THE PEOPLE, Plaintiff and Respondent, v. MICHAEL B. SKEIRIK, Defendant and Appellant.
No. C004530
Third Dist.
Apr. 17, 1991
229 Cal. App. 3d 444
[Opinion certified for partial publication.1]
Fern M. Laetham, State Public Defender, under appointment by the Court of Appeal, Paul M. Gerowity and Allison Pease, Deputy State Public Defenders, for Defendant and Appellant.
John K. Van de Kamp and Daniel E. Lungren, Attorneys General, Richard B. Iglehart, Chief Assistant Attorney General, Arnold O. Overoye, Assistant Attorney General, W. Scott Thorpe and Ruth M. Saavedra, Deputy Attorneys General, for Plaintiff and Respondent.
OPINION
DAVIS, J.—
INTRODUCTION
After he was found competent to stand trial, defendant Michael B. Skeirik was convicted of two counts of assault with a deadly weapon and one count of possession of a firearm by an ex-felon. The jury found true various special allegations, including a habitual offender allegation under
On appeal, defendant argues that his convictions should be reversed because (1) the trial court erroneously relieved his counsel prior to the hearing to determine his competency to stand trial; (2) his right to due process was violated by allocating to him the burden of proving his incompetence to stand trial; and (3) the trial court erred in refusing to accept his plea of not guilty by reason of insanity by failing to determine that good cause did not exist for his delay in asserting the plea. Defendant also raises various challenges to his sentence.
In the published portion of the opinion we find no sentencing error in imposing multiple life terms under
In the unpublished portion of the opinion we find the trial court did not improperly reject, the day before trial, a plea of not guilty by reason of insanity. We also find no prejudicial error in the appointment of new counsel to represent defendant at the hearing to determine his competence to stand trial.
Accordingly, the determinate sentences on the assault charges and the two 5-year enhancements are stricken. In all other respects, the judgment is affirmed.
FACTUAL AND PROCEDURAL BACKGROUND
On the evening of December 30, 1986, a man later identified as defendant Michael Skeirik forced his way into the apartment of Ron Beck by pointing a gun at him. Defendant repeatedly asked Beck where Gerald Rose was and Beck insisted that he did not know. Defendant threatened to blow Beck‘s head off. He then aimed the gun at the head of Beck‘s girlfriend, Rikki, and made the same threat. Beck insisted that he did not know where Rose was.
Defendant sat down on the sofa and called Mike Edwards into the apartment. Defendant fired a shot in Beck‘s direction. He then put his arms around Beck‘s neck, with the gun under his chin. The gun went off. Beck was shot through the right side of his neck. Defendant and Edwards left the apartment.
A neighbor observed a white pickup carrying two men backing up and driving off in a hurry.
Later that evening defendant approached Robert Turner and Pete Lorenz and asked them if they were police officers. After they responded no, defendant told them he had a .357 magnum and shot at them. Turner got into his car and made a U-turn to see defendant‘s vehicle clearly. He called the police.
Defendant was apprehended that evening driving a Chevy van and armed with a .357 magnum in a shoulder holster.
By second amended information, defendant was charged with one count of attempted murder in violation of
A special allegation of use of a firearm in the commission or attempted commission of a felony in violation of
Defendant entered a plea of not guilty and denied the special allegations.
A day before trial was scheduled to begin and approximately one month after Attorney Russell Swartz was appointed to represent him,4 defendant complained that Swartz had not seen him in jail since his appointment. Defendant requested appointment of other counsel. An in camera Marsden hearing (People v. Marsden (1970) 2 Cal.3d 118 [84 Cal.Rptr. 156, 465 P.2d 44]) was held. Prior to the Marsden hearing, Swartz indicated that defendant may want to enter a plea of not guilty by reason of insanity to the second amended information.
After the Marsden hearing, the court denied the motion and indicated that defendant‘s plea was not guilty.
Trial began on November 10, 1987. The court denied defendant‘s request that he be granted cocounsel status with Swartz.
