delivered the opinion of the court:
Defendant, Kent Starks, appeals from his conviction at a jury trial and sentence to concurrent terms of 40 years’ and 10 years’ imprisonment for murder (Ill. Rev. Stat. 1979, ch. 38, par. 9 — 1) and attempt to commit armed robbery (Ill. Rev. Stat. 1979, ch. 38, par. 8 — 4). This was defendant’s second trial; his earlier one was the subject of our opinion in People v. Starks (1983),
On appeal, defendant contends that:
(1) The trial judge failed to ask three requested voir dire questions deemed essential to selection of a fair and impartial jury in People v. Zehr (1984),103 Ill. 2d 472 ,469 N.E.2d 1062 .
(2) The State’s closing argument denied him a fair trial and the right not to have his failure to testify commented on.
(3) Comments by the trial judge chilled his right to testify in his own behalf.
(4) The Cook County public defender had a conflict of interest in representing both him and a prosecution witness against whom charges were pending.
(5) The judge erred in refusing defendant’s “innocent hypothesis” instruction.
(6) Imposition of a 40-year sentence was an abuse of discretion.
(7) The judge erred in considering defendant’s supposed lack of remorse in sentencing.
(8) The judge erred in sentencing defendant without a proper presentence report or relevant information, and counsel was incompetent for not adducing evidence in mitigation.
We reverse on the basis of defendant’s first contention regarding the voir dire.
Facts
Defendant was arrested on December 25, 1980, indicted by a grand jury, and at his first trial convicted by a jury of the murder and attempt to commit armed robbery of John Lipinski. He was sentenced to concurrent terms of 40 years’ and 10 years’ imprisonment, respectively. We later reversed his convictions in People v. Starks (1983),
Prior to jury selection for his new trial on April 11, 1985, defense counsel submitted eight questions for use during voir dire, including three that are at issue in the present case. The questions and the trial judge’s responses to their submission are set forth hereinafter.
Jury selection proceeded. The trial judge’s pertinent statements and questions to the venire are likewise set forth hereinafter.
At trial, which began on April 12, 1985, Mark Jones, an acquaintance of defendant, testified that he, Mario Godsey, and defendant were walking northward from the intersection of Parkside Avenue and Division Street in Chicago on the evening of July 21, 1980, after purchasing some wine when they encountered a male pedestrian walking toward them. Jones testified that when they observed the same man a few minutes later walking on his return trip past them on the other side of the street, defendant said he needed some money; ran across the street toward the man; told the man, “Stickup, don’t run”; and then ran after the man and shot him in the back after the man began to run. Jones testified that defendant then approached the fallen man and began to search him and that, when defendant rejoined Jones and Godsey later, defendant said that he had shot the man because he had run despite being warned, although defendant added that he had obtained no money from the man.
Police officer Johnace Lewis then testified to having found the victim’s body and that it had no identification on it but that $12 in a shirt pocket and a gold chain were on the body when she found it. She added that, when found, the body was lying on its back.
Dr. Edmund Donoghue of the Cook County medical examiner’s office testified that the victim died of a gunshot wound to the left buttocks that involved the bowel and heart. Donoghue also testified that the victim’s chin showed abrasions consistent with falling onto a hard surface and that, after receiving such a wound and falling on his face, a person could have turned himself over.
Mario Godsey, a neighbor of defendant, then testified. His account of the wine purchase, walk along Parkside Avenue, and encounter with the victim generally paralleled Jones’. He also stated that, at the time of his testimony, he was in jail awaiting sentencing on an automobile theft charge; that he had made an arrangement that if he would testify in defendant’s case the State would recommend a two-year sentence on his theft charge; and that the judge in his theft case had told him that he was eligible for an extended 10-year term of imprisonment.
Assistant State’s Attorney Michael Markovitz testified as to a statement that he said defendant had given him. In the statement attributed to defendant, he was quoted as having told of seizing a gun from Jones to prevent Jones from using it in robbing the victim, whereupon as defendant approached the victim, who was across the street, the gun somehow discharged after someone yelled from a nearby porch. Assistant State’s Attorney Chris Cronson then testified as to defendant’s having signed the statement.
