Lead Opinion
In this case, we consider whether the prosecution breached a duty to correct the substantially misleading, if not false, testimony of a key witness about his formal and compensated cooperation in the government’s investigation. Given the overall weakness of the evidence against the defendant and the significance of the witness’s testimony, we conclude that there is a reasonable probability that the prosecution’s exploitation of the substantially misleading testimony affected the verdict. See Napue v Illinois, 360 US 264, 271-272;
I. FACTS AND PROCEDURAL HISTORY
The defendant was charged with, among other things, armed robbery, MCL 750.529, and first-degree felony murder, MCL 750.316(l)(b), after the police
Yancy was a paid informant;
At trial, however, the fact and extent of Yancy’s participation in the investigation that lead to the prosecution of the defendant and the compensation Yancy received for it was never made known to the jury. On the contrary, Yancy testified that he was not paid for his cooperation in relation to “this case,” i.e., the prosecution of the defendant for Pass’s murder. The topic first arose during direct examination, during which Yancy admitted in response to the prosecutor’s question that he had been “paid by a federal agency for [his] cooperation.” Neither the prosecutor’s question nor Yancy’s answer tied his cooperation to his involvement in the investigation of the defendant as the prime suspect in Pass’s murder. In order to avoid linking Yancy’s compensated cooperation to the investigation and prosecution of the defendant, the prosecutor carefully limited her subsequent questions to whether he was specifically paid for the testimony he was giving, which Yancy denied.
[Defense Counsel]: Do you deny — first of all, it sounds like you agreed that you were paid $4,500 for cooperating with law enforcement, correct?
[Yancy]: Correct.
[Defense Counsel]: But you deny that it was wdth regards to this case, correct?
[fancy]: Correct. [Emphasis added.]
The prosecutor revisited the topic during redirect examination, again limiting her question to whether Yancy had been paid for his “testimony’ in particular. Yancy again denied being compensated:
[Prosecutor]: Okay, and just so we’re clear, you were not paid to testify in this case, correct?
[Yancy]: Correct.
Mark Yancy was here, ladies and gentlemen, and he talked to you about [sic] he wasn’t charged in this homicide, and that he admitted he was in the house at the time of the homicide, and that he got the cocaine, and gave it to Lard and the defendant. He told you he did not get consideration on this case for testifying, that he got consideration on other cases that the task force was involved with. [Emphasis added.]
The jury found the defendant guilty of armed robbery and felony murder, but acquitted him of the other charges. On June 30, 2011, the defendant was sentenced as a fourth-offense habitual offender to life in
II. LEGAL BACKGROUND
A due process violation presents a constitutional question that this Court reviews de novo. People v Wilder,
Regardless of the lack of intent to lie on the part of the witness, Giglio and Napue require that the prosecutor apprise the court when he knows that his witness is giving testimony that is substantially misleading. This is not to say that the prosecutor must play the role of defense counsel, and ferret out ambiguities in his witness’s responses on cross-examination. However, when it should be obvious to the Government that the witness’ answer, although made in good faith, is untrue, the Government’s obligation to correct that statement is as compelling as it is in a situation where the Government knows that the witness is intentionally committing perjury. [United States v Harris, 498 F2d 1164, 1169 (CA 3, 1974).][6 ]
A. FAILURE TO CORRECT TESTIMONY
As the Court of Appeals correctly observed, Yancy’s trial testimony undoubtedly left the impression that he received no payment of any kind for his participation in this case, either for his testimony or for his prior cooperation that was the necessary condition to his testimony. The overall impression conveyed was false. Whether Yancy understood why or for what he had been compensated, the prosecutor knew that Agent Harris had given uncontroverted pretrial testimony that Yancy was compensated for information central to the formal prosecution of the defendant.
Instead of rectifying this false impression regarding Yancy’s involvement, the prosecutor capitalized on and exploited it. Though well aware of Harris’s testimony and the fact of Yancy’s compensation, the prosecutor never took any steps to correct or explain Yancy’s testimony. Rather, the prosecutor carefully limited her questioning of Yancy to the fact that he had been paid for cooperating with law enforcement, while never seeking to clarify that Yancy had been compensated for his cooperation in the investigation of the defendant. To the contrary, the prosecutor further distanced Yancy from the latter by emphasizing that any payment for his cooperation came from a “federal agency” and, impliedly, had nothing to do with the pending charges against the defendant. The prosecutor’s follow-up questions built on this obfuscation; after leaving Yan-cy’s testimony regarding his cooperation with law enforcement ambiguous and untethered to the defendant’s case, the prosecutor pivoted directly to the more
Capitalizing on Yancy’s testimony that he had no paid involvement in the defendant’s case is inconsistent with a prosecutor’s duty to correct false testimony.