Competency Proceedings
Suggestion of Doubt
On November 12, 1987, Swartz indicated his willingness to accept the jury. He also indicated defendant‘s disagreement with this tactical decision based on his desire to challenge the jury for age, race and anticrime bias of the elderly.
Swartz informed the court that he questioned defendant‘s ability to rationally assist counsel in the conduct of his defense under
Defendant told the court that he disagreed with Swartz‘s focus on a negotiated plea, which defendant felt was excessive in light of his mental state at the time of the episode. Defendant agreed with the court that the competence hearing should be conducted because his mental state at the time of the event was extremely bad.
The court suspended the proceedings under
On November 13, 1987, a hearing was held during which Wilson testified that, although defendant clearly understood the nature of the proceedings, he was not competent to cooperate with counsel in a rational manner or to rationally assist counsel at trial. His opinion was based on an examination of defendant of two and three-fourth hours’ duration. There was a suggestion of organic affective brain syndrome from a motorcycle accident. Within a conversation, defendant would exhibit short-term rationality but long-term irrationality.5 Wilson concluded that defendant was unable to rationally assist his counsel or to take part in the proceedings of a jury trial.
After hearing Wilson‘s testimony, defendant informed the court that he believed himself to be able to both participate in his trial and to defend himself at the competency trial. He requested a jury trial on competence. The court ordered further proceedings under
Relieving Counsel Prior to 1368 Hearing
At this point, the court stated “[I]t will be necessary in the Court‘s view to appoint counsel for defendant for his trial under [section] 1368.” The court gave no reason for the substitution; however, according to Swartz, he was removed because “[b]asically, I thought the 1368 section applied and
Attorney Suter, who was the next available counsel on the court‘s list of available attorneys, was appointed. At a subsequent hearing, the court noted that Suter intended to “withdraw” the request for
Jury Trial on Competency
At the jury trial on competency, Suter stipulated to the previous testimony of Wilson and then took the part of defense counsel when the testimony was read to the jury. Included in this testimony was a cross-examination of Wilson by Swartz.
Caruso testified that there was no indication that defendant suffered from organic brain damage; that there was no sign of mental deficiency; that defendant was able to understand the nature of the proceedings and to rationally assist his counsel. His opinion was based on testing and an interview/examination of two and one-half hours’ duration. He did not notice a deterioration in defendant as time progressed, but just the opposite—with time, defendant became a more effective communicator. Caruso noted that defendant was very upset and angry at the criminal process and the length of time he had been in jail. Although defendant “got off on that a little bit,” there was no confusion or deviancy in his thinking patterns at those times and Caruso had no difficulty in refocusing him.
No other testimony was received. In closing, Suter asked the jury to weigh the opinions of both experts and to apply the facts to the law.
The jury was instructed that “defendant is presumed to be mentally competent and he has the burden of proving by a preponderance of the evidence that he is mentally incompetent as a result of mental disorder [or developmental disability] . . . .”
The jury found defendant mentally competent to stand trial and criminal proceedings were resumed under
Resumption of Criminal Proceedings
On January 6, 1988, the court granted defendant‘s motion for appointment of new counsel. Swartz was relieved and Suter was appointed to represent defendant at trial. On March 22, the court denied defendant‘s Marsden motion for substitution of counsel.
A bifurcated trial was held, first on counts I-III, then on count IV and the special allegations. Defendant was found guilty on counts II-IV. All special allegations were found true.
A mistrial was declared on count I and the charge was eventually dismissed upon the motion of the district attorney.
The court denied probation and sentenced defendant to a determinate sentence of eighteen years, four months in prison on two counts of assault with a deadly weapon, one count of felon in possession of a firearm, two enhancements under
I
RELIEVING COUNSEL PRIOR TO THE COMPETENCY HEARING*
. . . . . . . . . . . . . . .
II
BURDEN OF PROOF
At the hearing to determine whether defendant was incompetent to stand trial, the trial court used the jury instruction set forth in CALJIC No. 4.10 (1984 rev.) to instruct the jury that “[t]he defendant is presumed to be mentally competent, and he has the burden of proving by a preponderance of the evidence that he‘s mentally incompetent as a result of some mental disorder or developmental disability.” After obtaining the finding of competency he desired, defendant now contends for the first time on appeal that the presumption of competence codified in
*See footnote 1, ante, page 444.
