Lead Opinion
Opinion
Defendant Russell Hubert Statum was convicted of violating Vehicle Code section 2800.2, an alternative felony/misdemeanor offense. An alternative felony/misdemeanor, also known as a “wobbler,” is deemed a felony unless charged as a misdemeanor by the People or reduced to a misdemeanor by the sentencing court under Penal Code section 17, subdivision (b). (In re Jorge M. (2000)
I
Background
The evidence at the preliminary hearing showed the following: Around 7:00 p.m. on September 26, 1999, an unidentified woman flagged down Los Angeles County Deputy Sheriff Joseph Garrida in the area of 103 d Street and Western Avenue to report that her purse had been stolen. She pointed the officer to defendant and the beige 1984 Buick Skylark he was driving. The car was only 30 feet away. Garrida yelled at defendant to stop, but defendant instead “blew” through a red light and sped away. Sounding his siren and flashing his lights, Garrida pursued defendant for six or seven miles. Defendant proceeded in a very erratic and unsafe manner. He drove at least 40 miles per hour on residential streets, between 40 and 45 miles per hour in the alleys, and 65 miles per hour on Western Avenue. He nearly
The Los Angeles County District Attorney charged defendant with reckless driving while fleeing a police officer “in violation of Vehicle Code section 2800.2(a), a Felony” and alleged six prior strike convictions—first degree burglary, forcible rape, oral copulation with a minor, attempted first degree burglary, and two robberies—and two prior prison term enhancements. On the date set for trial, defendant entered an “open plea” to “a violation of Vehicle Code section 2800.2(a), a felony” based on the superior court’s indication of an intent to strike five of the six priors and sentence him to eight years in prison.
The parties convened in chambers prior to the sentencing hearing. Although the sentencing judge had been “expecting to conclude the plea bargain that was originally entertained,” he was now “very seriously leaning towards exercising the discretion I have under section 17 and making this a misdemeanor and sentencing appropriately”—even though the defense had not made a motion to reduce the offense to a misdemeanor at the preliminary hearing or at any other time. The apparent basis for the court’s change of heart was its assessment of “the actual driving” by defendant, without reference to the officer’s “conjectural” and “conclusionary” statements and without consideration of “what the man’s record is.” (Cf. People v. Superior Court (Alvarez) (1997)
The People appealed, contending that the sentencing court had abused its discretion in reducing the conviction to a misdemeanor, but the appeal was dismissed. The Court of Appeal rejected the People’s reliance on section 1238, subdivision (a)(10), which authorizes the People to appeal from the imposition of “an unlawful sentence,” defined as “a sentence not authorized by law” or “a sentence based upon an unlawful order of the court which strikes or otherwise modifies the effect of an enhancement or prior conviction.” “Here, the People do not and cannot claim that a misdemeanor
We granted review and now reverse.
II
This is not the first time we have considered whether the People may obtain appellate review of a sentencing court’s exercise of discretion under section 17, subdivision (b) (hereafter section 17(b)).
In People v. Superior Court (Alvarez), supra,
In People v. Douglas (1999)
The absence of a grant of probation distinguishes this case from Douglas and from People v. Superior Court {Alvarez). Thus, as the People concede, neither subdivision (a)(5) nor subdivision (d) of section 1238 would authorize review by appeal or by writ of the superior court’s decision here to sentence defendant to 365 days in jail. Although dicta in both cases assumed that appellate review was nonetheless available in this circumstance, we are also mindful that “[t]he People have no right of appeal except as provided by statute.” (Douglas, supra,
A
Section 1238(a)(6) authorizes the People to take an appeal from “[a]n order modifying the verdict or finding by reducing the degree of the offense or the punishment imposed or modifying the offense to a lesser offense.” The People contend, persuasively, that the superior court’s reduction of defendant’s felony conviction to a misdemeanor was an “order modifying the verdict. . . by . . . modifying the offense to a lesser offense.”
