Lead Opinion
Penal Code
Section 148.6 proscribes only constitutionally unprotected speech—knowingly false statements of fact. Moreover, it does not apply to all accusations of misconduct against peace officers but only to complaints filed with a law enforcement agency in a way that legally obligates the agency to investigate the complaint. The circumstance that it covers only those persons—peace officers—who will be the subject of the mandatory investigation does not render it unconstitutional.
I. Facts and Procedural History
The Court of Appeal summarized the underlying facts. “In a written complaint filed with the Oxnard Police Department, defendants Shaun Stanistreet and Barbara Joyce Atkinson accused an Oxnard police officer of committing lewd conduct at a Police Activities League (PAL) gathering. PAL is a police-sponsored group that works with at-risk youth. The officer was director of PAL. The charges proved to be false.”
A jury found defendants guilty of violating section 148.5 (filing a knowingly false report of a criminal offense) and section 148.6, both misdemeanors. The trial court had instructed the jury that an element of each offense was that the defendants knew the allegation was false. Over a dissent, the appellate division of the superior court affirmed the judgments. The Court of Appeal transferred the case for decision (Cal. Rules of Court, rule 62) and reversed the judgments. It found that section 148.5 does not apply to complaints asserting misconduct by police officers and that section 148.6 is unconstitutional.
We granted the People’s petition for review to decide whether section 148.6 is unconstitutional on its face.
A. Section 148.6
Section 148.6, subdivision (a)(1), provides: “(1) Every person who files any allegation of misconduct against any peace officer, as defined in Chapter 4.5 (commencing with Section 830) of Title 3 of Part 2, knowing the allegation to be false, is guilty of a misdemeanor.”
The Legislature first enacted section 148.6 in 1995. (Stats. 1995, ch. 590, § 1; Assem. Bill No. 1732 (1995-1996 Reg. Sess.).) At that time, a different statute made (and still makes) it a misdemeanor to report a felony or misdemeanor knowing the report to be false. (§ 148.5.) However, the courts had interpreted section 148.5 as not applying to complaints of police misconduct from members of the public. (Pena v. Municipal Court (1979)
The Court of Appeal recently explained the background leading to section 148.6’s enactment. “The Legislature noted that since the Rodney King incident in March 1991, law enforcement agencies throughout the state had ‘revised their citizen complaint procedures to promote greater accountability on the part of their line officers.’ (Assem. Com. on Public Safety, Analysis of Assem. Bill No. 1732 (1995-1996 Reg. Sess.).) However, a ‘glaringly negative side-effect which has resulted [was] the willingness on the part of many of our less ethical citizens to maliciously file false allegations of misconduct against officers in an effort to punish them for simply doing their
The bill’s author provided additional background: “Yearly hundreds of unfounded and false complaints are filed against Peace Officers. In the Los Angeles County Sheriffs Department alone, over 500 complaints were received of which approximately 60 to 70 % were unfounded, flj] This bill will help prevent frivolous complaints which can affect the individual officer’s future. For example, a Deputy Sheriff on a list for promotion to Sergeant receives a false report of misconduct, after which his promotion is deferred until the matter is resolved. After which, the complaint being found ungrounded, the Deputy has no recourse for any financial loss due to the delay.” (Assem. Com. on Public Safety, Analysis of Assem. Bill No. 1732, supra, p. 2.) A Senate committee report explained that section 832.5 requires complaints against peace officers be investigated and the records retained for at least five years. It noted concerns with fraudulent complaints and the “adverse impact upon a deputy’s job mobility and promotional opportunity” these complaints can cause until they are resolved. (Sen. Com. on Criminal Procedure, Analysis of Assem. Bill No. 1732 (1995-1996 Reg. Sess.) pp. 2, 4.)
Thus, section 148.6 fills the gap created when the courts interpreted section 148.5 as not applying to complaints of police misconduct. But it does not merely extend section 148.5’s protection to peace officers. Section 148.5 applies only to knowingly false reports “that a felony or misdemeanor has been committed,” i.e., to reports of a criminal offense. By contrast, section 148.6 applies to all “citizens’ complaints of police misconduct during the performance of an officer’s duties that may or may not rise to the level of a criminal offense.” (San Diego Police Officers Assn. v. San Diego Police Department, supra, 76 Cal.App.4th at p. 23.) Accordingly, section 148.6 gives protection to peace officers that the Legislature has not given to others. As the Court of Appeal put it in this case, “It is not a crime to knowingly make such an accusation against a firefighter, a paramedic, a teacher, an elected official, or anyone else.”
On the other hand, as the Senate committee report noted, the Penal Code also requires that every department or agency that “employs peace officers shall establish a procedure to investigate complaints by members of the public against the personnel of these departments or agencies, and shall make a written description of the procedure available to the public,” and that
B. General Principles
The right to criticize the government and governmental officials is among the quintessential rights Americans enjoy under the First Amendment to the United States Constitution and Californians enjoy under the California Constitution, article I, section 2.