Whatever Yancy may have believed about the truth of his testimony, we conclude both that it conveyed a serious misimpression about the nature of his involvement in the case and that the prosecutor’s exploitation of that testimony violated the defendant’s right to due process. For this reason, we disagree with the Court of Appeals that this violation does not warrant relief. Rather, in light of the effect that Yancy’s uncorrected testimony had on his credibility and the role that credibility played in securing the defendant’s convictions, we conclude that there is a “reasonable likelihood” that the false impression resulting from the prosecutor’s exploitation of the testimony affected the judgment of the jury. Napue,
As noted, there was no physical evidence tying the defendant to the crime. No murder weapon was ever recovered, the defendant’s fingerprints were not found at the scene, and no other physical evidence confirmed that he had ever been at Pass’s house. The defendant was convicted solely on the testimony of Lard and Yancy, two witnesses with significant credibility issues. As the jury was made aware, Lard was testifying pursuant to a favorable plea agreement for his role in the crime,
Yancy’s account of the crime was also riddled with inconsistencies
In concluding that this prejudice was too insignificant to warrant relief, the Court of Appeals stressed that the impression that he had not been compensated could not have “bolstered” the “fairly dreadful state of Yancy’s credibility. .. .” Smith, unpub op at 5. We agree that Yancy lacked credibility in a number of respects unrelated to his role as a paid informant. But we disagree with the Court of Appeals that the impossibility of raising Yancy’s credibility from an already “dreadful state” is an appropriate way to frame the critical issue.
Put simply, the “dreadful state” ofYancy’s credibility would have been even more dreadful had the jury learned that he was paid for his information against the defendant. And contrary to the Court of Appeals’ suggestion, the prejudice from the prosecutor’s exploitation of Yancy’s potentially misleading testimony cannot be discounted simply because the jury had other reasons to disbelieve Yancy. Indeed, this case demonstrates the opposite to be true. Presented with a witness who was revealed to be a regular drug user, to have been in a dispute with the defendant about money, to have taken the victim’s drugs, to have left the victim “gurgling off his blood” on the floor, and to have then left town for a year, the jury was more likely to have viewed the false inference that Yancy was not compensated at all for his
Due process required that the jury be accurately apprised of the incentives underlying the testimony of this critical witness, and plainly that the prosecution not exploit any confusion relating to this critical topic. See United States v Cervantes-Pacheco, 826 F2d 310, 315 (CA 5, 1987) (“As in the case of the witness who has been promised a reduced sentence, it is up to the jury to evaluate the credibility of the compensated witness.”) (emphasis added). Given the centrality of Yancy’s credibility to the prosecution’s case and the dearth of other evidence supporting the defendant’s convictions, we hold that there was a reasonable likelihood that the prosecutor’s exploitation of Yancy’s misleading testimony affected the judgment of the jury.
IV. CONCLUSION
For the foregoing reasons, we conclude that the defendant is entitled to a new trial. Accordingly, we reverse the judgment of the Court of Appeals in part,
Notes
More than three years before the trial in this case, around October 2008, the Federal Bureau of Investigation paid Yancy $4,000 for information he provided to a joint local and federal task force relating to the task force’s investigation of the “Pierson Hood gang” and its wide-ranging criminal activity in the Flint area, including facts relevant to the murder at issue in this case. Accordingly, this Genesee County prosecution was the result of the work of that task force, including Yanc/s compensated cooperation with it.
The assistant prosecutor who appeared at this pretrial hearing was also the trial prosecutor.
Harris’s full explanation was as follows:
I did determine the amount on Mark Yancy was $4,000. The request was originally requested or submitted in October of2008. I could not recall or could not find the date it was actually paid. The reason for [Yancy’s] payment was for information against Pierson Hood members and their involvement, also for the Larry Pass homicide which was against Mr. Lard and Mr. Smith.
Harris made no further statements about the purposes of Yancy’s compensation, nor did he describe how the payment was apportioned respective to information about Pierson Hood or the Pass homicide. We therefore disagree with the dissent’s characterization of Harris’s testimony as stating that the payment was “due in significant part for [Yancy’s] cooperation relating to [Pierson Hood].” Post at 498 n 6 (emphasis added).
The full exchange was as follows:
*473 [Prosecutor]: Now, you’ve been paid by a federal agency for cooperation. Is that correct?
[Yancy]: Yes.
[Prosecutor]: And the money that you were paid was not related to testifying in this case, was it?
[Defense Counsel]: Objection. Leading.
[Yancy]: No.
The Court: Okay. You can rephrase the question.
[Prosecutor]: I’ll rephrase.
[[Image here]]
Were you paid for your testimony in this case?
[Yancy]: No.