Defendant did not testify and called only one witness, the owner of a store equivocally identified by Jones as the place where the wine had been bought. The store owner testified that he never sold liquor although there was a liquor store three or four doors from his establishment.
At an instructions conference, defense counsel tendered an “innocent hypothesis” instruction, which was refused. Thereupon, counsel made their closing arguments, and after being instructed on the law, the jury found defendant guilty.
Sentencing took place on May 9, 1985. After defendant’s motion for a new trial was denied, this appeal followed.
Opinion
I. VOIR DIRE
Defendant contends that, by failing to ask three supplemental questions that the defense had submitted for voir dire of the potential jurors, the trial court committed reversible error. In support, defendant cites People v. Zehr (1984),
The three questions at issue were:
“1. If at the close of all the evidence and after you have heard arguments of counsel you believe that the state has failed to prove the defendant guilty beyond a reasonable doubt, would you have any hesitation whatsoever in returning a verdict of not guilty?
2. If the defendant, KENT STARKS, decides not to testify in his own behalf, would you hold it against him?
3. Do you understand that the defendant is presumed innocent and does not have to offer any evidence in his own behalf, but must be proven guilty beyond a reasonable doubt by the state?”
As to the first question, the trial judge stated: “Number 1 I always ask.” As to the second and third questions, the judge stated: “I instruct them as far as Number 2 is concerned. I instruct them as to Number 3.” After the judge’s responses as to five other questions that the defense had tendered, this exchange occurred:
“MR. CONNORS [Defense Counsel]: You are not going to ask Number 6 and 7, but you are going to ask Numbers—
THE COURT: Everything else. Everything else basically I ask.
MR. CONNORS: Would you ask some questions similar to 6 and 7?
THE COURT: I always ask questions about what clubs, organizations they belong to, what newspapers and magazines they read.
MR. CONNORS: I think that it is about it right now.”
Shortly thereafter, this dialogue between defense counsel and the trial judge occurred:
“[MR. CONNORS, Defense Counsel:] Secondly, I would like to file with the Court my request for supplemental voir dire questions, and to have these questions.
THE COURT: We have already-
MR. CONNORS: I want to keep it part of the record in this case.
THE COURT: Sure.”
During his preliminary remarks to the assembly of sworn prospective jurors, the trial judge advised them that they must follow the law as he stated it to them, that the defendant is presumed innocent until or unless the State proves him guilty beyond a reasonable doubt, that the defendant need not prove anything, and that the burden is on the State to prove him guilty beyond a reasonable doubt. The judge then asked the prospective jurors whether
“anything about the nature of the charges here, the defendant is charged with the offense of attempt armed robbery and murder, is there anything about that that starts any juror out one way or another, or you feel you could not give both sides a fair trial? It is not whether you like the armed robbery or murder. None of us do. But merely because the charges are as I have stated, does that start off anyone one way or the other in that you could not give both sides a fair trial? Anybody? Nobody.”
Thereafter, as 32 prospective jurors were examined individually by the trial judge, he asked only five of them any questions that even touched on the subject matter of the three tendered voir dire questions now at issue. Of the five prospective jurors, only two were impaneled.
When one prospective juror acknowledged that he had previously been a juror in a civil case, the judge told him that the burden of proof in a criminal case is different in that the State must prove the defendant guilty beyond a reasonable doubt; the judge then asked the venireman whether he would forget anything he might have learned during the civil case, the venireman answered yes, and he was later impaneled. Another prospective juror with police officers as friends was asked whether, if the State failed to prove guilt beyond a reasonable doubt, she would have any hesitancy in returning a not guilty verdict because she would have to tell a police officer about it; she answered no but was later excused from serving.
After individually examining the first 14 prospective jurors, the trial judge asked them as a group:
“Is there anything on the mind of any of the fourteen of you that you wish to bring out at this time that you feel could affect your ability here to give both sides a fair trial?
Nothing.”
Thereafter, a prospective juror who had previously served in a civil case was asked whether he would forget any law he had learned then, he answered yes, and he was later impaneled. The judge then asked the next group of four prospective jurors the earlier question regarding anything on their minds that might affect their ability to give the parties a fair trial; no one answered yes. Subsequent groups of six, four, and two, respectively, were each asked a similar question with similar results.
