Opinion
Introduction
John of Gaunt:
“O! but they say the tongues of dying men
“Enforce attention like deep harmony:
“Where words are scarce, they are seldom spent in vain
“For they breathe truth that breathe their words in pain.” 1
The dying declaration stands as one of the earliest recognized exceptions to the rule excluding most hearsay evidence from trial proceedings, and the foundation for this exception is deeply rooted in policy considerations of human philosophy and psychology. Yet, since well before the enactment of the Evidence Code in 1967, appellate courts have not addressed the question of what instruction, if any, the trial court should provide the jury in its evaluation of such evidence. In this case, although the court did not misstate the law in its sua sponte pronouncement, we conclude that the jury should not have received any instruction on the point. However, we find the error did not result in a miscarriage of justice, and affirm defendant’s conviction for first degree murder (Pen. Code, § 187).
Factual and Procedural Background
The victim, Miles Weary, received fatal injuries shortly after 11 p.m. on February 11, 1986. He had just finished putting gas in his car at a station on the corner of Normandie Avenue and Century Boulevard. Two friends, Bruce Browder and Gregory Haney, were with him. As Weary was about to drive onto Normandie, a black Chevrolet Blazer with tinted windows containing two or three individuals pulled up next to the passenger side of his vehicle and honked its horn.
At that point, Browder saw the driver’s window of the Blazer come down “pretty quick” and the driver point a gun in Weary’s direction. The assailant fired as many as six shots in rapid succession and drove off. Melvin Salguero, an attendant at the station who was standing in a nearby cashier booth, identified defendant as the person driving the Blazer.
Los Angeles Deputy Sheriff Robert Rifkin arrived at the scene moments after the shooting. He was familiar with the victim from previous contacts and spoke with him as he lay in the street. Rifkin had prior training as a paramedic and “told Miles that he was shot and hurt badly, and that he was dying.” When Rifkin asked who shot him, Weary replied, “ ‘Spodie did it, . . . Spodie from 90th Hoovers.’ ” Further testimony disclosed that the victim and the defendant were members of rival street gangs and that defendant was known as “Spodie.”
Bridgette Lewis testified the two men had prior contact the evening before the shooting. She had been with Weary about 11:30 p.m. as they
Weary suffered two gunshot wounds, either of which would have been fatal. The coroner found two .22-caliber bullets in his body, which appeared to have entered from the right side. Another bullet fired from the same gun was found in the passenger door of the victim’s car.
Several days after the killing, defendant was interviewed by Deputy Sheriff Isaac Aguilar. He initially stated he knew nothing except that someone had been killed; and he denied recently being in the area of 99th Street and Normandie Avenue or knowing the victim. When Aguilar stated he had information to the contrary, defendant admitted knowing the victim and fighting with him the night before the shooting in the area of 99th Street and Budlong.
Defendant offered an alibi defense. According to Melanie Battle and her mother Viola Rodriguez, defendant had been at the Rodriguez house at 96th Street and Western Avenue from 4 a.m. February 11 until at least 3 or 4 p.m. February 12 for safety reasons following an unrelated shooting of Battle’s friend Kelly Mozier. Mark Cofield, a friend of defendant, owned a black Blazer and had made inculpatory statements regarding the killing to a mutual friend and gang member.
Issues Presented
Defendant raises the following issues on appeal:
(1) Whether the trial court erred by instructing on the victim’s dying declaration;
(2) Whether the court properly admitted Deputy Rifkin’s opinion as to the veracity of the dying declaration;
(3) Whether the court should not have excluded hearsay evidence of Gregory Haney’s identification of Mark Cofield as the assailant; and
(4) Whether substantial evidence supports the jury’s finding of premeditation and deliberation.
Discussion
I. Dying Declaration Instruction
Over defendant’s objection, the court gave the following instruction: “A declaration made by a person about to die has a substantial guarantee of trustworthiness. ‘The very solemnity of the circumstances under which the declaration in extremis is made is very justly considered by the law as creating an obligation equal to that which is imposed by a positive oath in a court of justice.’ ”
To evaluate the propriety of the instruction we undertake a brief review of the genesis of the law.
2
“Of the doctrines which authorize the admission of special classes of out-of-court statements as exceptions to the hearsay rule, the doctrine relating to dying declarations is the most mystical in its theory and traditionally the most arbitrary in its limitations. The notion of the special likelihood of truthfulness of deathbed statements was widespread, of course, long before the recognition of a general rule against hearsay in the early seventeen hundreds. It is natural enough, then, that about as soon as we find a hearsay rule we also find a recognized exception for dying declarations.” (McCormick, Evidence (3d ed. 1984), § 281, p. 828, fn. omitted; see 5 Wigmore, Evidence (Chadbourn rev. ed. 1974) § 1430; see also
Thurston
v.
