The PEOPLE of the State of Illinois, Plaintiff-Appellee,
v.
Cevin Y. STANFORD, Defendant-Appellant.
Appellate Court of Illinois, Second District.
*994 Thomas A. Lilien, Deputy Defender (Court-appointed), Kathleen Weck (Court-appointed), Office of the State Appellate Defender, Elgin, for Cevin Y. Stanford.
John A. Barsanti, Kane County State's Attorney, Lawrence M. Bauer, Deputy Director, *995 Victoria E. Jozef, State's Attorneys Appellate Prosecutor, Elgin, for People.
OPINION
Justice ZENOFF delivered the judgment of the court, with opinion.
¶ 1 Following a bench trial, defendant, Cevin Y. Stanford, was convicted of three counts of attempted first-degree murder (720 ILCS 5/8-4(a), 9-1(a)(1) (West 2006)), five counts of aggravated battery with a firearm (720 ILCS 5/12-4.2(a)(1) (West 2006)), and eight counts of armed violence (720 ILCS 5/33A-2(a), (b) (West 2006)). He was sentenced to an aggregate prison term of 72 years. On appeal, defendant argues that he was denied his right to effective assistance of counsel and that two of his convictions and sentences violated the one-act, one-crime rule. Following the filing of briefs, the State filed a motion to cite additional authority (People v. Miller,
¶ 2 BACKGROUND
¶ 3 On July 26, 2006, a grand jury indicted defendant on 3 counts of attempted first-degree murder (counts I through III) (720 ILCS 5/8-4(a), 9-1(a)(1) (West 2006)), 5 counts of aggravated battery with a firearm (counts IV through VIII) (720 ILCS 5/12-4.2(a)(1) (West 2006)), and 12 counts of armed violence (counts IX through XX) (720 ILCS 5/33A-2(a), (b), (c) (West 2006)). The charges stemmed from an incident that occurred on the evening of July 4, 2006, during which two persons shot at five young men on a porch in Aurora, Illinois, and injured three of them: Matthew Pruneda (who was shot in the face and both ankles), Samuel Silva (who was shot in the leg), and Jaime Diaz (who sustained a graze wound to the abdomen). The State later dismissed four of the armed-violence counts (counts IX, X, XI, and XVIII) (720 ILCS 5/33A-2(c) (West 2006)). The State also later struck certain sentencing enhancements alleged in the attempted-first-degree-murder charges in counts I through III, leaving only an enhancement for personally discharging a firearm (720 ILCS 5/8-4(c)(1)(C) (West 2006)).
¶ 4 Codefendant, Michael Smith (defendant's cousin), was similarly indicted, but pleaded guilty and testified against defendant in exchange for a sentence of 12 years' imprisonment. As part of his plea, Smith also agreed to testify in an unrelated murder case.
¶ 5 The trial court appointed counsel for defendant from the Kane County public defender's office. However, defendant filed several pro se pretrial motions, including a motion to "replace public defender." In that motion, defendant asserted that he and his appointed counsel were "not seeing eye to eye" and were "not on the same level" and listed several alleged shortcomings of his attorney. The trial court then appointed the multiple defendants division (MDD) of the Kane County public defender's office only to review the motion. On April 11, 2008, MDD counsel reported to the court that he spoke with defendant and there was no "reason to believe that [appointed counsel] at this *996 point has done anything that would render him ineffective." The court discharged MDD counsel (implicitly denying defendant's motion). After a recess, defendant's appointed counsel addressed the court:
"I know you addressed other matters relating to [defendant's] motions, but at least in my little world there is still the relationship, if you will, between attorney and client which I respectfully represent to you is basically nonexistent. I know that [defendant] probably doesn't trust a single thing I do or say, and I think that that's still an element that's before this Court."
The court responded addressing defendant, "Well, I can tell you, [defendant], [appointed counsel] has been around a long time. He's an excellent lawyer. He's the guy you want out there for you. So I understand there may be some issues, but again, with [appointed counsel's] experience I'm sure that can be worked through."