Defendant entered a plea of guilty
Our case law has consistently treated the misdemeanor as a lesser offense than the felony wobbler. In Davis v. Municipal Court (1988)
In lieu of offering an alternative interpretation of the statutory language, defendant argues that section 1238(a)(6) applies only when a trial court acts under section 1181, subdivision 6 or 7 to modify a verdict or finding. But, as the People point out, “there is nothing in the plain language of the statute that limits its applicability to section 1181.” Accordingly, we do not accept defendant’s invitation to go beyond the words of the statute.
“ ‘We begin with the fundamental rule that our primary task in construing a statute is to determine the Legislature’s intent. [Citation.]’ (Brown v. Kelly Broadcasting Co. (1989)
Defendant impliedly concedes that his construction of section 1238(a)(6) is not supported by its plain language. He urges us instead to rely on “the interrelationship between that subdivision and section 1181” that we noted in People v. Drake (1977)
Drake involved an earlier version of section 1238(a)(6), which authorized an appeal by the People only from “‘[a]n order modifying the verdict or finding by reducing the degree of the offense or the punishment imposed.’ ” (Drake, supra,
We began by noting that section 1238(a)(6) “provides only for appeal from rulings which result in a reduction of the degree of the offense specified in the original verdict or finding, not from rulings which result in reductions to lesser included offenses. This impression is fortified when [section 1238(a)(6)] is compared with section 1181, subdivision 6, in which the Legislature is explicit in separately providing for the court’s power to make both types of rulings: the latter subdivision [citation] declares that ‘if the evidence shows the defendant to be not guilty of the degree of the crime of which he was convicted, but guilty of a lesser degree thereof, or of a lesser crime included therein, the court may modify the verdict, finding, or judgment accordingly. . . .’ (Italics added.)” (Drake, supra, 19 Cal.3d at pp. 754-755.)
We found additional support for our interpretation from the fact that subdivision (a)(6) had been added to section 1238 by the same legislation
Nowhere in Drake did we suggest that section 1238(a)(6) applies only when the People appeal a modification of a verdict or finding made under section 1181. The “close connection” and “intimate relationship” (Drake, supra,
Defendant’s insistence that section 1238(a)(6) cannot support an appeal from any ruling beyond those enumerated in section 1181 is further undermined by the subsequent amendment to section 1238(a)(6), which added the words “or modifying the offense to a lesser offense.” (See Stats. 1978, ch. 1359, § 2, p. 4511.) This language is broader than that used in section 1181, subdivision 6, which authorizes the court to modify a verdict, finding, or judgment only to “a lesser degree thereof, or of a lesser crime included therein.” (Italics added.) Thus, by the 1978 amendment, the Legislature not only overruled Drake but went further and authorized the People to appeal modifications of verdicts or findings to all lesser offenses, not merely lesser included offenses.
Such restraint is especially appropriate where, as here, reliance on the statute’s plain language renders a result that is consistent with the remainder of the statutory scheme. As stated above, the People may seek review by writ under section 1238, subdivision (d) when a trial court declares the wobbler offense to be a misdemeanor and grants probation, and may additionally file an appeal under section 1238, subdivision (a)(5) when the trial court declares the wobbler to be a misdemeanor after suspending the imposition of judgment and granting probation. By applying the plain meaning of the statutory language, the People will also be able to appeal when the trial court declares the wobbler to be a misdemeanor and, instead of granting probation, orders the defendant to serve time in jail or pay a fine. Neither defendant nor the dissenting opinion has explained why the Legislature would have wanted to allow an appeal in one circumstance but not the other. (Cf. Drake, supra,
B
Defendant objects that if section 1238(a)(6) is so construed, it violates the state constitutional guarantee against double jeopardy, which provides that “[p]ersons may not twice be put in jeopardy for the same offense . . . .” (Cal. Const., art. I, § 15.)