A prospective juror who declared herself “against people with crimes” was advised by the judge as follows: “That is what the issue is. The defendant is presumed to be innocent of the charges against him, do you understand that?” After an indecisive reply, the judge excused her. Another prospective juror whose father was a police officer was asked by the judge whether, if the State should fail to prove its case beyond a reasonable doubt, he would hesitate to return a not guilty verdict because he would have to explain it to his father; he answered no but was later excused.
Before retiring to deliberate, the jurors were instructed that defendant was presumed innocent and that the presumption could be overcome only if from all the evidence they believed beyond a reasonable doubt that he was guilty; that the State had the burden of proof beyond a reasonable doubt; that defendant was not required to prove his innocence; and that the fact that he did not testify should not be considered by them.
Thus, while instructions at the end of trial covered the legal subject matter of the three voir dire questions at issue, no preimpanelment question posed to prospective jurors individually or as a group tested them specifically as to their attitude toward defendant’s failure to testify. Only two prospective jurors (both later excused) were individually questioned at all regarding hesitancy to acquit if guilt remained unproved beyond a reasonable doubt, even though the trial judge had stated beforehand that he always asked such a question. Only one prospective juror (later excused) was individually questioned as to understanding the presumption of innocence.
As a group, members of the venire were merely asked whether they were willing to follow the law as the judge would later announce it and whether anything on their minds might prevent them from giving the parties a fair trial. They were also advised before impanelment as to the presumption of innocence, the State’s burden of proof, and defendant’s lack of need to present evidence — but not as to the impropriety of drawing inferences from defendant’s failure to testify.
Though the State contends that defendant waived his voir dire contention by failure to object or to raise it in his post-trial motion, the record discloses that in fact it was included in the post-trial motion. Moreover, defense counsel specifically requested that the trial judge ask the tendered supplemental questions on voir dire and was refused as to the second and third questions; he then filed his questions for the record. His so doing amounted to a motion; the refusal, to a partial denial of the motion. Accordingly, defendant did not waive this contention as to the second and third questions (regarding inferences from defendant's failure to testify and his presumption of innocence).
As to the first question (regarding hesitancy to return a not guilty verdict), the trial judge stated that he always asked it, but he then failed to do so except in modified form, and then only as to a few jurors; yet, defendant raised no objection at trial to this failure. In similar circumstances, we have held that, despite the requirements of People v. Zehr, failure to object waived the issue. Where there was “overwhelming evidence” of defendant’s guilt, no plain error was found that would vitiate the waiver. People v. Visnack (1985),
In the present case, despite the implausibility of some critical exculpatory parts of the statement attributed to defendant and the corroboration that other parts of it afforded to his companions’ testimony, it is arguable whether the evidence against defendant was “overwhelming” as in Visnack, given the witness Godsey’s possible bias as a plea-bargaining theft defendant and the fact that defendant’s statement to the police did implicate Jones rather than defendant. However, we need not decide whether to invoke the plain-error doctrine (107 Ill. 2d R. 615(a)) on the ground that, as in the case cited by the State itself, “we cannot with certainty conclude in this case that the verdict would not have changed even if the tendered question ] had been asked on voir dire” (People v. Stack (1984),
In Zehr, the court considered voir dire questions virtually identical to those submitted by the present defendant. The supreme court agreed with the appellate court that “[e]ach of these questions goes to the heart of a particular bias or prejudice which would deprive defendant of his right to a fair and impartial jury.” (Emphasis added.) (Zehr,
“essential to the qualification of jurors in a criminal case *** that they know that a defendant is presumed innocent, that he is not required to offer any evidence in his own behalf, that he must be proved guilty beyond a reasonable doubt, and that his failure to testify in his own behalf cannot be held against him. If a juror has a prejudice against any of these basic guarantees, an instruction given at the end of the trial will have little curative effect. It is also vital to the selection of a fair and impartial jury that a juror who finds that the State has failed to sustain its burden of proof of guilt beyond a reasonable doubt have no prejudices against returning a verdict of not guilty.” (Zehr,103 Ill. 2d at 477 ,469 N.E.2d at 1064 .)