¶ 6 On April 14, 2008, defendant's case proceeded to a bench trial. On April 25, 2008, the trial court found defendant guilty of all of the 16 counts remaining in the indictment and made a specific finding that the State proved beyond a reasonable doubt as to each count that defendant personally discharged a firearm.
¶ 7 Though still represented by counsel, on June 18, 2008, defendant filed a pro se motion for a new trial, which included an allegation that the trial court abused its discretion in denying his pro se motion to replace the public defender. In addition to listing appointed counsel's alleged failures at trial, defendant highlighted appointed counsel's admission (according to defendant) that there was "absolutely no communication" between them. On July 1, 2008, the trial court again appointed MDD counsel to review defendant's claims. On August 29, 2008, MDD counsel reported that the motion contained allegations regarding trial strategy as well as issues that could be adopted or rejected by appointed counsel in the "actual new trial motion" but that nothing alleged in the motion rose to the level of ineffective assistance of counsel. The trial court then inquired if defendant had anything to say. Defendant replied, "There's been no communication between me and [appointed counsel]. I put a motion myself with the Attorney Registration Board, and [appointed counsel] never come [sic] and talked to me, he never even sent an investigator out * * *." Defendant continued asserting counsel's shortcomings during trial, stating that counsel made "no effort." Defendant concluded, "He just got mad at me because I told him I didn't like what he was doing, and he never addresses [sic] what I wanted him to address." The trial court denied defendant's pro se motion and discharged MDD counsel. On October 3, 2008, appointed counsel filed a motion for a new trial. On November 14, 2008, the trial court heard argument on the motion, denied it, and commenced the sentencing hearing.
¶ 8 On November 21, 2008, the trial court sentenced defendant. With respect to the counts based on shooting Matthew Pruneda in the face, the court found that count IV, aggravated battery with a firearm, merged into count XII, armed violence (personal discharge of category I or II firearm). The court next found that count XV, armed violence (armed with dangerous weapon), based on shooting Pruneda in the face, also merged into count XII. The court then found that counts IV, XII, and XV merged into count I, attempted murder based on intent to kill Pruneda. The court concluded that the sentence for count I was 26 years' imprisonment, which included a 20-year add-on.
*997 ¶ 9 With respect to the counts based on shooting Pruneda in the left ankle, the court found that count V, aggravated battery with a firearm, merged into count XIII, armed violence (personal discharge of category I or II firearm). The court further found that count XVI, armed violence (armed with dangerous weapon), based on shooting Pruneda in the left ankle, also merged into count XIII. The court concluded that the sentence for count XIII was 20 years' imprisonment.
¶ 10 Regarding the shooting of Pruneda's right ankle, the court found that count VI, aggravated battery with a firearm, merged into count XIV, armed violence (personal discharge of category I or II firearm). The court also found that count XVII, armed violence (armed with dangerous weapon), for the same conduct, merged into count XIV. The court concluded that the sentence for count XIV was 20 years' imprisonment.
¶ 11 With respect to the shooting of Samuel Silva in the leg, the court found that count VII, aggravated battery, merged into count XIX, armed violence (personal discharge of category I or II firearm). The court further found that count XX, armed violence (armed with dangerous weapon), for the same conduct, also merged into count XIX. The court next found that counts VII, XIX, and XX merged into count II, the attempted first-degree murder of Silva, and determined that the sentence for count II was 26 years' imprisonment, including a 20-year add-on.
¶ 12 Regarding the shooting of Jaime Diaz, the court found that count VIII, aggravated battery with a firearm, merged into count III, the attempted first-degree murder of Diaz. The court concluded that the sentence for count III was 26 years' imprisonment, including a 20-year add-on.
¶ 13 The court next found that the injuries to Pruneda's face (counts I, IV, XII, and XV) and left ankle (counts V, XIII, and XVI) constituted severe bodily injury. The court also found that the injury to Silva's leg (counts II, VII, XIX, and XX) was severe bodily injury. The court then found that the injury to Pruneda's right ankle (counts VI, XIV, and XVII) and to Diaz's stomach (counts III and VIII) were not severe bodily injury. The court decided that the 26-year sentence on count I (attempted first-degree murder of Pruneda) would run consecutively to the 20-year sentence on count XIII (armed violence, based on shooting Pruneda's left ankle) and that those two sentences would run consecutively to the 26-year sentence on count II (attempted first-degree murder of Silva). The court then decided that the 20-year sentence on count XIV (armed violence, based on shooting Pruneda's right ankle) would run concurrently with the sentence on count I and that the 26-year sentence on count III (attempted first-degree murder of Diaz) would run concurrently with the sentence on count I as well.