The conviction of an accused person while he is legally incompetent violates due process. (Pate v. Robinson (1966) 383 U.S. 375, 377 [15 L.Ed.2d 815, 817-818, 86 S.Ct. 836].) “Indeed, the United States Supreme Court has held that the failure of a trial court to employ procedures to protect against trial of an incompetent defendant deprives the defendant of his due process right to a fair trial. . .” (People v. Hale [1988] 44 Cal.3d 531, 539 [244 Cal.Rptr. 114, 749 P.2d 769].)
“Although the competency hearing takes place as a result of, and during, a criminal trial, it is not a criminal action, for it does not involve a charge of crime nor result in a criminal punishment. It is a special proceeding, governed by the rules applicable to civil proceedings.” (5 Witkin & Epstein, op. cit. supra, § 2989, at p. 3667, italics omitted; see People v. Conrad (1982) 132 Cal.App.3d 361, 368 [182 Cal.Rptr. 912], [affirming a judge‘s judgment notwithstanding the verdict pursuant to
When a doubt arises as to the defendant‘s mental competence to stand trial, the trial court has an independent responsibility to state that doubt on the record and, if necessary, recess the proceedings to permit defense counsel to form an opinion as to his client‘s competency to stand trial. (
Thereafter, if an information, indictment, or misdemeanor complaint survives a defendant‘s challenges as to its validity, a hearing is held on the question of mental competency to stand trial. (
Consistent with the imposition of pretrial requirements on the trial court to independently take steps to assure the competence of the defendant (
The trial court needed a procedure for presenting the evidence of incompetence to the jury, thereby assuring that the proscription against trying an incompetent criminal defendant was not violated. (
Through argument and through the stipulation and resulting reading of Dr. Wilson‘s testimony, defendant and his counsel presented the case for a finding of incompetency. The presumption of competency operated against that position. Using CALJIC No. 4.10 (1984 rev.), the trial court accordingly instructed the jury that the defendant bore the burden of proving by a preponderance of the evidence that he was incompetent. (
We caution trial judges not to uncritically rely on the language of CALJIC No. 4.10 (1984 rev.). The language of the instruction incorrectly assumes that the burden of proof will always be on the defendant. As we have explained, the burden of proof will be on the prosecution when the prosecution is the only party seeking a finding of incompetence. On occasions when neither party seeks a finding of incompetence and instead the
Defendant‘s claim that the presumption of competence codified in
III
NOT GUILTY BY REASON OF INSANITY PLEA *
. . . . . . . . . . . . . . .
IV
SENTENCING ISSUES
Under
*See footnote 1, ante, page 444.
Defendant was determined to be a habitual criminal and sentenced to consecutive indeterminate life terms under
At the bifurcated trial on count IV and the special allegations, the prosecution introduced commitment packets, including one for defendant‘s 1966 robbery conviction. The 1966 commitment packet contained certified copies of the information; a minute order regarding arraignment; the verdict form; a hearing on probation and sentencing; and the abstract of judgment. The information charged defendant with a “violation of
Habitual Offender Life Sentences
When defendant was convicted of first degree robbery in 1966, former section 211a fixed the degrees of robbery as follows: “All robbery which is perpetrated by torture or by a person being armed with a dangerous or deadly weapon . . is robbery in the first degree. All other kinds of robbery are of the second degree.” (Stats. 1923, ch. 127, § 1, pp. 270-271, amended Stats. 1961, ch. 1874, § 1, p. 3975, italics supplied.) [REDACTED] Relying on our decision in People v. Brookins (1989) 215 Cal.App.3d 1297 [264 Cal.Rptr. 240] (review den. Mar. 15, 1990), defendant argues that there was insufficient evidence to show that he used a “deadly weapon” during the 1966 robbery to sustain his life sentences under
There is no prohibition against referring to the information or the verdict form in the commitment package to elucidate the substance of defendant‘s prior conviction. [REDACTED] “[I]n determining the truth of a prior-conviction allegation, the trier of fact may look to the entire record of the conviction.” (People v. Guerrero (1988) 44 Cal.3d 343, 345 [243 Cal.Rptr. 688, 748 P.2d 1150].) At issue in Guerrero was whether a conviction of burglary under