Although the questions at issue “need not have been asked in precisely the form submitted, the subject matter of the questions should have been covered in the course of interrogation on voir dire.” (Zehr,
The State argues that in the present case the trial judge admonished the venire as to presumption of innocence, defendant’s right not to present proof, and the State’s burden of proof, and that the jury was instructed on the same subjects. The State cites People v. Leamons (1984),
In the case at bar, no such comprehensive question as in Leamons regarding disagreement with stated principles was put to the venire as a group; only parts of the three Zehr concerns were raised in the form of questions to a few of the venire members; and no venire member was asked about attitudes toward a defendant who failed to testify. Thus, Leamons fails to shelter such a failure to probe the venire as in the instant case.
In addition, two more recent cases demonstrate the inadequacy of the trial judge’s interrogation in the case at bar. In People v. Boswell (1985),
We have recently noted the supreme court’s statement (Zehr,
By contrast to Cole, the judge in the present case, after making a statement that generally covered most of the subject matter of the three tendered questions, merely asked the prospective jurors whether “anything now about the nature of the charges” would prevent them from giving the parties a fair trial. Much later, he simply asked the venire members in groups whether anything on their minds might impede a fair trial. Only two of the ultimately impaneled jurors were ever asked questions that even obliquely related to the critical subject matter, and no prospective juror was ever asked specifically about attitudes toward defendant’s failure to testify. Moreover, though the judge did tell venire members as a group that defendant need not prove anything, he did not specifically tell them that this meant that defendant could fail to testify altogether without being subject to adverse inferences. Such questions or advice would have gone “to the heart” of a particular bias potentially evoked by defendant’s trial strategy. And, even if the judge had specifically advised the venire members that no adverse inference should be drawn from defendant’s failure to testify, the absence of any ensuing inquiry as to their willingness to abide by that rule would not have constituted the requisite interrogation on the subject. See Zehr,
This case is also different from People v. Emerson (1987),
Likewise, this case differs from People v. Hopkins (1987),
It is true, as we noted in People v. Williams (1987),
This case also differs from People v. Poole (1988),
In the circumstances of this case, we therefore hold that the trial court committed prejudicial and reversible error in failing either to pose to the venire on voir dire the three tendered questions now at issue or otherwise to broach their subject matter sufficiently and secure the venire members’ response thereto. See People v. Thompkins (1988),
II. OTHER ISSUES
Because of our disposition of this appeal, we need not reach other issues raised by defendant. However, two of them conceivably could arise again on retrial, and we therefore address them briefly.
Defendant contends that certain remarks of the prosecutor during closing argument improperly commented on his failure to testify. From our examination of the record, we conclude that the State could have drawn attention to the lack of a wallet on the victim’s body without, as it did, also drawing attention to the defendant’s failure to testify about that subject or others. The fact and significance of the wallet’s absence in no way depended on defendant’s testimony for establishment; hence, reference to defendant’s silence was wholly unnecessary in order to draw the inference that a wallet had existed or to rebut the implication that it had not existed. The prosecution is not permitted to comment directly or indirectly on a defendant’s failure to take the stand, even though the prosecution may describe the State’s evidence as uncontradicted as long as doing so is not intended or calculated to direct the jury’s attention to defendant’s failure to testify. (People v. Lyles (1985),
In the face of such a clear obligation on the State’s part, the contention that objectionable comment was invited by defense counsel’s own argument cannot prevail. Such an invitation can be accepted when doing so is not for the purpose of calling attention to defendant’s silence (see People v. Lyles (1985),
Defendant also contends that failure to give an “innocent hypothesis” instruction was error when the “same facts” — defendant’s alleged statement to police — were susceptible of both an innocent and a guilty construction. Defendant argues that the statement demonstrated his innocence but that the State was arguing that it was a confession of murder. However, from a review of the record, it is apparent that the State’s argument rested on the condition that the jury disbelieve the purely exculpatory parts of the statement as to intent and motive, so that the remainder might serve to corroborate the entirety of defendant’s participation in the shooting. Thus, the “same facts” were not involved as they were in People v. Lefler (1967),
In view of the foregoing, we reverse the judgment and sentence of the trial court and remand this cause to the circuit court of Cook County for a new trial.
Reversed and remanded.
HARTMAN, P.J., and SCARIANO, J., concur.
