Case Information
*1 The summaries of the Colorado Court of Appeals published opinions constitute no part of the opinion of the division but have been prepared by the division for the convenience of the reader. The summaries may not be cited or relied upon as they are not the official language of the division.
Any discrepancy between the language in the summary and in the opinion
should be resolved in favor of the language in the opinion.
SUMMARY
January 11, 2018
No. 15CA0171, People v. Sparks — Crimes — Sexual Assault on a Child
A division of the court of appeals concludes: (1) that the phrase “subjects another [] to any sexual contact” in the sexual assault on a child statute does not require the People to prove that the defendant caused the child-victim to become “subservient or subordinate” or to prove that the child-victim initiated the sexual contact at the defendant’s directive; (2) sufficient evidence existed to convict based on un-objected to testimony that established the victim’s age, and it was not plain error to allow that testimony, and; (3) the court’s jury instruction about viewing the defendant’s video confession during deliberation was not an abuse of discretion, so any error in giving that correct instruction outside the presence of counsel, therefore, was harmless.
COLORADO COURT OF APPEALS Court of Appeals No. 15CA0171
El Paso County District Court No. 13CR3655
Honorable Gregory R. Werner, Judge The People of the State of Colorado,
Plaintiff-Appellee,
v.
Allen Michael Sparks,
Defendant-Appellant. JUDGMENT AFFIRMED Division II
Opinion by JUDGE HAWTHORNE Dailey and Welling, JJ., concur Announced January 11, 2018 Cynthia H. Coffman, Attorney General, Nicole D. Wiggins, Assistant Attorney General, Denver, Colorado, for Plaintiff-Appellee
Douglas K. Wilson, Colorado State Public Defender, Anne T. Amicarella, Deputy State Public Defender, Denver, Colorado, for Defendant-Appellant *3
In appealing the judgment of conviction entered on a jury verdict finding him guilty of sexual assault on a child, defendant, Allen Michael Sparks, raises an issue of first impression in Colorado: When a child victim is alleged to have initiated the sexual contact with an adult defendant, does the phrase “subjects another . . . to any sexual contact” in section 18-3-405(1), C.R.S. 2017, the sexual assault on a child statute, require the People to prove that the defendant caused the victim to become “subservient or subordinate” or to prove that the child victim initiated the sexual contact at the defendant’s order, request, or directive? We answer that question “no.” For that reason and because we reject the other issues raised on appeal, we affirm the judgment of conviction.
I. Facts and Procedural History Sparks attended a party at his wife’s cousin’s house. Months
later, the cousin’s daughter (A.M.) reported that while she was at the party and Skyping on her computer, Sparks touched her breast over her clothing. She also reported that as she was Skyping, her friend S.F. (the victim) and Sparks were behind her, and that through her computer’s camera she saw the victim grabbing Sparks’s groin area and making other movements. She also *4 reported hearing heavy breathing and gasping. At the time, A.M. was fourteen and the victim was thirteen. The police later interviewed Sparks, and he admitted to what A.M. reported, as well as to touching the victim’s groin, breast, and bottom area. Sparks was charged with two counts of sexual assault on a child and two counts of contributing to the delinquency of a minor, one count of each for the victim and A.M. He was convicted of one count of sexual assault on a child as to the victim.
II. The Issue of First Impression is Raised in the Context of Prosecutorial Misconduct Sparks contends that the prosecutor engaged in misconduct by misstating the law and evidence during closing argument. We disagree.
A. Standard of Review We review a claim of prosecutorial misconduct by engaging in
a two-step analysis.
Wend v. People
,
B. Analysis
1. The Prosecutor Did Not Misstate the Law Sparks contends that the prosecutor misstated the law by
telling the jury in closing argument that it did not matter that the victim initiated the sexual contact, because, he argues, if the victim subjected him to sexual contact, the acts did not fall under the sexual assault statute. Specifically, Sparks argues that the words “subjects another . . . to” in the statute required the prosecution to prove that he caused the victim to become “subservient or subordinate” or that the child victim initiated the sexual contact at his “order, request, or directive.” We disagree. Because Sparks was charged with sexual assault on a child,
the prosecution was required to prove that he
1. knowingly,
2. subjected another person who was not his spouse to any sexual contact, and
3. that person was less than fifteen years of age, and 4. the defendant was at least four years older than that person at the time of the commission of the act.
