27 F. Cas. 1186 | U.S. Circuit Court for New York | 1806
On Tuesday the 8th of April, Messrs. Ogden and Smith, being separately called upon to plead to their indictments, respectively put in their pleas in abatement, verified by affidavit, which pleas were substantially as follows : That the grand jury, by whom the bill of indictment was found, previously to the finding thereof, had before them illegal testimony, and such as, by the laws of the land, ought not to have been before the said grand jury previously to their
After these pleas had been filed, the district attorney prayed time until the next day to consider what measures he should adopt, which was immediately granted by the court, without any opposition on the part of the defendants.
On the next day, the dislrict'attorney filed his demurrers to those pleas; and the counsel for the defendants prayed time to join in demurrer till the next day, in order that they might be prepared for the argument.
The discussion relative to postponement of the argument on the demurrer, was then renewed. Mr. Emmet stated, that from the nature of the facts set forth in the pleas, he had rather expected the district attorney would have taken issue on them, than admitted them by demurrer; that therefore the whole of his attention, and he believed also of that of his associate counsel, had hitherto been directed to the best manner of supporting the plea before a jury; that therefore the demurrer was a surprise upon him, and he was not prepared to argue it, except on the general principles which first suggested to the defendant’s counsel the propriety of the plea. He observed further, that no objection had been made to indulging the district attorney with time for consideration j'esterday, because the pleas were probably not expected by him; and there was no wish on the part of the defendant’s counsel to obtain an advantage by surprise.
The court then observed, that if the defendant’s counsel were really unprepared, they should be indulged with time till the afternoon, but no longer; and at half past twelve adjourned till three o’clock.
The sitting of the court being resumed, the district attorney began by stating some formal objections to the plea, which it is unnecessary to mention here," as the judgment of the court was founded exclusively on the general objection on the merits, that no such plea would lie.
The defendant’s counsel replied as follows:
Among the authorities cited on the opposite side, is the arrangement in 2 Hale’s PI. Cr. chap. 30, p. 236, of pleas in abatement of the indictment; and from the circumstance that a plea similar to that now under discussion is not found there, it is inferred, that no. such plea can exist. But it appears that Lord Hale’s arrangement has not been very accurately examined. He classes those pleas as follows: 1st. On such defects as arise upon the indictment itself and the insufficiency of it. 2d. Such defects as are in matters of fact, as misnomer or false addition of the prisoner; and, 3d. By matters of record. How, we do not see why our plea does not come under the second of those heads; for it is a mistake to confine that head merely to misnomer or false addition of the prisoner. The arrangement comprehends pleas from such defects as are on the face of the indictment itself, which perhaps more properly ought to be called demurrers;' 2d. Such as arise from matters dehors the indictment in pais ; and, 3d. From matters dehors the indictment of record—comprehending every possible matter that can arise. Is not the circumstance alleged in our plea, that illegal evidence has. been offered to the grand jury, if it be true matter of fact and dehors
It is a fundamental doctrine in the law, that there is no wrong without a remedy, and no right without the means of enforcing it. Apply that to the present case. Is it not a wrong to be accused and subjected to prosecution on illegal evidence ; to be injured in character, in peace of mind, and in the trouble and expense of defending one’s self against an indictment, which by the rules of evidence and law ought not to have been found ? If so, what is the remedy ? Is it not the right of every man that he shall not be put to answer to an indictment, unless it shall have been found according to the rules of law ? And if so, what are the means of enforcing that right ? A grand jury, it is true, ought to listen only to ex parte evidence; but that should be of such a nature as would be received to support the prosecution before a petty jury, and such as,, if uncontradicted and unexplained, would induce a conviction. The rules of evidence, are the result of accurate reasoning, and of a strict regard to the rights of those, whose persons or property are to be affected. That reasoning is equally accurate, and those rights ought to be equally sacred, whether the investigation be before a grand or petty jury. Those rules of evidence are not the result of any statutory regulations, but are adopted on account of their wisdom, justice, and universal applicability. What is there in the nature of grand juries, in the purposes for which they were instituted, or the objects they are to attain, that ought to enfranchise them from those rules of wisdom and of justice, which are also of universal applicability ?
But the attorney general insists, that grand juries are independent and irresponsible; judging for themseves as to the grounds on which they will prefer an accusation, and that no one has a right to investigate or to know what evidence they have had before them. This doctrine is broadly denied; and we do so from regard to an institution, which we have been habituated to love, and do not wish
From whence too does the attorney general infer, that grand juries are irresponsible ? Is it from the power anciently claimed by judges of fining them for misconduct? We do not pretend to say that such a power ought to be revised—but the frequent exercise of it in former times, shows that their acts have always, from the earliest periods, been considered as subject to investigation and punishment; and at this day it will not surely be questioned, that if a grand jury grossly misconducted itself from corrupt motives, the members so offending might be prosecuted by information or indictment, as is specified in 2 Hale’s Pleas of the Crown, 159-60; where he also mentions the 3 Hen. 7. c. I. empowering justices of peace, oyer and terminer, or gaol delivery, to impannel another inquest to inquire of the concealments of a former one, for the purpose of punishment.
If they are not irresponsible, and that their acts may be inquired into, let us see whether there lie any thing in the secrecy of grand jury proceedings, to prevent our being at liberty to alledge that illegal evidence was offered to them. It might perhaps be advisable to ascertain with more precision than is already done, in what the secrets should really consist—but without entering into any discussion of the kind, it may be sufficient to observe that although the sentiments expressed by jurors, and the facts disclosed by witnesses to them, are secrets, the names of those witnesses never can. Those are facts which any man may learn, by placing himself at the door of the grand jury room, or by looking at the names indorsed on the bills after they are found. We may say further, that no vnlavful act done in the grand jury, is such a secret as jurors are bound by their oaths to keep. If a bill of indictment were found by less than twelve of the jury, surely no man is restrained from disclosing that. If a bill of indictment be found in another unlawful way, by the admission of illegal evidence, is that violation of law more protected by the obligation of secrecy? It would be competent to him against whom an indictment had
We have established that grand juries are not independent of either the law or the court; let us now eximine whether they are exclusively competent to judge for themselves as to the grounds on which they will prefer an accusation. To that doctrine may he opposed the well-known maxim “ ad questions legis reepondeantjudices, ad questiones facii, juratores.” That maxim so accurately marks the distinct and constitutional provinces of judges and juries, that we cannot hesitate to apply it equally to grand as to petty juries. They are each of them subordinate parts of the criminal system obviously instituted for the ascertainment of facts ; and, as to matters "of law, under the guidance and.controul of those with whom is deposited the interpretation of the law. If then it shall at any time in the course of the proceedings appear to the judges, that the grand jury are about to err, or have erred in matter of law ; in the first case, the court will prevent their error, by giving them proper information ; in the other/case, where an error has been actually committed, the court will interfere, and prevent any injurious consequences from the mistake. Every day’s experience shows us grand juries applying to the court for advice in matter of law, and the court directing them as of right and as a part of its duty. There are two cases which immediately present themselves, and are illustrative of those two positions. In the one, the court prevented the error which the jury was about to commit; in the other, if the alleged error had been actually committed, the court manifestly would have interfered, and prevented any injurious consequences from the mistake. The first is Denby’s case, 2 Leach’s Cr. Ca. 580., the other is Dr. Dodd’s case, 1 Leach’s Cr. Ca. 184., and both prove that illegal evidence shall not be permitted to go before the grand jurj-. In Denby’s case, that body, Suspecting Denby himself (who was examined as a witness before it against one Edwards) of prevaricating, applied to the court for his depositions taken before the magistrate, pursuant to the statutes of Philip and Mary. But the court refused, because while Denby could be had," they were only secondary evidence, and would be therefore illegal. The judges did not say to the jury, “ You are independent and irresponsible, and 3’ou must decide for 3'ourselves as to the grounds on which you will find indictments; therefore, as you ask for those dispositions, take them, though they are not strictly legal evidence.’’ No ; their answer substantia^" establishes, that whatever is not legal evidence, shall not go before the grand jury, and that it is not that bodyr, but the court, which is to decide on the legality of the evidence on which an indictment is to be found. In Dr. Dodd’s case, he stated to the court, when called upon to plead, that the indictment was found on the testimony of an incompetent witness. Did the court answer—“ with that we have nothing to do; the grand jury only is competent to decide as to the evidence on which it will find indictments? No; the judges instantly received the objection, and determined, that if the grand jury liad, found abill on illegal evidence, they would interfere and prevent any injurious consequences to the
But, says the attorney general, if a grand jury do wrong, and find an indictment on illegal evidence, the remedy and the only remedy is, that the accused will be acquitted on his trial, before the petty'jury. That this is-not the only remedy, is- clearly established by the two cases last cited. Let us farther examine, whether it be any remedy for the wrong done to a citizen by being illegally indicted. Suppose a case of misery often witnessed; a wretch, after being indicted, unable to find bail—or a man indicted of a felony, in which bail would not be received ; suppose farther, what not unfrequently happens, a court limited like this as to the duration of its sittings, and so pressed with business, that part must be postponed—would it be any remedy to a man illegally indicted, and obliged to remain in prison till September next, that in September next he would be acquitted and discharged? Is such an acquittal a remedy Tor a moment’s imprisonment, for anxiety of mind, derangement of affairs, suspension or loss of character ? If not, we revert to the established maxim, “ there is no wrong without a remedy,” and ask, in this case, what is the remedy ? or, at least, what is the remedy exclusive of that which we have adopted ?
But great stress is laid on the novelty of this plea, and on its being entirely without precedent. Whether it be so entirely, without precedent, shall be examined presently; but let us now take for granted that it is so. This certainly imposes on us some difficulty; hut it only imposes one which has been gotten over in' a case very nearly similar.' It has been already shown from Brook’s Abridgment, title Indictment, § 2. that -where some of the grand jury were indicted or outlawed of felony, it might be pleaded in abatement of the indictment. As far as we can find, there is hut one instance of such a plea, and.that in the reign of Charles I. Sir William Whithipole’s case, reported Cro. Car. 134.; that this was the first instance of such a plea, is manifest from the reporter’s expression, that “ because this was the first plea that had been upon that statute," and would be a precedent in crown matters, the court would advise.” Here then is a-plea, the like of which had never been produced before the time of Charles I. and yet its entire disuse and novelty formed no ground for its rejection. Since the days of Charles I. there has been no precedent of any thing like it. If then that solitary case had not accidentally happened to occur, the same objection of novelty would as strongly apply to (hat plea, which is unquestionably good, qs it can to that which we have offered to the court. But novelty only imposes on us the necessity of more accurately-investigating the principles of law, ,on which we rely; if our deductions from them be well founded (and wo trust they are) the objection of novelty vanishes.
Along with tills objection of novelty may be classed another;
Dr. Dodd’s case, however, can be considered in no other light than as furnishing a plea in abatement, pleaded ore terns; he averred, that the indictment was found on illegal evidence, which he set forth, and submitted that lie ought not to be compelled to plead the general issue. Have not this allegation and prayer all the substantial requisites of such a plea ? But the facts which he averred, being admitted, there was no necessity for putting it into form, and the law arising from them was argued as on a demurrer. Had the facts, however, been disputed, and the law indisputable, what should he have done ? The ansxver to this question leads to the discussion of our second position—that emphatically the most cor
As to the formal objections which were taken, the counsel for the defendant replied to them ; but stated, that the facts contained, in their pleas had come to their knowledge so very short a time before the defendants were called upon to plead, that they6had no time to re-peruse them ; and were obliged to file the original draughts, without even taking copies; that therefore, if the court should think any of the formal objections valid, they would pray for liberty to amend; which they had no doubt it would be ready to grant, under the circumstances of these being criminal cases, in which the defendants should not be entangled by niceties, and of there being no precedent to which the counsel could have had recourse for their guidance..
Mr. Edwards replied : but confined himself entirely to the formal objections, and did not enter into the 'general question whether sucli a plea would lie. After he had concluded, the court adjourned till the next day.
Colden read a subpenna, directed to James Madison, Esq. where- ■ hy he. was commanded to appear at the present circuit court, to testify in behalf of the defendant. Also the copy of the subpoena ticket, and read an affidavit in the words following:
City and County of Jfetw-York, ss. Charles Lindsey, attorney at law, being duly sworn, saith, that on the twenty-eighth day of May last he served on James Madison the writ of subpoena hereunto annexed, and also at the same time delivered to the said James Madison a ticket of subpoena, a true and perfect copy whereof is also hereunto annexed, and this deponent farther saith, that at the time of showing the said wtit and of leaving the said ticket, he offered to pay to the said James his reasonable expenses, and tendered to him twenty dollars which the said James would not accept, saying, “ that he would not take them now, and that it was unneces
CHARLES LINDSEY.
Sworn the nth day of June, 1806.
MATTHIAS B. TALMADGE.
Colden stated that he had in his hand subpmnas for the other witnesses who did not attend, with like proof of service on them. That the present application to the court, however, would only relate to Mr. Madison, Mr. Smith, Mr. Wagner, and Mr. Thornton. As to the three last the documents he had to oiler, were mvtatis mutandis, the same as those he had read relative to Mr. Madison ; it would therefore be unnecessary to trouble the court with reading them; he should put them on file, and the decision of the court on the documents that had been read he presumed would be allowed should govern in the other cases.
1-Ie trusted that the court would not order the trial to proceed until the defendant has had the compulsory process of the court, to bring up the witnesses who have disobeyed the subpoena. And that compulsory process, he presumed, must be an attachment for which, in behalf of the defendant, he now applied. He did not move for this process merely as a means of bringing in the witnesses to answer for their contempt in disobedience of the ordinary summons of the court; but he applied for it, as for that compulsory process which, by the constitution of the United States, every person accused was entitled to in order to bring in his witness to testify on his trial. (Here ho read the 8th article of the amendments of the constitution of the United States.) He also read the 6th section of the act of Congress of the 2d May, 1703, by which it is provided, that “ Subpmnas for witnesses, who may be required to “ attend a circuit court of the United States, in any district hereof, “ may run into any other district.”
Colden also read, the 14th section, of the act of 24th September, 1789, which enacts, “that the courts of the United States shall have power to issue writs of scire facias, habeas coi~pvs, and all “ other writs not specially provided for by statute, which may be “ necessary for the exercise of their respective jurisdictions, and “ agreeable to the principles and usages of law.” This present application, said he, is sanctioned by the constitution, and the laws of our country. There can be no doubt of the power of the court to award the process, for which we apply, nor can there he any question of the justice or propriety of granting it. I will not suppose that there is any thing in the station of the gentlemen who are the subject of the present application, which exempts them from proceedings to which any other citizen would be liable. The court cannot, and I trust will not, recognize them in their official situations ; but hear of them only as of men, who have disobeyed the process of the court, and whose attendance the defendant requires as witnesses. I shall not say more on this subject, because I cannot but persuade myself that the process we pray for will be granted as of course. But we have, in behalf of the defendant, a fur
We shall forbear at present to urge any farther arguments in support of the motion now before the court. When we have heard the' counsel for the prosecution, we may have more to offer.
Sanford. The first question is, whether the application of the counsel for the" defendant, for an attachment against the absent witnesses subpoenaed in this cause on behalf of their client, is at this time regular? I contend it is not. We are not bound at this time to discuss the question whether the attachments ought to issue or not. When the proper-time for the argument of that question shqll arrive, we shall be prepared to meet them on that, as on every other question which may occur in the progress of the prosecution.
The court must have observed that the public prosecutor has, in the first instance, moved to bring on the trial of W. S. Smith ; while this motion is depending before the court, nothing can be in order but a motion to postpone the trial; that question must precede the application for an attachment, the object of which is to punish the absent witnesses for a contempt. It may happen, that the parties are prepared to go to trial with the witnesses present; we are prepared on the part of the prosecution, and it does not follow that because persons who may have been regularly summoned as witnesses by the defendant are absent, the trial must be delayed even for a day, and still less until the return of the attachments shall be made.
I forbear to say a word at present on the application for an attachment, as a regular or legal mode of bringing in witnesses to testify. When that point shall come before the court, we shall be ready to meet and discuss it. We object to the motion for an attachment at present, simply on the ground that it is irregularly made at this time; and we shall not advance farther in the argument, until the court shall have decided this point.
As therefore the application is altogether out of order, I trust the courvwill refuse it, and will order on the trial.
Colclm. I do not see the difference in point of time.as a matter of much importance. Whether the court decide on the one motion or
P. Edwards wished to be abmitted to say a word in explanation. This prosecution must be at some time brought to trial, and why not now, after the delay already granted by the court ? Certainly the defendant’s counsel will not press a further delay, unless they show some good reason and legal ground for what they ask.
They say, that the witnesses subpeenaed by the defendant do not appear. Well, is this a ground of delay ? Will they be in a better condition if their witnesses are attached, and brought here to answer for a contempt of the process of this court ? No such thing— the attachment they solicit, does not go to them testificando, to bring them in to give testimony, but merely to receive punishment for an alleged contempt.
The only motion they can make, is to put off the trial for some sufficient and legal cause; if they make that point, we are.prepared to meet them; but surely the court will not put off the cause, in order to wait the return of an attachment, to be issued against Mr. Madison and the other gentlemen, who have been mentioned.
Hoffman. If the question is to take this shape, I am ready to meet it; but at present we hope the court will, at any rate, grant us a short delay for the absent witnesses to come in.' It is the usual practice of the court, when the witnesses do not appear instanter, to postpone the trial for a day or more : this is what l should request, as it is probable that two of the witnesses may réach this city tomorrow. Far be it from me, to postpone this trial to a distant day : my only and sincere wish is, that it may come to issue before this court rises; but we anxiously hope that the court, from motives of justice and constitutional right, will grant us the compulsory process to bring in our witnesses, in the manner already requested. We do not dispute on matter of form ; when our witnesses are here, the court will command their testimony, and it is with the court to enforce their attendance; but we shall certainly object to the trial proceeding at this moment.
Sanford. Do you mean to postpone the trial, on account of the absence of witnesses ? If so, it might be cause of eternal delay.
