People v. ShermanPeople v. Sherman
Aрpellants Sherman and Freeman were tried and convicted in the superior court of Los Angeles County of various violations of the narcotics laws, i.e., sale of marijuana (
Sherman Appeal
Appellant Sherman asserts error in the court’s amending count III of the indictment upon its own motion, substituting the date December 23, 1960, for November 23, 1960, the one alleged in the indictment. Recognizing that “mere change in the date on which the crime is alleged to have been committed will not encompass a requirement of additional time in which to prepare a defense unless the defendant was actually misled or otherwise prejudiced by such change’’
(In re Newbern,
It is doubtful whether the amendment now under discussion was necessary.
Section 955, Penal Code, says: “The precise time at which the offense was committed need not be stated in the accusatory pleading, but it may be alleged to have been committed at any time before the finding or filing thereof, except where the time is a material ingredient in the offense.” It is settled law that ‘ ‘ [v] ariation from the allegations of an information within the period of limitations is not fatal except where it appears that commission of the act charged does not constitute a crime unless committed on a specific date. [Citations.] ”
(People
v.
Murray,
But if an amendment were necessary, application of section 1009, Penal Code, would preclude a finding of error.
If the district attorney were so disposed he could have amended the complaint at that stage of the case, before plea, because mere change in the date of the alleged offense does not “change the offense charged” and hence is permitted by section 1009.
(People
v.
Crosby, supra,
People
v.
Hernandez,
People
v.
O’Hara,
People
v.
Vance,
Officer Jones testified to the pertinent transaction as having occurred on December 23, 1960. Counsel for co-defendant Montgomery objected to any testimony concerning said date and moved to strike that which was already in the record. Defendant Sherman, who was appearing in propria persona, made the same objection and motion. The court inquired whethеr a continuance was needed “to prepare because of this variance in dates” and the attorney for Montgomery answered in the negative; appellant Sherman gave no sign of any desire for a continuance. When the court on the following day announced that he was ordering count III of the indictment amended to change the date, he inquired of Montgomery’s counsel and of Sherman whether they felt the amendment required a continuance, and each of them replied in the negative. Appellant was rearraigned and pleaded not guilty to the third count, as amended, and the trial proceeded without objection to the amendment or the immediate resumption of the hearing.
Appellant Sherman rested without producing any evidence *426 but did testify on behalf of his codefendant that he did not see him on December 23d but did see Officer Jones on that date; that he talked to Stanley, not Montgomery, in the area of the Avalon Liquor Store on that day and was present when the officer handed someone a five-dollar bill on December 23d, but it was not handed to Montgomery. As a witness, appellant shоwed no uncertainty about the December 23d date, from which it follows that there manifestly was no prejudice suffered by him from the amendment of the indictment.
Appellant’s second contention is that the court abused its discretion and denied appellant’s constitutional rights in permitting him to discharge the public defender as his attorney and to conduct the trial on his own behalf. It is said in argument that he relied upon entrapment as a defense and the judge failed to ascertain whether he, a layman, was competent to present such a complicated issue.
This motion to substitute appellant for the public defender was made on March 16, 1961. Appellant had not yet entered his plea and that matter had been continued to March 16. Apparently a motion to dismiss under section 995, Penal Code, was made on that date and continued to March 27th and then to March 30th, on which date the appellant in propria persona presented his motion under section 995, same being granted in part and denied in part. On that same day, and not before, he entered his plea of not guilty. This was 14 days after the public defender was relieved of responsibility in the case. Assuming that the plea of not guilty was broad enough to include entrapment (
Clearly, the court’s duty, if any, to probe into defendant’s ability to handle a defense of entrapment, had not arisen at the timе he permitted defendant to take over his own defense. Defendant was then in the same position (so
*427
far as this matter is concerned) as if he had never been represented by a lawyer.
People
v.
Mattson,
‘‘ The foregoing sections accord the accused not only a right to counsel but also a right to represent himself if he so elects. Except in certain situations not here pertinent, the court cannot force a competent defendant to be represented by an attorney. [Citations.] ” At page 794: “ [T]he defendant during the proceedings before the magistrate and the trial court has as a matter of absolute right but two choices in the matter of a court-appointed attorney: he can accept representation by counsel (as most defendants with the ability to employ counsel have the good sense to do) or he can elect to represent himself. If he makes the latter еlection, he assumes for all purposes connected with his case, and must be prepared to be treated as having, the qualifications and responsibilities concomitant with the role he has undertaken; he is not entitled either to privileges and indulgences not accorded attorneys or to privileges and indulgences not accorded defendants who are represented by counsel.”
