People v. SmithPeople v. Smith
Opinion
The facts underlying the convictions in the instant case involve defendant Vassar Williams Smith’s repeated lewd fondling and spanking of his son (Victim). A jury found defendant guilty of 11 counts of lewd or lascivious conduct on a child under the age of 14 (
Factual Summary *
Discussion
Statute of Limitations
A
complaint was filed against defendant on October 26, 1998, charging him with a single violation of continuous sexual abuse of a child under age 14 between April 1, 1989, and April 30, 1996 (§ 288.5, subd. (a)), and an arrest warrant issued on that date, which fixed the date of commencement of the prosecution as well as the ending date of the statute of limitations. (§ 804.) After a preliminary hearing, defendant was bound over to superior court for trial. On November 23, 1998, an information was filed, which charged defendant
I. Counts 1 and 2
Count 1 charged defendant with violating
Prior to trial, the defense moved to dismiss counts 1 and 2 on the ground that they violated the limitations period of section 800 and that the exceptions to section 800 found in section 803 did not apply. The trial court found that counts 1 and 2 fell within the exception to the six-year statute of limitations set forth in section 803, subdivision (f) (hereinafter subdivision (f)), which provides, in pertinent part: “(1) Notwithstanding any other limitation of time described in this chapter, a criminal complaint may be filed within one year of the date of a report to a responsible adult or agency by a child under 18 years of age that the child is a victim of a crime described in Section . . . 288 . . . [or] 288.5 . . . . HD (2) . . . This subdivision applies only if both of the following occur: [*¡0 (A) The limitation period specified in Section 800 or 801 has expired. [IQ (B) The defendant has committed at least one violation of Section . . . 288 . . . [or] 288.5 . . . against the same victim within the limitation period specified for that crime in either Section 800 or 801.”
Although the prosecution has the burden of proving the crimes occurred within the applicable statute of limitations, the statute of limitations is not an element of the offense.
(People v. Frazer
(1999)
The only remaining criterion is subdivision (f)(2)(B), which requires that “[t]he defendant has committed at least one violation of Section . . . 288 . . . [or] 288.5, . . . against the same victim within the limitation period specified for that crime in either Section 800 or 801.” This subdivision does not require that the defendant be
convicted
of at least one violation of
In concluding that we can evaluate whether the record demonstrates that defendant committed at least one violation of
The
Williams
court concluded that “when the charging document indicates on its face that the action is time-barred, a person convicted of a charged offense may raise the statute of limitations at any time. If the court cannot determine from the available record whether the action is barred, it should hold a hearing or, if it is an appellate court, it should remand for a hearing.”
(Williams, supra,
By analogy to Williams, we are convinced that, when the trial court determines that certain counts are not time-barred, defendant’s convictions as to those charged offenses will stand if the reviewing court can determine from the available record, including both the trial record and the preliminary hearing transcript, that the action is not time-barred despite the prosecution’s error in filing an information in which those counts appeared to be time-barred.
Here, the trial evidence allowed for only two possible conclusions, namely, that all the
Our conclusion in this regard is supported, in part, by cases discussing the concept of jury unanimity. For example, our state Supreme Court reasoned that “if an information charged
two
counts of lewd conduct during a particular time period, the child victim testified that such conduct took place
three times
during that same period, and the jury believed that testimony in toto, its difficulty in differentiating between the various acts should not preclude a conviction of the two counts charged, so long as there is no possibility of jury disagreement regarding the defendant’s commission of any of these acts. [Citations.]”
(People v. Jones
(1990)
II. Counts 3 Through 17
We next consider defendant’s claim that the accusatory information charging counts 3 through 17 is deficient on its face in failing to show the charged acts occurred within the six-year statute of limitations.
Citing
In re Demillo
(1975)
Here, the information charging defendant with committing the 15 violations of
Having undertaken a record review pursuant to the procedure described in Williams, we conclude the available record supports a conclusion that each of the 15 charged offenses is not time-barred, either because it occurred within the statutory period set forth in section 800 or because it falls within the exception set forth in subdivision (f).
Defendant’s jury was given a proper unanimity instruction, and the prosecutor repeatedly reminded the jurors that, in order to return a verdict of guilty as to counts 3 through 17, as to each count, they must agree that defendant committed the same act or acts. The jury then found defendant guilty of each of the 15 charged offenses in question. We look at each of the 15 disputed charged offenses separately. If the jury found that the act underlying any given charged offense set forth in counts 3 through 17 occurred after October 26, 1992, the action as to that charged offense was not time-barred pursuant to the time limitations set forth in section 800. Alternatively, if the jury found that the act underlying any given charged offense occurred on or before October 26, 1992, the action as to that charged offense was not time-barred pursuant to the time limitations tolling provision set forth in subdivision (f) for the same reasons set forth above in our discussion of counts 1 and 2; i.e., the time period under section 800 had expired, the reporting and charging occurred within a year of each other, and the fact the record contains overwhelming evidence that defendant committed all of the hundreds of acts described by Victim with the requisite intent, including the multitude of described acts which occurred regularly after October, 26, 1992.