See § 18-3-405(1); see also COLJI-Crim. 3-4:31 (2016). Sexual contact “means the knowing touching of the victim’s
intimate parts by the actor,
or of the actor’s intimate parts by the
victim
,” including over the clothing, “for the purposes of sexual
arousal, gratification, or abuse.” § 18-3-401(4), C.R.S. 2017
(emphasis added). It is not a defense that a defendant does not
know the age of a child victim. § 18-1-503.5(3), C.R.S. 2017.
We read these statutes together to give effect to the entire
statutory scheme and give consistent and sensible effect to all its
parts.
See People v. Steen
,
¶ 9 understood as causing another to become subservient or subordinate. But we conclude that in the context of the statutory scheme prohibiting sexual assault on a child, the General Assembly has given “subjects another” a broader meaning. That meaning encompasses an adult defendant allowing a child to touch the defendant’s intimate parts. And by doing so, the defendant subjects the child to sexual contact. We reach this conclusion for four reasons. First, accepting Sparks’s argument would result in making
some form of force or threat by a defendant an element of the sexual assault on a child offense. But the use of force or a threat cannot be considered an element of sexual assault on a child because the General Assembly clearly treats the use of force or threats by the defendant as a sentence enhancer, not an element, of the crime. See § 18-3-405(2)(a)-(c). Second, “subjects another” cannot be reasonably read to
exclusively require that a defendant initiate or cause the contact,
because sexual contact is statutorily defined to include the knowing
touching of the defendant’s intimate parts by the victim. § 18-3-
*8
401(4). And as to the victim touching the defendant, the statute
does not contain any mention of initiation, coercion, or persuasion
by the defendant. So construing the statute to require that the
prosecution show some sort of coercive or persuasive act by the
defendant to make the victim subservient or subordinate is contrary
to the statute’s plain language and would require us to add words
to the statute. This we cannot do.
People v. Diaz
,
person ‘subjects’ another . . . if he or she affirmatively acts,
participates in another’s affirmative act
,
or omits to perform an act
which he or she is legally required to do and causes the
complained-of deprivation.”
Santibanez v. Holland
, No. CV 10-
09086-GAF (MAN),
unlawful sexual contact or activity between a child and an adult,
the adult is the culpable actor. For example, in the context of
sexual exploitation of a child, a child under eighteen years of age is
*9
incapable of giving informed consent to the use of his or her body
for a sexual purpose.
See
§ 18-6-403, C.R.S. 2017. Thus, the law
will not recognize the child as the initiator of unlawful sexual
contact or activity with an adult.
See United States v. De La Cruz-
Garcia
,
where a defendant could, without violating the sexual assault on a
child statute, knowingly allow, by passive acceptance, a child victim
to touch the defendant’s intimate parts because the defendant did
*10
not coerce or persuade the victim, even if the defendant allowed the
touching to continue. We must avoid interpretations that would
lead to an absurd result.
Doubleday v. People
,
phrase “subjects another” in an unlawful sexual contact statute to
include a defendant’s conduct of intentionally failing to stop a child
from initiating sexual contact.
by statute,” and it concluded that the trial court’s instruction to the jury that “‘subject’ could mean, among other things, ‘to cause to experience,’” was consistent with a common understanding of the term. Id. (citing Webster’s Third New International Dictionary of the English Language Unabridged 2275 (2002)). The court held as follows:
Taking into account the language of all relevant statutes, and giving the statutory terms their common meaning, [defendant] could be found guilty if he intentionally caused the child to have contact with his genitals, for purposes of gratifying his sexual desire, by failing to act to stop the child. In other words, the jury could find him guilty if it found that, to arouse or gratify his sexual desire, [defendant] intentionally allowed the child to continue to touch his penis, instead of stopping her.