Hof man. Not so. 1 understand that two of the witnesses now absent, will be here to-morrow, and mention it as a sufficient reason for a day’s postponement. But I do not mean to commit myself on the question, whether we are bound to proceed to trial in the absence of our witnesses, when we can show we have used due diligence. vV hen that question is raised, I shall be willing to meet it, and if the witnesses should now come into court, 1 would cheerfully and confidently go to trial.
jp Edwards. The district attorney would repel with disdain, the idea of sheltering himself under forms. No, please your honors, he has with great liberality met the opposite counsel, and 1 feel myself impressed with its propriety. The objection to the mode of proceeding, on the part of the defendant, is founded in great solidity; hut it is net proper, at this stage of the business, to disclose to our antagonists the grounds of our opinions. When the proceedings
Paterson, J. informed the bar, that the court had received a. letter from Messrs. Madison, Dearborne and R. Smith, informing that they would not be able to attend. The letter was in these words:
41 To the Honourable the Judges of the Circuit Court of the District of JVew-Yorfc.
“ We haveheen summoned to appear, on the 14th day of this month, before a special circuit court of the United States for the district óf IVew-York, to testify on the part' of William S. Smith and Samuel G. Ogden, severally, in certain issues of traverse between the United States and the said William S. Smith, and Samuel G. Ogden. Sensible of all the attenlion due to the writs of subpoena issued in these cases, it is with regret we have to state to the court, that the president of the United States, taking into view . the state of our public affairs, has specially signified to us that our official duties cannot, consistently therewith, be at this juncture dispensed with. Tiic court, we trust, will be pleased to accept this as a satisfactory explanation of our failure to give the personal attendance required. And as it must be uncertain whether, at any subsequent period, the absence of heads of departments, at such a distance from the scene of their official duties, may not equally happen to interfere with them, we respectfully submit, whether the object of the parties in this ease may not be reconciled with public considerations by a commission issued, with the consent of their counsel and that of the district attorney of the United States, for. the purpose of taking, in that mode, our respective testimonies,
We have the honor to be
With the greatest respect,
Your most obedient servants.
JAMES MADISON.
H. DEARBORNE.
R. SMITH.
City of Washington, ) nth of July, 1806.” §
The court also mentioned that they also had received a letter from Mr. Jacob Wagner, and one from Mr. William Thornton, which stated that they could not attend. That the letter from Mr. Wagner covered copies of a correspondence between him and Mr. Golden, by which it appeared that Mr. Wagner had offered to give his deposition in writing, if it could be taken by consent on interrogatorios.
Co him acknowledged that he had received letters from the above mentioned gentlemen; and said that these letters had been submitted to the counsel concerned for the defendant, who had agreed in opinion, that they could not, consistently with the interest of their client, dispense with the attendance of "these witnesses, or consent
Paterson, J. The court mentioned these letters, to show that tho gentlemen who had signed them, would not be here upon the subpeenns, and wore particularly called forth by what had fallen from one of the defendant’s counsel, that two of the witnesses would probably be here to-morrow.
Talmadg e, J. Those letters are not to determine how the court shall act; their decision must be formed upon other ground. They were mentioned, as I conceive, with the view of convincing the counsel that none of the gentlemen who have signed them will be here to-morrow.
Paterson, J. said that was the idea he meant to express.
Golden■ Our application to the court for an attachment, the district attorney says is superseded by his motion to bring on the trial. I do not mean to enter on an argument on this point: but let me inform him that he misconceives us in this particular. We apply for the attachments not merely to bring in the witnesses to answer for their contempt, hut that they may be brought here to testify. We have no partiality for this or that process, nor care whether the process the court grants to us be called an attachment or any thing else, so that it be that compulsory process which the constitution and laws give us a right to demand.
Sanford. The court will please to dispose of the question as to a day’s delay for the witnesses, whose attendance is expected to-morrow; but as to the question of attachment it is altogether different. Wc have moved to bring on the trial; to defeat this motion, the defendant must show that the absent witnesses are material for his defence in the present cause; and I would asir how can he possibly show this when the gentlemen, whose testimony is required, weie all at Washington when the military expedition was set on foot, and, preparing at New-York ? What possible knowledge of their own could they have of those transactions at the distance of 250 miles ? No affidavit in common form, stating the materiality of the witnesses, can be admitted; they must show the special grounds on which their testimony can operate for the defendant; and when this shall be done, the court will judge whether the special matter which may be disclosed constitutes a sufficient reason for postponing the trial.
P. Edmards concurred in the position of the district attorney, and required of the defendant to show the special ground for the application, wherein the testimony of the absent gentlsmen was material to his defence.
Colden. That is not the law, as we have hitherto understood it. If we are obliged to offer an affidavit, we conceive it to bo sufficient in the first instance, to declare generally, that the witnesses are material without specifying the particular points to which they are
Paterson, J. You must offer an affidavit, and must show in what respect the witnesses are material. The facts charged in the indictment took place, and are laid in New-York ; the witnesses are admitted to have been during that period at Washington. The presumption is, therefore, that they cannot b¿ material, and this presumption must be removed by affidavit.
Colden, after' a short silence, during which the counsel on both sides had conferred together, addressed the court. The counsel have agreed among themselves that the cause shall go off till tomorrow. To which the counsel for the prosecution having signified their assent, Colden then said, the trial being disposed of for the present, I now move on the documents which have been read, that an attachment be issued against Mr. Madison.
Sanford. We have by no means waived the priority of our motion that the trial may proceed, by consenting to postpone the cause till to-morrow. When the court shall have decided that, the motion for an attachment is in order, and We shall be ready to argue it; but the court will not permit ottr first question to be superseded by the deference we have paid to their request.
Washington Morton said the counsel for the defendant had no objection to this question also going off till to-morrow, and then arguing them together.
Colden. If the court would grant us the attachment to day, it would be a gain of so much time, as the trial is postponed till tomorrow.
Tai,madge, J. The questions of bringing on the trial, and of the attachment, are certainly distinct, but setting the first aside for the moment does not authorize the other to assume its place. You cannot have your motion for the attachment argued before it is determined whether the trial shall now proceed.
Colden. It has been agreed to postpone the trial: the district attorney’s motion then being disposed of, nothing now interferes with our motion for the attachment.
Paterson, J. The conversation is extremely desultory, but go on in your own way.
Colden. I am now ready to open the argument at large, on the motion for an attachment, if the court will please to hear me. But if we now agree to postpone this argument till to-morrow, as we have the preference now, we trust the court will grant it to us.then, and hear, us before the motion to bring on the trial is renewed.
Paterson J. Certainly not.
Harison. Then .1 presume we are to give up the idea of arguing the motion for the attachment at present, as the trial is postponed by accommodation.
Talmadge, J. -’-The accommodation has been granted, for the purpose of giving time for the arrival of some absent witnesses; this throws the trial off for. a day, but it cannot give to the defendant’s counsel the privilege of having the second motion argued until the first is determined; the first question still retains its priority.
P. Edwards. When the attachment is argued; w.e shall not take
Emmet. Have the court decided that the motion for the attachment should not be heard in preference to the question which has been postponed till to-morrow ? If they have not, I would ask permission to suggest one circumstance why it should have the precedence. The right of the defendant to compulsory process to bring in his witnesses, is not only guaranteed by the constitution and the laws, but springs from the necessity of the furtherance and due administration of justice in all well regulated governments, and if we can obtain the attachment to day it will certainly expedite the trial.
P. Edwards, interrupting, said, the court, he presumed, intended to accommodate the counsel on both sides, with the postponement of both questions till to-morrow.
Sanford, understood that the court had already decided on that point, by declaring that the public prosecutor should not lose the precedence of his motion, to bring on the trial by the delay which had been accommodated, and he insisted upon the point of order.
Emmet, did not imagine the court had decided against hearing the argument in favour of the motion for an attachment. He understood the trial was not to be brought on instanter, but certainly that was not to postpone the right of the defendant, to have his motion allowed.
[At this moment the grand jury came into court, and the foreman informing the court they had found no bills, and the district attorney declaring he had nothing to lay before them; they were discharged for the present.]
Emmet consented to the accommodation on the condition that it do not operate to the injury of his client, and proposed to offer an affidavit, proving the absent witnesses to be material on the trial. He hoped it would be understood that the trial was to be put off from day to day, until the witnesses came in.
Paterson, J. The first motion will have the priority in the decision, but if the counsel agree they may argue the latter proposition first.
Sanford. We pray the deceision of the court as to the mode of proceeding.
Paterson, J. I am willing to hear the arguments on both points, and I do not care which is argued first, but 1 do nqt mean to decide either until both are gone through.
Talmadge, J. The first motion will have the first decision.
■Paterson, J. You make all the difficulty out of a mere matter of form. If you argue the motion for an attachment to-day, no opinion will be given until the court have decided upon the motion for bringing on the trial. Let them go hand in hand, and the court will take car.e that neither party shall be caught or entangled in the net of form-.
Adjourned, till ten o’clock to-morrow.
Tuesday, July 15th, 1806.—Present Judges Patebson and Tab-MADGE.
Co'lden made a brief recapitulation of the course of proceedings of yesterday, and then offered the following affidavit of Wm. 8. Smitli: —viz.
New-York, ss. William S. Smith, the defendant in the above cause, being duly sworn, says that James Madison, of the city of Washington, Robert Smith, of the same place, Jacob Wagner, of the same place, and William Thornton, of the same place, are material witnesses for him the deponent, ontho trial of this indictment, as this deponent is advised by his counsel, and verily believes to be true, and that he cannot safely proceed to trial of the said indictment without the testimony of the said James Madison, Robert Smith, Jacob W agner, and William Thornton, and that they have been regularly subpoenaed to attend at this court, on the fourteenth day of July instant, to testify in behalf of this deponent, on the said trial, and have not appeared in the said subpoenas, nor hath either of them appeared : and this deponent farther saith, that he hopes and expects to be able to prove by the testimony of the said wit-, nesses that the expedition and enterprise to which the said indictment relates, was begun, prepared, and set,on foot with the knowledge and approbation of the president of the United States, and "with the knowledge and approbation of the secretary of state of tiio United States; and the deponent farther saith, that he hopes and expects to be able to prove by the testimony of the said witnesses, that if he had any concern in the said expedition and enterprise, it was with the approbation of the president of the United States, and the said secretary of state; and the deponent farther saith that he. is informed and doth verily believe, and hopos, and expects to be able to prove by the testimony of the said witnesses, that the prosecution against him for the said offences, charged in the said] indictment, was commenced and prosecuted by order of the president of the United States"; and the deponent farther saith, that he has been informed, and doth verily believe, that the said Jafnes Madison and Robert Smith are prevénted from attending by the orders or inter-positions of the president of the United States—and farther this deponent saith not.
(Signed)
W. S. SMITH.
Colden proceeded. The present application is to put off the cause on account of the absence of witnesses whose testimony the defendant alleges is material for his defence, and who have disobeyed the ordinary process of the court. In compliance with the intimation from the bench yesterday, the defendant has disclosed, by the affidavit which I have just read, the points to which he expects the witnesses who have been summoned will testify.
If the court cannot, or will not issue compulsory process to bring in the witnesses who are the objects of this application, then the cause will not bo postponed. °
Or if it appears to the court that the matter disclosed by the affidavit might not he given in evidence if the witnesses were now
It is therefore my business to show that the court can issue compulsory process against those persons who have disregarded the subpoenas. And secondly, that this process ought to issue, because their testimony, as it is disclosed by the affidavit, would be material.
If the witnesses who have been summoned, stand on the same level with their fellow citizens; if there be not something in their high offices to raise them above those laws which are above the rest of the community; then there can be no doubt but that they are subject to that provision of the constitution, which in its terms seems to pay no respect to official dignify or station; but, as it appears to me, gives the accused a right to demand compulsory process against any man whose testimony he may deem necessary to make his innocence appear. I shall "not, however, enlarge on the powers of the court in ordinary cases, to issue the process for which we now apply. I shall be content to repose on the articles of the constitution and the laws of the United States to which I referred yesterday.
I proceed to inquire whether Mr. Madison and the other heads of departments have offered a sufficient excuse for their disobedience to the process of the court, by saying they are members of the executive government—whether these dignified sounds elevate them above the constitution and laws.
The general rule is that all persons are bound to give testimony. I have no book from which to read this rule ; but I think it is written by the finger of God on the heart of every man. True it is that the necessities of society have introduced one exception, and hut one: and that is where a person in the capacity of counsellor or attorney, represents another. This exception is most strictly confined to this relationship. No obligations of secrecy or confidence however sacred; no connections of blood or ties of friendship can interpose in the administration of justice : If they could, a llussel would not have perished by the hands of the executioner, or England have been indelibly stained with the blood of a Sidney. In the case of tire dutchess of Kingston (11 State Trials, 246.) for bigamy, sir Caesar Hawkins was called to prove that he had delivered the dutchess of a child. lie attempted to excuse himself from giving testimony on the ground of professional confidence ; but the court wrung from him liis secret. And in the same case lord Barrington in vain implored to be excused from giving testimony against the accused, as all he knew had been imparted to him in the confidence of friendship. A Roman Catholic priest has been compelled to disclose the communications of his penitent in his religious capacity of confessor. (2 Atk. 524.)
I do not expect to hear the counsel for the prosecution contend, after this, that any obligations of confidence interpose to shield the defaulting witnesses from the process which in the name of the con
. But it may be said that there are certain political motives which should induce the court to excuse the secretary of state and other heads of departments fram giving testimony. That were they to bfe examined as witnesses they might disclose state secrets !
If I were to admit that there,are certain secrets between the president and his'secretaries which they would not wish to disclose, (and 1 have no doubt there are many such) or which ought not to be disclosed; still the witnesses who have been duly summoned oive obedience to the process of the court; they must appear and be sworn, and when on their oaths,' they may avail themselves of this excuse if questions are put to them which they ought not to answer. But the court must judge and not the witnesses, whether they shallor shall not answer. Much less shall the witnesses be allowed to determine for themselves whether they will be obedient to a mandate of the judicial authority. Such was the determination of the supreme court of the United States in the case of Mau» bry against Madison. Cranch’s Reports, 137.
But the dreadful inconvenience to the gentlemen themselves and the injury to our national affairs, that may result from the court’s exercising a power to call on pur great men as witnesses, has" been suggested. In the case I have mentioned of Maubry against Madison, Mr. Lincoln took precisely these grounds. Yet in that case the court would not grant him a moment’s time to consider whether he would or would not be sworn, although they had no objection that he should have time to consider what he would or ought to answer,
Before I quit this point I will pray leave to refer the court to one other case which has occurred in our own courts: I mean the case of the United States against Thomas Cooper. And although I should bo sorry to find that case received as law in all its points, because 1 think there are in it some determinations against the defendant too severe and rigorous ; yet it will show that the question under consideration is not a novel one. Mr. Cooper calls as witnesses several members of the national legislature and officers of the executive government—Judge Chase permitssubpoenas to issue against them—Judge Peters indeed objects to the members of tho legislature being" subpoenaed, on account of a supposed privilege attached to them as members of the congress then in session, and therefore he thought the process could not be enforced, and that the court ought not to issue a process to which they could not compel obedience. But an objpotion on account of official station or
If, however, the exemption in the present case should be supposed to extend to the heads of departments, I presume it will not be contended that it extends likewise to Messrs. Thornton and Wagner, who are admitted to be only clerks in the offices. If one clerk is entitled to this privilege, so is every other, on the ground of being an executive agent. Suppose a case of treason or murder : would the court admit of such an apology for refusing to the person indicted compulsory process ? It is monstrous to suppose that they would. Why then should it bo refused to us in the present case; is the punishment to whicli the defendant is obnoxious of so trifling a nature, as to render his conviction or acquittal a matter of indifference ? No, sirs, the defendant is exposed to punishment extremely severe ; he is subjected to a penalty of great amount, and to imprisonment in the common Bridewell, among the vilest felons who are separated from the community. Shall he be exposed to all this, deprived of that shield which will cover him from this ungenerous attack ? for the testimony we have sought, arid which the court can furnish, will be to us that shield of defence.
W ill it be admitted as an excuse, that the gentlemen cannot at» tend at this time because the affairs of the nation rest upon their shoulders ? But it is intimated in their letter, that their official employments will always interfere whenever the defendant may require them as witnesses: in that case we cannot issue an attachment either now or hereafter, Yet it is no uncommon thing to find these gentlemen absenting themselves from the seat of government for mouths at a time, for their own pleasure or business. It is hard indeed that they cannot devote a few days to the fate of a fellow-citizen.
I humbly hope that I have satisfied the court that they have power to issue the process we pray for, and that no sufficient excuse has been or can be offered for disobeying the subpoenas, and that therefore the attachment ought to be granted ; if not for the purpose of bringing in the witnesses to testify, whichis now our object, at least I think the court will be of opinion that they ought to compel the witnesses to appear and answer the contempt.
I now proceed to inquire whether the testimony which we expect to obtain from these witnesses may not be given in evidence, when the defendant is on his trial.
And here we may say it may be given in evidence either in mitigation of the punishment, or as a justification. If notas a justification, certainly we shall be allowed to offer it in mitigation ; and the proper time to offer it in mitigation is on the trial. There is no doubt but that circumstances in mitigation may be offered to the court after the verdict. If a defendant is so fortunate as to be able to obtain such testimony after he has been pronounced guilty by the jury, the court will undoubtedly listen to it. But the laws do not put it in the power of a defendant to compel a witness to appear and testify in his behalf unless it be on the trial of the issue.
It is as much the right of the accused to lay before the court tes
We, however, go farther, and offer this testimony not merely as mitigatory, hut as relevant to the issue, and as a complete justification of the acts with which the defendant is charged. We say by the affidavit that the witnesses will prove that what tie defendant did, he did with the knowledge, consent and approbation of the president of the United States: and if they do prove this the defendant must be acquitted. _ ”
_ Let us suppose that we could prove that the acts charged against
But let us suppose that the testimony we offer would not make out a justification according to the strict legal acceptation of that term, still we say it would form such an excuse for the defendant as would entitle him to a verdict of acquittal.
If the defendant can satisfy the jury by the testimony of the witnesses whom he now calls, that he had no intention to disobey the laws, but on the contrary that he thought, and had reason to think, that bis conduct was sanctioned by their authority; and that he would merit the approbation of his government, and the applause of his countrymen, he will not, he ought not to be convicted.