This court has not before considered whether an appeal by the People of a trial court’s reduction of a wobbler to a misdemeanor would run afoul of the state prohibition against double jeopardy. In neither Douglas, supra,
The double jeopardy clause in the federal Constitution, as we have noted, uses “words very similar” to California’s. (People v. Hernandez (1998)
Where, as here, the issue has not been “firmly settled” under state constitutional law (People v. Hanson (2000)
C
Invoking People v. Collins (1986)
In Collins, we elected on “policy grounds” to accord only prospective effect to our adoption of the rule announced in Luce v. United States (1984)
Fundamental fairness does not require a prospective-only rule here, however. No previous rule barring the People from appealing the trial court’s exercise of discretion under section 17(b)(1) existed in this state. Nor did any conflict exist as to the construction of section 1238(a)(6). Indeed,
Defendant’s final claim in support of dismissal of the appeal rests on his assertion that he has already served his one-year term in the county jail.
In Tanner, we concluded that the Legislature did not intend for a firearm-use finding under section 1203.06, which rendered the defendant ineligible for probation, to be subject to the judicial power to dismiss or strike under section 1385. The trial court, by unlawfully dismissing the probation-ineligibility clause, had granted Tanner probation and a one-year jail term, and Tanner had successfully complied with both. (Tanner, supra, 24 Cal.3d at pp. 518, 522.) Without explaining whether our decision rested on constitutional grounds or on our inherent powers, we concluded it would be “unfair” and “unjust” to require Tanner to serve a second term for his criminal act. (Id. at pp. 521-522; but see People v. Warner (1978)
Since Tanner was decided, we have never relied on it to pretermit the correction of a sentence that was illegally or improperly imposed. This is not surprising. Four months after Tanner was decided, the Fifth Circuit Court of Appeals vacated the panel decision on which Tanner had relied. The sole purpose of the rehearing in bank was to disavow the passage that Tanner had quoted. (United States v. Denson (5th Cir. 1979)
Like the Fifth Circuit, we cannot discern how the imposition of a harsher sentence on appeal, should that occur, would work a substantially greater hardship on defendant. “ ‘The Constitution does not require that sentencing should be a game in which a wrong move by the judge means immunity for the prisoner.’ ” (United States v. DiFrancesco, supra,
Nor is this a situation in which defendant will suffer a punishment in excess of the legal maximum. As the People point out, defendant’s jail term will be credited against any state prison term that may be imposed. (Compare § 2900.1 with People v. Bailey (1997)
In any event, Tanner does not provide authority for the relief defendant seeks here, which is dismissal of the appeal. After all, we did not dismiss the appeal in Tanner-, we merely declined to order the defendant to serve the required prison term. (Tanner, supra,
Ill
The judgment of the Court of Appeal dismissing the People’s appeal is reversed. The matter is transferred to the Court of Appeal for consideration of the appeal on the merits.
George, C. J., Chin, J., Brown, J., and Moreno, J., concurred.
Notes
All further statutory references are to the Penal Code unless otherwise specified.
A guilty plea is the “legal equivalent” of a “verdict” (e.g., People v. Valladoli (1996)
The dissenting opinion complains that the superior court’s order did not change the “nature” and “identity” of the wobbler to a “different” offense. Section 1238(a)(6), however, does not use those terms.
As stated above, the superior court at sentencing credited defendant with 355 days of the 365-day sentence. However, the record contains no evidence to show that defendant has in fact completed his jail term.
In seeming recognition of this distinction, the Courts of Appeal have limited Tanner to circumstances in which (1) the defendant has successfully completed an unauthorized grant of
Dissenting Opinion
The majority holds that a superior court judgment imposing a misdemeanor sentence for a “wobbler” offense is “[a]n order . . . modifying the offense to a lesser offense” (Pen. Code, § 1238, subd. (a)(6)) and thus an order from which the People may appeal. I disagree. The sentence imposed on a wobbler determines the grade or class of the crime as either a felony or a misdemeanor, but the sentence imposed does not change the nature or identity of the offense and so does not modify the offense to a lesser offense. Therefore, I would hold that the People may not appeal from a judgment imposing a misdemeanor sentence on a wobbler.