Id. And in State v. Traylor , the Wisconsin Court of Appeals held
that the trial court did not err in submitting to the jury a modified instruction that defined sexual contact with a child to include the defendant allowing the victim to touch his intimate parts. 489 N.W.2d 626, 630 (Wis. Ct. App. 1992). The defendant argued that *12 the statute required “an affirmative act and [not] mere passivity” to constitute sexual contact with a child. Id. (citing Wis J I—Criminal 2103). The court rejected this argument and concluded that the defendant did not have to initiate sexual contact with the child, and “[i]f the defendant allows the contact, that is sufficient to constitute intentional touching because it indicates that the defendant had the requisite purpose of causing sexual arousal or gratification.” Id. ¶ 19 We conclude that the prosecutor’s closing arguments did not
misstate the law and did not constitute prosecutorial misconduct.
2. The Prosecutor Did Not Misstate the Evidence Next, Sparks argues that the prosecutor misstated the
evidence by saying A.M. saw improper sexual contact between the victim and Sparks through a computer camera while on Skype, and that Sparks knew exactly how old the victim was. Prosecutors may comment on the evidence admitted at trial
and the reasonable inferences that can be drawn from it.
People v.
Samson
,
¶ 22 A.M. testified that she saw the victim touching Sparks’s groin
area. While A.M. did not testify that she saw Sparks touch the victim, this was not necessary to show improper sexual contact. So, the prosecutor’s statement did not misstate this evidence. The prosecutor’s closing comments that Sparks knew
¶ 23 exactly the age of A.M.’s friends was also not improper. As we discuss below, the court did not err by admitting this evidence. In his interview with the police, Sparks said that he thought the victim was sixteen, but “heard” she was fourteen. And Sparks is related to A.M. Given this evidence, it was not improper for the prosecutor to infer that Sparks knew that A.M.’s friends would be her age as well.
III. Sufficiency of the Evidence Sparks contends that because the only evidence as to the victim’s age was inadmissible, the prosecution failed to produce sufficient evidence to prove beyond a reasonable doubt that he committed sexual assault on a child. We review the record to determine whether the evidence before
the jury was sufficient in both quantity and quality to sustain the
conviction.
Dempsey v. People
,
the age of fourteen at the time of the alleged crime. That evidence
was admitted without objection and was sufficient for the jury to
find beyond a reasonable doubt that the victim was less than fifteen
years of age at the time of the crime and to convict Sparks of sexual
assault on a child. Even if that evidence was arguably excludable,
it was “admitted without objection and retained without a motion to
strike.” And as we conclude in Part IV below, it was not plain error
to admit the evidence, so “the jury [was] generally free to consider
it.”
People v. McGrath
,
IV. Testimony and Statements About Victim’s Age Sparks next contends that the court erred in admitting a
detective’s and A.M.’s testimony and his own interview statement as to the victim’s age because they were hearsay and violated his *15 constitutional rights under both the Federal and Colorado Confrontation Clauses. We discern no reversible error.
A. Testimony and Statement The prosecutor asked A.M., who had previously testified that
she was fourteen years old at the time of the offense, if the victim was the same age as her, to which she replied, “No. She is a year younger than me.” The prosecutor also asked a detective if he had “determine[d] whether or not [the victim was] under 15 [years old] at the time of the offense?” The detective responded, “I did.” During Sparks’s interview, he admitted that he had “heard” that the victim was fourteen years old, but he had thought she was “at least” sixteen years old. The interview video was admitted into evidence. All of the above evidence was admitted without objection.
B.
Analysis
1.
Confrontation Clauses
“Normally, we review a trial court’s evidentiary rulings for an
abuse of discretion; however, whether the admission of evidence
violates the Confrontation Clause is reviewed de novo.”
People v.
Barry
,
Confrontation Clause as commensurate with the federal
Confrontation Clause.”
Nicholls v. People
,
conclude that Sparks’s own prior statements in the interview video
do not implicate either the Federal or Colorado Confrontation
Clause.
See, e.g.