Thus, speech criticizing the government and governmental officials receives the highest protection. However, this protection does not extend to all speech. “But there is no constitutional value in false statements of fact. Neither the intentional lie nor the careless error materially advances society’s interest in ‘uninhibited, robust, and wide-open’ debate on public issues. New York Times Co. v. Sullivan,
Although false statements of fact, by themselves, have no constitutional value, constitutional protection is not withheld from all such statements. “[Wjhere the criticism is of public officials and their conduct of public business, the interest in private reputation is overborne by the larger public interest, secured by the Constitution, in the dissemination of truth. ...[][] Moreover, even where the utterance is false, the great principles of the Constitution which secure freedom of expression in this area preclude attaching adverse consequences to any except the knowing or reckless falsehood. Debate on public issues will not be uninhibited if the speaker must run the risk that it will be proved in court that he spoke out of hatred; even if he did speak out of hatred, utterances honestly believed contribute to the free interchange of ideas and the ascertainment of truth.” (Garrison v. Louisiana, supra, 379 U.S. at pp. 72-73 [
For these reasons, the high court announced in a landmark civil libel case a “rule that prohibits a public official from recovering damages for a defamatory falsehood relating to his official conduct unless he proves that the statement was made with ‘actual malice’—that is, with knowledge that it was false or with reckless disregard of whether it was false or not.” (New York Times Co. v. Sullivan, supra, 376 U.S. at pp. 279-280 [
The high court has made clear, however, that even as to public officials, knowingly false statements of fact are constitutionally unprotected. “The use of calculated falsehood, however, would put a different cast on the constitutional question. Although honest utterance, even if inaccurate, may further
Section 148.6 governs false allegations of misconduct only if the person knows them to be false. This test is even more stringent than the test of New York Times Co. v. Sullivan, supra,
This conclusion, however, does not end the inquiry. The Court of Appeal invalidated section 148.6 not because it proscribed protected speech but because it proscribed only some—not all—of the unprotected speech in its category. For this conclusion it relied on R.A.V., supra,
C. The R.A.V. Case
In R.A.V., supra,
As the Court of Appeal recently summarized, the R.A. V. majority invalidated the ordinance “as unlawfully discriminating on the basis of content. According to the high court, its previous statements that the Constitution does not protect certain categories of expression were not to be taken literally, but meant only that ‘these areas of speech can, consistently with the First Amendment, be regulated because of their constitutionally proscribable content (obscenity, defamation, etc.)—not that they are categories of speech entirely invisible to the Constitution, so that they may be made the vehicles
Defendants aptly summarize their argument why section 148.6 is unconstitutional under R.A. V., supra,
In response to criticism by the minority, the R.A. V. majority denied that it was requiring the proscription of either all speech or no speech. “In our view, the First Amendment imposes not an ‘underinclusiveness ’ limitation but a ‘content discrimination’ limitation upon a State’s prohibition of prescribable speech.” (R.A.V., supra,
The high court identified three categories of content discrimination that do not threaten to drive ideas or viewpoints from the marketplace and hence are permissible. (R.A.V., supra, 505 U.S. at pp. 388-390 [
First, “When the basis for the content discrimination consists entirely of the very reason the entire class of speech at issue is prescribable, no significant danger of idea or viewpoint discrimination exists.” (R.A. V, supra,
This example applies here. The reason the entire class of speech at issue—knowingly false statements of fact—is prescribable has “special force” (R.A.V., supra,
Second, “Another valid basis for according differential treatment to even a content-defined subclass of proscribable speech is that the subclass happens to be associated with particular ‘secondary effects’ of the speech, so that the regulation is ‘justified without reference to the content of the . . . speech,’ [citations].” (R.A.V., supra,
The third category is a catchall. “There may be other . . . bases as well. Indeed, to validate such selectivity (where totally proscribable speech is at issue) it may not even be necessary to identify any particular ‘neutral’ basis, so long as the nature of the content discrimination is such that there is no realistic possibility that official suppression of ideas is afoot.” (R.A.V., supra,
Defendants suggest that the requirement of section 148.6, subdivision (a)(2), that the complainant read and sign an admonition explaining the right to make a complaint, the investigation and record retention requirements, and the criminal sanction for knowingly false complaints, shows that official suppression of ideas is indeed afoot. We disagree. That admonition merely advises complainants of the law and impresses on them the significance of the formal complaint. Warning people of the consequences of a knowingly false complaint is no more impermissible than advising people they are signing a document or testifying under penalty of perjury. The explanation and admonition do not invalidate the statute.
Some of the arguments that the defendants and the Court of Appeal below employ do not match the purported reason they claim section 148.6 is invalid. In its concluding remarks, the Court of Appeal stated, “In our country, we expect and tolerate an infinite variety of expression.” The statement is both true and irrelevant. In our country, we do not expect, and the Constitution does not require us to tolerate, knowingly false statements of fact.