Where there is no intent to do wrong, there can be no crime. This is a principle not derived to us from tradition or record ; it is in the heart of every man, is imbibed with our reason, and cannot bo obliterated while a sense of justice, or knowledge of right and wrong is retained. .
I expect to bear it said,-that af this principle be applicable to all cases, then an ignorance of the law will always be an excuse for an offence. Sir, I say it will be so whenever a defendant may have
And so it is also with respect to the intent. If an offence is committed against the laws, it is to be presumed that there was an intent to offend until the contrary appear. But when that does appear, the presumption is destroyed, and the accused is exculpated. The testimony we would offer, may then be heard if only for this purpose, if only to take away that presumption of criminal intent, which the law very wisely and necessarily raises against the defendant.
But whether this testimony may be a justification or excuse, it ought to be submitted to the jury. They are the judges of the law, and the fact. And all the facts ought to be brought before them, that they may apply the law. I do not mean by this that a party is to be at liberty to offer any sort of testimony that he may please, but he has an unquestionable right to submit to the jury every fact that has any relation to the crime with which he is charged.
There is another ground, also, on which the jury ought to be permitted to hear this testimony. It has become a practice for jurors to recommend a convict to the mercy of the court, where they think he deserves it. This practice is sanctioned by so many instances, and by such a length of time, that it may now be considered as a right, and if it be so, then certainly the jury ought to have every circumstance before them, which will assist them to determine whether they will recommend or not.
It may be proper, in order that the court may see the full applicability of the testimony we expect from the witnesses who have been subpoenaed, that I should mention the other testimony that we expect to offer in connection With it. We shall show from the journals of congress, when their secret sessions began, and how long it continued. We shall prove that it was universally believed that congress had secretly passed an act for goingto war with Spain. We shall read the president’s message at the opening of the last congress, and a variety of documents communicated by him, on the sixth of December. And we shall then, from proving the notoriety of the preparations for general Miranda’s expedition as wéll here as at Washington, and by a variety of other circumstantial testimony, bring home to the president the knowledge we impute to him.
Thus, may it please the court, I have endeavoured to establish the power of the court to issue the process for which we ask, and to show that the gentlemen who have been subpoenaed,- are not ex
I am happy that I am to he followed by counsel who will not fail to supply my omissions.
Hoffman.. If I am not precluded by the intimation of the court yesterday, that it was necessary to disclose, by affidavit, the .facts intended to be established by the absent witnesses, I solicit permission to submit some remarks, tending to show that the general affidavit ought to be received as sufficient for the postponement of the trial. With all possible respect, I suggest, that the defendant’s counsel were not heard on this question, and I hope I may consider the intimation not as a fixed or deliberate opinion of the court.
Paterson, J. You are too late. The question is already decided.
Hoffman. I proceed then to add to the opening argument, and shall limit my observations chiefly to the materiality of the testimony ; for as it respects the right to an attachment, the principles on which we rely have been fully and ably stated. I, however, beg leave to read an additional authority, in support of the general scope of the argument used by my associate counsel.
In 1 M'Nally’s Hules of Evidence, 255, it is decided, “ that the claim of exemption from giving evidence, is scrutinized with a jealous eye, and the person relying on it, must establish his right by showing a positive law, or express authority.” The master of the rolls, Sir Michael Smith, adds, “ it was the undoubted legal constitutional right of every subject of the realm, who has a cause depending, to call upon a fellow subject to testify what he may know of the matters in issue. And every man is bound to make the discovery, unless specially exempted and protected by law.”
The general proposition, which I shall ¿ndeavour to maintain, is, that the testimony of Mr. Madison and the other witnesses named in the affidavit, is material to Col. Smith in his defence of the present prosecution. It is material, as matter of excuse or justification ; but if not strictly as matter of justification, then as evidence to inform the judgement of the court, in the exercise of its discretion, in inflicting the punishment. Before I enlarge on these points, I remark, that it is sufficient for our purpose, to suppose a state of tilings between this country and Spain, where the assent and approbation of the executive of the United States, would justify the expedition charged in the indictment; for if there can .be such a case, the advice of the counsel, as stated in the affidavit, must be presumed to apply thereto; unless, therefore, it shall appear negatively to the court, that the prosecution or defence can assume no shape, where the testimony required will be important, they will not refuse to postpone the trial. It certainly is not necessary lor the defendant to disclose by affidavit, the precise use intended to be made of the evidence. We are not bound to unfold our entire defence to
The offence charged in the indictment, is, for beginning and setting on foot, preparing and providing the means for a military ex-, pedition against a nation, with ythom the United States are at peace. And it may be asked, can the United States be in a state of war with a foreign nation, until congress shall have formally declared war ? Congress have alone the constitutional right to elect to go to. war; but in case of an actual war declared or waged by a foreign power, there is no option, war does already exist; a defensive war, without the agency of congress; a war defacto, and which would take the case out of the statute. Put the case of actual war commenced by Spain, against the United States, when war has not been declared by congress, would it not be permitted to the president, to call out the military forces of the union, to repel the aggression ? Certainly it would. An attack may be made here at the city of New-York; may not the president commence and execute offensive operations, (o draw off the enemy from this port, and put them on their defence in Florida, or any other part of the Spanish dominions ? Offensive war once begun, the nation attacked succeeds tci alt the rights of legitimate warfare, it may merely resist its enemy, or it may repel its aggressions by a stroke at the head, the heart, or the extremeties. All are equally justifiable.
Suppose, in the progress of this cause, we should be able to verify the language of the president in his message- on the subject of a war with Spain, when he speaks of force being to be met by force; and that we should show the conflict had already commenced, in which we were trying “ who could do the other most harm,” would not this be actual war ?
I ask, whether a war has not existed between this country and other nations, without a declaration of war by Congress ? Whether it did not exist against Tripoli and other African states, without such declaration? Do I mistake the fact, when I say, that an ex-, pedition was fitted out against Tripoli? And will it he denied, that we were then in a state of actual war ? Yet congress had declared no war. Was the president of the United States justifiable for this act of hostility, commenced without the authority of congress 1 Certainly he was. It can never be denied to the executive to resist an attack. He is constitutionally bound to defend the United, States against all foreign attacks as well as domestic insurrections, and in the way best calculated iu his judgment to insure success. A law was afterwards passed by congress, providing- the ways and means of carrying on the war, then existing, and so existing ; and let it be remarked, continuing to exist, without any positive or formal declaration by congress.
If war then can exist between the United States and a foreign nation without a declaration of war by congress, it belongs to the executive of the union to ascertain the fact,, and to declare the condition of the nation—to say if actual war exists or not. The constitution delegates to the executive tho power to protect and preserve the peace of the United States—to communicate with foreign nations—and he is the constitutional organ through which the people derive their knowledge of our political relations with foreign powers..
[Those topics were again urged by Mr. H. in his address to the jury; the reporter therefore omits to insert them in this part of the trial.]
Mr Hoffman then proceeded to the second branch of his argument.
Waiving all farther discussion on the first point, I shall endeavour to fortify the argument, that the defendant is entitled to have the witnesses examined, and to submit his whole case to the court and jury, for the purpose of mitigating the punishment. The constitution of the United States secures to the accused the right to have compulsory process for his witnesses. This privilege is hardly worth the enjoyment, if it is to be confined to the case of a complete acquittal of the charges in an indictment Col. Smith may be technically guilty, and yet his offence of so small a grade, as. hardly to merit more than a nominal punishment.
It is conceded, that after the "trial, this court has no power to enforce the attendance of the witnesses, and the constitution does not extend its benevolent provisions to my client, unless he is permitted on the trial to prove the extent anil nature of his offence.
The correct principle is laid down in M'Nally, already cited. “ that wherever the punishment is discretionary, the testimony is to bo received, although it only applies for the purposes of mitigation.” I think I may, without fear of contradiction, assert that there is no authority to the contrary; and I speak with confidence, that such has been the practice in the courts of this state. Whije I had the honour of holding the office of attorney-general," the objection was never made ; and I understand, that the practice of my predecessors always corresponded with my own.
Lei us examine the question upon the strength of authority. Beside.; the case already mentioned from M'Nally, there has been read to the court the case of the earl of Anglesea; to which, I presume, will be opposed the case of the chevalier D-Eon, in 3 Burrows, 1513. The case is shortly thus: An information was filed against the chevalier D'Eon for a libel on the count De Guerchy. M. D'Eon moved to postpone the trial on account of the absence of material witnesses. It appeared that the witnesses resided in France, and were there at the time of printing and publishing the libel, and that they were in the service of the crown of France; and that there was no probability of their being sent over, or even permitted to come" over, to give evidence on behalf of D‘Kon.
It is to be observed, that their attendance could never be enforced, nor could they ho compelled to give evidence in any stage of the prosecution. Their attendance and their evidence would be
Lord Mansfield by no means decides, that the évidénce could not be received on the trial: He only says, it will not come too late after conviction.
The chevalier D‘Eon was not deprived of any benefit by the course adopted by the court on that occasion, for as they could not aid him by any process that could be awarded, they leave him in the same situation as if the trial was not postponed—-to his ability to obtain voluntary affidavits. Not so here ; this court can enforce the attendance of the witnesses at the trial, and at no other time. If the testimony is not then received, the defendant must forego it; for after trial no compulsory process can issue; and, strange as it' may seem, the defendant has a right secured to him by the constitution, which he cannot enjoy, if the court refuse to interpose its authority, and compel the attendance of the witnesses at the trial. The case of D‘Eon therefore, fairly considered, is in principle with us,
The question appears to be reduced to this single point;—the testimony we seek is material to the defendant in this cause. The court can now give him the benefit of it; if they do not, he may be presented for punishment as an offender whose guilt is of the deepest dye. And is it not material to the'cause of the defendant, that the extent of his offence should be known ? Is it not material to his personal liberty, to his interest and his character, that the punishment should bear a just proportion to the offence? The discretion granted to the court by the statute is useless, if the defendant is deprived of the means of showing circumstances evincive of his innocent intentions, and justly demanding the utmost lenity of the court.
This subject is before the court in a way extremely inauspicious to the honour of the government of the United States. The president of the United States approving the act which he now seeks to punish—his approbation no doubt proceeded from honourable motives—from enlarged views of the true policy and dignity of our country. It deserved praise. But if he did order this prosecution, it is not for me to justify or excuse the perfidy. Let it, too, be remembered, that in the case of D‘Eon, lord Mansfield says, “ if the witnesses had been sent away by the person on whose account the prosecution is carried on, that indeed would have been a sufficient ground for putting off the trial until they could be had. But here, says his lordship, is no pretence for such an insinuation.”
Are we not expressly within this principle ? The president of ■ the United States ordering the prosecution—and the president of •the United States restraining the witnesses from attending.
To conclude—The justice of our present application must be evi, dent, and unless there exists some stubborn and unbending rule of
Paterson, J. expressed some regret that it was not in the power of the parties to carry the present motion up to the Supreme Court for its opinion, which could onlj' be done in consequence of a difference in opinion between the two judges sitting in the circuit court, as expressly declared by the law.
Mr. Sanford read an affidavit, as follows :—■
District of JVew-York, to wit. Nathan Sanford being duly sworn, deposes and says, that the offences laid in the indictments in these causes, took place ¿in the city of New-York between the twenty-fifth day of December last, and the first day of February last; that the facts which will be given in evidence on the part of the prosecution, upon the trial of the said indictments, took place in the state of New-York, and principally in the city of New-York, during that period; that during the whole of that period, James Madison, Robert Smith, Jacob Wagner, and William Thornton, were, as this deponent has been informed and really believes, at the city of Washington, and not in the state of New-York ; and that, as this deponent has been informed and really believes, the said James Madison, Robert Smith, Jacob Wagner, and William Thornton, have not, nor has either of them, any personal knowledge of the offences charged in the said indictments, or of the facts which will be given in evidence upon the trial of the same on the part of the United States—and farther this deponent says not.
NATHAN SANFORD.
Mr. Sanford proceeded to say that the facts stated in this affidavit were not at variance with those stated in the affidavit offered by the defendant.
Sanford. If I understand the questions now before the court, they are these:—First, whether the trial shall-be postponed until the defendant’s witnesses, who are now absent, shall come in—and, second, whether attachments shall issue againt the four witnesses who have not attended upon the subpoenas.
It was decided by the court yesterday, that it was incumbent upon the defendant, in order to entitle himself to a postponement of the trial on account of the absence of these witnesses, to show in what respect they are material for his defence. It was the opinion of the court that the general affidavit in common form would not be sufficient for this purpose; but that the particular facts expected from the witnesses must be disclosed, in order that the court might, upon those facts, judge of the propriety of granting the postponement. In compliance with this decision, the defendant has now made an affidavit, in which he has stated the particular facts which he expects to establish by those witnesses. The matters stated in. this affidavit must at present, be taken to be true, and, for the purposes of this motion, it must be supposed that the witnesses are really able to prove the facts stated. The point of inquiry therefore, is whether the matters stated in the affidavit of the defendant, are
The principal allegation of the defendant in his affidavit, is, that the military expedition against Carracas, And his agency in it, took place with the knowledge and approbation of the president, and the ■secretary of state. It is said by his counsel, that this amounts to a ■complete justification of the offence, or that at least, it must operate in mitigation of punishment; and thar in either view, they arc entitled to the testimony. This we altogether deny. It can neither operate in justification or in mitigation. The most superficial attention to our constitution and form of government will be sufficient to convince any one that this sort of defence is wholly inadmissible. It proceeds altogether upon the idea that the executive may dispense with the laws at pleasure; a supposition as false in theory as it would be dangerous and destructive to the constitution in practice.
The defendant is indicted for a breach of a positive statute of the United States. Do his counsel seriously contend that the president dispensed with the law in this instance ? Where will they find an authority of this nature vested in the president ? For unless they show this, they gain nothing by their argument. Among the powers and duties of the president, declared by the constitution, he is expressly required, “ to take care that the laws be faithfully executed.” They will not venture to contend that this clause gives the president the right of dispensing with the laws'. Docs the president derive such a power from his legislative character ? Certainly not. He has a qualified veto, before the law passes. If he approves a bill, he shall sign it; but if not, ho shall return it, with his objections, and the bill may be passed into a law, without his consent. When it has become a law, according to the forms of the constitution, it is his duty to take care that it be faithfully executed. He cannot suspend its operation, dispense with its application, or prevent its effect, otherwise than by the exercise of his constitutional power of pardoning, after conviction. If he could do so, ho could repeal the law, and would thus invade the province assigned to the legislature, and become paramount to the other branches of the government. To repeal a law, is an exertion of the same legislative power as to make a law; and the legislative power, for whatever purpose exerted, can only be exercised by the whole legislature. The president has no legislative power whatever, except in approving or disapproving bills, which have been adopted by a majority of both houses of congress.
These principles result from the constitution, or rather, they are found in the constitution itself. The constitution of the United States is a delegation of limited powers.—The powers delegated are not only defined with accuracy, but are with equal caution allotted to difiereut branches of the government. We observe throughout the separation of the legislative, executive, and judicial powers, a feature, which renders it justly dear to the people. Hence it has become our boast, that ours is a government oflaws, and not of men. The judiciary surely will never give its sanction to so gross a violation of these principles, as would take place if the defence which is now attempted to be made were allowed to prevail.
It is said, however, by the adverse counsel, that if the defendant be not fully justified by the assent of the executive to his offence, yet that circumstance must operate materially to mitigate his punishment. If this idea he analyzed, it will appear to rest upon the fallacy, which, I trust, I have already sufficiently exposed. If the president has no power ro dispense with the law, it must follow that an attempt to dispense with it would be altogether a void act, and, could not afford any pretence of palliation or mitigation to the offender. But the. counsel say that the defendant was, or might have been ignorant of this, and might have supposed that the assent of the executive would shield him from the penalties of the law. This would he to allege ignorance of the law as a defence ; and they might as well have urged that the defendant was ignorant of the statute prohibiting military expeditions, upon which he is indicted. Some of the counsel have indeed had the hardihood to assert in terms that ignorance of the law is an excuse. The maxim of law on this subject, undoubtedly is, that ignorantia juris quod quisque lenetur scire neminem excusat. This rule must be as much applicable to matters which are urged for the purpose of palliation or extenuation, as to those which are presented by way of justification or complete defence. Were it otherwise, the veriest villain in society might escape from justice, under the pretence that he was ignorant of the law, or that he thought the law was dispensed with in his favour, to enable him to perpetrate offences prohibited to every other person. Our law does not recognize such an absurdity. Every man is bound to know the public laws of the land ; and if he violates them, he does it at his peril. Upon these principles, how does the proposed vindication of the defendant appear ? The counsel say that he had the countenance or the connivance of the executive in the unlawful expedition.' What then? I answer he was bound to know, not only the public statute of the United States, but also that the president has no power to dispense with its provisions. The countenance, or connivance, or consent of the president, can, therefore, neither justify his conduct nor mitigate his punishment. An idea was thrown out by the last counsel, that we were in a state of war with Spain at the time the expedition was prepared, and that therefore the case does not come within the statute, which relates only to military expeditions set on foot against foreign states, with whom the United States are at peace. It would be a sufficient answer to this idea, at present, to say that this is not now a question before the court. The inquiry at present is simply whether the matters stated by colonel Smith in his affidavit, as the testimony which the absent witnesses can give, are material to his defence? It is upon this affidavit alone that the postponement is jaow asked for. Colonel Smith does not state that he expects te
There is no instance in which the president has undertaken to make war, but in pursuance of the provisions of the constitution and laws passed under it. He certainly has power to repel invasions, and suppress insurrections; but even this is a power not vested in him by the constitution, hut is expressly delegated to him by a statute. Act of Feb. 28, 1795.
The counsel also speak of the late war with Tripoli. That war was also authorized by an act of the legislature.
Paterson, J. desired Mr. Sanford-to lay that law before the court; accordingly the law invol. 6. p. 8. was handed up.
Sanford. But the question of peace or war, is to be determined by the court upon the laws themselves. The acts of the legislature when they make war, or cause it to.be made by others, are like all their other acts; public statutes or general laws which the courts must recognize. So treaties of peace made by the president, with the consent of two-thirds of the senate, are the supreme laws of the land. The judges are bound to know judicially, and to conform to these as to all other laws. It follows then, that the question of peace or war, is a question of law, to be determined by the statute book, and not a question of fact, to be determined by the testimony of any man.