In Brookins, we comprehensively reviewed the meaning of the phrase “deadly weapon.” We noted that the distinction between deadly weapons and dangerous weapons had not always been made or drawn at all. On occasion, as in former section 211a, the term “dangerous” had been conjoined with that of “deadly.” Some cases treated “the terms as synonymous and the distinction drawn has been between those instruments which are designed to be lethal (such as guns, dirks and blackjacks) and those which are merely used in a lethal way.” (215 Cal.App.3d at p. 1305, citing People v. Raleigh (1932) 128 Cal.App. 105 [16 P.2d 752], construing former § 211a.) On other occasions, courts treated the words as distinct, because, as in former section 211a, the words “dangerous or deadly” were used disjunctively. In People v. Raner (1948) 86 Cal.App.2d 107 [194 P.2d 37] for example, the court noted that a dangerous weapon, such as an unloaded gun, is not necessarily a deadly weapon. “The distinction recognized in the cited cases between unloaded guns when used or threatened to be used as bludgeons, and when not so used, is the distinction between unloaded guns as deadly weapons and as merely dangerous weapons. It is a fundamental distinction which should be recognized in the absence of a controlling statutory definition of the word ‘deadly.‘” (Id. at p. 113.)19 As a result, although the trial court properly determined that defendants had committed first degree robbery based upon the undisputed fact that they were armed with an unloaded gun, it erred in determining that they were ineligible for probation under section 1203 which precluded probation for robbers who were armed or used a deadly weapon. After reviewing these precedents, Brookins held that, in the absence of a special statutory definition, the recognized meaning of the term “deadly weapon” is “either an instrument designed to cause death or great bodily injury or as an instrument used in such a fashion as to be capable of causing death or great bodily injury. Under this settled meaning, an unloaded firearm not used as a bludgeon meets neither definition and hence is not a deadly weapon.” (215 Cal.App.3d at p. 1307.)
By contrast, the information contained in the record of conviction here specifically charged that defendant committed the robbery while using a “deadly weapon.” It did not incorporate the general disjunctive language “deadly or dangerous” utilized in former
Defendant‘s argument that he had no incentive to challenge the use of the term “deadly weapon” in his 1966 conviction is without merit. Both defendant and the state had an important incentive to contest the designation of his first degree conviction as based on the use of a “deadly weapon,” rather than the generalized disjunctive language of
On appeal, we must “‘review the whole record in the light most favorable to the judgment below to determine whether it discloses substantial evidence—that is, evidence which is reasonable, credible and of solid value—such that a reasonable trier of fact could find the defendant guilty beyond a reasonable doubt.‘” (People v. Ruiz (1988) 44 Cal.3d 589, 611 [244 Cal.Rptr. 200, 749 P.2d 854], citing People v. Johnson (1980) 26 Cal.3d 557, 578 [162 Cal.Rptr. 431, 606 P.2d 738, 16 A.L.R.4th 1255].) Our examination of the entire record of defendant‘s 1966 conviction leads us to conclude that there was sufficient evidence that defendant used a “deadly weapon” during the commission of that offense. Given the established meaning of the term “deadly weapon,” we must presume that it was used in its technical sense as a loaded gun or one used in a lethal fashion in the information charging the 1966 robbery, that the court properly instructed the jury and that the jury found those facts to be true when it found defendant guilty of first degree robbery “as charged.” Accordingly, defendant‘s life sentences are affirmed.
Multiple Life Sentences
Defendant argues that he should not have been sentenced to more than one life term based on the same prior convictions and that the court erred in imposing two consecutive life sentences for counts two and three. We disagree.