¶ 14 Also on November 21, 2008, due to appointed counsel's upcoming surgery, the trial court granted his request for an extension of time until January 23, 2009, to file a postjudgment motion, with the hearing set for January 30.
¶ 15 In the meantime, defendant filed a pro se motion to reduce his sentences on December 17, 2008, and a notice of appeal on December 24, 2008. On January 8, 2009, defendant agreed to withdraw his premature notice of appeal. On January 8 and 30, 2009, the court entered orders setting the hearing on any postjudgment motion for February 6, 2009.
¶ 16 On February 6, 2009, appointed counsel was not in court, but the public defender himself appeared in his place and *998 requested an additional 30 days to file a postjudgment motion. The court granted the request, extending the deadline for filing to March 9 and setting the hearing on the motion for March 13. On March 13, appointed counsel appeared and the court asked him what time frame he needed to file the appropriate motions. Counsel replied that it was "really up to the court" and that he was back in the office part time. The court extended the deadline for filing to April 10 with the hearing set for April 17. Appointed counsel filed a motion to reconsider the sentences on April 13.
¶ 17 On April 17, 2009, appointed counsel declined to adopt defendant's pro se motion to reduce the sentences. The court heard argument from appointed counsel on his motion to reconsider the sentences and then, over the State's objection, from defendant on his pro se motion to reduce the sentences. The same day the trial court denied both motions and appointed counsel filed defendant's notice of appeal. Following briefing, the State filed a motion to cite additional authority (People v. Miller,
¶ 18 ANALYSIS
¶ 19 Before addressing the merits, we must first ascertain our jurisdiction over this appeal. Pursuant to Illinois Supreme Court Rule 606(b) (eff.Mar.20, 2009), to confer jurisdiction on this court, a defendant must file a notice of appeal "within 30 days after the entry of the final judgment appealed from or if a motion directed against the judgment is timely filed, within 30 days after the entry of the order disposing of the motion." To be timely, a motion directed against the judgment of sentence must be filed within 30 days of entry of the judgment. See People v. Flowers,
¶ 20 Here, the trial court's final judgment was entered on November 21, 2008, when it sentenced defendant. See People v. Danenberger,
¶ 21 Moreover, the unusual circumstances of this case compel the conclusion that defendant's notice of appeal, filed the same day the trial court heard and denied both defendant's pro se motion to reduce his sentences and appointed counsel's motion to reconsider the sentences, conferred jurisdiction on this court. We find instructive People v. Williams,
¶ 22 Our supreme court allowed the defendant's petition for leave to appeal and held that the appellate court had abused its discretion in dismissing the appeal. Williams,
¶ 23 In Easley, the appellate court relied on Williams and concluded that the defendant's late notice of appeal was nonetheless timely because the defendant was likely lulled into believing that he had additional time to file it. Easley,
¶ 24 The appellate court held that the defendant's motion to reduce his sentence was timely filed, based on the proof of service. Easley,
¶ 25 As in Williams and Easley, defendant here clearly evinced his intent to appeal by filing pro se his motion to reduce the sentences and his notice of appeal. Because defendant was represented by counsel, he had no authority to file a pro se motion. However, as discussed above, defendant's pro se motion was a timely motion directed against the judgment, as required by Rule 606(b) to toll the time for filing a notice of appeal. Moreover, although defendant was still represented by appointed counsel, the record reveals that trial counsel was preoccupied with his own surgery and recovery. This circumstance leads us to the conclusion that defendant's acting pro se was not unreasonable. See Williams,
¶ 26 Furthermore, the circumstances in the instant case were such that defendant reasonably believed that his pro se motion tolled the time for filing a notice of appeal. At a status hearing on January 8, 2009, the following colloquy occurred:
"THE COURT: [Defendant], you filed some pleadings in this case that have created some confusion that we need to address. One of them is that you filed a motion asking that I give you an opportunity to take an appeal. Now, you have that opportunity already. We've talked about that and what it takes to proceed on that appeal in the past. The problem when you file a motion like that is that even though you filed that, the motion to reduce sentence is what you have to do first and I have to rule on that before you get your appeal.