We granted to leave to appeal, limited to two issues: “(1) whether the defendant was deprived of his constitutional right to a speedy trial; and (2) whether the defendant was deprived of his due process right to a fair trial through the presentation of perjured testimony.” People v Smith,
While we agree that the delay in this case was extraordinary, we are not persuaded that the defendant has shown sufficient prejudice to merit dismissal for a violation of his right to a speedy trial. See Barker v Wingo,
See also Jenkins,
In Harris, a government witness falsely testified during cross-examination that in exchange for her testimony against the defendants, the prosecution had made no promises to help her achieve a reduced sentence on pending state charges against her. Harris, 498 F2d at 1166-1167. The prosecutor brought the witness’s false testimony to the attention of the court and defense counsel a day after the testimony was given but still during the government’s case-in-chief and offered to stipulate it. Id. at 1167. Unlike the prosecutor in this case, the Harris prosecutor did not seek to capitalize on the false testimony, but rather offered to correct it. Id. Indeed, it was the defendant’s affirmative failure to take advantage of that offer and use other means to reveal the untruth that was fatal to the ability to complain about it on appeal. Id. at 1170. The dissent overlooks this important difference, and conflates the distinct prosecutorial duties to disclose exculpatory information, see Brady v Maryland,
The obligation to avoid presenting false or misleading testimony of its own witness begins and ends with the prosecution and is prudent in the unique Napue context because Napue requires the prosecution’s knowledge of the false or misleading testimony of its own witnesses. Napue,
The dissent insists that the prosecution’s duty to correct false testimony under Napue,
Furthermore, the post-Sanfllippo cases in the United States Court of Appeals for the Fifth Circuit that the dissent cites certainly did not distinguish Sanfllippo’s relevance in cases in which, as here, the prosecutor capitalized on a freestanding Napue error. Compare Sanfilippo, 564 F2d at 178-179 (concluding that there was no waiver when the prosecutor failed to correct and subsequently capitalized on the false testimony), with Beltran,
There is no question that the prosecution complied with its Brady obligation regarding Yancy’s compensation for his cooperation. Yet when Yancy’s trial testimony did not reflect the true nature of his agreement, instead of clarifying, the prosecutor exploited the testimony to her advantage. This due process error stands apart from a failure to disclose. See Jenkins,
Indeed, it would be a much closer question if the prosecutor had not sought to create a false impression at closing argument. But the question of whether, in isolation, Yancy’s uncorrected or unclarified cross-examination testimony would justify reversal is not before us in this case, and we decline to address it as though it had been presented in that fashion.
We note that the prosecutor’s duty to correct false or misleading testimony particularly arises in those instances in which law enforcement has directly participated in the subject matter of the testimony. Such participation would typically arise for purposes of this duty in the context of plea negotiations or other agreements for cooperation and testimony involving the prosecutor’s office and others. Such participation may also arise when, as here, the prosecutor has direct knowledge of an agreement for cooperation between law enforcement and other persons concerning the particular case at hand.
We disagree with the dissent that we “now holdO prosecutors to the unacceptably high and extraordinarily ambiguous standard of having to correct every instance of mistaken, inaccurate, or incomplete testimony or risk the possibility that every possible or perceived contradiction will be rendered material.” Post at 495. We respectfully submit that the dissent has mischaracterized and broadened the proper understanding of our opinion. As we emphasize above, a prosecutor need not correct every instance of mistaken or inaccurate testimony, Martin,
Lard agreed to testify after spending approximately two years in jail awaiting trial for his part in Pass’s murder. Lard was charged with felony murder, armed robbery, and other gun-related offenses, and as he acknowledged during his testimony, he was facing a mandatory life sentence on those charges. See MCL 750.316(1) (mandatory life impris
For example, Lard claimed in a pretrial statement to police that the defendant took a gun from Pass, but testified at trial that he did not see the defendant with a gun at any time. Lard also initially denied being at Pass’s house on the night of the shooting. Moreover, Lard insisted that Yancy was a liar; Yancy testified that Lard had pulled a gun out of his sweatshirt, but Lard denied ever possessing one.
Yancy initially told police officers that the defendant was the only one with a visible weapon. He then contradicted that statement both at the preliminary examination, when he testified that he never saw the defendant with a gun, and at trial, when he testified that it was Lard whom he saw with a gun. Yancy also testified at the preliminary examination that he had not consumed any drugs at Pass’s house before the shooting, though he admitted at trial that he had. Similarly, he admitted at trial using some of Pass’s drugs with the defendant and Lard after the shooting, though he had claimed at the preliminary examination that they never “gave” him any of those drugs (explaining at trial that he considered “giving” drugs to be different from “sharing” them).
The dissent argues that the defendant has forfeited his claim of error because he failed to object at trial and concludes therefore that the defendant’s claim must be reviewed under the plain-error standard rather than Napue’s standard for reversal. While we are not convinced that plain-error analysis applies to Napue errors, we disagree with the dissent’s conclusion that the defendant’s claim does not meet that standard. As outlined above, (1) an error clearly occurred in this case, (2) that error was “clear and obvious” insofar as the jury was left with a false impression of Yancy’s involvement, and (3) the error clearly affected substantial rights insofar as we find that it had a “reasonable probability” of affecting the jury’s verdict. Furthermore, an error like this, in which the prosecutor deliberately exploited misleading evidence before the jury, clearly affects "the fairness, integrity or public reputation of judicial proceedings.” People v Cannes,
Concurrence Opinion
(concurring in part and dissenting in part). I concur in the result of the majority’s opinion with respect to the issue of Yancy’s false testimony. It is reasonably likely that Yancy’s uncorrected false testimony affected the judgment of the jury; therefore, a new trial is warranted. I part ways with the majority to the extent that it would grant a new trial simply for “substantially misleading” testimony of a material witness that need not rise to the level of falsity and, further, dissent from the majority’s resolution of defendant’s speedy-trial issue.