Fritz
(1914)
Despite the substantial guaranty of trustworthiness underlying this exception, courts have warned against uncritical acceptance. “This species of testimony should always be received with the greatest caution, and too much care cannot be observed by the Court in scrutinizing the primary facts upon which its admissibility is grounded. No person is entirely exempt from a disposition to excuse and justify his own conduct, or to inflict vengeance upon one at whose hands he has suffered a grievous wrong; and in the eye of the law this proclivity is presumed, in cases like the present, to be overcome and silenced only by the presence of almost immediate death.”
(People
v.
Sanchez, supra,
As a logical corollary, the trial court’s ability to focus on or unduly emphasize this evidence should be commensurately circumscribed. (See, e.g.,
People
v.
Thomson, supra,
Specifically, as to appropriate instructions on dying declarations, “[t]here has been much theorizing in texts and opinions as to the weight to be given to dying declarations, abstractly or in comparison with the testimony of a witness. In consequence the practice has grown up in some states of requiring or permitting the judge to instruct the jury that these declarations are to be received with caution. In other states such instructions have been held to be improper. Again one court has required that the jury be told that a dying declaration is not to be regarded as having the same value and weight as sworn testimony. . . . While there may be merit in a standardized practice of giving cautionary instructions, the direction to give the declaration a predetermined fixed weight seems of questionable wisdom. The weight of particular dying declarations depends upon so many factors varying from case to case that no standardized instruction will fit all situations. Certainly in jurisdictions where the judge retains his common law power to comment on the weight of the evidence, the dying declaration is a most appropriate subject for individualized comment. . . .’’(McCormick, supra, § 286, pp. 833-834, fns. omitted.)
We find the foregoing commentary persuasive, particularly in light of the general rule resolving conflicts in the law in favor of criminal defendants. In the instant case, laudable as the court’s efforts may have been in elucidating a point of law, the instruction tended to draw the jury’s attention to this evidence, isolating it and thereby implying some authoritative assessment of its credibility and effect upon the determination of defendant’s guilt. As such, it was more than an expression of the court’s evaluation of the
Having so concluded, however, we find for several reasons the error was not prejudicial. (Cal. Const., art. VI, § 13.) First, the instruction correctly stated the law even if the legal principle should not have been reduced to a specific direction to the jury. (See
People
v.
Adams
(1987)
Finally, the record establishes that defense counsel adequately apprised the jury in his closing argument of the factors and considerations appropriate to the credibility assessment of a dying declarant: “Now, the instruction you received from the court having to do with the dying declaration is nothing more than the effect of administering an oath to a person that’s living. There’s no further impact than that. In other words, a dying person can’t be asked to take an oath and there’s a certain degree of trustworthiness and [s7c] things that he said. So, therefore, the instruction that you’ll
In addition, the defense offered expert testimony on the various factors affecting eyewitness perception; and the court fully instructed on the criteria relevant to determining credibility of witnesses. (See Evid. Code, § 780.) “Although the giving of the general instructions may not alone preclude reversal for [improper instruction] [citation], their use is relevant, in combination with counsel’s arguments and cross-examination, to a determination of whether the error was prejudicial. [Citation.]”
(People
v.
Wright
(1988)
Although the evidentiary impact of the victim’s dying declaration obviously was significant, the objectionable instruction did not compel the jury to accept it or to view it as having any force and effect beyond that sanctioned by the law well prior to the formulation of the hearsay rule. Thus, under the circumstances of this case, we do not find that the jury would have reached any different verdict had the court omitted it. (See generally
People
v.
Lee, supra,
II. Opinion Evidence of Dying Declarant’s Veracity
Over defense objection, Deputy Rifkin testified he believed the victim when he made his dying declaration. Rifkin had known Weary from street contacts for at least two years; and, although this contact did not result in a personal relationship or friendship, he felt trusted and did not think the victim was lying when he said, “ ‘Spodie did it.’ ” He based this conclusion on the following: “Because I knew Miles for a while and talked to him. He was usually pretty honest with me and open, and he would tell me what was going on with him and his gang and other gangs, [fl] And I could tell by the tone of his voice when I was leaning over him that he was sincere about it.” Later, the witness described the victim’s voice as “shallow and soft” and having “a lot of concern in his voice, fair concern, when he was talking . . . .”
“If a witness is not testifying as an expert, his testimony in the form of an opinion is limited to such an opinion as is permitted by law, including but. not limited to an opinion that is:
“(a) Rationally based on the perception of the witness; and
“(b) Helpful to a clear understanding of his testimony.” (Evid. Code, § 800.)
“Lay opinion about the veracity of particular statements by another is inadmissible on that issue. As the Court of Appeal recently explained [citation], the reasons are several. With limited exception, the fact finder, not the witnesses, must draw the ultimate inferences from the evidence. Qualified experts may express opinions on issues beyond common understanding (Evid. Code, §§ 702, 801, 805), but lay views on veracity do not meet the standards for admission of expert testimony. A lay witness is occasionally permitted to express an ultimate opinion based on his perception, but only where ‘helpful to a clear understanding of his testimony’ [citations], i.e., where the concrete observations on which the opinion is based cannot otherwise be conveyed. [Citations.]” (People v. Melton, supra, 44 Cal.3d at p.744.)