Once you file that other pro se motion, the Circuit Clerk's Office treats that as if it's on appeal, so now they're requiring *1001 the court reporters to prepare transcripts and things of that sort, so it's premature, way too early for that to happen. What has to happen is we have to have a hearing on your motion to reduce sentence before you can do that. Do you understand that?
DEFENDANT: Yes, I understand.
THE COURT: All right. So at this point in time you have the right to take an appeal, there's no question about that. We just have to get through the motion to reduce sentence before we get to that. Do you understand that?
DEFENDANT: Yes.
THE COURT: So you have no objection then to withdrawing your motion as it relates to asking for an appeal, do you?
DEFENDANT: No, I don't have no [sic] objection.
MS. CONANT [assistant public defender appearing on behalf of appointed counsel]: Judge, I did speak to him about this in the back and he was in agreement with that.
THE COURT: And then I can set the motion to reduce sentence for February 6th.
MS. CONANT: Judge, I've talked to him about that, too. He wanted his own motion filed in the court, but he is willing to wait for [appointed counsel] to come back so he and [appointed counsel] can address that. I know that [appointed counsel] got additional time to file that so he can do it when he returned.
THE COURT: All right. And we'll use February 6th still as a touchstone. If you find out you and [appointed counsel] want more time, we'll do that and I'll figure out another time we'll come back before me, but we'll figure something out."
This record reveals that, not only was defendant lulled into believing that his pro se motion tolled the time for filing his notice of appeal, he was actually assured that this was the case. Defendant agreed to withdraw his pro se notice of appeal after the trial court told him, "[Y]ou have the right to take an appeal, there's no question about that. We just have to get through the motion to reduce sentence before we get to that." Based on Williams and Easley, under the unusual circumstances of this case, defendant's notice of appeal, filed the day the trial court denied his pro se motion to reduce his sentences, was timely and conferred jurisdiction on this court.
¶ 27 Having determined our jurisdiction over this appeal, we now turn to the merits. Defendant argues that, because the trial court denied his motion to replace the public defender when there was "complete dysfunction in the attorney-client relationship," he was constructively denied his right to effective assistance of counsel. The sixth and fourteenth amendments to the United States Constitution provide that a defendant has the right to effective assistance of counsel. People v. Angarola,
¶ 28 Defendant fails to meet the Cronic standard because he argues neither a complete denial of counsel at a critical stage of the trial nor a failure to subject the State's case to meaningful adversarial testing. Indeed, defendant acknowledges that appointed counsel "may have effectively cross-examined the State's witnesses and advocated on his client's behalf to the best of his abilities." Yet, defendant argues that he was constructively deprived of effective representation because "communication between [defendant] and [appointed counsel] had eroded to the point where they were engaged in an irreconcilable conflict." Therefore, we consider whether defendant has established the more limited presumption of prejudice based on actual conflict of interest.