We do not consider the cited case of
People
v.
Shroyer,
That the rules stated in that case do not apply to a situation such as the one here presented appears from
People
v.
Thomas,
*428
People
v.
Harmon,
The burden rests upon the appellant to establish, when the point is raised first on appeal, that he did not competently and intelligently waive his right to counsel.
(People
v.
Feeley,
Moreover, the matter lies within the discretion of the court, as is shown by the foregoing authorities, and if error was committed it must have resulted in prejudice to defendant or the judgment will not be reversed on that ground.
Appellant herein had been previously convicted of two felonies and had served terms of imprisonment for same,— robbery in the District of Columbia and violation of section 11500, Health аnd Safety Code in Los Angeles. Through these experiences he had gained some familiarity with criminal court procedure. In the trial of counts I, II and IV, appellant during his cross-examination of Officer Jones brought up the matter of entrapment, saying: “I would like to interject a little something right here—some quotations of
People
versus
Jugg
[Judd], 170 Cal.App.2d [212] 217 [
We cannot say that there was any error or abuse of discretion in this matter of permitting appellant to take over the trial of the case in propria persona.
The judgments of conviction of appellant Sherman upon counts I, II and III of the indictment, as amended, are affirmed.
Appeal of Freeman
Appellant Freeman and defendant Kindle were tried jointly upon Count VII of the indictment which alleged that thеy (John Doe, “Butch” and John Doe, “Chuck”) made a sale of marijuana on January 4,1961. The indictment was amended to show their real names as Benjamin F. Kindle and Charles T. Freeman, respectively. They waived jury trial and both were convicted. Freeman was represented by attorney Bari C. Broady, pursuant to court appointment, and Kindle by Deputy Public Defender Charles D. Boags. The indictment was also amended to charge Freeman with prior conviction of robbery on or about June 5, 1956, and he admitted the fact. He now appeals from the judgment in propria persona.
Though his brief is somewhat obscure in its presentation, the points directly raised are that (1) the evidence is insufficient to identify him as the seller of the marijuana, (2) the evidence also is insufficient to show that a paper bag which was delivered to Officer Johnson contained marijuana, (3) it was prejudicial error to receive in evidence an “out of court” statement of his eodefendant, and (4) that “counsel, appointed by the court to represent the defendant, grossly misrepresented same, in that he totally discarded certain facts known and, or, available to him which not only could have proved perjury on the part of people’s one and only witness, but could also have proven the defendant to be the victim of mistaken identity.” We find no merit in any of these contentions.
The first two points march hand in hand and proceed upon basic misconceptions, namely, that the court of review should and does weigh the evidence, and that testimony which is damaging to appellant may be branded as incredible upоn
*430
the basis of inconsistencies within it, or improbabilities which appear when weighed with that opposed to it. Pertinent is the following language of
People
v.
Simpson,
An appellate court is bound by the evidence favorable to respondent, as explained in
People
v.
Newland,
Officer James C. Johnson, an undercover operative of the Los Angeles Police Department, arrived at Kindle’s house shortly after 10 or 10:30 a. m. on January 4, 1961. He had talked to Kindle on the previous dаy and was told that Kindle could get him ‘‘half a can” (meaning marijuana) for five dollars, and that he should stop by on the 4th. On that day Johnson arrived alone, Kindle joined him and they drove in Johnson’s ear to 52d and Hoover where Johnson handed him a five-dollar bill. Kindle alighted from the car, walked between some courts and returned in about five minutes telling the officer that Freeman’s wife said: ‘ ‘ He is down at his stash” (which statement was received as to Kindle only). Kindle directed Johnson to 66th and Denver Streets, parked at the curb and sounded the car horn three times. Soon appellant Freeman came from the rear of 6532 Denver Street and got into a gray or blue Chrysler sedan, backed to the place where Johnson and Kindle were parked. (At that time he *431 was on parole from a prison sentence for armed robbery and was not permitted to drive.) Kindle inquired: “What’s happening”; appellant said, “What do you want?”; Johnson: “Half a can.” Appellant parked his ear at the curb and went to the rear of 6532 Denver Street. Shortly he returned to the passenger side of the Johnson car. Kindle hаnded him a five dollar bill and received from appellant a paper bundle, appellant saying: “Thanks a lot, man.” The bundle was passed by Kindle to the officer and it was later shown by stipulated testimony of a forensic chemist to contain approximately 27 grams of marijuana. When Johnson reached the police building he delivered the paper bundle to the property division, placing on the back of it some red sealing wax with his thumb print in it, also his initials and the date of his receipt of it, January 4, 1961. Before leaving it with the propеrty division, Johnson placed the paper bundle inside a large envelope which he also initialed and sealed with sealing wax in which he had placed two thumb prints. It was carefully preserved in the property division of the police department until its production at the trial.