Defendants argue that section 148.6 has a “chilling effect” on the exercise of constitutional rights. The Court of Appeal echoes this argument: “But section 148.6 might well stifle the registering of legitimate complaints made by the remaining 30 to 40 percent of citizens.” But they do not explain, and we do not see, how extending section 148.6 to all complaints of public employee misconduct would reduce this supposed chilling effect. As defendants necessarily concede, however, so extending section 148.6 would cure any violation of the rule of R.A.V., supra,
Rather, the chilling effect argument relates to another common constitutional objection to legislation regulating speech—that it is overbroad because it threatens protected as well as unprotected speech. A statute is facially overbroad if it “may cause others not before the court to refrain from constitutionally protected speech or expression.” (Broadrick v. Oklahoma (1973)
Section 148.6 is not overbroad. The high court explained in New York Times Co. v. Sullivan, supra,
But we need not consider in detail the extent to which the reversal of Gritchen v. Collier, supra,
III. Conclusion
The Court of Appeal erred in finding section 148.6 unconstitutional. Accordingly, we reverse the judgment of the Court of Appeal and remand the matter for further proceedings consistent with this opinion.
George, C. J., Kennard, J., Baxter, J., and Brown, J., concurred.
Notes
All further statutory references are to the Penal Code unless otherwise indicated.
The rest of section 148.6, subdivision (a), provides: “(2) Any law enforcement agency accepting an allegation of misconduct against a peace officer shall require the complainant to read and sign the following advisory, all in boldface type: You have the right to make a complaint against a police officer for any improper police conduct. California law requires this agency to have a procedure to investigate citizens’ complaints. You have a right to a written description of this procedure. This agency may find after investigation that there is not enough evidence to warrant action on your complaint; even if that is the case, you have the right to make the complaint and have it investigated if you believe an officer behaved improperly. Citizen complaints and any reports or findings relating to complaints must be retained by this agency for at least five years.
“It is against the law to make a complaint that you know to be false. If you make a complaint against an officer knowing that it is false, you can be prosecuted on a misdemeanor charge.”
“I have read and understood the above statement.
“Complainant
“(3) The advisory shall be available in multiple languages.” (Boldface type omitted.)
Neither defendants nor the Court of Appeal rely on the California Constitution as a separate basis to invalidate section 148.6. Although the California Constitution has independent force, and in some regards provides greater protection of speech than the United States Constitution, we have said that California law regarding defamation is coterminous with that of the United States Constitution. (Brown v. Kelly Broadcasting Co. (1989)
R.A.V, supra,
If the statute had criminalized other, less formal accusations—in speeches or newspapers, for example—the potential for chilling the exercise of constitutionally protected speech would arguably be greater. We are reviewing only the statute actually before us and express no opinion on the constitutionality of other possible statutes. We also note that this case involves only a facial challenge to section 148.6, not an “as applied” challenge. (See Tobe v. City of Santa Ana (1995)
Civil Code section 47.5 provides, as relevant, that “a peace officer may bring an action for defamation against an individual who has filed a complaint with that officer’s employing agency alleging misconduct, criminal conduct, or incompetence, if that complaint is false, the complaint was made with knowledge that it was false and that it was made with spite, hatred, or ill will.”
Concurrence Opinion
I agree with the majority that Penal Code section 148.6 (section 148.6) is constitutional because it criminalizes only knowingly false complaints against peace officers, and any content discrimination it embodies by not covering complaints against other public officials is, in light of the substantial secondary effects of a complaint against a peace officer, justifiable under R. A. V. v. St. Paul (1992)
As the majority itself points out, the reason that the class of speech at issue—knowingly false statements of fact—is proscribable (as defamation) is that it has “ ‘no constitutional value’ ” (maj. opn., ante, at p. 504, quoting Gertz v. Robert Welch, Inc. (1974)
As to the catchall exception, the majority sees here “no realistic possibility of official suppression of ideas” (maj. opn., ante, at p. 509), but I disagree. Section 148.6 “gives protection to peace officers that the Legislature has not given to others” who work in public service. (Maj. opn., ante, at p. 503.) Section 148.6 also is unique in its mandate that the possibility of criminal sanctions for knowingly false complaints be prominently held up before prospective complainants at a critical juncture. In many police misconduct situations, it inevitably will come down to the word of the citizen against the word of the police officer or officers, in which case law enforcement
In light of the foregoing, and as we need not, in order to find section 148.6 constitutional, rely on R.A.V’s “special force” or catchall exceptions from the First Amendment’s general ban on content discrimination, I do not rely on them. Instead, I rest my concurrence on the exception for content discrimination justifiable “ ‘without reference to the content of the . . . speech.’ ” (R.A.V., supra,
Moreno, J., concurred.