In People v. Decker (1988) 199 Cal.App.3d 694 [245 Cal.Rptr. 40], the court affirmed a judgment imposing four consecutive fifteen-year-to-life terms under
The reasoning in Decker is equally applicable to
Defendant‘s reliance on People v. Allen (1986) 42 Cal.3d 1222, 1273-1274 [232 Cal.Rptr. 849, 729 P.2d 115], is misplaced. There, defendant was charged with six multiple-murder special circumstances based on three murders, two witness-killing special circumstances based on one of the killings, and three prior murder special circumstances based on one admitted prior murder. The court held it to be error to charge 11 special circumstances instead of 3. The court found that
Determinate Sentence for Counts II, III, and the Prior Serious Felony Convictions
In addition to properly sentencing defendant on counts II and III to two consecutive life terms pursuant to
The sentencing scheme for recidivist offenders set forth in
The court was correct in arriving at an aggregate determinate term which included the determinate sentence he would have imposed on counts II and III and all applicable enhancements, but he was not authorized to impose those portions of the aggregate determinate term that pertained to counts II and III. Such aggregate term merely serves the purpose of enabling the Board of Prison Terms to arrive at defendant‘s parole eligibility date under the provisions of sections
A sentence not authorized by law is subject to correction whenever the error comes to the attention of the trial court or a reviewing court. (People v. Serrato (1973) 9 Cal.3d 753, 763 [109 Cal.Rptr. 65, 512 P.2d 289].) In such case, the sentence, or at least its unlawful part is void. (In re Sandel (1966) 64 Cal.2d 412, 417-419 [50 Cal.Rptr. 462, 412 P.2d 806].) Accordingly, the determinate sentence imposed on counts II and III, and the two 5-year enhancements imposed for the prior serious felony convictions are void and will be stricken.
DISPOSITION
The judgment is modified. Defendant‘s determinate sentence on counts II and III, and the two 5-year enhancements imposed for the prior serious felony convictions are stricken. The trial court is ordered to prepare a corrected abstract of judgment in accordance with this opinion and will send a copy to the Department of Corrections. In all other respects, the judgment is affirmed.
Marler, J., concurred.
BLEASE, Acting P. J., Concurring and Dissenting.—I concur in the judgment and opinion except for part IV, as to which I dissent.
In part IV the majority opinion upholds the judgment of sentence predicated upon the finding that defendant was a habitual criminal within the meaning of
In People v. Brookins (1989) 215 Cal.App.3d 1297 [264 Cal.Rptr. 240] we held that “deadly weapon,” as the sole term of art regarding robbery by means of a weapon in
Defendant was convicted in 1966 pursuant to the definition in former
The first difficulty with this reasoning is that there is a line of cases interpreting former
The second difficulty is that the reasoning of the majority opinion is built on an unsound premise. Because “pistol” is not qualified by “loaded” in the charging document, the success of the majority theory is dependent, not only upon equating “deadly weapon” with loaded pistol, but upon equating conviction for use of a deadly weapon with conviction for use of a loaded pistol. This second step is unexamined and cannot be taken. Under former
I amplify these arguments.