We are aware that in
People v. Angel
(1999)
Defendant next contends counts 1 through 17 must be reversed because the trial court erred by failing to instruct the jury on the applicable statute of limitations.
As a general rule, the trial court need only instruct on the statute of limitations when it is placed at issue by the defense as a factual matter in the trial. (See
People
v.
Brown
(1960)
Here, defendant did not raise any objection to counts 3 through 17, and although, he did raise a challenge to counts 1 and 2, he did so only facially and as a matter of law, without contesting the factual applicability of the exception provided in subdivision (f). Specifically, defendant filed a three-sentence motion in limine arguing that counts 1 and 2 fell outside the six-year limitation period and that the exception in section 803, subdivision (g) did not apply because of its terms and because of ex post facto limitations. The prosecution agreed subdivision (g) did not apply, but noted that subdivision (f) did. Defendant did not raise any factual challenge to the applicability of the exception in subdivision (f), and the trial court denied his motion. Given defendant did not raise any dispute as to the factual application of the statute of limitations, the court had no obligation to give an instruction to the jury to factually resolve any statute of limitations question. The proper challenge for defendant to make now is not that the court failed to instruct but, rather, that he has the right to raise the issue for the first time on appeal, pursuant to Williams, which we have addressed above.
In any event, assuming arguendo the trial court did err by failing to instruct the jury to make factual findings with respect to the tolling requirements set forth is subdivision (f), such error was harmless under any standard of review.
We are convinced the proper standard for evaluating an alleged erroneous failure to instruct on the statute of limitations is the traditional state prejudice standard set out in
People
v.
Watson
(1956)
Regardless of which standard is applied, the alleged error was harmless here where only the last prong of .subdivision (f), namely, whether defendant “committed” at least one offense within the section 800 six-year limitations period, is in dispute. As discussed above, defendant did not dispute at trial that the identified acts occurred regularly over the course of the period charged in counts 3 through 17, including the period between October 26, 1992 and April 20, 1996, which fell within the section 800 statute of limitations. His only defense was that he lacked the requisite lewd intent when he committed those acts. Here, where the evidence of the required intent was overwhelming, as was the evidence that defendant committed all of the hundreds of acts occurring both outside and within the six-year limitations period, any error is harmless beyond a reasonable doubt.
CALJIC No. 2.50.01 *
Ex Post Facto Legislation*
Admissibility of Prior Sexual Misconduct Pursuant to Evidence Code Section 352*
Evidence of Defendant’s Friendship with Man Featured on American’s Most Wanted*
Sua Sponte Duty to Instruct That Defendant Had the Right to Discipline Victim
Claiming he merely was disciplining Victim when he spanked him, defendant contends the trial court had a sua sponte duty to instruct that defendant had a right to reasonably discipline his child.
To support this claim, defendant relies upon
People v. Whitehurst
(1992)
Whitehurst
in inapposite here, where defendant was charged with committing a lewd act upon his child (
In
People v. Martinez
(1995)
In light of the above, the right of a parent to discipline a child is no defense to a charge of
Given the defense of reasonable discipline is inapplicable to a charge of committing a lewd act on a minor in violation of
Disposition
The judgment is affirmed.
Bamattre-Manoukian, Acting P. J., and Wunderlich, J., concurred.
Appellant’s petition for review by the Supreme Court was denied August 14, 2002. Kennard, J., Werdegar, J., and Chin, J., were of the opinion that the petition should be granted.
See footnote, ante, page 1182.
See footnote, ante, page 1182.
Notes
Judge of the Monterey Superior Court, assigned by the Chief Justice pursuant to article VI, section 6 of the California Constitution.
All further statutory references are to the Penal Code unless otherwise specified.
See footnote, ante, page 1182.
By supplemental letter received after oral argument, defendant brought to the attention of this court the California Supreme Court’s recent case that decided “whether the circumstance of gun use was available to support two section 12022.5(a) enhancements when gun use had
already been properly pled and proved as a basis for invoking One Strike sentencing.”
(People
v.
Mancebo
(2002)
While Victim reported the choking incident to a school counselor in late September or early October 1998, he did not report the molestations at that time.
The
Jones
court contrasted its situation with that of
People
v.
Diedrich
(1982)
Chapman v. California
(1967)
The trial court correctly instructed that, in order to find defendant guilty of violating section 288, subdivision (b), the jury had to find that he spanked Victim with a sexual intent, thereby ensuring that it understood that if defendant lacked the requisite sexual intent, i.e., if he spanked Victim for disciplinary purposes rather than for his lewd sexual pleasure, he was not guilty of violating section 288.