Although Deputy Rifkin’s opinion of Weary’s veracity may have been rationally based on his perceptions of the victim’s physical condition and mental state, it was not necessary to elucidate his testimony. On the contrary, it also tended to invade the province of the jury on this issue. “[T]he credibility or degree of weight which shall be given to a dying declaration is solely a question for the jury, that they may apply the same tests and principles in determining its truth that they apply in the consideration of the evidence of the witnesses . . . .”
(People
v.
Thomson, supra,
Nevertheless, the error did not alter the outcome of the trial and, thus, does not warrant reversal. (Cal. Const., art. VI, § 13; Evid. Code, § 353.) Rifkin properly testified to his observations and perceptions as a percipient witness to Weary’s parting words. Given the length and nature of their acquaintance, he may also have been qualified to render an opinion as to the victim’s character for honesty and veracity. (See Evid. Code, §§ 780, subd. (e), 786;
People
v.
Sergill
(1982)
III. Hearsay Identification of a Different Assailant
During cross-examination of Deputy Aguilar, defense counsel elicited testimony that Gregory Haney, the front seat passenger in the victim’s car at the time of the shooting, had identified Mark Cofield as the perpetrator in a photographic lineup. The prosecutor objected to the evidence as hearsay, and the trial court granted a motion to strike. The record does not reveal the reason Haney was not called to the stand.
We find no error, “(a) ‘Hearsay evidence’ is evidence of a statement that was made other than by a witness while testifying at the hearing and that is offered to prove the truth of the matter stated, [if] (b) Except as provided by law, hearsay evidence is inadmissible. . . .” (Evid. Code, § 1200.) Defendant cites no exception authorizing admission of the excluded identification. Instead, he argues that due process required the court to leave the testimony standing as evidence of a third party’s culpability for the crime charged.
(Chambers
v.
Mississippi
(1973)
Here, aside from Haney’s out-of-court identification, defendant proffered virtually no evidence of a specific third party’s culpability but instead simply denied his own responsibility for the crime. (See generally
People
v.
Hall
(1986)
Lastly, defendant challenges the sufficiency of the evidence that he deliberated and premeditated the murder of Miles Weary. In
People
v.
Anderson
(1968)
The fully armed killer in this cold-blooded street gang murder tracked the victim to the location of the assault and without warning opened fire into his vehicle. The jury was properly instructed on the elements of both first and second degree murder and the requirement of determining every element beyond a reasonable doubt. It is disingenuous to claim that evidence of all the three types enumerated in
Anderson
was too insubstantial as a matter of law to support their conclusions. (See, e.g.,
People
v.
Miranda
(1987)
Disposition
The judgment of conviction is affirmed.
Klein, P. J., and Croskey, J., concurred.
Appellant’s petition for review by the Supreme Court was denied January 25, 1990.
Notes
William Shakespeare, RichardII, act 2, scene 1.
Admissibility of dying declarations in California is now governed by Evidence Code section 1242: “Evidence of a statement made by a dying person respecting the cause and circumstances of his death is not made inadmissible by the hearsay rule if the statement was made upon his personal knowledge and under a sense of immediately impending death.”
California case law has specifically rejected the necessity of any proof of the declarant’s religious convictions. (See, e.g.,
People
v.
Lim Foon
(1915)
Originally, the only limitations on the admissibility of dying declarations were “that the declarant must at the time he made his statement have been conscious that death was near and certain” and “that the declarant must be dead when the evidence is offered.” (McCormick,
supra,
§ 282, pp. 829-830, fns. omitted.) Once these requirements were met, dying declarations “were admitted in civil and criminal cases without distinction . . . .”
(Id.,
§ 283, p. 830, fn. omitted.) However, subsequent judicial construction began to circumscribe admissibility until the courts would permit this evidence only in criminal cases “where the death of the deceased [declarant] [was] the subject of the trial, and the circumstances of the death [were] the subject of the declaration. [Citation.]”
(People
v.
Hall
(1892)
This conclusion conforms to the procedural change brought about by the enactment of the Evidence Code respecting the court’s determination of facts foundational to the admission of dying declarations. Earlier case authority required the jury “to disregard hearsay admitted as dying declarations or spontaneous statements unless it [found] beyond a reasonable doubt the existence of the applicable preliminary fact, namely the declarant’s sense of impending death [citations] or the spontaneity of his statement [citation]. These cases, however, predate the Evidence Code, and the determination of the preliminary fact on a hearsay challenge to a proffered confession, dying declaration or spontaneous statement is now vested solely in the trial court as opposed to earlier procedures whereby the court first determined the existence of the preliminary fact and, if so found, submitted the matter to the jury with instructions to independently find the existence of the preliminary fact before considering the proffered statement on the merits. . . .”
(People
v.
Tewksbury, supra,
