Finally, even if the probation statute, section 18-1.3-202(1), C.R.S. (2018), could reasonably be characterized as the more general provision, I would still find that the manifest intent of the legislature was for it, in conjunction with section 16-4-201(2), C.R.S. (20183), to control stays of all probationary sentences, regardless of the particular court imposing probation. The simplified procedures for county courts, including the vast majority of section 16-2-114(6), pre-date the adoption of the modern Criminal Procedure Code, and even the amendment making stays in county court mandatory occurred in 1972, a time when misdemeanor cases actually were considerably more simple. By contrast, the specific stay provision of section 18-1.3-202(1) governing sentences to probation was adopted in 1994, in conjunction with a corresponding amendment to the bail bond provisions, making them expressly applicable
1 34 The majority finds meaningful the fact that following the 1994 amendments this court modified C.A.R. 8.1(a)(4), but not Crim. P. 37(f). Unlike the county court rule, which did not reference stays of probation at all, however, the appellate rule expressly required that any order placing a defendant on probation had to be stayed upon the filing of a notice of appeal, putting it in direct conflict with the applicable statutory amendments. I consider the fact that the appellate rule was the clear precipitating cause of the statutory amendments, while the county court rule failed to even reference probation, to be a more persuasive explanation for amending the one and not the other than attributing to this court a belief that the 1994 statutory amendments were intended to apply only to felony courts. In any event, I am unaware of any principle of statutory interpretation suggesting that a high court's. prior exercise of its rulemaking authority has any limiting ef-feet on its subsequent statutory construction.
' 35 In addition to the application of these accepted, objective rules of construction, I also simply consider it too contrived to find, as the majority appears to have done, a legislative intent to grant the county court discretion whether to order probation in the first place and to impose conditions of bond pending appeal, but to deny it, in favor of the reviewing court, any discretion to order that specific conditions of probation must continue during the pendency of appellate review. I therefore respectfully dissent.
I am authorized to state that Justice EID joins in this dissent.