,
United States v. Brown
,
it was non-testimonial. More accurately, because A.M. was testifying at trial and available for cross-examination, her testimonial statements did not violate either the Federal or Colorado Confrontation Clause. People v. Argomaniz-Ramirez , 102 P.3d 1015, 1017-18 (Colo. 2004). Sparks argues that the basis for the detective’s knowledge of
the victim’s age “surely resulted from law enforcement asking” the victim and A.M. their ages. So, he asserts that the underlying basis for the detective’s testimony was testimonial in nature and therefore violated the Federal and Colorado Confrontation Clauses. We construe this argument as asserting that because the victim provided her age in response to investigative questions, those statements were testimonial, see Davis v. Washington , 547 U.S. 813, 829 (2006), and because the victim was not available for cross- *18 examination, the detective’s testimony violated Sparks’s confrontation rights. As the parties’ briefings demonstrate, there is no record
evidence from which the underlying basis for the detective’s
testimony can be determined. And the lack of objection by Sparks
deprived the prosecutor of any opportunity to correct the alleged
error or offer a non-hearsay basis for the testimony. Because there
is not a sufficient record to allow us to review the alleged
constitutional error in admitting such evidence, we decline to do so.
People v. Greer
,
2. Evidentiary Rulings Sparks contends that the court abused its discretion in
admitting the detective’s and A.M.’s testimony and his own *19 interview statement as to the victim’s age because the evidence was inadmissible hearsay without an exception.
¶ 36 We review the trial court’s ruling on the admissibility of
evidence for an abuse of discretion. And, where, as here, the issues
were not preserved, we review for plain error.
People v. Trujillo
,
a. Sparks’s Statement Sparks argues that his interview statement was inadmissible
hearsay because if he “heard” that the victim was fourteen years
old, he must have been told that by someone else.
See
CRE 805;
People v. Phillips
,
consider federal cases and authorities concerning the federal rule
*20
highly persuasive in interpreting and applying our own.
See, e.g.
,
Faris v. Rothenberg
,
Sparks’s interview admission because as a party opponent his
statement does not require firsthand knowledge to be admissible.
See Blackburn v. United Parcel Serv., Inc.
,
b. A.M.’s Testimony Sparks also argues that A.M.’s testimony was inadmissible
hearsay because it was “likely based on some prior statement” by
the victim or someone close to the victim. But, on the other hand,
A.M. may have just as likely based her testimony on her personal
knowledge as a friend in the same class at school as the victim, or
on the victim’s reputed age at school. If that was the case, A.M.’s
*22
testimony would not have been hearsay or would have fallen within
an exception.
See
CRE 803(19) (providing a hearsay exception
covering “[r]eputation among . . . [her] associates, or in the
community, concerning a person’s birth . . .”);
cf. People v. Aryee
,
c. Detective’s Testimony Similarly, we cannot determine the basis for the detective’s
testimony, but the hearsay exceptions discussed above would likely
not be available here. For example, any statements to the detective
about the victim’s age would more likely be testimonial. Phillips,
¶ 121 (holding that statements to a police officer were testimonial
where primary purpose of investigation was to prove past events for
*23
criminal prosecution). And any non-testimonial records or
documents about her age would be subject to the best evidence
rule.
See
CRE 1002;
Banks v. People
,
the detective’s testimony was obviously erroneous. See People v.
Ujaama,
obvious error, the error would be harmless in light of A.M.’s testimony and Sparks’s interview statement. People v. James , 117 P.3d 91, 95 (Colo. App. 2004) (“[A]ny error was harmless in light of similar evidence, presented through other witnesses . . . .”). Such an error would not “so undermine the fundamental fairness of the trial as to cast serious doubt on the reliability of the judgment of conviction.” Id. So, we conclude that the trial court did not commit plain error.
V. Interview Video and Instruction
¶ 45 Sparks next asserts that the court abused its discretion by
instructing the jury that it could assign his interview video any weight it wanted when the court provided the video to the jury during deliberations. Sparks argues that the court should instead have instructed the jury not to give the exhibit undue weight. We disagree.
A. Standard of Review We review the court’s instruction to the jury for an abuse of
discretion.
People v. Jefferson
,
B. Applicable Law A trial court has an “obligation, at least where prompted to do
so by a party, to exercise its discretion to guard . . . against the risk
that testimonial exhibits will be given undue weight or emphasis.”