I. FALSE TESTIMONY
I would grant a new trial on the basis of the false evidence in the form of Yancy’s testimony, which was
Nevertheless, applying the traditional standard to this case, I agree with the majority that defendant is entitled to a new trial. Yancy’s testimony was, in fact, false. The Court of Appeals explained that “[o]n direct, cross, and redirect examination, Yancy repeatedly admitted that he was paid for cooperating with law
II. RIGHT TO A SPEEDY TRIAL
Although defendant is entitled to a new trial on the basis of false testimony, I would not simply remand for a new trial but would also remand for additional factual findings related to defendant’s speedy-trial claim, and I respectfully dissent from the majority’s conclusion that defendant is not entitled to any relief on this claim. The Court of Appeals acknowledged that the circuit court did not correctly apply the Barker v Wingo
The right to a speedy trial is enshrined in the United States Constitution:
In all criminal prosecutions, the accused shall enjoy the right to a speedy and public trial, by an impartial jury of the State and district wherein the crime shall have been committed . . . .[12 ]
The United States Supreme Court has held that the right to a speedy trial serves "to prevent undue and oppressive incarceration prior to trial, to minimize anxiety and concern accompanying public accusation and to limit the possibilities that long delay will impair the ability of an accused to defend himself.”
Defendant waited in prison for 41 months before being brought to trial. The circuit court’s analysis of these delays inexplicably attributed extensive delays by the court to defendant.
Contrary to the Court of Appeals’ conclusion, the circuit court’s prejudice inquiry was tainted by its misapprehension of applicable law. In People v Collins, this Court established that “[a]fter 18 months, the burden shifts to the prosecution to show there was no injury [to the defendant’s person or defense].”
Napue v Illinois,
Id.
Although the majority cites United States v Harris for its “substantially misleading” standard, the full quotation from Harris equates substantially misleading testimony with testimony that “is untrue.” United States v Harris, 498 F2d 1164, 1169 (CA 3, 1974). Moreover, the testimony in Harris was, in fact, false, not just “substantially misleading.” See id. at 1166-1168.
Post at 506-507 (Zahra, J., dissenting).
Post at 503, quoting ante at 478 (opinion of the Court).
People v Smith, unpublished opinion per curiam of the Court of Appeals, issued October 29, 2013 (Docket No. 304935), p 5.
Id.
Barker v Wingo,
See Smith, unpub op at 3.
People v Grimmett,
People v Collins,
US Const, Am VI; see also Const 1963, art 1, § 20 (“In every criminal prosecution, the accused shall have the right to a speedy and public trial. .. .”). This assurance is further codified in MCL 768.1.
United States v Marion,
People v Williams,
Grimmett,
Id. at 606.
Barker,
Id. at 533.
Id. at 532.
For example, it was the court that failed to respond to defendant’s motion to quash for more than seven months and delayed a response to defendant’s first motion for a speedy trial for almost five months. Both delays were attributed to defendant, presumably because he was the source of the timely filed motions. Additionally, defendant is allegedly a member of a gang and was indicted along with numerous other codefendants, also alleged gang members, allegations that rendered defendant’s case so complex, according to the circuit court and the prosecutor, as to account for a 3V2-year delay.
Smith, unpub op at 3; see also Doggett v United States,
Smith, unpub op at 4 n 1.
Collins,
See People v Davis,
Barker,
Alleyne v United States, 570 US_,_n 5;
Dissenting Opinion
(dissenting). The majority concludes that reversal of defendant’s felony-murder and armed-robbery convictions is required because the prosecutor failed to meet her duty to correct “substantially misleading, if not false,” testimony from Mark Yancy regarding the compensation paid to him by the Federal Bureau of Investigation (FBI) for information and cooperation. The objection to the prosecutor’s conduct is premised in the notion that the “State may not
The record is clear that Yancy admitted being paid by the FBI for his cooperation. Nonetheless, despite the prosecutor’s having elicited testimony from Yancy that he had been paid for his cooperation, the majority vacates defendant’s convictions because the prosecutor did not make it absolutely clear to the jury that the FBI paid Yancy for his cooperation in the government’s case against defendant. I respectfully dissent because I fear the majority now holds prosecutors to the unacceptably high and extraordinarily ambiguous standard of having to correct every instance of mistaken, inaccurate, or incomplete testimony or risk the possibility that every possible or perceived contradiction will be rendered material.