¶ 29 Defendant does not argue that appointed counsel had an actual conflict of interest based on a commitment to someone else, such as that contemplated by Strickland. See Strickland,
¶ 30 Nonetheless, defendant urges that the Cronic standard is met when a "defendant has completely lost trust in his attorney, or a serious breakdown in communication exists between attorney and client." In support, he cites case law from other jurisdictions. Even if we were to accept defendant's invitation to consider the cases he cites, we determine that they are inapposite. See United States v. Adelzo-Gonzalez,
¶ 31 Because no presumption of prejudice applies, we must determine whether defendant has met the two-prong Strickland test. See Johnson,
¶ 32 Nonetheless, defendant argues in the alternative that the trial court abused its discretion in denying his motion to replace the public defender without sufficient inquiry and that we should remand for a hearing on his motion. Specifically, defendant complains that the court examined only the competency of appointed *1004 counsel and did not inquire into the relationship between appointed counsel and defendant. He emphasizes that, after the court denied his motion to replace the public defender, appointed counsel addressed the court and said that his relationship with defendant was "basically nonexistent" and that defendant "probably [didn't] trust a single thing" that counsel did or said. Even if counsel's comments to the court were somehow enough to require the court to conduct additional inquiry and we are not at all convinced that they werethe error is not reversible unless defendant establishes that counsel was ineffective. See People v. Ogurek,
¶ 33 Defendant next contends that his convictions and sentences for counts XIII and XIV, armed violence against Pruneda, and count I, the attempted murder of Pruneda, violated the one-act, one-crime rule. Our supreme court set forth the one-act, one-crime doctrine in People v. King,
¶ 34 In his opening brief, defendant stated that "the separate injuries to Pruneda's face and ankles arguably constituted three separate physical acts." Therefore, defendant conceded that the first King prong was not violated. Defendant then argued that the armed-violence offenses were lesser included offenses of the attempted murder of Pruneda. Thus, defendant's argument was premised only on the second prong of King. The State responded by noting defendant's concession of the first King prong and citing People v. Crespo,
¶ 35 Following briefing, we granted the State's motion to cite People v. Miller,
¶ 36 In Miller, the defendant was charged with and convicted of burglary, retail theft, and aggravated assault. Miller,
¶ 37 In his supplemental brief, defendant argues that Miller is inapplicable because it is factually distinguishable in that the indictment in Miller separately charged a taking in the retail-theft count and an entering in the burglary count. See Miller,
¶ 38 Initially we note that 17 of the 20 counts in the indictment in the present case expressly indicated a specific injury to a specific victim. We also note that the trial court merged counts XII and XV, the armed-violence counts expressly pertaining to the injury to Pruneda's face, into count I, the attempted-murder count pertaining to Pruneda, thus implicitly treating count I as pertaining to Pruneda's face. Therefore, Miller is not as factually distinguishable as defendant contends. Moreover, in requesting that we apply Crespo instead of Miller, defendant is conflating two distinct arguments. Miller expressly focused on the second King prongwhether one charged offense was a lesser included offense of another charged offense (Miller,
¶ 39 In any event, Crespo is not applicable to the present case. The issue in Crespo was whether the defendant's conviction of aggravated battery must be vacated because it stemmed from the same physical act as his conviction of armed violence. Crespo,
¶ 40 In his supplemental brief, defendant contends that Crespo essentially held that, to sustain multiple convictions, the State must indicate its intent to treat a defendant's conduct as separate acts. See Crespo,
¶ 41 That the State argued that defendant's intent to kill was established by his firing multiple shots does not reflect a theory of the case that the shots constituted a single act. Intent to kill is a state of mind that can be proved by the surrounding circumstances, including the character of the assault and the use of a deadly weapon. People v. Mitchell,
¶ 42 We also note that the State extensively questioned Pruneda about each of his individual injuries. The trial court found that the "shooting of Pruneda, Silva, and Diaz arose from a series of closely related acts," and defendant does not dispute this finding. As we observed above, 17 of the 20 counts in the indictment expressly indicated a specific injury to a specific victim. With respect to Pruneda, defendant committed three separate acts: he shot Pruneda in the face (supporting count I for attempted murder); he shot Pruneda in the left ankle (supporting count XIII for armed violence); and he shot Pruneda in the right ankle (supporting count XIV for armed violence). The indictment was sufficient to put defendant on notice that the State was treating defendant's infliction of each gunshot wound as a separate act, and the State's case was consistent with that theory. Cf. Crespo,
¶ 43 Having concluded that defendant's conduct constituted separate physical acts, we proceed to address the second King prong, whether the armed-violence offenses in counts XIII and XIV were lesser included offenses of the attempted murder in count I. Pursuant to Miller, we apply the abstract-elements approach to this question. Miller,
¶ 44 Our supreme court explained the abstract-elements approach:
"Under the abstract elements approach, a comparison is made of the statutory elements of the two offenses. If all of the elements of one offense are included within a second offense and the first offense contains no element not included in the second offense, the first offense is deemed a lesser-included offense of the second. [Citations.] * * * In other words, it must be impossible to *1008 commit the greater offense without necessarily committing the lesser offense." Miller,238 Ill.2d at 166 ,345 Ill.Dec. 59 ,938 N.E.2d 498 .