*25
Carter v. People
,
¶ 48 Under DeBella v. People , trial courts are required to assess any
possible undue prejudice before allowing juries access to videos of
testimonial out-of-court statements of child victims during
deliberation.
analyzed under a different framework than that prescribed by DeBella . See Rael , ¶ 35 (“Applying the foregoing principles here, we conclude that the concerns that motivated our decision in DeBella . . . do not apply to a defendant’s own out-of-court statements.”). A defendant’s out-of-court statement “offered against [him]
ha[s] . . . never been considered primarily testimonial in nature”; its value is “primarily as demonstrative evidence of conduct on his part that is contradictory of a position he takes at trial.” Carter , ¶¶ 18, 21. Use of this evidence “does not implicate the same danger of undue emphasis inherent in permitting the jury access to . . . *26 testimonial evidence” because it has additional probative value “for reasons more related to the adversary process than any narrative or testimonial value.” Id. at ¶ 21. “[H]owever, trial courts nonetheless retain discretionary
¶ 51 control over jury access to such exhibits.”
Rael
, ¶ 35 (first citing
Carter
, ¶ 22; then citing
Frasco
,
C. Analysis The trial court instructed the jury on how to view Sparks’s
interview video during deliberations:
You have requested certain video or audio evidence. You may listen to the video/audio recording no more than three times. Each time you listen to it, you must listen to it all the way through. You may not rewind or fast forward the recording. You should consider all of the evidence in the case and determine what weight, if any, should be given to any particular piece of evidence. Sparks argues that this “effectively instructed the jury [that] it
could give the [video] all of the weight it wanted,” which is contrary *27 to DeBella ’s precaution against undue weight. We reject this argument for three reasons. First, the court did not instruct the jury to give Sparks’s
statements all of the weight it wanted. Second, our supreme court has made clear as to a defendant’s out-of-court statements that “no special protections against undue emphasis are required and the jury is entitled to unrestricted access . . . .” Rael , ¶ 32. The court was not obliged under DeBella to specifically admonish the jury not to give the evidence undue weight. And third, the court appropriately exercised its discretion by providing specific instructions for the jury to follow in viewing the evidence. But, Sparks further argues that the precise reason the court
should have instructed the jury not to give the video unfair weight was that, unlike the DVD of Sparks’s out-of-court statements, [1] a transcript of other testimony that had been subjected to cross- examination was not available to the jury during its deliberations. We also reject this argument.
*28 ¶ 56 The court specifically instructed the jury to view the video in
its entirety, to not rewind or fast forward through it, and to view it no more than three times. And again, specific instructions to control for undue weight are not required for a defendant’s out-of- court statements. Id.
¶ 57 The trial court did not abuse its discretion in giving the
instruction to the jury.
VI. Effective Assistance of Counsel Sparks contends that the trial court denied him his
constitutional right to effective assistance of counsel by providing his interview video to the jury during deliberations without notifying his counsel. We agree but conclude the error was harmless beyond a reasonable doubt.
A. Standard of Review The parties agree that we review the possible violation of
Sparks’s constitutional right to effective assistance of counsel de novo. Sparks contends that this issue was preserved and we should apply a harmless beyond a reasonable doubt review. The People disagree that this issue was preserved and argue we should review for plain error.
¶ 60 We need not address this issue because we conclude that even
under a harmless beyond a reasonable doubt standard, the error is
harmless.
See People v. Mollaun
,
B. Analysis “The right to counsel exists at every critical stage of a criminal
proceeding.”
Key v. People
,
¶ 63 We also note that there is no indication that counsel’s
presence would have made any difference. When the court first notified the parties’ counsel that it anticipated that the jury would request Sparks’s interview video and that it would give a DeBella instruction to the jury, defense counsel did not object. And after the jury returned its verdict, defense counsel inquired whether the court had provided the video to the jury. When the court responded that it had and had read the instruction it gave, counsel did not object: “Just so I wanted to be clear for the record . . . counsel wasn’t informed of the request to view the video.” See Isom , 140 P.3d at 105 (“[T]here is no indication that the presence of counsel would have altered the court’s decision.”). We therefore conclude that the court’s error in not obtaining
defense counsel’s presence was harmless beyond a reasonable doubt.
VII. Conclusion We affirm the trial court’s judgment of conviction.
JUDGE DAILEY and JUDGE WELLING concur.
Notes
[1] Sparks notes that he was “manipulated with false information” in his interview, but he does not argue that his interview statements were coerced and involuntary, so we do not consider that issue.