Each of these principles is sound when one understands how they have been developed and applied. In each case enunciating these principles, neither defense counsel nor the trial court was aware that the state
I. THE SUPREME COURT CASES RELIED ON BY THE MAJORITY ARE DISTINGUISHABLE
The majority relies principally on Napue v Illinois,
Unlike the key prosecution witnesses in Napue, Giglio, and Wiese, Yancy admitted receiving compensation for his cooperation with the FBI. Moreover, as distinguished from Napue, Giglio, and Wiese, in the instant case it was not a secret that Yancy received compensation from the FBI in exchange for his cooperation. In stark contrast to Napue, Giglio, and Wiese, here there was a pretrial proceeding held for the benefit of defense counsel
In cases in which the defendant claims that the prosecution has left unchecked questionable testimony from a witness, a reviewing court must assess whether the evidence was truly false and material to the proceedings or merely inaccurate, incomplete, or otherwise vague or ambiguous such that the discrepancy is immaterial.
II. THE ALLEGED “SUBSTANTIALLY MISLEADING” EVIDENCE PRESENTED BY THE PROSECUTOR WAS NOT ONLY DISCLOSED, IT WAS AT MOST INCOMPLETE AND THEREFORE IMMATERIAL
Examination of the testimony elicited by the prosecutor reveals no patent falsity. The majority takes issue with two questions
[Prosecutor]: Now, you’ve been paid by a federal agency for cooperation. Is that correct?
\Yancy\: Yes.
[[Image here]]
*503 [Prosecutor]: Were you paid for your testimony in this case?
[Yancy]: No.
The majority does not allege that either question and its respective response, taken individually, constituted the solicitation of false or misleading evidence. This is clearly because the responses to both questions are true. Yancy was paid for his cooperation, but he was not paid for his testimony. At most the majority takes issue with the prosecutor’s use of the phrase “federal agency,” framing that language as clear evidence the prosecutor purposefully attempted to distance the witness from the defendant and purposefully obfuscated the fact that Yancy had been compensated for information provided to the FBI. The majority uses innuendo and isolated phrases such as “federal agency” to somehow determine that “[t]he overall impression [with regard to Yancy’s compensation] conveyed was false.”
In reality, any misdirection with regard to the compensation paid by the FBI to Yancy was created not by the prosecutor but by defense counsel during Yancy’s cross-examination:
[Defense Counsel]: Do you deny — first of all, it sounds like you agreed that you were paid $4,500 for cooperating with law enforcement, correct?
\Yancy]: Correct.
[Defense Counsel]: But you deny that it was with regards to this case, correct?
\Yancy]: Correct.
On the basis of this response, the majority claims that Yancy denied that he was compensated for his “cooperation with the defendant’s formal prosecution.” But Yancy was not asked whether he was compensated
Admittedly, neither the prosecutor nor defense counsel made this clarification. Instead, the prosecutor again asked Yancy to confirm that the compensation he received was not for his trial testimony. It is the prosecutor’s failure to clarify the distinction between compensation for information and compensation for testimony—a confusion brought on by defense counsel’s cross-examination—that the majority finds offensive. More specifically, the majority believes that the prosecutor was under a duty to expressly elicit testimony from Yancy that he was compensated for providing information that implicated defendant for the murder. This failure, says the majority, rendered the prosecutor’s examination either false or substantially misleading.
If this were a case in which the prosecution alone was aware that Yancy was compensated for information that ultimately led to the charges against defendant, I might well have joined the majority opinion. This is not such a case. Defense counsel was fully aware of the specifics underlying the compensation the FBI paid Yancy. Accordingly, defense counsel had in his arsenal all the information necessary to cross-examine Yancy with regard to the incomplete, albeit truthful, testimony elicited by the prosecutor. Importantly, defense counsel conducted a vigorous and effective cross-examination:
*505 [Defense Counsel\: But it was money, right? Real money, right?
[Yancy]: Correct.
[Defense Counsel]: For cooperating, correct?
[Yancy]: Correct.
[Defense Counsel]: With these folks, correct?
[Yancy]: Correct.
IDefense Counsel]: And you got some other benefits, too. Isn’t that right?
[Yancy]: No.
[Defense Counsel]: Okay. Well, are you in prison or jail now?
[Yancy]: Because I didn’t do nothing.
[Defense Counsel]: That’s not my question.
[Yancy]: No I’m not.
[Defense Counsel]: You’re not in prison or jail now. Okay. You weren’t charged with murder or weapons possession, correct?
[Yancy]: I didn’t have a weapon, no.
[Defense Counsel]: That’s not my question.
[Yancy]: No.
[Defense Counsel]: Okay. You were not charged with drug charges, right?
[Yancy]: No.
[Defense Counsel]: I mean you delivered cocaine in the house, right? You handed it to these guys and then you shared it, so you delivered it or at the least used it, right? Didn’t get charged with any of that stuff, right?