Later in January Johnson went to appellant’s home and asked: “What’s happening, Chuck?” “Got any weed?” and Freeman said: “No, I don’t have any now; come back later on tonight, I should have some.” The officer did not return. On another occasion he saw аppellant working on the Chrysler automobile he was driving on January 4th; it was not registered in appellant’s name.
Officer Johnson gave appellant’s description and address to other officers who arrested him on February 17 or 18; while appellant was in the police ear and Johnson in another car parked behind it, Johnson saw him and told the other officers: “He is the one.”
Defendant on the witness stand denied most of the testimony against him, resorting in most instances to small alibis and the claim of perjury on the part of Officer Johnson. This testimоny the trial judge rejected, for ample reasons. Among other things appellant, previously convicted of a felony, was to be discounted as a witness by that fact alone. There is no room for doubt of the sufficiency of the evidence to support the implied finding that appellant was the vendor of the marijuana on the occasion in question. Nor is there any substantial basis for our rejection of Johnson’s testimony in the face of the trial judge’s finding that it was true.
Likewise, the tracing of the carefully identified
*432
and preserved marijuana in the paper sack was complete, leaving no escape from the conclusion that the sack contained marijuana when handed to Officer Johnson by Kindle after receiving it from appellant, and that the same sack with the same contents was produced and identified in court at the "trial. There was no evidence to show or to warrant an inference that there had been any alteration of the evidence, or any tampering with it. (See,
People
v.
Riser,
Complaint of the court’s receiving a statement of codefendant Kindle made out of court is basеd upon Johnson’s testimony that on January 4 Kindle, after walking between some courts at 52d and Hoover to appellant’s residence, returned and said that “his wife said, ‘He is down at his stash.’ ” Freeman’s attorney objected while the witness was answering the question and upon the ground of hearsay. The court said: ‘‘ This is being received only as to the defendant Kindle. You represent the defendant Freeman.” There was no jury and it is to be presumed that the judge did not consider this bit of testimony as a part of the proof against appellant. There was no еrror here. If the court had erred in this respect it would have been of little consequence in the light of the other evidence. (See, McCormick on Evidence, § 60, p. 137; 5 C.J.S. § 1564 (5), p. 1268.)
The claimed misrepresentation of counsel who was acting under court appointment in the defense of Freeman finds no substantial support in the record. Disagreements between attorney and client as to the proper conduct of the trial—what objections or motions should be made, what evidence should be offered or withheld—are of frequеnt occurrence and lead often to severance of the relationship.
Zurich G. A. & L. Ins. Co., Ltd.
v.
Kinsler,
It is a matter of common knowledge possessed by experienced trial lawyers that the advocate who yields to the hurried whispered suggestions of his client to put to the opponent some supposedly withering and devastating questions, stumbles into egregious error more often than not. The claim at bar that the “use of facts” which appellant wаnted counsel to bring out “would have proved perjury on the part of the people’s one and only witness” and also “have proven the defendant to be the victim of mistaken identity” reflects a layman’s appraisal of an expert’s judgment and strategy in a crucial phase of the case; his judgment must yield to that of the expert. Mere refusal or failure of the lawyer to follow the client’s advice as to the conduct of the case does not spell inadequate representation. Moreover, appеllant made no complaint in the trial court of the manner in which he was being represented.
People
v.
Monk,
People
v.
Ford,
Appellant makes numerous other subsidiary points such as claims that he was convicted on hearsay, that the indictment showed commission of no public offense, that the narcotic was not shown to have come directly or indirectly from him; none of these claims is sound and none requires further comment.
There was no miscarriage of justice here.
Judgment affirmed as to defendant Freeman.
Fox, P. J., and Herndon, J., concurred.