The treaty between Spain and the United States, made in 1795, is still in force, and must remain-so until it be abrogated by an act of the legislature; and as such is the law of the land while it remains in force, there is no power in this country that can authorize an individual to set on.foot a military expedition against Spain, or any of her territories.
In the year 1798, when congress thought proper to enter into a partial war with France, they began by recinding the treaties and conventions which then existed between France and the United States.
The court will not listen to what has been said respecting the president’s message to congress at their'last session, and the measures which may have been projected or proposed in that body, without having been finally adopted. It is absurd to contend that an individual may infringe the laws at pleasure, because the legislature in their secret deliberations, may have repealed the law or may have declared war.
In that case, as in tin's, it appeared negatively that the witnesses were not material; for they were not present when the criminal transaction was charged to have taken place. It is added, if their knowledge relates to any circumstances, that may serve to mitigate the punishment, in case he should be convicted, that sort of evidence will not come too late after the conviction of the offence, and may be laid before the court by affidavit. Upon the whole, they were clearly of opinion that the putting off the trial could not tend to advance justice, but on the contrary would delay it. This case then is a decisive authority to show that a trial is not to be postponed on account of the absence of witnesses, who, if present, could only give evidence in mitigation of the punishment; such evidence would not be proper on the trial of the issue, and could only be received by the court in its discretion after conviction.
The counsel who opened this argument threw out an idea that because the jury were judges of the law as well as of the fact, they were therefore entitled to hear all the testimony which the party might offer. He attempted indeed to modify his position, but he did not divest it of its absurdity. The court are judges of what is proper evidence to go to a jury; and unless the counsel intend to deny this, and insist that the jury are judges of the testimony which it is proper for them to receive, a position which would be equally contrary to the law and practice, I do not perceive the point of this argument. The court, in the first place, judge of the testimony which is to go to the jury, and the jury then judge of the fact and the law upon that testimony, which the court suffer them to receive.
Having thus reviewed the ideas of others, and stated my own upon the question for a postponement, I now pass on to consider the motion for attachment. The adverse counsel suppose they are entitled to the attachment as of course, and have cited some authorities to prove this point. This wc deny. The proceeding by attachment against absent witnesses is undoubtedly known to the law; but such an attachment never issues of course. It is a summary and extraordinary proceeding, which is used by the court in its discretion, to vindicate its justice and punish contempts against its authority. The only rule which can be laid down on the subject, therefore, is, that the court may or may not issue the attachment in its discretion, according to all the circumstances of the case. The party injured by the absence of the witness has his remedy against him by action, without this extraordinary process of the court. When the attachment is issued, it is issued not for the purpose of
The counsel opposed to us have argued, as if we meant to insist that the absent witnesses are etititled to some peculiar privilege or special exemption from giving testimony. We do not contend for any such exemption; we oppose the application for attachments on other grounds.
If I have succeeded, in any degree, in the preceding part of my argument, I have shown that the testimony of the absent witnesses is altogether immaterial, and could not be received if they were now present. If this be so, it would seem to be a strange absurdity, that the court should be bound of course to issue attachments against persons who are absent, who could not testify if they were present. And unless I deceive myself, it is now presented to the court as a naked question, whether the court shall issue the attachments of course against absent witnesses who have been summoned, merely because they have been summoned, 'when it appears to the court, from the statement of the party who calls for them, that they could not have testified in the cause if they had attended. If it be discretionary in the court, to grant or refuse the attachments, as we contend it is, this is surely a case in which they ought to be refused. It was an abuse of the process of the court, to summon persons who could not be witnesses. It would be intolerable to subject those persons to imprisonment, not for any purpose of justice, but merely because they were summoned by a process, which issues of course at the pleasure of every party.
I admit that the court have power to issue attachments, but they will undoubtedly exercise it in sound discretion, for fair purposes, and to promote justice. They will take care, on the one hand, to enforce obedience to their process, m all cases where the purposes of justice require it, and, on the other, they will take equal care that this process shall never be turned to improper purposes, or employed to harass men who know nothing of the transaction about which they are summoned to testify.
In addition to this, it appears that the absent witnesses have not failed to attend, from any contumacy or contemptuous disregard of the authority of the court. There are documents before the court, which exhibit the reasons of their absence, and show that they intended no contempt of the court, even if their testimony had been material.
Colden. If the letters in the possession of the court which have not been read are alluded to, and are to he made any use of in this argument, I shall pray that they may be read. There are some parts of them which we think material for us, particularly when one of the gentlemen who wrote these letters, says he was present when the president of the United States ordered these prosecutions.
Sanford. I will read them.—,
Paterson, J. It is unnecessary. We have the papers before us.
Sanford. If the court then are satisfied that no contempt was intended, and that the testimony they could give, were they here, would be immaterial and inadmissible, this surely is not a fit case for attachments. Another objection to the application for attachments arisesxfrom the affidavit of the service of the subpmnas. It
Paterson, J. Is there any law of congress on that point ?
Sanford. Yes, there is a law defining the amount of witnesses5 fees.
Colden. This does not apply to criminal prosecutions. We contend that it is not necessary to tender any thing to a witness in a criminal case.
Paterson, J. What! by the common law ?
Emmet. Neither by common law nor by statute. The statute of Elizabeth was the first law that gave a witness a right to demand his expenses.
Sanford. The whole doctrine is laid down at length in Sellon’s Practice, page 454.
Paterson, J. Is there any statute on this subject by the United States ?
Sanford. The compensation allowed to witnesses by the law of the United States is ten cents per mile for going and returning. This, without any allowance for attendance, would amount to more than twenty dollars, in the case of the witnesses from Washington. In respect to the necessity of tendering the expenses at the time of serving the subpoenas, I conceive the law and practice of this state must govern. This must be a case in which the laws of the United States recognize the law of the state as a rule of decision. By the law and practice of this state it is unquestionably necessary to tender the expenses. Here I rest the argument in the hands of the able counsel who will succeed me.
Colden. The affidavit states more than the district attorney has attended to. The affidavit is that Mr. Madison found fault neither with the quantity nor quality of the money, adding that it was unnecessary to say any thing more on the subject.
Edwards. The vast concourse of people who have constantly attended these trials in every stage of their progress, must convince every intelligent observer, that some motive other than their importance must have produced this effect: From the solicitude discoverable in their countenances, it is evident, an importance has been attached to them which their intrinsic merits do not justify.
But it is improper for me to be more explicit on this delicate point The learned and independent court before whom I appear, will not participate in that glowing sensibility which evidently warms this assembly; they are above the reach of party views, and will decide with wisdom and the purest integrity. On my part it would be highly indecorous, as well as weak in the extreme, to attempt to influence its decisions on the points submitted, by calling to my aid any consideration which is not intimately connected with such a view of the subject, as must naturally lead t© a result demanded by the strict principles of the laws of our ceun-
1st. It is a motion for attachments, to the end, that the witnesses named may be brought into court and punished for a contempt."
2d. To bring them into court to testify in tbqse causes.
And if the motion can be sustained for these two purposes, the effect will necessarily be, that the trials must be postponed.
It will be recollected by the court, that I yesterday stated, that an attachment against a witness for non-attendance, after having been duly served with a subpoena, is never granted for the purpose of bringing in the witness ad testificandum, but exclusively for the purpose of punishing him for a contempt. At that time some of . the learned counsel for the defendant treated this proposition as one wholly untenable: this circumstance led me to hope, that I should, on a discussion of the question now before the court, have heard from them some remarks intended to render my position questionable.
But no observations of the bind which I. had anticipated, have been made.
I shall, however, not dismiss that point, until I shall have again stated, and attempted to support by authorities, the position which I then with confidence submitted to the court. I repeat then, that in no case do the courts of common law grant an attachment against a non-attending' witness, who lias been regularly subposnaed, for the purpose of bringing such witness into court ad testificandum ; but in such case the attachment is issued exclusively for the purpose of bringing him into court to answer for the contempt offered to the court, by disobeying its process. In criminal causes, I readily admit, that the practice of granting an attachment against a non-attending witness, subposnaed on the part of the crown, is very ancient; but my researches have not yet brought to my view a single case, in which an attachment has been granted against a witness, subpoenaed by the defendant in a criminal prosecution.
In point of principle, however, I do not hesitate to say, that it is as competent for the court to grant an attachment in the latter, as in the former case.
But the question still recurs, is an attachment, in either civil or criminal causes, ever granted for the purpose of bringing in a witness ad testificandum ?
In the case of Bowles against Johnson, 1 Wm. Blacbstone, 36., on motion for attachment against one Yerbury for not giving evidence at the assizes, Lee, chief justice, says, “ this is a new case. Attachments are a new practice. I remember the first motion for them.” This was in Michaelmas term, 22 Geo. II. 1748.
A recurrence to the English reporters will enable us not only to date the birth of this practice, but to fix upon the very time when the first travail throes took place tliat eventually brought it into existence. In the case of Hammond v. Stewart, 1 Stra. 510, determined
In Wakefield’s case, Cas. Temp. Ld. Harkwicke, 299., determined Trin. 10 Geo. II. in B. R. Ld. Harkwicke says, “ the way of proceeding by attachment is a new method.”
In the common pleas Trin. 13 Geo. II. in the case of Huffe against Fowke, and in the case of Stephenson against Brookes, reported in Barnes’ Notes, 33. the court, in the first case, refused to grant a rule to show cause; and in the second, after having granted a rule to show cause, discharged the rule and refused to grant an attachment, saying that “ the party may have his action upon the stat. of the 5 Eliz. chap. 9.”
In the case of Chapman v. Pointeu, Easter Term, 14 Geo. II. in B. R. the court say, “ that this way of punishing as for a contempt, was new and practiced only in this court; the common pleas not doing it to this day, but leaving the party to his remedv on 5 Eliz. 6. 9” 2 Stra. 1150.
From what is said in the case of Stretch and wife against Wheeler, Easter Term, 27 Geo. II. C. P. Barnes, 497. it may fairly he inferred, that at that time the common pleas had not gone into the practice adopted in the King’s Bench, long before, of granting attachments for a contempt against non-attending witnesses, who had been regularly subpoenaed. In the case of Wyatt v. Wingford, the court made the rule absolute for granting an attachment. This happened 2d July, 1728.
The origin of the practice of granting attachments against witnesses in civil causes having been thus clearly exhibited, I proceed to establish the proposition, that attachments are never granted for any other purpose than that of punishing the witness for a contempt. Lord Raymond in giving the opinion of the court in the case of Wyatt v. Wingford, says, “ But the court in this case thought it was a good foundation for an attachment; the disobedience to the subpoena being a contempt to the court.” Not a word is said in this case by the court, or the counsel, that intimates an idea that the attachment was moved for in order to bring the witnesses into court to testify. But there is a circumstance in this case which puts it beyond a doubt, that that could hot have been the purpose for which the motion for an attachment was made. One Rolf Baily had been subpoenaed to attend the assizes in a cause in which Wyatt was plaintiff, and Wingford defendant; and there had been a tender to Baily of his charges ; Baily did not attend, whereby the plaintiff was nonsuited. This is the state of the case as reported in 2 Strange, 810. by the name of Wyatt v. Winkeworth, hut confessedly the same case as that reported in Lord Raymond, by the name of Wyatt v. Wingford. Surely after the cause was out of court, the plaintiff having been nonsuited, it must have been idle indeed to have moved for an attachment, if the object aimed at had been to bring in Baily ad testificandum.
In the case of Stephenson v. Brooke, before cited, and the case of Brodie v. Tickle, Barnes 35. which latter case was in the com
To the same purpose is the case of The King v. G. Ring, 8 Term Rep. 585. In this case an attachment was moved for, and granted against Ring for not appearing at the assizes to testify before the grand jury against Everland and Davis, committed, to Salisbury gaol on a charge of felony. Ring not appearing, the grand jury threw out the bill. Jekyll, on the part of the prosecution, moved for an attachment, and it was granted.
The courts of Westminster always consider the proceeding by. way of attachment as for a contempt, as a criminal proceeding -
In the case of Small v. Whitnell, 2 Stra. 1050. the reporter says, “ But it appearing not to be a personal service (that is,, of the subpoena) the court held it not sufficient to warrant a proceeding criminally against him,” (that is, the witness.) In this case an attachment was moved for against a witness for not attending, being subpoenaed and having a shilling left. In the case of Chapman v. Pointou, already cited for another purpose, the court say “ that this way of punishing as for a contempt was new,” &c.
And so strictly is this proceeding by way of attachment against a witness as for a contempt, holden, to be a criminal proceeding, that the affidavits and all the other papers in the cause must be entitled, “ The King v. the person to be attached.”
To this purpose is the case of TheKing v. The Sheriff of Middlesex, 3 Term, 133. It is there said, “ But as the affidavits on both sides were entitled Robins v. Hall, and as the rule was drawn up on the civil side of the court, a doubt arose whether the proceedings were properly entitled, and the court held them to be irregular, and that a motion for an attachment in the course of a civil suit ought to go on the crown side of the court, and the affidavits entitled1 The King against the person to be attached,’ because it was not a motion in the cause, but arising out of it.”
Farther, it is laid down in all our law books which speak on this subject, the granting an attachment is in the discretion of the court; but if granting an attachment for'the non-attendance of a witness be ex debito justitiai, the court can exercise no discretion; they have in that case only the power to inquire whether the witness had been duly subpoenaed, and whether the non-attendance was through obstinacy or not ?—2 Strange, 1150, Chapman v. Pointou.
From this review of the history of attachments, as relative to witnesses, we are authorized to say:
1st. That it never was considered, in the original or progress . of this practice, either by counsel or by the court, that an attachment was granted, for the purpose of bringing in the witness ad testificandum.
2d. But that an attachment, if granted, was always granted exclusively for the purpose of punishing the witness for a contempt.
But there is another ground on which this motion for attachments may be successfully resisted. ,
The court will never grant an attachment in the first instance.
The first motion must be for a rule to show cause.
This was the course pursued in the cases of Hammond v. Stewart, 8 Geo. 1. B. R, 1 Stra. 510. Dalesonand Aland, Ip Geo. 1, in
The case of Chaunt v. Smarl, 1 Bosanquet and Puller, 477. in the common pleas, sets this point at rest. I-Iere the court say, “ That in future the practice of this court should be conformable to that of the King’s Bench, and the rule should be to show cause why the attachment should not issue in. all cases, except of nonpayment of costs on the protbonotary’s allocatur.”
The motion for an attachment in the first instance, is certainly irregular, and therefore the defendant can take nothing by his present motion. But it has been contended by the counsel for the defendant, that this question, viz. “ Shall an attachment begranted to bring in a witness ad testificandum, ?” rests in the courts of the United States on the basis of the constitution. For by the 6th article of the amendments of the constitution, it is among other things provided, “ That in all criminal prosecutions, the accused shall enjoy the right, &c. to have compulsory process for obtaining witnesses in his favour.” That therefore it is the constitutional right of the defendant to have an attachment to bring in his witnesses, and that nothing short of an attachment will be compulsory process according to the true spirit and meaning of this constitutional provision.
The words relied on by the counsel for the defendant are, “ To have compulsory process for obtaining witnesses in his favour.”
If the meaning of the word “ compulsory,” here used, can be determined, we shall find no difficulty in ascertaining, with perfect precision, the degree of weight which ought to be attached to trie argument urged by the defendant’s counsel.
Process to compel the attendance of witnesses in criminal and civil causes was a kind of process well known to the people of the United States, long before, and at the time the articles of amendment to the constitution were adopted. They, borrow their language, their laws, and of course the technical terms of them, from England. '
The only process to compel (in the first instance) the attendance of witnesses in criminal or civil causes, known to the courts of common law in that country, and in this, is a subposna. No other process is ever issued in England but a subpeena even in criminal causes. When the parliament enacted the statute of 7 Wm. 3 cap. 3. part 7. the crown possessed no right to use any other process than a subpoena to compel the attendance of its witnesses Until the making of that.statute, the prisoner could by no process compel the attendance of his witnesses. By that statute it is enacted, *l That every person who shall be indicted for high treason, whereby any corruption of blood may be made, shall have the like process of the court where he shall be tried to compel bis witnesses to appear for nim at such trial, as is usually granted to compel witnesses to appear against him.”
In England, then, a subpeena is compulsory process ; it is the only compulsory process (unless entering into a recognizance to appear"
The article in the constitution of the United States, relied upon ^y the defendant’s counsel, it is true, has no relative clause in it, as the statute of 7 Wm. 3. has ; for that says, “ He shall have the like process of the court where he shall be tried to compel his witnesses to appear for him at such trial, as is usually granted to compel witnesses to attend against him.’
This, however, cannot help the argument of the defendant’s counsel. The constitution has not told us what that process shall be, but has used the word process in reference to obtaining witnesses. The words compulsory process, are used as being terms, the meaning of which was then well understood. It was to he process which would, according to the legal notions existing in the minds of the framers of the constitution, be adequate to compel the attendance of the witnesses of the accused.
To the present moment the United States cannot use any oth4r process to compel the attendance of witnesses oh their behalf in criminal causes, than a subpoena; and no one has ever entertained an idea, but that a subpoena, when used in such cases, is compulsory process, or in other, words, a process to compel the attendance of witnesses.
One of two things must have been in the intentions of the people of the United States when they adopt this amendment:
First. That in all criminal prosecutions, the accused should have such compulsory process for obtaining witnesses in his favour as was then known to our laws, and used for such' a purpose: or, x
Secondly. That a new kind of compulsory process, not hitherto in use in our courts, or known to our laws, for "the purpose of compelling the attendance of witnesses in behalf of the accused, should be provided. •
If the former was the intention, then clearly the motion for attachment must be denied, for an attachment in our laws is not known "as compulsory process for obtaining witnesses, but the process of subpoena is the only process recognized by our law for obtaining witnesses. ‘
If the latter was the intention of the people of the United States, the amendment relied upon has only provided that the accused shall have a right to compulsory process, for obtaining witnesses in his favour of a new kind not hitherto known to our laws. The amendment not having prescribed what that process shall be; not having said that it shall be an attachment, a warrant, a capias, or pointed out any of its attributes other than that it is to be “ compulsory,’* they have, therefore, left the kind of process to be designated and prescribed by a law of congress ; for courts of law cannot make a new process wholly unknown to the common law, and unauthorized by act of congress, and not prescribed by the constitution. 'So in article 3d, sec. 1st, of the constitution of the United States, it is^ declared, that “ the judicial power of the United States shall be vested in one supreme court, and such inferior courts as the congress may from time to time ordain or establish.” But those courts must be created by act of congress before they can exercise any of
But the framers of the constitution never contemplated any other compulsory process than that already known to our laws, and con stantly used, viz. a subpoena.