[Yancy]: No.[17 ]
III. ANY ALLEGED ERROR IS BARRED BY WAIVER
While defense counsel conducted a vigorous cross-examination of Yancy, counsel chose not to clarify Yancy’s testimony with regard to compensation from the FBI. I conclude that explicit disclosure of evidence affecting Yancy’s credibility, coupled with defense counsel’s subsequent failure to raise the specific issue at trial, constituted waiver of the claim at issue in this case.
As discussed, defense counsel and the trial court were fully aware that the FBI had compensated Yancy for his cooperation and information implicating defendant in the murder of Pass. Because there was no objection when Yancy denied being compensated “with regards to this case,”
Of course the jury was certainly entitled to question Yancy’s credibility. He admitted that he was a regular drug user, was in a dispute with defendant over money, took Pass’s drugs (though he gave them to Lard), and left the victim “gurgling off his blood” on the floor (though he testified, “What could I do?” and “I thought I was next”), and left town for a year. Even the prosecutor wryly admitted, “[0]ur witnesses aren’t from the Mormon Tabernacle choir. . . .” With that said, “ ‘[i]t is the defendant rather than the Government who bears the burden of persuasion with respect to prejudice.’ ”
V. THE ALLEGED ERROR WAS HARMLESS
MCL 769.26 provides:
*514 No judgment or verdict shall be set aside or reversed or a new trial be granted by any court of this state in any criminal case, on the ground of misdirection of the jury, or the improper admission or rejection of evidence, or for error as to any matter of pleading or procedure, unless in the opinion of the court, after an examination of the entire cause, it shall affirmatively appear that the error complained of has resulted in a miscarriage of justice.
This statute essentially embodies Michigan’s harmless-error rule.
According to the majority, the alleged error prejudiced defendant because the prosecutor bolstered Yan-cy’s credibility by arguing that he had only been paid for his cooperation in other cases:
Mark Yancy was here, ladies and gentlemen, and he talked to you about [sic] he wasn’t charged in this homicide, and that he admitted he was in the house at the time of the homicide, and that he got the cocaine, and gave it to Lard and the defendant. He told you he did not get consideration on this case for testifying, that he got consideration on other cases that the task force was involved with.
No objection was made to the prosecutor’s closing argument. Further, this argument is consistent with the record evidence from Flint police officer Shawn Ellis, who testified without objection that Yancy was not paid for his testimony and had “cooperated on other investigations with task force officers.” In any
Further, the majority exaggerates the prejudicial effect of the alleged error. The extent to which Yancy’s credibility was bolstered by argument that he had only been paid by the FBI for his cooperation in other cases is, at best, marginal. Additionally, the alleged error was clearly precipitated by the prosecutor’s willing
Finally, the majority does not address whether even if Yaxley's testimony had been struck from the record, the prosecution nonetheless presented sufficient independent evidence at trial to establish beyond a reasonable doubt that defendant murdered Pass. Even if evidence is improperly admitted to bolster a witness’s character for truthfulness, reversal is not required under MCL 769.26 if there exists other cumulative and independent evidence to support the conviction.
Specifically, Yancy and Lard consistently testified that Lard brought defendant to Pass’s home, that they used a mutual acquaintance’s name to validate their intent to purchase cocaine, and that Pass let them inside. Inside the house, defendant and Pass discussed purchasing cocaine in the kitchen, and both Yancy and Lard saw Pass enter the bathroom, presumably to retrieve cocaine. After Pass returned to the kitchen, both Yancy and Lard heard multiple gunshots coming from the kitchen area, where only defendant and Pass were present. Lard testified that neither he nor Yancy shot Pass, but that defendant did so. Lard’s testimony alone provided a rational basis to establish that defendant shot and killed Pass. In sum, having examined the entire cause, I cannot conclude that the error alleged by defendant affirmatively appears to have resulted in a miscarriage of justice. I would affirm.
I hope my fear is unfounded, as suggested by the majority in footnote 9 of its opinion. There, the majority suggests that it is the prosecutor’s exploitation of a “false impression” during closing argument that justifies reversal. While I take issue with the majority’s characterization of the prosecutor’s conduct, if this is the majority’s position, it should have said that and no more.
But even if the rule announced by the majority today is intended as a narrow one, as emphatically stated by the majority, the opinion
So if, as the majority states, my fear of the breadth of the majority opinion is overblown, it nevertheless seems to be fully justified and anchored in the various broad statements scattered throughout its opinion that are not congruent with the majority’s claim that it announces a narrow rule.
Giglio v United States,
Ante at 475-476, citing Napue v Illinois,
People v Wiese,
Specifically, defense counsel made a discovery request seeking
[c]opies of any and all written and/or electronically recorded agreements for the payment of funds by the FBI and any other police agency to any cooperating witness in this cause, including, but not limited to, Mark Yancy and Tarence Lard [a codefendant in this case], and logs and other records pertaining to such payments. A summary of the content of any oral agreements is also requested.