Here, we examine the statutory elements of armed violence and attempted murder. "A person commits armed violence when he or she personally discharges a firearm that is a Category I or Category II weapon while committing any felony defined by Illinois law," except for certain felonies not applicable here. 720 ILCS 5/33A-2(b) (West 2006). The predicate felony in counts XIII and XIV here was aggravated battery (great bodily harm) (720 ILCS 5/12-4(a) (West 2006)). "A person commits an attempt when, with intent to commit a specific offense, he does any act which constitutes a substantial step toward the commission of that offense." 720 ILCS 5/8-4(a) (West 2006). "Attempted murder requires the State to prove that a defendant made a substantial step toward the commission of murder while possessing the intent to kill the victim." People v. Sanchez,
¶ 45 Not all of the elements of armed violence are included in the offense of attempted murder. Armed violence requires the defendant's personal discharge of a firearm that is a category I or II weapon, whereas attempted murder does not. Furthermore, armed violence predicated on aggravated battery under section 12-4(a) of the Criminal Code of 1961 requires the infliction of great bodily harm, while attempted murder does not. Because it is possible to commit attempted murder without necessarily committing armed violence, we hold that armed violence is not a lesser included offense of attempted murder. See Miller,
¶ 46 We note that defendant concedes in his supplemental opening brief that armed violence is not a lesser included offense of attempted murder under the abstract-elements approach. Nonetheless, in arguing that the State should not have been allowed to "have it both ways," defendant asserts that it was particularly unfair in his case because his convictions resulted in consecutive, rather than concurrent, sentences. Although he cites language from King that concurrent sentences may be entered if the one-act, one-crime rule is not violated (see King,
*1009 ¶ 47 Thus, we finally address the State's postbriefing motion to declare the sentences void because the trial court failed to properly impose mandatory consecutive sentences. Section 5-8-4 of the Unified Code of Corrections provides in relevant part: "The court shall impose consecutive sentences if: (I) one of the offenses for which defendant was convicted was first degree murder or a Class X or Class 1 felony and the defendant inflicted severe bodily injury * * *." 730 ILCS 5/5-8-4(a)(i) (West 2006). When a defendant's convictions bring him within the purview of section 5-8-4, the mandatory sentencing requirement is triggered and consecutive sentences must be imposed. People v. Curry,
¶ 48 Here, defendant was convicted of three counts of attempted first-degree murder (counts I, II, and III), all of which were Class X felonies, and of two counts of armed violence (counts XIII and XIV), both of which were Class X felonies. The trial court found that the injuries inflicted in counts I, II, and XIII constituted severe bodily injury. Therefore, section 5-8-4 was triggered, and the sentences on counts I, II, and XIII (the triggering offenses) were required to be consecutive to each other. See Curry,
¶ 49 However, our supreme court has held that "section 5-8-4(a) must be construed so that any consecutive sentences imposed for triggering offenses be served prior to, and independent of, any sentences imposed for nontriggering offenses." Curry,
¶ 50 Although defendant's sentences are void, under the circumstances presented here, we need not remand to the trial court for a resentencing hearing. See People v. Richmond,
¶ 51 For the reasons given, we affirm defendant's convictions and reimpose the sentences entered by the trial court: 26 years on count I, 26 years on count II, 20 years on count XIII, 26 years on count III, and 20 years on count XIV. However, we further order that the sentences on counts I, II, and XIII run consecutively to each other and that the sentences on counts III and XIV run consecutively to the sentences imposed on counts I, II, and XIII (but concurrently with each other).
¶ 52 Affirmed in part and vacated in part; sentences reimposed as modified.
Justices BOWMAN and BURKE concurred in the judgment and opinion.
NOTES
Notes
[1] December 21, 2008, the thirtieth day, was a Sunday.