If by the expression in the amendment relied upon, “ shall have a right to compulsory process for obtaining witnesses in his favour,” the defendant has a right to an attachment, why was it not used in the first instance ? why was a subpoena the first process that he thought proper to use ? There i.-. no intimation in the article relied on, that the accused is first to use some other process than an attachment, but it is absolute, “ a right to have compulsory process,” and if it be the right of the accused to have any attachment at ali for obtaining his witnesses, he has a right to have it in the onset. But if he had a right to have an attachment in the first instance, ex debito justifies, why did he not use it? He has been guilty of laches in not taking out an attachment instead of a subpoena. Had he taken his compulsory process in the first instance, he would on this day have had his witnesses in court. But he neglected to do this, and therefore be cannot now have the trial postponed for the purpose of taking out his attachment, that is, “ compulsory process for obtaining witnesses in his favour;” which process, according to the construction of .the constitution contended for by his counsel, he had an undoubted right to have taken out in the first instance.
But-we resist this motion on another ground. The motion is in .effect, to postpone the trial of the cause for the reason stated in the affidavit. Before it will be granted, the defendant must satisfy the court that the gentlemen named in it are material witnesses; and that he has been guilty of no laches or neglect, in omitting to do all' that he might have done to procure their attendance. These are principles laid down by the court in the case of The King v. Le Chevalier D'Eon, 3 Bur. 1513. and are found in good sense.
The affidavit upon which the present motion is found, appears to have been shaped with a view to these principles, for it states “ that the defendant expects to be able to prove by Mr. Madison” and others, “ that the expedition and enterprize, to which the said indictment relates, was begun, prepared, and set on foot, with the knowledge and approbation of the president of the United States and “ that if he had any concern in the said expedition and enter-prize, it was with the approbation of the president of the United States, jnd the said James Madison;” and “ that he expects to be able to prove by the'said witnesses, that the prosecution against him for the said offence, charged in the said indictment, was so commenced and prosecuted by order of the president of the United Statesand “ that he has been informed, and doth verily believe, that James Madison and Robert Smith are prevented from attending by the order or interposition of the pesident of the United States.”
Their testimony, it is urged, is material in two points of view.
2d. Should the court be of opinion that it is not material in that respect, it is material for the purpose of showing to the court the ¡degree of criminality attached to the defendant by any agency which he may have had,irt beginning or setting on “ foot the expedition” alleged, and thereby enabling {he court to proportion the punishment of the defendant according to the degree of his guilt. That to enable the defendant to obtain the testimony of those witnesses for this purpose, it is necessary that he should now be furnished with compulsory process; for after a verdict of guilty, any testimony to this purpose must be laid before the court by affidavit, anil the law knows of no process by which a witness can be compelled to make such an affidavit.
" In support of the first proposition it is urged, that the testimony expected from these witnesses, will establish this as a fact, that the United States were not, at the time when the alleged offence is supposed to have been committed, at peace with Spain; for it will certainly evince that “ the expedition and enterprise” referred to, “ were begun, prepared and set on foot with the knowledge and approbation of the president,” and this “ approbation” necessarily implies, on the part of the president, an acknowledgment that the United States were then at war with Spain, and by the constitution of the United States, the president possesses the pqwer of determining whether the United States were at war or not, in cases-where any aggressions and acts of hostility' have been committed by a foreign nation upon the territory, or citizens of the United States. If the constitutional principle which is assumed by the defendant’s counsel, cannot be maintained, the first ground, viz. the materiality of this testimony in point of justification, must be abandoned.
In support of this proposition, “ that by the constitution of the United States, the president possesses the power contended for,” much stress has been laid on the 3d section of the 2d article of the constitution. “ He,” (the president) “ shall, from time to time give to the congress, information of the slate of the union.” These words, it has been insisted, give to the president the power of determining whether the United States are or are not in a state of -war. . .
This section, if susceptible of the. construction contended for, must also, of necessity, give to the president the power of determining after war shall have been declared by congress, that the United States are at peace; and of course of repealing tlie act of congress by which war may have been declared.
- The words are, “ give to the congress information of the “ stale of the union.”
In the 8th section of the 1st article df the constitution, it is declared, that “ the congress shall have power to declare war.” Here this power is given in a most explicit manner. ' But, if tlie construction of the 3d section, of the 2d. article be as contended for, then the constitution in point of effect, reads thus : “ congress shall have power to declare war, but the president shall have powerto determine when the United States are at war, and when they
And I ask the learned counsel what will prevent the president from putting an end to a war declared by congress the very next moment after it shall have been declared by them, provided it be true that by stating to congress that the United States are not at war, he can change the state of the country from that of war to that of peace ? Was it ever until the present pressing occasion imagined that by making it the duty of an agent to give information to his principal of his business, that thereby the agent was Vested with the power of altering the condition of the principal ?
It is undoubtedly made the duty of all the envoys of the United States in Europe, “ from time to "time, to give information of the state” of our affairs with the respective powers, at whose courts they represent the United States; but was it ever imagined that those envoys thereby became invested with a power to alter the state of our political relations ? The president is obliged by the . constitution to give to the congress information of the state of the union; a power to give to the congress information of the state of , the union, 'and a power to declare to congress, what is our political relations as to other nations in point of war or peace, are very distincf powers. The one regards the statement of facts, affecting the United States, which have occurred and come to the knowledge of the president; the other regards the power of determining what shall be the legal effect of those facts, as to the political state of the nation, and its relation to other nations.
The framers of the constitution of the United States appear to have perfectly well understood and duly appreciated the principles expressed by Vattel, in Book III. ch. 1. sec. 4. “ As nature has given to men the right of using force, only when it becomes necessary for their defence and the preservation of their rights, the inference is manifest, that since the establishment of political societies, a right so dangerous in its exercise no longer remains with private persons, except in those kinds of rencounters, where society cannot protect or defend them.” For in the congress of the United States solely and exclusively did they place the power of making war. As it is the people who are to endure the fatigues and calamities, and sustain the waste of blood and treasure inseparable from war, they have confided the power of making it to their immediate representatives. They have, therefore, declared that “ the congress shall have power to declare war, grant letters of marque and reprisal, and make rules concerning captures on land and water.” •
But the wise men who framed the constitution did not stop here; lest the right of making war should be claimed by the several states, they cautiously inserted in the constitution a prohibitory .clause; they declared that “ no stale shall without the consent of congress lay any duty of tonnage, he. or engage in war, unless actually invaded, or in such imminent danger as will not admit of delay." By the constitution, therefore, no state can engage in war; unless for the purpose of- self-defence, and then only vyhen actually invaded, or in such imminent danger as will not admit of delay."Pnt if the proposition contended for by the defendant’s counsel bet
To give such a course of reasoning the semblance of solidity, the gentlemen, to be consistent with themselves, must go farther; for the words relied upon are imperative. “ He shall,” &c. If, then, by giving. to the congress information that acts of hostility have been committed against the United States.by Spain (and this it was his duty to do,) he necessarily declared war, it follows, that the constitution has imposed upon the president the duty of declaring war in all cases, when acts of hostility have been committed upon the territory or citizens of the United States. If giving information of the state of the union, means stating to congress what is the existing political state of the United States as to war, then it follows that he possesses the power of determining that our treaty with the sovereign of any nation with which we may be thus declared to he at war, is at an end ; for if the United States are at war, such treaty is no longer obligatory.
If, however, I should yield to the gentlemen this strange, and until this argument, unheard-of interpretation of the constitution, will it profit the defendant? Has the president given to congTess information of the United States being in a state of war with Spain ? Has he announced that our relation to that country has become that of war? I ask, what has he done ? Why, it is alleged that he has approved of this expedition, therefore the United'States are at ivar! To those who are capable óf being misled by such reasoning, any observations within the compass of my abilities to urge, would be urged in vain.
But it has been asked, what if Spain should declare war against the United States, are not" the United States de facto at war with Spain? Would the United States, in such an event, be at peac.e with Spain ? I answer, whenever such a casé shall happen, it may then be proper to consider whether the United States are de facto at war with Spain; it is sufficient for us at present, to say, that no such case had happened when the offence charged in the indictment was committed. 'But should it be granted, that in suoh a case the United States must be considered as being at war with Spain ; that state of war would be produced by the declaration of war on the part of Spain, and not by the act of the president in giving in/ormation to congress of the existence of that fact.
But the principle contended for is as novel as it is strange.
It is in the recollection of the court that outrages on the part of France, unparalleled by any thing yet done by them towards the United States, had been offered. These wore stated by the president in a most explicit manner; a special congress"convened for the purpose of taking-these outrages into consideration. But this congress did not deem it their duty to declare that these outrages amounted to war. The president did not imagine that he possessed the power to produce that state of things called war; and congress did nothing mere than to provide for the defence of the commerce of the United States, within its jurisdiction. The discontents beto een this country and France still wearing the appearance of an approaching- war, on the 28th May, 1798, it was enacted by congress 61 that the president of the'United States be authorized, in the event: of a declaration of war against the United States, or of actual invasion of their territory by a foreign power, or of imminent danger of such an invasion discovered in his opinion to exist, beiore the next session of congress,” to cause to be enlisted, &c. From this it is manifest that even at this time congress does not admit that we were at war with any foreign power. On the same day congress passed an act entitled “ an act more effectually to protect the commerce of the United States;” the preamble to which is in the words following, viz. “ Whereas armed vessels sailing under au
On the 22d January, 1798, an act was passed authorizing the president to increase the strength of the revenue cutters, “ for the purpose of defence against hoitilities near the sea-coast ;V and on the 25th of the same month, congress passed an act authorizing “ the commanders and crews of any merchant vessel owned wholly by a citizen thereof, to oppose and defend against searches and restraints by the commanders arid crews of any armed vessel sailing under French colours, and to repel force by force.” 4th vol. 148. Here again is a congressional declaration, that/“ lawless depredations and ’Outrages,” had been “ hither!» encouraged and authorized'by the government of France,” that that government had not caused the laws df nations to be observed by armed French vessels;” bqt no declaration of war, or admission of its existence.
On the 7th July, 1793, an act passed entitled “An act to declare the treaties heretofore concluded with France, no longer obligatory
But I will now close my remarks upon acts of congress, by reading the first section of an act passed the 2d oí March, 1799, entitled “An act giving cve.ntual authority to'the president of the U. S. to augment the army,” &c. 4 vol. 489, by which it is enacted “ That it shall be lawful for the president of the U. S. in case war should break oid between the U. S. and a foreign European power, or in case imminent danger of invasion of their territory by any such power shall, in his opinion, be discovered to exist,” &c. Here we have a declaration made by congress, and by the president of the U. S. that notwithstanding all that had hitherto happened, no war had as yet “ broken out between theU. S. and France.”
What are the plain obvious inferences which press themselves upon us from all these acts of congress? 1st. That acts of hostility committed by a foreign power against the U. S. or their citizens do not necessarily place the country in a state of war. 2. That acts of hostilities, though “ outrageous, in violation of the laws of nations, and in contravention of existing treaties,” had been committed upon the U. S. by a foreign nation, yet presidents Washington and Adams never entertained an opinion, that by declaring to congress the existence of these facts, they thereby placed this country in a state of war. 3. That congress have always considered the power of declaring war to be invested exclusively in them. 4. And that such has always been the understanding of the nation.
But a principle still more dangerous has been advocated. “That whether the U. S. be at war or at peace, is a question of fact to be determined by the jury, from facts which may be proved to exist in pals independent of any act of congress.” That is, that a jury of twelve men arc the proper constitutional judges to decide whether our nation is at war or at peace, though congress shall not have declared war, though the president shall not have said that we are in a state of war, and though war may not have been declared against us.
To all this, I answer, in a few words, that to very little purpose indeed have we cautiously and expressly confided by our constitution, to the representatives of the nation, the power of declaring war, if the peace of the nation may be compromitted by a jury, however honest and well ¡mentioned.
Wretched, supremely wretched, is the condition of the people of the IT. S. if such a power be in the hands of every jury which may ho empannellcd to try a criminal. All other civilized nations have intrusted that power to the sovereign of the state; but here a jury of twelve men, whether congress has declared it or not, whether the president has announced it or not, is competent to place upon .the records of our courts, that we are at war. To say to Spain,
Nor can the admission of this testimony be sustained on the second ground. What have the jury to do with the question,— “ what is the degree of the defendant’s criminalty ?” They are to determine whether he. is guilty of the crime charged, but they are not to decide whether there are any mitigating circumstance which ought to lessen the punishment. The court exclusively must settle this question. The authorities cited by the counsel for the defendant do not at all support the admission of the ground which is here contended. ^
In the case of the King v. Lord Anglesea, the court permitted the cotmsel for the crown to go into evidence calculated to show that Lord Anglesea sought after an opportunity, and persisted in the pursuit of the purpose eventually accomplished; and it certainly was very proper, when attempting to show the nature of the crime charged upon the prisoner, to adopt such a course of proceeding, when the precise nature of the crime committed could not otherwise be ascertained to the jury.
The cases from 1 M’Nally, 320, 321, 322, 323, by no moans favour the gentlemen opposed to me. They only establish this rational principle, that the prisoner may call witnesses to his good character, and that the witnesses so called, may, in such cases, relate particular facts within their knowledge, which have induced, the good opinion entertained by them, Thus Lord Kenyon expressed himself in the case of the King v. Thelwal, at a special commission of oyer and terminer, in 1793, at the Old Baily, as follows : “ An affectionate and warm evidence of the character, #hen collected together, should make a strong impression in favour of the prisoner, and when those who give such character in evidence are entitled to credit, their testimony should have great weight with the jury and such evidence is in the very nature of things relevant. If the character of the prisoner has always been fair, it is certainly less probable that he should have committed the crime charged, than if his character had been notoriously bad. As to the solitary remark of Judge Down, in the case of the King v. Moclder, it stands alone, unsupported by any authority, or even the dictum of a single advocate or elementary writer.
The testimony offered, then, if there is any weight in this reasoning, is wholly irrelevant. If Mr. Madison and the other witnesses were now here, and sworn in this cause, they would not be permitted to give in evidence to the jury, any of the facts alleged in Col. Smith’s affidavit; because they would not tend to show that the defendant was not guilty. The president of the U. S. possesses no power to dispense with the laws, but, on the other hand, is bound py jiis official oath to preserve them inviolate, and to defend the constitution of the U. States.
This compensation, we contend, the witnesses were entitled to receive before they started from Washington. The law imposes no obligation upon a witness to give a credit to the defendant, A witness, by the subpmna, is called upon to leave his business, to travel to the place of holding the court, and to remain there until the cause is decided or he is dismissed. But is the witness compellable to do this until he receives his compensation ? The words are “ the compensation to witnesses in the courts of the U. S. shall be,” &c. In England, since the statute of 5 Elizabeth, cb. 9. no witness, until his reasonable expenses are tendered to him, is bound to appear at all; nor, if he appears, is he bound to give evidence till such charges are actually paid. 3 Blk. Com. 369. Congress, however, has not left this question, “ what are reasonable expenses ?” open for discussion, but has declared that five cents a mile for going to, and the same for returning from court, shall be the compensation to which he shall be entitled. But if the witnesses are holden by law to attend without this compensation being first paid, how are they ever to obtain it ? How, but by suit ? And if the witness, through poverty, is unable to attend, is he notwithstanding to be adjudged guilty of a contempt ?
The question as to the construction of the statute of 5 Elis, oh. 9. in this regard, came before the court of Common Pleas, in the case of Fuller v. Prentice, 1 H. Blk. 49, on a motion for an attachment. But the court refused the attachment, saying,<l that it might afford a dangerous precedent, by which witnesses coming from their places of abode to attend at trials, might be deprived of the re-payment of their neces.ary expenses; the whole of which, as well of their going to the place of trial, as of their return from it, and also during their necessary stay there, ought to be tendered to them at tiie time of serving the subpoena, otherwise an attachment would not lie.” And yet in that case, 2s. 6d. had been given to the witness, and a promise made to bear all her expenses, and a place was taken for her in the stage, and she had promised that she would go, but when the stage called she refused to go, and confined herself in her house.
The statute of Eliz. is substantially the same as the act of congress. By the former it is enacted 11 that if any person upon whom process shall be served to testify or depose, and having tendered to him sucli reasonable sum of money for his or their costs and charges.” Suppose the words in that act had been,61 tender
An attachment for the purpose of bringing in a witness ad testificandum, is never granted.
The article of amendment to the constitution has instituted no new compulsory process.
The testimony which the witnesses named could give, if present, as stated in the defendant’s affidavit, is wholly irrelevant, and the motion for an attachment is premature.
Wednesday, July 16, 1806.