As a result of this discovery request, the trial court conducted the evidentiary hearing at which FBI Special Agent Dan Harris testified.
Defendant was on trial for the murder of Larry Pass. The majority minimizes the fact that the compensation paid to Yancy was not exclusively for information related to the Pass homicide. In fact, the main focus of the FBI investigation was the Pierson Hood gang and, as Harris testified, Yanc/s compensation was due in significant part for his cooperation relating to the gang activity. Importantly, the record reveals
The majority accuses me of conflating the prosecution’s obligation to disclose exculpatory information under Brady v Maryland,
While there may be circumstances in which the prosecution has complied with Brady yet failed to meet an overriding duty to correct a witness’s perjured testimony, we ought not let appellate hindsight decouple Brady from Napue in cases in which it is clear that defense counsel was aware that the testimony was arguably misleading and yet declined to clarify it for the jury
The majority attempted to decouple Brady from Napue by citing three federal cases: DeMarco v United States, 928 F2d 1074,1076-1077 (CA11, 1991), United States v Sanfilippo, 564 F2d 176,178-179 (CA5,1977), and
Similarly Sanfilippo, was quickly distinguished within its own circuit. See United States v Antone, 603 F2d 566, 571 (CA 5, 1979). Interestingly, in Beltran v Cockrell,
Finally, the majority’s reliance on Jenkins is misplaced because that court expressly stated that defense counsel, unlike defense counsel in this case, had not relied on the witness’s problematic testimony to advance a strategic or tactical omission at trial. In sum, the cases the majority cites are easily distinguishable. Moreover, the majority uses these cases for a proposition that has been rejected by more recent cases in those same circuits. In fact, a majority of federal courts have rejected the rule the majority now invokes. See footnote 18 of this opinion.
Giglio,
Herring v New York,
Penson v Ohio,
See Napier v Jacobs,
United States v Harris, 498 F2d 1164, 1170 (CA 3, 1974).
See United States v Martin,
Ante at 476, quoting Smith v Phillips,
This is not to say that if disclosure of evidence affecting credibility occurred at some point in the pretrial process the prosecution is forever free from the obligation to correct patently false testimony offered by a prosecution witness. There will be some instances in which the false evidence will be so evident and irreconcilable with the truth that action by the prosecutor to effectuate an immediate and complete correction of the record will be required. But those instances will be rare, and that is not the case here.
The parties understood that testimony relating to the Pierson Hood gang would not be admitted absent defense counsel’s opening the door to such testimony. See footnote 17 of this opinion. This explains why the testimony is scant with regard to Yancy’s compensation. It appears from the record that Yancy’s cooperation in the investigation of the Pass homicide was limited to an interview in 2006 with Flint police officer Shawn Ellis. Thereafter, the FBI continued its investigation into the gang-related activity. We are not informed of the extent of Yancy’s cooperation with regard to the Pierson Hood investigation, but we know that the FBI did not compensate witnesses until the FBI no longer needed the witness’s cooperation. Yancy was compensated in the fall of 2008. This case did not go to trial until the spring of 2011.
Defense counsel did not highlight why the FBI paid Yancy. As later revealed during a discussion outside the presence of the jury, he had good reason to stay away from this topic:
*506 The Court: The jury is yet to be called for. Are we ready for our jurors?
[Defense Counsel]: No. There was just one issue that I wanted to get your opinion on one way or the other before I start my cross-examination and that is this. Listening to the detective, and it’s no secret there was an interview of Yancy in ’06, in the summer of ’06 if I understood his testimony. My client wasn’t arrested until December of ’07. If I ask the officer to confirm, I won’t be asking the officer why, but if I ask the officer to confirm when my client was arrested, am I opening the door to Pierson Hood? I don’t think I am, but if you think I am, I’m not doing it. So, I need to know.
[Prosecutor]: Your Honor, the reason that there was a delay was because of the Pierson Hood investigation. So, if he wants to go there, it seems to me that it’s only fair that we don’t make Sgt. Ellis look like he wasn’t doing anything. I mean —
The Court: Yeah, we would have to supply the context. I don’t see it as being particularly beneficial. We’ve already indicated, I think there’s been indication that Lard wasn’t arrested until ’07 for an ’05 homicide. It would certainly suggest — if it is the delay in an arrest the defendant is seeking to elicit from the officer, then an explanation for the delay in arrest would be certainly forthcoming. Frankly, I think it’s much, much more hazardous for any gain that’s going to be made.
[Defense Counsel]: All right. I’m not going to get into it.
The Court: Yeah. All right.
Defense counsel’s trial strategy was to avoid “opening the door to Pierson Hood” because, as the trial court noted, doing so would he hazardous to defendant’s case. Rather, defense counsel sought to impeach Yancjfs claim that he was not paid “with regards to this case” by suggesting that Yancy had received some tacit benefit from the prosecution for his testimony and cooperation.