From its earliest days, this court has distinguished between the nature or identity of a crime—such as murder, robbery, arson, and so forth—and the class or grade or the crime as being a felony, misdemeanor, or infraction. In People v. War (1862)
The way that this court has consistently defined and described wobblers shows our understanding that a wobbler is not two separate offenses, one a
The conclusion that a wobbler is a single offense that may be graded or classified as either a felony or a misdemeanor has practical significance in the application of the statute of limitations. In a criminal case, the jury may convict the defendant of either the charged offense or a lesser offense that is necessarily included within the charged offense. (Pen. Code, § 1159.) But a defendant who has been timely charged with a felony offense may assert the statute of limitations as a defense to prevent conviction of a time-barred lesser included misdemeanor offense. (See People v. Picetti (1899)
This rule restricting conviction of time-barred lesser offenses does not apply to a wobbler charged as a felony but sentenced as a misdemeanor. The statute of limitations for felony offenses applies to a wobbler charged as a felony even when the wobbler is sentenced as a misdemeanor. (Doble v. Superior Court (1925)
Here, the prosecution by information charged defendant Russell Hubert Statum with reckless driving while fleeing a police officer “in violation of Vehicle Code section 2800.2, a Felony.” Defendant pleaded guilty to this offense as charged, and the superior court imposed a misdemeanor sentence of one year in county jail for this wobbler offense. When the People attempted to appeal from the judgment, the Court of Appeal dismissed the appeal as unauthorized.
Reversing the Court of Appeal, the majority holds that the People’s appeal is authorized by a Penal Code provision allowing the People to appeal from “[a]n order . . . modifying the offense to a lesser offense.” (Pen. Code, § 1238, subd. (a)(6).) To determine the meaning of this provision, the majority correctly states but incorrectly applies the rules of statutory construction. The goal of statutory construction is to ascertain and effectuate legislative intent. (People v. Gardeley (1996)
The ordinary meaning of “modifying the offense to a lesser offense” (Pen. Code, § 1238, subd. (a)(6)) is changing the identity of the conviction offense to a different and lesser offense. Here, by imposing a misdemeanor sentence for a wobbler, the superior court did not change the identity of the offense. The conviction offense, both before and after sentencing, was a violation of Vehicle Code section 2800.2 (reckless driving while fleeing a police officer).. Because the identity of the conviction offense was unaffected, the court in imposing sentence did not modify the offense to a lesser offense within the plain meaning of the Penal Code provision specifying when the People may appeal in a criminal case. (Pen. Code, § 1238, subd. (a)(6).)
The majority asserts that in 1978, when it amended Penal Code section 1238 to permit the People to appeal from an order “modifying the offense to a lesser offense” (Stats. 1978, ch. 1359, §2, p. 4511), the Legislature intended to authorize the People to appeal not only orders modifying the conviction to a different crime, but also judgments imposing misdemeanor sentences after a jury conviction of a wobbler. I disagree.
In 1978, when the Legislature amended Penal Code section 1238 to permit a People’s appeal from an order “modifying the offense to a lesser offense,”
The reason no state law then permitted a prosecutor to appeal a trial court’s discretionary sentencing decision appears to be that the imposition of a greater sentence on a criminal defendant after an appeal by the prosecution was widely viewed as violating the federal Constitution’s double jeopardy clause (U.S. Const., 5th Amend.). Although the United States Supreme Court had never squarely addressed the issue, dictum in at least one decision strongly hinted that such increased sentences were unconstitutional. (United States v. Benz (1931)
On at least two occasions before the 1978 amendment of Penal Code section 1238, this court had stated that a court of record could not increase a lawfully imposed penalty without unconstitutionally subjecting the defendant to double punishment. (People v. Dorado (1965)
Presumably because of its sensitivity to the then existing constitutional concerns, as expressed in this court’s decisions, the Legislature, when it amended Penal Code section 1238, did not alter the existing rule barring People’s appeals from discretionary sentencing decisions imposing a sentence within the statutorily authorized range of punishments for the offense
For these reasons, I agree with the Court of Appeal that the People’s appeal is unauthorized and should be dismissed.
Werdegar, J., concurred.