Some desultory conversation arose at the bar, when the argument proceeded:—
Emmet. The counsel for the prosecution, who last addressed the court, adverted to the interest and anxiety which, from the ■number and respectability of the audience, it is manifest that this cause has excited in thp public mind : and he was pleased to intimate that he had if in his power to assign a motive for this general solicitude, totally different from the actual importance of the prosecution.—To me, I confess, it appears, that the novelty and nature of the questions heretofore agitated, and those likely hereafter to arise in the course of these trials, are fully sufficient to fix the public attention upon the proceedings of this court. You are making precedents in criminal jurisprudence, the influence of which may hereafter be very great and extensive; and you. are doing so under
Attached as I am by the strongest connection to those principles, which placed the present administration in power; feeling for the members who compose it the sineerest esteem; and wishing to see them exalted on. the highest pinnacle of respect, it will he with extreme reluctance and personal pain, that Í shall, perhaps, in the course of these proceedings, press inferences or facts, somewhat derogatory to that dignified and honourable reputation, which they have most deservedly acquired. In the present cause, however,, no sentiment of private respect or public feeling can be permitted to interfere with the discharge of my professional duty. Colonel Smith has done me the honour of thinking that my exertions may be useful to him in the conduct of his defence; and surely there is nothing in the character of that gentleman, nor even in the fact with which he is charged, that could justify my withholding those exertions ; more especially, since (if those things which he has stated to me in private, and sworn to in court, shall be proved on his trial) I cannot hut consider him as “ a man more sinned against than sinning.” The learned counsel, however, may rest assured, that although I shall earnestly urge whatever Í conceive pertinent and necessary to my client’s defence, I shall not be induced by any wish of exalting my own character, or acquiring.the favour of any party or description of men, to wound the feelings of those whom I respect, or to urge what may he unpleasant to them, farther than is indispensably necessary. I have no wish through this trial to excite unfavourable impressions against any one; on the contrary, most gladly would I erase all memorials of it from the records of this court, and Mot out from the public mind all remembrance of it, and of the transactions to which it has given rise. What irresistible motives caused it to be commenced, I cannot presume to divine; but it is the only error that I feel inclined to impute to the administration; for as to the part they took, according to my client’s statement, in the enterprize, for assisting which he stands indicted, I trust, before I conclude, I shall evince myself to be not only the defender of Col. Smith, but of the government itself. The court will pardon my having spoken thus much of myself; but I conceived this explanation due to the peculiarity of my situation, and to the extent of my obligations to those whose friendship has contributed to place me in a situation so peculiar. I shall now proceed to the matter before the «jourt.
The affidavits, on which these motions must be decided, are, I
The counsel for the prosecution have displayed very considerable learning and research in tracing the history and progress of attachments against witnesses in England; but they will allow me to say, that their learning and research have no application to the law on that subject, a? it exists in America. The counsel who spoke last, professed to detail what he called the “ travail throes” of the measure; but as faras relates to the judiciary of the United States, it had, in this country, no travail throes; it is derived from the constitution, the head of our laws ; and like the celebrated offspring of the head, it was consummate at its birth. We claim the process of attachment to compel the attendance of witnesses, as a matter of right, by virtue of the 6th article in addition to, and amendment of, the censtitution (Graydon’s Digest xvii. printed as article 8th) which says, that in all criminal prosecutions, the accused shall have compulsory process for obtaining witnesses in his favour. By the 14th sec. of the general judiciary act, passed September 24th, 1789 (Grayd. Digest, 243.) which gives to the' courts of the United States the power “ to issue writs of scire facias, habeas corpus, and allother writs not specially provideclfor by statute, which may be necessary for the exercise of their respective jurisdic~ lions, and agreeable to the principles and usages of law and lastly, by the sixth section of the act of 2d March, 1793. (Grayd. Digest, p. 256.) which provides that “ subpoenas for witnesses who may be required to attend a court of the United States in any district thereof, may run into any other district.” These provisions form a striking difference between the English and the American law. It may be, as the learned counsel contends, that in England the granting of an attachment is discretionary with the court, which may" refuse it, or issue it for the purpose of vindicating its own dignity. In that country the party accused was for a long time wholly unprotected ; he could not examine his witnesses on oath, and had no means for compelling their attendance. It was not before the 7 W. 3. c. 3. that any compulsory process for witness was given to the accused; that act was expressly confined to cases where the judgment would work corruption of blood; and thatis the only law, even to this day, which gives such process in any criminal case whatever. The 1 Ann. c. 9. enacts that witnesses for the prisoner shall be sworn, and under the equity of that statute; if I may say so, the courts have, in other criminal cases, awarded compulsory process; but they have considered themselves entitled to exercise their discretion as to granting attachments. 4 therefore broadly contend, that although in England the subject, when accused, may
• , The opposite counsel have endeavoured to entangle us by raising a distinction that we are not entitled to an attachment on a general affidavit. In answer to that objection, it may be observed, that our affidavit is special, and states sufficient to show the importance of the testimony expected from those gentlemen. That topic I shall discuss at large, in arguing the motion for putting off the trial ; but, postponing it until then, I shall here insist that we are entitled to have this motion granted, even on a general affidavit, and that it is not necessary to state any thing respecting the nature of the evidence they may give. An attachment is our right: the ordering of it must therefore be as much a matter of course, as the issuing of a subposna. Were I to apply to the officer of the court for a subposna, should I be stopped by an inquiry on his part, how far the witness was material? Certainly not: When I come then into this court, and ask for what is equally my right, and ought to be as much a matter of course, shall I be stopped by interrogatories, which it could be necessary to answer, only if I were applying for a writ, that the court might, in its discretion, either grant or refuse ? We have shown that the witnesses have disobeyed the process of the court by non-attendance. With regard to them, subposna is not á compulsory process, and we therefore ask, under the 6th article of the amendments of the constitution, and the 14th section of the judiciary act, for a process that will compel their attendance. This process, “ agreeably to the principles and usages of law,” is an attachment ; and an affidavit of the service of the subposna, with the absence of the witness, without a sufficient excuse, is all that can be requisite for the success of our application.
The counsel on the other side have told us, that we are only entitled to a conditional rule in the first instance. If that should be the opinion of the court, it will only influence the manner of making out the order, and cause us to accept of a rule to show cause; it would make no difference to us, except so far as it might delay our trial; but, from the probability of that delay, arises an irresistible objection to a conditional order, that it would prevent a speedy trial. By the 6th article of the amendments to the constitution already quoted, the accused shall enjoy the right to a speedy trial; for the purpose of which he shall have compulsory process to obtain the attendance of his witnesses. That process, then, ought to be modified, so as to be consistent with, and to procure a speedy trial. Here, also, the authorities from the English law books become inapplicable, if the counsel for the prosecution are right in the position for which they have principally contended; because the granting of the attachment in that country is, as they say, a matter of discretion; in America it is a matter of right; and surely those authorities that refer only to questions of discretion, can have no bearing on a question of constitutional right. If the process were only issued to vindicate the dignity of the court, it might proceed by slow degrees, and begin with a conditional rule ; but there are not the same motives, nor is there the same power to in
But it is said that we did not tender to the witnesses the necessary expenses ; that we were five dollars short of the precise sum. Is this Mr. Madison’s objection, or will he feel grateful to those who urge it on his behalf ? I presume not, for he has expressly disclaimed it. The tender was twenty dollars in the first instance, and a farther offer to pay all his expenses ; and the affidavit of service states, that on this offer being made, the secretary of state replied, it was unnecessary saying any thing more on that subject; thereby undoubtedly waiving the benefit of an insufficiency in the tender, if under any circumstances advantage could be taken of it.
The truth, however, is that the objection would not avail them even in England. The case cited by the opposite counsel are all in civil actions, and the necessity of tendering to witnesses their expenses, at the time of serving the subposna, was created by the 5 Eliz. cap. 9. see. 12. which relates only to such suits.—In criminal cases do tender was ever held to be necessary.
Paterson, J. Is there not good reason for that, when the defendant would not be entitled to any process at all ?
Emmet. The observation is certainly correct. The statute was passed when persons accused were in no case entitled to such process; and it could not be within the purview of the law, to make them tender money on service of a process, to which they were in no respect entitled. In criminal cases it is perfectly settled that witnesses are bound to attend 1-Iawk. Pleas of the Crown, B. 2 oh. 46. sec. 173. is explicit on this point.—“ It seems that in civil proceedings a witness is not obliged to attend, unless his expenses are tendered to him, pursuant to 5 Eliz. c. 9. and if after such tender he neglect to appear, he may be fined according to the directions of that statute, or punished by attachment for a contempt of the court, as the circumstances of the case shall appear to be. But in criminal proceedings the demands of public justice, supersede every consideration of private inconvenience; and witnesses are bound unconditionally, to attend the trial upon which they may be summoned, and be bound over to give their evidence.”
Paterson, J. You say that the is entitled to compulsory process", as of right. Is there any statute of the United States, which makes the tender of expenses to the witness on the service of the subpoena necessary ? ■
Emmet. I apprehend not; and in that respect there is a very manifest difference between the English and the United States’ law. By the statute of Eliz. a tender is necessary from the exr press words of the act; and those words have regulated the decisions of the English courts. By the United States’ act of the 28th February, 1799, sec. 6. (Grayd. Dig. 260.) a compensation to witnesses is regulated, at the rate of 5 cents a mile for travelling, and §1 25 cts. for every 'ay’s attendance in court. It struck me on reading that law, that those sums of money were to be paid to witnesses, as to jurors, by the United States, and not by the defendants ; and on inquiring as to the practice, I find that the officers of the court are
Paterson, J. Has there been any decision under this statute on the ground of tender ?
Emmet. I answer, perhaps without sufficient information, not— at least, not to my knowledge. But when I couple this law with the article in the amendments to the constitution, which says a witness must attend, I think he can claim no right to a previous tender of his expenses; but must perform the service of attending, and in case of non-payment, he becomes entitled to his action for the compensation.
Another question has been raised ; it has been insinuated rather than explicitly expressed, by one of the counsel for the prosecution, that those witnesses could not be coerced to appear. If hereby is meant to be asserted any peculiar privilege of office, certainly such claim cannot be made by Doctor Thornton or Mr. Wagner. Nor is there such a privilege attached to any of the offices held by the other witnesses. It is a strange doctrine in this free country where the constitution and laws have accurately marked out the rights and privileges belonging to every office. Privileges of exemption from those duties to which every citizen is liable as such, must be clearly shown, and the law by which they are authorized must be produced.
Paterson, J. You may save yourself the trouble of arguing that point; the witness may undoubtedly be compelled to appear.
Emmet. Another question has been stated ; can the witness be compelled, or would they be authorized to disclose the secrets of state? No law-book that I have ever read or heard of, mentions such a privilege as belonging to public officers, though it is uniformly allowed to lawyers and attorneys. But in this case another answer is also obvious. If the concurrence of the president in those matters with which Col. Smith stands charged, be a secret of state, for the keeping of which there is a lawful privilege, it must be because such concurrence was within the legal sphere of the president’s duties. If that be the case, let it be remembered, when I shall argue that the concurrence of the president would form a justification for my client; at present I shall urge it thus: if the concurrence of the president was within the legal sphere of his duties, the legality of his conduct will justify those who acted by his concurrence ; of course, the court will help us to the utmost in availing ourselves of a legal and adequate defence; and will, at least, bring the witnesses into court, to try whether they will decline answering what if they do answer, must acquit us. On the other hand, if such concurrence be not within the legal sphere of the president’s duty, then as to that, neither be nor the witnesses can have any legal privilege in right of his or their offices, Supposing the witnesses are not bound to divulge the secrets of government, let them, at least,
But it is also urged that the witnesses could not be forced to answer questions that might criminate themselves. No ; but there is nothing in that argument that should prevent their being brought into court, to see whether they will make an objection which they certainly may waive. In truth, however, Col. Smith’s affidavit does not lay us open to that argument; for it does not charge any one with approving of that expedition, but the president and secretary of state. Now, Mr. Madison may be called to prove the conduct of the president, and the other witnesses to prove the conduct of Mr. Madison.
Paterson, J. Would Mr. Madison be liable to a prosecution if he answerd that the conduct of Col. Smith was with his knowledge, or kpowledge and consent of the president ?
Emmet. If the view I shall hereafter take of the statute be correct, he certainly would not.
Another circumstance has been mentioned ; that those gentlemen have offered to be examined under a commission, and the court was pleased to express some-surprise that such an arrangement had not been before thought of. With the utmost deference, I beg leave to answer, that the circumstance was adverted to ; but neither the defendant nor his counsel are willing to accede to that arrangement. For my own part, I declare, that except upon some very extraordinary occasion, which I cannot now foresee, I never will consent to examíne a witness under a commission in a criminal case, if his- attendance on the trial can be forced. Even in civil causes, I have more than once had occasion to lament the inroads that are made upon oral testimony, by the increased use of written depositions; and I am convinced that the latter frequently prevent the discovery of truth. Every one knows that when a witness is examined in open court, the manner in which he answers, and the manner in which he declines to answer, are matters of public observation; and that cross-examination may draw out more than could be obtained by studied and written answers to written interrogatories. It is the wish of my client that this case shall be made as clear as possible; that the truth shall be eviscerated and brought into public view ; that the allegations of the defendant, and the testimony of the witnesses may be compared and judged of by the jury and the public.
The advantages of oral testimony over written depositions, are so strikingly set forth by Sir Matthew Hale in his History of the Common Law, (vol. 2. ch. xii. p 145.) that I shall beg leave to read a short extract from it; as, perhaps, if the same reasons were assigned by myself, they might be supposed to have some personal allusions.
“ The excellency of this open course of evidence to the jury, ,in presence of the judge, jury, parties and counsel, and even of the adverse witnesses, appears in these particulars .
“ 1st. That it is openly, amd not in private before a commissioner or two, and a couple of clerks ; where oftentimes witnesses will deliver that which they will be ashamed to testify publicly.
“ 2diy. That it is ore terms, personally, and not in writing; wherein oftentimes, yea too often, a crafty clerk, commissioner or ex
‘‘ 3dly. That by this course of personal and open examination, there is opportunity for all persons concerned, viz. the judge, or any of the jury or parties, or their counsel or attorneys, to propound occasional questions, which beats and boults out the truth much better, than when the witness only delivers a formal series of his knowledge without being interrogated. And on the other side, preparatory, limited, and formal interrogatories in writing, preclude this way of occasional interrogations; and the best method of searching and sifting out the truth, is choaked and suppressed.
“ 4thly. Also by this personal appearance and testimony of witnesses, there is opportunity of confronting the adverse witnesses; of observing the contradiction of witnesses, sometimes of the same side; and by this means great opportunities áre gained for the true and clear discovery of the truth.
“ Sthly. And farther, the very quality, carriage, age, condition, and place of commorance of the witnesses, are by this means, plainly and evi ently set forth to the court and the jury; whereby the judge and jurors may have full information of them; and the jurors, as they see cause, may give the more or less credit to their testimony.”
There is another objection to taking the depositions of witnesses by commission in criminal cases, which I think irresistible; if the witnesses swear falsely, how are they to be indicted for perjury ? In urging this argument, I can have no allusion to the witnesses who have offered to be thus examined; but this case is so conspicuous and important, that every part of its proceedings may hereafter become a precedent; and in this case the precedent might give rise to. a very dangerous practice. I therefore feel that I should not only be doing injustice to my client, but also injury to the general administration of justice, if I consented to any other mode of taking the testimony of those gentlemen than viva voce before the jury.
We come now to the most important question ; the materiality of the testimony expected from those witnesses. So far as relates to the attachment, 1 trust I have already convinced the court that it ought to be laid .out of consideration: that process being a matter of right. The witnesses 'are in contempt; when they come forward to purge themselves of that contempt, then and not before, ought the nature of their evidence to be taken into consideration. I deem it, however, to he the most important of all questions raised in this cause ; since the counsel for the prosecution resist our application to put off the trial, on their allegation that the testimony is immaterial. The remainder of my observations shall, therefore, he directed to the support of that application.
First, as to justification. Uie purport of a constitution is to define the duties of the constituted authorities, to prevent their usurpations or collisions, and to limit the powers of public officers in order to protect the people from their encroachments. It seems to me, therefore, that the fair construction of our constitution, as to the right of declaring war, is that the executive shall be controlled, and deprived of that baneful prerogative which is exercised by the chief magistrate of England. If the president undertake to declare war, he becomes undoubtedly and justly liable to impeachment; but it is too harsh a construction of the constitution to say that it has any reference to the conduct of an individual acting bona fide under the president, and by bis authority, in times and cir-stances such as those when general Miranda’s expedition was set on foot. No subordinate officer or private person acting by the president’s authority, falls within the purview of the constitution, or becomes criminal, unless by knowingly and intentionally assisting to violate its provisions, he should involve himself in the guilt of his principal. Where, therefore, the situation of the country affords a reasonable ground for supposing that a war with some foreign power, may speedily break out, I submit that the subordinate agent, who, with the knowledge and under the directions of the president, provides or prepares the means for a military enter-prize against that power, stands acquitted, and that if there has been any misconduct, it must be answered for by the superior officer alone. Who is to be the organ of congress if secret preparations for war shall have been decided upon ? Undoubtedly the executive. Suppose then the head of the war department, by the desire of the president, should write to any contractor or subordinate officer to provide a million of cannon balls, or any of the other things necessary for a military expedition, while congress were sitting with closed doors, deliberating upon an avowedly hostile message sent them by the president; would the contractor come under the penalties of the law, if he accepted and executed the contract, and thereby provided and prepared the means for a military expedition ? Or should he say, I will not execute the contract, or the inferior officer, I will not obey your orders; for I do not know that you have the sanction of congress, as they are still sitting in secret deliberation ? I venture to assert that a more unwise or injudicious construction could not be given to the constitution, than to say that it prohibits a subordinate officer from paying obedience to the orders of his superior, or that the commands ■of the president would not be to him a sufficient justification of hi& ■conduct under all the circumstances of the case.
Here I am met by an objection, that colonel Smith does not lay any foundation for supposing this to he the state of the country $ nor does he swear that he expects to prove those facts by these witnesses. To that 1 answer, that perhaps we may question them as to those facts; but we do not complain of want of testimony on that subject; we may prove it by other means; I see a very venerable
It is not necessary to specify in the affidavit more than we expect and want from those witnesses ; it never yet was required of an accused that he should disclose, on a motion of this kind, all the particulars of his defence, and how each fact is to be proved. In this state of the cause, we may well assume circumstances of public notoriety, and couple them with those we wish to prove by the witnesses, in order to see whether the whole together will not make a justification.
The argument which I have hitherto urged from the state of the country, acquires infinitely more force when you consider the precise charge in the indictment', which is framed pursuant to the statute for setting on foot, providing and preparing the means for a military expedition or enterprize.
Paterson, J. What are the words of the statute ?
Emmet read from Graydon’s Dig. p. 70. the 5th section of the act of 5th June, 1794, “ If any person shall, within the territory or jurisdiction of the United States, begin or set on foot, or provide or prepare the means for any military expedition or enterprize to be carried on from thence, against the territory or dominions of any foreign prince or state with whom the United States are at peace, every such person so offending shall,” &c.