We said that “[u]nder this settled meaning, an unloaded firearm not used as a bludgeon meets neither definition and hence is not a deadly weapon.” (Brookins, 215 Cal.App.3d at p. 1307.) The majority opinion goes wrong in imputing “this settled meaning” to former
As Brookins points out, in Raleigh the terms “dangerous” and “deadly” were treated as “synonymous.” For that reason it was said of Raleigh: “There can be no doubt at all, in this state, that an unloaded gun can be a ‘dangerous’ or ‘deadly’ weapon within the meaning of
Because of these cases the CALJIC instructions likely applicable during the period of defendant‘s 1966 conviction make no distinction between dangerous and deadly weapons. CALJIC No. 210-B (rev. ed. 1946) provided simply, based upon Raleigh, supra, that: “A ‘dangerous or deadly weapon‘, as the term is used in the law [of
And that is exactly how the prosecuting attorney in this case viewed the law of former
None of this is addressed in the majority opinion. Their sole reliance, as noted, is upon People v. Raner, supra. In Raner the defendants were charged, in a manner parallel to this case, “with the crime of robbery while armed with a deadly weapon, to wit, a sawed-off .22 caliber rifle.” (86 Cal.App.2d at pp. 108-109.) They “pleaded guilty to the charge of robbery but denied having been armed, and waived a jury trial on that issue.” (86 Cal.App.2d at p. 109, italics added.) “At the close of the hearing . . . on the applications for probation and for the purpose of fixing the degree of the crime, the trial judge found that defendants had been ‘armed with a deadly weapon to wit an unloaded pistol at the time of the commission of the offense.‘” (Ibid.) The court determined the offense to be robbery of the first degree and denied probation solely on the ground of
On appeal the court did distinguish between “unloaded guns as deadly weapons and as merely dangerous weapons,” the former being the case only when the gun “was used or threatened to be used as a bludgeon.” (Raner,
Thus Raner essentially has to do with eligibility for probation. “We reach the conclusion, therefore, that for the purposes of
The flaw in the majority reasoning is that if the Raner conviction were at issue in this case and the sole evidence tendered were the record of the charge and conviction in that case we could not conclude that the gun employed was loaded. The majority opinion does not discuss this anomaly. Rather, it argues that the defendant had an incentive in the 1966 action to litigate whether the pistol was loaded, i.e., whether it was “deadly” or merely “dangerous,” because of the provision of
The majority‘s premise is that, based upon Raner, the defendant had an incentive to “litigate” whether he was guilty “as charged” of using a “deadly” weapon because if so “convicted” he would be ineligible for probation.
For this reason the question of probation has nothing to do with this case. Eligibility for probation under
I would reverse the judgment of sentence finding the defendant to be a habitual criminal.
A petition for a rehearing was denied May 13, 1991, and appellant‘s petition for review by the Supreme Court was denied August 1, 1991. Mosk, J., and Broussard, J., were of the opinion that the petition should be granted.
Notes
In 1973 the Supreme Court put an end to the then existing scheme for commitment of incompetent criminal defendants by holding in In re Davis (1973) 8 Cal.3d 798 [106 Cal.Rptr. 178, 505 P.2d 1018], that when there is no reasonable likelihood that a criminal defendant will regain competence to stand trial in the foreseeable future, he must either be released or subjected to commitment proceedings initiated pursuant to civil commitment laws as embodied in the Lanterman-Petris-Short Act (hereinafter referred to as the LPS Act.) (
At the time Davis was decided long-term involuntary commitment under the LPS Act was imposed only upon individuals categorized as “gravely disabled.” (Stats. 1971, ch. 1593, § 366, p. 3335.) However, the LPS Act contained no specific provision for commitment of criminal defendants who were found incompetent to stand trial. While such defendants may have fit into the category of persons who are a danger to themselves or others so that short term commitments under the LPS Act were possible, they would not necessarily fit into the category of “gravely disabled” persons necessary for long-term commitment. Thus, if the LPS Act were used to commit incompetent criminal defendants, the maximum period of commitment would typically be 90 days.
The Legislature responded by enacting a new commitment scheme which became effective in September 1974 as an urgency measure. (Stats. 1974, ch. 1511.) In so doing the Legislature addressed the difficult problem of integrating and resolving the conflicting concerns of protecting society from dangerous individuals who are not subject to criminal prosecution, preserving a libertarian policy regarding the indefinite commitment of mentally incompetent individuals who have yet to be convicted of criminal conduct, and safeguarding the freedom of incompetent criminal defendants who present no threat to the public. As a result of this effort, criminal defendants found incompetent to stand trial are now subject to an initial commitment for a definitely limited period not to exceed three years. Thereafter, any further commitment may occur only if the defendant falls within the new standards set forth in the LPS Act. (See Parker, California‘s New Scheme for the Commitment of Individuals Found Incompetent to Stand Trial (1975) 6 Pacific L.J. 484.)
“The regional center director shall recommend to the court a suitable residential facility or state hospital. Prior to issuing an order pursuant to this section, the court shall consider the recommendation of the regional center director. While the person is confined pursuant to order of the court under this section, he or she shall be provided with necessary care and treatment.”