Further, it appears that an integral part of defense counsel’s trial strategy was to avoid mentioning Yancas cooperation in the Pierson Hood gang investigation. This is a significant fact that the majority ignores. And it is significant precisely because the majority holds the prosecutor responsible for failing to “correct” evidence that was not patently false and that the defense introduced for its own purpose.
While the majority does not share the view that a Napue error can be waived because counsel could have addressed the issue on cross-examination, I note that the majority of the federal courts of appeals have expressed views consistent with this approach: United States v Iverson, 208 US App DC 364, 366; 648 F2d 737 (1981) (“[W]e hold that, absent unusual circumstances, the right of the defendant to disclosure by the prosecutor is deemed waived if defense counsel with actual knowledge of the plea agreement or sentencing status information chooses not to present such information to the jury.”); Green v United States, 266 F2d 483, 484 (CA 1, 1958) (“But [the defendant] cannot have
As mentioned, the trial court also presided over and actively participated in the October 6, 2010 hearing in which yancy’s agreement with the FBI was disclosed. Like defense counsel, the court was not surprised by and did not in any way express concern about or take exception to the testimony from Yancy that the majority today declares to be “substantially misleading, if not false.” That neither defense counsel nor the experienced and knowledgeable trial judge (both officers of the court under an ethical obligation to correct false testimony) took exception to this testimony weighs strongly in support of my conclusion that the testimony and evidence in question are not material in the greater scheme of this criminal trial.
People v Carter,
Id. at 218, citing New York v Hill,
[a]s to many decisions pertaining to the conduct of the trial, the defendant is “deemed bound by the acts of his lawyer-agent and is considered to have ‘notice of all facts, notice of which can be charged upon the attorney.’ ” Thus, decisions by counsel are generally given effect as to what arguments to pursue, what evidentiary objections to raise, and what agreements to conclude regarding the admission of evidence. Absent a demonstration of ineffectiveness, counsel’s word on such matters is the last. [Hill,528 US at 115 (citations omitted).]
See Harris, 498 F2d at 1169-1170. Harris involved a claim of false testimony arising from the failure to disclose a witness’s deal with the prosecution. After the witness was excused but before the trial concluded, the prosecutor informed the defendant and the court of the witness’s remuneration from the prosecution. Accordingly, it was evident that the witness presented false testimony. The defendant did nothing with this information and on appeal claimed that the prosecution had breached the duty to correct false testimony. The United States Court of Appeals for the Third Circuit concluded that the defendant had waived the issue by failing to take any action after being informed of the evidence affecting the witness’s credibility. Id. at 1170. The majority here asserts that because the prosecutor in Harris disclosed to the defendant the full extent and nature of its remuneration with the witness, the prosecution ultimately complied with its Napue obligation. The Harris disclosure came in the midst of the trial and after the critical witness was excused. I respectfully submit that if disclosure of evidence affecting a witness’s credibility is timely when provided in the midst of trial yet after the critical witness has been excused, there should be no question but that the prosecution satisfied its Napue obligation here when it disclosed to defense counsel and the trial court the full and complete extent of Yancy’s compensation from the FBI at the 2010 hearing during which Special Agent Harris testified.
Again, in each United States Supreme Court case the majority relies on, defense counsel and the trial court were entirely unaware of any of the details relating to the state’s agreements to compensate witnesses for their testimony. Thus, defense counsel in those cases obviously could not have objected. In this case, however, defense counsel was aware and readily could have objected to Yancy’s testimony. Defense counsel’s knowledge invokes an important principle of appellate review. That is, “[t]his Court disfavors consideration of unpreserved claims of error.” People v Carines,
Carines,
Carines,
Cannes,
Cannes,
People v Smith, unpublished opinion per curiam opinion of the Court of Appeals, issued October 29, 2013 (Docket No. 304935), p 5.
Carines,
People v Lukity,
Id. at 492, quoting People v Mateo,
See Delaware v Van Arsdall,
See, e.g., MCL 769.26.
In 2007, the Flint Safe Streets Task Force, which included members of local and federal law enforcement, arrested more than 30 people related to the Pierson Hood gang, which was a criminal enterprise. Two of the people arrested were defendant and Lard. However, the circuit court quashed the charge against defendant of conducting a criminal enterprise, and eventually the case proceeded to trial only in respect to the murder of Pass.
See Lukity,
People v Mardlin,
Concurrence Opinion
(concurring in part and dissenting in part). I concur with the majority opinion except for footnote 5. With respect to defendant’s speedy-trial claim, I respectfully disagree with the majority’s conclusion that defendant is not entitled to relief. Instead, I concur with Part II of Justice KELLY’s partial concurrence and partial dissent. Accordingly, I would also reverse the judgment of the Court of Appeals with respect to the speedy-trial claim and remand this case to the trial court to consider whether the prosecution overcame the presumption of prejudice to defendant’s person and defense.