It appears then, that the indictment and statute are only pointed against preparatory acts for carrying on an enterprize against a power at peace. Will the counsel for the prosecution offer evidence of the sailing of the Leander, or of any act of hostility.? If
The circumstances of the times, we have shown, justified the president in giving his approbation, and my client, under that approbation, in providing and preparing the means of a military enterprize against Spain. And surely no enterprize could be more useful or effectual for drawing the enemy from our southern and western frontiers; none more worthy of the exalted and philosophic mind of our chief magistrate; none more consonant to the enlightened and philosophic views of society and politics, which he has exhibited to the world, than an expedition to liberate South America ; to destroy at once Spanish tyranny and power on our own continent; to enfranchise, by one effort, millions of our fellow creatures from the most frightful bondage; and to lay the foundations, in so large a portion of the globe, for the freedom and the happiness of man !
Patebson, J. You state in the affidavit that it was done with the knowledge and approbation of the president, but is it stated in the affidavit that he authorized the fitting out of the expedition ?
Emmet. I conceive it was not necessary; for though I have argued upon the effects of an authorization, it was only to show that the argument of the adverse counsel went much too far, when they contended that the president could not authorize any such
This is denied on the other side ; but I would ask, if it could be proved that this enteprize was carried on against the president’s express order, would not that be matter of aggravation ? If it would, surely the reverse must be matter of mitigation.—The mistake into which a defendant may have been led by the approbation of the government, and the innocence of his motives, must surely mitigate a discretionary punishment, in this case we do not rely upon a mere general and vague approbation of the measure; we will show that approbation was given to this very defendant’s being concerned in it.
We are told, however, that no evidence, which only goes in mitigation of punishment, should be laid before a jury ; but that it is only cognisable by the judge who is to apportion the punishment, and that therefore the want of it forms no ground for putting off the trial. This doctrine, permit me to say, is contrary to every day’s experience; for who, that has attended the commonest trials ¡"or assault and ba,tterv, does not know that all matters connected with the crime, though not making any part of the issue, whether they preceded, accompanied or followed the fact charged, are given in evidence on the trial; and that the judge, after hearing those matters, varies his sentence according to the case, for perhaps one cent to a very exemplary fine and imprisonment ? But what reporters can we quote on this subject ? 1 verily believe that no lawyer, who ever undertook to report a case, thought this a matter of sufficient difficulty or importance to be worth noting, it happens, however, that we can cite a printed case in which the point has been decided, and that only, because the trial having been taken verbatim, the most insignificant circumstances attending it have been preserved. The case 1 allude to is that of the earl of Anglesea, in the 9th State Trials, p. 335. There, although it was resisted by the defendant’s counsel, the counsel for the prosecution stated and proved matter of aggravation, entirely distinct from the assault on which the indictment was framed; and the court considered his right of doing so as unquestionable. It has boon asserted on the other side, that the facts staled, accompanied the assault, and therefore were necessarily admitted; but it so, how came the defendant’s counsel to resist their introduction ? On looking iiuo the case, the court will find those facts which were introduced for the purpose oi aggravation, happened the two days preceding the assault. A distinction is also taken, that what was there autid, was in aggravation, and that what we wish to introduce before the jury, is in mitigation of punishment. What piinciplo of law sanctions ibis distinction r loose who have a right to hear the one surely have v. light to hear the
But the counsel on the other side maintain that such evidence must have been received to meet the issue of not guilty; it being very unlikely that a person of good character would be guilty of such a crime. To this surmise, the answer is obvious; that was not the reason assigned by the court. It happens also that I was concerned in that cause for the defendant, and have such a recollection of it as enables me to show the learned counsel’s supposition to be groundless. The fact was clearly proved and indeed admitted ; but the defence was, that the defendant was a silver-smith, and made out of pure metal, shillings which were rather more valuable than the current coin, which by being worn down was not worth more than nine pence, and of which there was an actual scarcity This certainly formed no legal defence; but on its being proved that the counterfeit was as good as the curr-nt coin, the judge admitted evidence of character . not to controvert the guilt, which was unquestionable; but that it might be considered in mitigation of punishment.
The Chevalier D’Eon’s case (3 Burr. 1513.) is very much relied on by the opposite side, as proving that evidence in mitigation should not be received on the trial; but that it should be laid before the judge after verdict, by affidavit; and that the want of it forms no ground for putting off the trial. Let us, therefore,’shortly examine that case. The first position is supported, as the counsel think, by this expression of Lord Mansfield: “ If their knowledge relates to any circumstances that may serve to mitigate the punishment, in case he should be convicted, that sort of evidence will not come too late after conviction of the offence, and may be laid before the court by affidavits.” True, it will not come too late after conviction ; but has his lordship said that it would come too soon before verdict ? True, it may be laid before the court by affidavits; but has his lordship said that it ought not to be laid before the court viva voce, on the trial ? That sentence, however, has been misconceived by the learned counsel; it only refers to the peculiar circumstances of D’Eon’s case, and does not purport to lay down any general principles whatsoever This will instantly appear by comparing the report of the same case, in sir W. Blackst. 510. with that in Burrows. The motion was made in Trinity term; the trial could not take place till after that term; and, as it was an information, judgment could not be given till the November or Michaelmas term; and Mr. Morton and Mr. Ashhurst argued, I confess, I think unanswerably, for putting off the trial, that it could not, at the utmost, cause above eight days’ delay as to the sentence, if the defendant should be ultimately convicted. Lord Mansfield, however, said in substance, your witnesses are out of our jurisdiction in France ; and it is not either in your power or ours to compel their attendance; but you expect them here, you say, next term; they will therefore come, if at all, before sentence ; and as they can be only in mitigation (this being an information for a libel, which ad- -
The case, however, affords no ground for arguing that matter in mitigation of punishment should not be given in evidence on the trial—and every day’s experience shows that it may. Even for the information of the judge, if he alone is to take cognizance of the testimony, it is advisable that he should be informed by viva voce examination, which is superior to written affidavits, and which affords the advantage of sifting out the truth by pointed and cross-examination. Besides, if we are not allowed compulsory process for enforcing the attendance of those witnesses before the jury, and a postponement of the trial till they can be brought into court; by what process or authority of law are we to obtain their affidavits in mitigation of punishment? I know of no process by which you can compel any man to swear an affidavit: and here let me observe, that in the Chevalier D’Eon’s, case, his witnesses he admitted were friendly, and were willing to be examined—there was therefore no danger but that he could procure their affidavits after conviction. Col. Smith does not pretend that his witnesses are friendly, or willing to be examined.—How then, I again ask, if this trial should not be postponed until the attendance oi the witnesses can be enforced and their evidence obtained under a compulsory process, is the defendant to procure those affidavits, which might be laid before the court, and ought to diminish the punishment?
Besides, it is the right of the jury to recommend to mercy ; and how can they do so, if no extenuating circumstances are permitted to reach their ears ? The president’s approbation and knowledge are facts, which, like most other facts, may be contested, and upon which, therefore, the court entertain some doubts. Would not the recommendation of the jury, finding those facts and grounded on their declared belief of them, have infinite weight in removing the doubts of the court and influencing its conduct ? Indeed, from every view I can take of the subject, I am convinced that the original and correct mode of receiving any testimony, whether to the issue, or in aggravation or mitigation of punishment, was viva voce on the trial; and that the introduction of affidavits after conviction is a modern and irregular invention, tolerated for the convenience of the defendant, to whose benefit it has hitherto been most frequently applied : but I confess I am surprised to hear it argued, that the innovation should totally supersede the ancient, and I think the wisest practice.
1 lu-ve trespassed so long on the time of the court, and on the debilitated health of one of its members, that I know not what apology to offer —-1 shall not increase my offence by any longer intrusion, except to return my thanks "for your very patient and favourable attention.
Tlarison. 1 am now to close the argument on the part of the defendant, and to offer my sentiments upon a subject that is nearly exhausted. A sense of the duty I owe to my client, and a regard to public justice, are the motives by which Í am influenced, and which 1 hope will apologize for observations that may appear to be superfluous, and perhaps have been already offered.
Before, however, I proceed to the main questions that have arisen, I beg- leave to advert to an observation which foil from the counsel for the prosecution. He indeed declared our form of government to he the best in the universe; in the preservation of which every citizen was of course deeply interested. And yet, he expressed great surprise that a prosecution such as this, which he considered as of a very ordinary nature, should bring together so numerous an assembly, and excite such universal interest and attention. Perhaps this observation might- have been spared ; for without adverting to the previous proceedings in this case, the nature of the prosecution, and the high authority hy which it was instituted, would sufficiently account for the effects it has produced. For my own part, believing the criminal system of the United States to bo the most pure and chaste and mild and perfect that the world ever beheld; in fact, I consider it as a most valuable inheritance belonging to the citizen. It has, therefore, called forth the public attention; and the numerous audience that is assembled upon this occasion, must be considered as an expression of its sentiment. The remarks which I have made upon the criminal institutions of the United States, and to which i shall hereafter allude, will, I trust, be found not wholly inapplicable to the cause before the court. I proceed to discuss the questions in the order that they have been stated. The first is, whether an attachment should issue for the non-attendance of the witnesses.
Here I observe that according to the mild system of our laws, the innocence of the defendant is always to be presumed until the contrary appears. The public has an interest in guarding the inno
It is not pretended that the peculiar character and situation of the witnesses exempt them in this case from the duty of attendance. Public officers, however dignified, are not excused from appearing to vindicate innocence. Our law contains no dispensation from this duty'. The defendant has a right to the benefit of their evidence; and the court is bound to secure a right so essential to the complete protection of life, liberty and property. If, therefore, this right exists in the defendant to prove his innocence, there must exist a power to compel the attendance of reluctant witnesses; otherwise the right would, be nugatory, and it would be in the option of the witnesses to defeat the provisions of the constitution.
It is always to be remembered that at the last term affidavits were produced to show that the. witnesses were necessary to our defence. The court then directed subpoenas to be issued," and the trip! to be deferred. The due service of the subpoenas has been fully proved, and the defendant has complied with every thing that was requisite on his part Why then shall the attendance of the witnesses not be procured ? It is said that they have written a letter to the court, stating their excuse. But I may ask whether such a letter can be considered as a legal apology ? If the witnesses had any excuse to offer, it should have been presented in another shape. The court certainly can pay no attention to this document; for though in one instance the rescript or letter of a British king was received as evidence, yet this was always considered as an improper proceeding, and not as a legal precedent. Even in England, therefore, a mere letter would not be thought worthy of notice; and in this country neither the president nor any other officer, can be heard in a court of justice to exculpate himself from a contempt, unless upon oath.
I go on to remark that whatever might be the practice of English courts as to enforcing the attendance of witnesses, the power and the duty of the American courts would not be affected by it. I might therefore be silent as to this head of the argument; but lest the court should think it of importance, I shall bestow some few minutes to its consideration. The counsel for the prosecution have supposed that attachments against witnesses for contempt in non-atendance, owed their origin to the statute of Elizabeth, and that hey did not exist at common law.
It is true, as they have stated, that Lord Chief Justice Lee is made in one case to say that “ attachments are a new practice; that he remembered the first motion for them,” But there must be some mistake in this reporter; for it is laid down in a case mentioned in Lilh’s Register, that an attachment may be granted against witnesses for their non-attendance, and this is said in a case which took place long before the period to which the memory of Lord Chief Justice Lee could have extended.
Besides, the authority of Lord Mansfield, in the case cited from Douglas, is at variance with the assertion of the learned counsel. His Lordship says, “the courts of Westminster-Hall, most clearly now (and they also dids; before the statute) proceed against witnesses who wilfully absent themselves, as for a contempt.” Thus, therefore, Lord Mansfield, according to Douglas, one of the most eminent reporters of the English bar, is at variance with the counsel for the prosecution. The court must determine as to which it is probable should be mistaken.
But the gentlemen for the prosecution say, that if we are entitled to any thing, it would he only to a rule against the witnesses to show cause ; and if this was all the dispute between us, it would he of little consequence whether in the first instance the attachment should be granted, or a rule to show cause why it should not be issued. The cases, however, which they have quoted respecting this matter are, except one, in civil causes.—The only one of a criminal kind, in which the question arose, and which is in the 7th Term Reports, is a case where the court doubted their authority to have originally issued the subpoena.—They therefore granted a rule to show cause in the first instance, that the parties might argue that point if they thought proper; and being satisfied upon it, the attachment was finally issued, the rule being made absolute, and Lord Kenyon saying that the application was warranted by precedent. It will be seen too, that in the cause cited in the notes to that case, the court of King’s Bench had, without any question, issued an attachment in a criminal case in the first instance. So that from authority, and from reason, upon the principles of the
Here Judge Paterson asked whether this power of punishing coniempts, was not incident to courts of justice? and upon the counsel’s replying that it certainly was, according to the scope of his argument, the judge observed that he had always it so.
Mr. Ilarison then proceeded in the following manner:
Taking it then for granted (which perhaps no man of legal information could have doubted) that the power to punish contempts is, by the principles of the common law, inherent in every superior court, and that process of attachment is to be resorted to for that purpose, it will follow that unless the witnesses are entitled to exemption from the general rule on account of their official characters, attachments ought to be granted. But any objection on that ground is disclaimed, and would not be tenable.
It is nevertheless objected that the attendance of these witnesses ought not to be enforced, because the nature of the evidence expected from them is such as would criminate themselves. I shall certainly not attempt to invalidate the maxim, “ that no one is bound to inculpate himself.” It is too well established, and too sacred in its nature, to admit of a dispute. The court will, in every instance, secure to the witnesses the benefit of the rule; and for that purpose will examine the interrogatories that may be put to them, and even have the questions reduced to writing for the sake of precision. But then the court will never prejudge the question in this state of the business, when it cannot appear that the testimony of the witnesses will of necessity inculpate themselves. For, granting that the participation of the president and great officers of state in Miranda’s enterprize is to be established by the evidence, still no man need be called upon as a witness to accuse himself. Mr. Madison might speak only as to what relates to the president, and other members of the administration; and they again might be examined with the like qualification of not being called upon to accuse themselves. At present, the court cannot determine for the witnesses, whether they will, or will nut insist upon the privilege of not answering to those things which would involve their own crimination. It is a privilege which the law has conferred for their benefit; and which, in the course of examination, they might think proper to renounce; since, according to the legal maxim, “ Quisquís renuntiare potest juri pro se introducto.'1'’ At any rale, they are not for themselves to judge that they can give no evidence which the court would receive or compel ; but they must come in person, and submit themselves to the judgment of the court upon the questions as they arise.
One other objection has been taken to the issuing of an attachment in this case, flowing from the supposed deficiency of the tender made to Mr. Madison for his expenses. But it is obvious that he had waived the objection, and he would, probably, have disdained as a subterfuge, what the legal ingenuity of learned counsel has pleaded in his excuse. Indeed, the constitution has directed that the accused shall in all cases have compulsory process for his wit
I now proceed to the second, and perhaps more important question, whether the trial should he deferred until the attendance of the witnesses can be enforced. If the principles which I have alluded to, as to the rights of the accused, are correct, and that the most dignified characters in the union are obliged to attend for the protection of innocence; then even the president himself, who sustains the most exalted character upon earth, that of the chief magistrate of a free people, clothed as he is with great constitutional privileges, and hound to the most important duties, vested with the whole executive power,' and considered as the common parent of the American people, might probably be required to attend the trial, if his evidence was requisite for our defence. But it is not necessary for us at present to insist upon this position; we ask only for the attendance of his minislers; and though perhaps it may not be reasonable that they should be dragged from one end of the continent to another upon light and trivial occasions, yet if affairs of state and their important avocations are at all times to shield them from attendance, our best and dearest interests may be put in jeopardy, and the means of protecting innocence totally fail. In all these cases, 1 take it, the court will inquire into the nature of the evidence, and see whether it is relevant to the cause to be tried. We contend that the evidence is relevant, whether it goes in justification of the defendant, or in mitigation of the crime. If in justification of the defendant, then it is admitted that it would be proper to defer the trial. This, therefore, is the first subject for our consideration; and it will depend upon the question whether the defendant will he justified in a participation in Miranda’s enter-prize, by the president and chief officers of the administration having known and approved of the plan.
The gentlemen concerned for the prosecution tell us that the constitution has invested congress alone with the power of declaring war; and that even the positive orders of the president (much less his knowledge or approbation) would be no justification for the defendant.
We admit, indeed, this constitutional provision; but on our part, we contend that actual war may exist without any declaration. The necessity of a declaration to the existence of a public war, has, indeed, sometimes been insisted upon ; but is contrary to the doctrine of Grotius, Bynkershoek and other approved writers. Hostilities committed by the public authority of one government against another, must certainly create a state of war, independent
Besides, by the constitution of the United States, the supreme executive power is vested in the president; and it is the presumption of law that this high and responsible officer will perform his duty. The citizen, therefore, when he acts with the knowledge and approbation of the president must stand justified, unless the case is such as could not, upon any construction, fall within his, legal powers. Confidence is to be reposed in the magistrate at the head of public affairs, and though the president might be punishable by impeachment or otherwise, for his misconduct, the private citizen should be safe when acting under the authority of the executive.
If actual war, therefore, may exist without a declaration, and without the concur-ence of congress, then I would ask, whether the supreme executive power would not be justified in directing hostilities against the enemy ? Suppose, for instance, that the British government should commence an actual warfare against uss and meditate aggressions from the province of Lower Canada, would not the president be justified in making an immediate diversion in another quarter, though no actual invasion had taken place, if he could thus defeat the design of the enemy ? Or would it in such case be necessary for him to convene congress and obtain a declaration of war, when in the interim our territories might be invaded, and irreparable mischief done to our citizens and their possessions ? Suppose, again, that a military expedition against the more distant territories of Spain should be found necessary, to prevent an attack by them upon our south-western frontier, would it not be competent for the president to direct such an expedition in a case that would not admit of delay ? The authority of the president in such circumstances may not, indeed, be given by the express terms of the constitution ; but it is virtually implied and contained in the supreme executive power with which he is invested— a power which, in all governments of every form, must sometimes act upon its responsibility for the protection of the public, even where no express power is delegated. When it neglects this high duty, it becomes an object of scorn; and for the performance of it, if the president should even exceed the hounds of express constitutional power, he would rise to a fault which his country would applaud, and which the rest of the world could not censure.
If there are cases then in which actual war may exist without a declaration of it by congress, (and unless I have been misinform- , od, the case of Tripoli was originally such,) then there maybe cases in winch the president may lawfully order or approve of military enterprizes without the sanction of congress. K ow, if such cases can exist, the present is, perhaps, a case containing all the circumstances which would justify the president in the exertion of extraordinary powers. The situation of the two countries was in realiti a state of war, as we expect to show from the message of the president and the proceedings of congress. It was right in the president to attack the enemy in his most vulnerable part; and the fitting out of the expedition under Miranda, if done with the know
I proceed now to the next branch of the argument. If the evidence required will not justify the defendant, does it go in mitigation of his defence, and ought the trial to be deferred upon this account?
Here, if we suppose that every citizen undertakes a military ex- , pedition upon his own risk, and that he cannot be justified by the mere approbation which the president may have bestowed upon the enterprize; still, as the punishment is discretionary, the motives of the defendant should be inquired into, and all the circumstances which tend to show that he acted from no improper or wicked design, should be admitted to alleviate the offence.
One of the greatest orators and lawyers of the present age, when speaking of the English criminal law, says that it is “ the purest, the noblest, the chastest system of distributive justice, that was ever venerated by the wise, or perverted by the foolish, or that the children of men in any age or climate of the world have ever , yet beheld.” This is, indeed, a very great and striking elogium; but, perhaps, more applicable to our criminal system, than to that of England. We have moderated the unreasonable severity of their code, and made the protection of the accused more peculiarly our care, at the same time that we have preserved every thing that was good and valuable in their system. Thinking, therefore, as I do, of the criminal system of this country, and supposing it entitled to all the praise which Mr. Curran has given to that of England, I cannot believe that it can be so defective as to trust a
“ JVe scutica digram, horribili sectcrejlagello.n
But this examination can never take place, if the evidence which goes in mitigation, the evidence which shows the real motives of the defendant, and the circumstances of the case, is excluded from the trial. The defendant, if he has a right to justice, has a right to acquittal if innocent; and if guilty, to show what was the precise extent of his offence, that he may be punished accordingly. It is in vain to say that evidence in mitigation may be received by affidavit after the trial. For this is a novel practice permitted by the indulgence of the courts, where the regular time for offering the evidence has elapsed. There is no compulsory method to oblige witnesses to make these affidavits. If they are so disposed they may indeed do it; but they may also refuse if they think proper ; and. thus if the doctrine contended for on the part of the prosecution is to prevail, there will arise this legal solecism, that the defendant shall have a right to he judged according to the degree of his guilt, and yet shall possess no legal means to ascertain that degree, by an explanation of his motives or other circumstances, which, though not amounting to a justification, may fix the relative malignity of the crime.
It is said, indeed, that this kind of evidence can only serve to mislead the jury; but I ask, by what kind of logic is it permitted to the public accuser, to produce all the evidence that will go in aggravation of the crime, (whatever may be its effect upon the mind of the jury) and to exclude all that would tend to mitigate the offence, even where there is no other certain way of bringing it before the court, except upon the trial ? If this is really to be considered as the law of our country, then is our boasted system of criminal law miserably defective in a most important point. We have shown to the court by the case of Lord Anglesea, that the public prosecutor was suffered to give evidence in aggravation, because “ the fine which the court was to impose was discretionary, and would be greater or less in proportion to the nature of the of-fence ; and, therefore, every thing was proper to be laid before the court that might be an ingredient in their consideration ¡<>r the imposing that fine.” And, surely, if this was a reason for giving evidence in aggravation, the same reason would legalize evidence in mitigation ol the offence.
Tiie counsel for the prosecution upon this part of the argument, seem lovely upon the case of the Chevalier DlEon as reported by Burrows; first, to show that evidence in mitigation comes properly
On our part it is admitted that the case in Burrows is law, and whenever a case similar to it shall arise, it ought to govern. But it .was a case, the circumstances of which were extraordinary, and from which no conclusion' can be drawn to affect the present. In the first place, no process whatever could there reach the witnesses, and if they gave evidence at all, it must be because they were well affected towards the defendant, and willing to testify on his behalf. If, therefore, they were expected to come voluntarily as witnesses to the trial, they would also voluntarily make affidavits in mitigation of the offence, if they could do so with propriety. In both cases they could not be affected by the process of the court; and their conduct depended upon their volition. So that the defendant lost nothing by their non-attendance upon the trial.
Again, it is observable, that Lord Mansfield says their evidencé, if in mitigation, may be received after the trial. But his Lordship does not say that evidence in mitigation could not be received upon the trial. And if it could not, why enter into all the other reasoning, when this at once would have heen'a conclusive argument ?
Granting, therefore, that where the witnesses are beyond the reach of process from the court; where their evidence will be merely in mitigation ; and where, if they attend at all, it must proceed from their own good will, that the trial ought not to be deferred for their non-attendance, (which is all that the case from Burrows establishes,) we cannot draw the consequence either that evidence in mitigation could not be heard upon the trial, or that, if the witnesses were under the controul of the court, and ill affected towards tho defendant, the court would not defer the trial to procure their testimony.
On our part, besides the case of Lord Anglesea from the State Trials, we have also upon this subject produced to the court the oases from M‘NalIy, to show that where the punishment is discretionary, evidence of character may be produced upon the trial, to inform the mind of the court as to the fine to be imposed. One of the counsel associated with me appears to have been concerned in one of those cases, and has stated the circumstances of it to the court. The counsel for the prosecution contend, that these cases only show that character may be given in evidence upon a criminal prosecution ; and they contend that the only reason why such evidence is ever admitted, is because it demonstrates the improbability that a man of such a character would he guilty of such a crime.
We admit that this kind of proof may, in some casos, he properly given for the purpose stated by our opponents; for the evidence may be so equally poised, that even the circumstance of character may turn the balance. But the case? in M'Nally do hot go upon this principio. They admit the offences to have been fully proved, and slate the evidence of character to have been received merely to guide the discretion of the court as to the extent of the punishment. Either, therefore, these cases must not be law, or they show that evidence in mitigation, where the punishment is discretionary, is proper upon the trial.
I have now gone through the argument which I proposed to lay
I conclude with observing, that the interest which the public has taken in this cause, has perhaps been sufficiently accounted for. It is a state prosecution, instituted by the president’s orders, for acts done with the president’s knowledge and approbation. It is, therefore, highly important; and the sense of its importance may perhaps have been heightened in the public mind, by seeing the learned judge of another district called upon to assist the public prosecution, and to lend his exertions and talents in support of the prosecution.
Thursday, July YHh, 1806.
Paterson, J. It appears to the court, that James Madison, secretary of state, Robert Smith, secretary of the navy, and Jacob Wagner and William Thornton, who are officers under the department of the secretary of state, have been duly served with subpeenas to attend as witnesses on the part of the defendant, and that they do not attend pursuant to the process of the court. As the facts charged in this indictment, if committed at all, were committed at the city of New-York, the court could not perceive how the above-named persons, who reside at the city of Washington, and were there during the transaction, could be material witnesses on the trial of the indictment ; and were of opinion that, under such circumstances, an affidavit in common form was not sufficient to put off the trial. The consequence is, that the court would inquire into the grounds of the general allegation set forth in the common affidavit, and insist upon the defendant’s stating the point of materiality, which he expected to prove by these witnesses. Perhaps the defendant, by-stating particulars in his affidavit, and the material facts which he intended to prove by their testimony, might remove this doubt, and induce the court to grant his application. This was the substance of the opinion delivered by the court on Monday, and which, on a review, are considered to be correct, and perfectly consistent with the principles and usages of law. The result of this opinion has been, that the defendant has come forward with an affidavit stating the material facts, which he conceives he will be able to prove by the evidence of Mr. Madison, Mr. Smith, Mr. Wagner and Mr. Thornton. This part of the affidavit runs in the following words : “And this deponent farther saith, that he hopes and expects to be able to prove by the testimony of the said witnesses, that the expedition and enterprize, to which the said indictment relates, was begun, prepared and set on foot with the knowledge and approbation of the president of the United States, and with the knowledge and approbation of the secretary of state of the United States. And the deponent farther saith, that he hopes and expects to be able to prove, by the testimony of the said witnesses, that if he had any concern in the said expedition and enterprize, it was with the approbation of the president of the United States and the said secretary
In consequence of the foregoing statement, the defendant has moved the court, 1. To postpone the trial. 2. For an attachment against those absent witnesses. These questions have been ably and elaborately argued by the counsel on both sides. They are important both as to their general nature and as to their immediate pressure and bearing on the cause now at issue ; and I have given them all tho consideration that my feeble habit of body would permit.
The first question is, whether the facts stated in the defendant’s affidavit be material, or ought to bó given in evidence, if the wit-» nesses were now in court, and ready to testify to their truth? Docs the affidavit disclose sufficient matter to induce the court to put off the trial ? As judges, it is our duty to administer justice according to law. V*'e ought to have no will, no mind, but a legal will and mind. The law, like the beneficent author of our existence, is no respecter of persons; it is inflexible and even-handed, and should not be subservient to any improper considerations or views. This ought to be the case particularly in the United States, which we have been always led to consider as a government not of men, but of laws, of which the constitution is the basis.
. The evidence which is offered to a court must he pertinent to the issue, or in some proper manner connected with it. 11 must relato and be applied to the particular fact or charge in controversy, so ns to constitute a legal ground to support, or a legal ground to resist tlie prosecution. For it would be an endless task, and create inextricable confusion, if parties were suffered to give in evidence to the jury whatever self-love, or prejudice, or whim, of a wild imagination might suggest. This is an idea too extravagant to be entertained by reflecting and candid men; as it would, if carried into practice, quickly prostrate property, civil liberty, and good government. Law would become a labyrinth—a bottomless pit; and courts would be perverted from their original design, and turned into instruments of injustice and oppression. A line must be drawn—a line has been drawn on such occasions, which it becomes tiie duty of judges to pursue. If there be no line, any thing and every thing may be given in evidence. Where shall we stop ? What is the rule which we find to be laid down for our guidance? Th ■ evidence must be pertinent to the issue. The witnesses must be material. If the evidence be not pertinent, nor the witnesses material, the court ought not to receive either. Let us test the affidavit of the defendant by this principle or rule. The defendant is indicted for providing the means, to wit, men and money, for a military enterprise against the dominions of the king
The section which I have read is declaratory of the law of nations ; and, besides, every species of private and unauthorized hostilities is inconsistent with the principles of the social compact, and the very nature, scope and" end of civil government. The statute, which is the basis of the present indictment, was passed the 5th of June, 1794, and was temporary; but congress found it expedient, and, perhaps, necessary to continue it in force, without limitation of time, which was done on the 24th of April, 1800. This 5th sec
But it has been contended, that if the testimony offered should not amount to a' justification, it will to a mitigation of the punishment, and ought to pass to the jury for the sake of reaching the ears of the judges. I take this to be incorrect in principle, so far as it regards criminal prosecutions. Why suffer evidence to go to the jury, that is not pertinent to the issue; that will not justify the defendant, nor prove his innocence, nor purge his guilt ? Is it that the court may instruct the jury that they must not regard such evidence, because it is irrelevant,? This would be a work of supererogation and inutility. Nor is this all; the evidence may warp their opinion, may mislead their judgment, and induce them to find an erroneous verdict. If they acquit in consequence of this improper testimony, would a new trial be granted ? Evidence, which operates merely in mitigation of the punishment, is fit for the court only. If the defendant be convicted, then the question of mitigation arises, and will come properly befare the judges. I have always taken the distinction to be between criminal and civil cases. On an indictment for a misdemeanor, where the punishment is discretionary, the jury are to determine whether the defendant be guilty or not of the charge exhibited against him ; and it is the peculiar and exclusive province of the court to ascertain the punishment. The jury have no voice in fixing the punishment; and why should they hear evidence respecting it ? In civil prosecutions, instituted to recover damages,' as in an action for assault and battery, false imprisonment, evidence in mitigation should be addressed to the jury, because they are the legal constituted assessors of the .quantum of damages. It is of the utmost importance to the due administration of justice, that the boundary between the province of the judges and the province of the jury, which is accurately marked by the law, should be inviolably preserved; it ought not to be broken in upon, as it would lead to confusion, and render out civil rights precarious..
Several passages were read inflTNally’s evidence, which went to show in what case the character of the prisoner may be given in evidence on his trial. Great relaxation of the old rule has of late years obtained, at least in the Irish courts of judicature; for in a certain class of cases, the character of the defendant, when it bears on the issue, and goes to show the improbability of his having committed the fact laid in the indictment, is permitted to be given in evidence; as on indictments for seditious libels, for riots and assaults, for forgeries, &c. Let us hear the opinions of Lord Carlton, Lord Kilwarden, Baron Smith, and Lord Kenyon, 1 M‘Nally’s evidence, 321, 322, 323.
In The King v. John Brown, commission of oyer and terminer, Dublin, December, 1798. Before Lords Kilwarden and Carlton, ciiief justices The prisoner was indicted, at common law, for uttering a forged instrument, purporting to be a promissory .note for money of Sir Thomas Lighten & Co__The prisoner offered evidence of character; which was objected to on the old rule, that evidence of character was only admissible mfmiorem vitas, on capital charges, but the indictment here was not capital, but merely a misdemeanor. “ Lord Carlton, C. J. Com. P. said, he had conversed with many of the judges on the subject now before the court, who thought, as he did, that in cases where character was put in issue, evidence of such a nature might be very material: for example, suppose a man of very great propeity was indicted for perjury, when tnc object to be obtained by the perjury was a mere trifle, for instance a shilling; or suppose a man to be charged with a riot or assault, who was known to be of a peaceable and quiet disposition ; evidence of character in such cases, directly encountering the nature of the charge in the indictment, must be of thejast importance. His Lordship then cited The King v. Robert Carr, Guildhall, London, 32 Car. 2. on an information for a libel against the government. Sir William Scroggs, who was the judge, and who was not likely to grant a prisoner, in such a case, any privilege that he was not entitled to, admitted the defendant to give evidence
“ Lord Kilwarden, C- J. Ban. Reg. agreed with" Lord Carlton, and observed, that the reason generally assigned for the admission of such evidence in capital cases, and in capital cases only, was altogether unsatisfactory to his mind. It was said to be in Javorem nitcB ; but he had no conception, according to the principle of sound sense and right reason, that character could be evidence in a case affecting the life of a man, and yet not evidence in a case affecting his freedom, his property, and his reputation.
“ In The King v. Crawley, commission of oyer and terminer, Dublin, February, 1802. W. Smith, B. in his charge to the jury, adverted to the evidence of good character, which had been given for the prisoner. Character, he said, is of great weight in every case, and requires particular attention when the charge is grounded on circumstantial evidence ; for it then creates a greater degree of doubt than where the prosecution is supported by direct evidence. In the former case, evidence of character ought to be particularly .attended to, because the jury is more or less embarrassed, and called upon to weigh the case with more scruple and doubt, from the very nature of the testimony.
“ Lord Kenyon’s sentiment, though promulgated in a capital charge of the first magnitude, may be well applied to all cases, where the character of the defendant comes in issue. An affectionate and warm evidence of character, when collected together, should make a strong impression in favour of a prisoner, and when those who give such character in evidence are entitled to credit, their testimony should have great weight with the jury.”
The reason assigned by the Irish judges, in favour of giving character in evidence on indictments for misdemeanors, when it bears on the issue, possesses great weight, and perhaps, irrefragable. I feel no disposition to controvert them, nor is it necessary to do so on the present occasion. Character had, in the cases cited, an immediate and powerful bearing on the facts in issue, and did not go merely in mitigation of the punishment.
“ Downe, J. (1 M'Nally, 320.) admitted the prisoner to give evidence of charaéter, as a fraud was charged, and the punishment was not certain, but discretionary.” The first reason given by Judge Downe is solid, because character bears on the point of fraud; but the sound reason I do not consider in the same light, for it appears to me to be unsound and incompatible with legal . principles.
The suggestion, that the evidence should be permitted to pass to the jury, that they may determine whether the offender ought to be recommended for mercy, is utterly destitute of foundation. It does not merit a serious thought. The jurors are to hear such evidence as the court think pertinent and material, and nothing more. But if matters, which may induce the jury to recommend the offender to the pardoning power, should be received in evidence, I do not know where we are to stop, or how to draw a line between the ad
2. The attachment. On this subject the judges disagree, or, as the statute expresses it, their opinions are opposed. When this happens, the judges do not assign any reason in favour of their respective opinions, but merely state the point of disagreement, that either party may carry it to the supreme court for ultimate decision, according to the 6th section of the act to amend the judicial system of the United States, passed the 29th of April, 1802.
One of the judges is of opinion, that the absent witnesses should be laid under a rule to show cause, why an attachment should not be issued against them. The other judge is of opinion, that neither an attachment in the first instance, nor a rule to show cause ought to be granted.
Immediately after the opinion of the court had been given, Sanford moved to bring on the trial.
Hoffman requested permission for the counsel of the defendant to confer a few minutes together.
Horton requested a few days’ delay, or to the next term; he did it with great deference to the court, and should submit with silent respect to their decision. The ground on which this question had been argued by the gentlemen with whom he was joined, had great force on his mind, and he hoped the court would admit of a short delay. He farther requested that Mr. Smith’s affidavit might be filed.
Paterson, J. The court have considered this point also, and determined that the trial should proceed. His own infirm state of health had for a moment inclined him to agree to a few days’ delay, with the hope that he might then be able to sit on the trial; but he was convinced that he should not in that time be sufficiently recovered. He therefore relinquished the idea of delay on his own account ; and he did not perceive any benefit which could result to the defendant by granting the application.
Judge Paterson then left the bench.
The Vice-President,
The case in 1 L.P. Reg. 162. is said to have taken place in 1655. The dictum of Lord Chief Justice Lee, was in 1748 ; but perhaps he spoke of an attachment in civil causes. It is most probable they had in such cases tallen into disuse after the statute, when the remedy by action may have been preferred, at least for some time.