50 N.Y.2d 640 | NY | 1980
Lead Opinion
OPINION OF THE COURT
The defendant, Martin Shepard, was originally charged in the Justice Court of the Town of Southampton with the crime of criminal possession of a controlled substance in the sixth degree (Penal Law, § 220.06, subd 3), a class D felony. It was alleged that he had in his possession at his home in Sagaponack, New York, nine marihuana plants. The charge was subsequently reduced to criminal possession of a controlled substance in the seventh degree (Penal Law, § 220.03) a class A misdemeanor.
The defendant moved to dismiss the charge on the ground that section 220.03 of the Penal Law, as applied to him, violated his right to privacy. He contended that marihuana is a harmless substance and, therefore, the State of New York had no legitimate interest in prohibiting its private use or possession.
After conceding possession of the marihuana plants the defendant requested and was granted an evidentiary hearing at which he offered and had admitted into evidence books and reports which purported to support his position that the use of marihuana did not pose a danger to the public health, safety or welfare. In addition, and appended to defendant’s motion for dismissal, were affidavits of responsible medical authorities stating that there was no significant harm nor health danger to the user of marihuana, no psychological or physiological impairment, no causal connection between marihuana and the commission of violent acts, that an overdose death was impossible, that use of marihuana was less harmful than many other drugs and commonly used substances and that there was no justification for criminal treatment of the marihuana user. These medical and psychological assessments of the effects of marihuana usage were affirmed in the testimony of Dr. Norman E. Zinberg, clinical professor of psychiatry at Harvard Medical School.
The District Attorney responded by submitting a series of medical and scientific reports which purported to show that marihuana does, in fact, produce harmful effects upon the human body including damage to brain cells resulting in
In a memorandum decision, the trial court denied defendant’s motion to dismiss and held that defendant had failed to overcome the presumption of constitutionality that attaches to all legislative enactments. Based on the stipulated facts, the court found defendant guilty of criminal possession of a controlled substance in the seventh degree and sentenced him to pay a fine of $100. The Appellate Term affirmed.
On this appeal the defendant does not question those laws which prohibit the trafficking, distribution or sale of marihuana or the power of the State to control possession in quantity sufficient to indicate an intent to distribute. Instead his prime contention is that the State cannot constitutionally criminalize the possession and cultivation of personal use quantities of marihuana within the privacy of the home.
Fundamental to this argument is the defendant’s premise that we should not accept the bases underlying section 220.03 of the Penal Law. Rather, the defendant urges, we should determine upon this record whether the intrusion sanctioned by the Legislature is justified, under applicable standards of constitutional law considering the activity sought to be prohibited. He urges that the State should not be permitted to stop a person from using and possessing marihuana in the sanctity and constitutionally protected privacy of the home.
It is true, as the defendant contends, that the court has an historic role in defining the constitutional rights of individuals and the limitations which must be placed on government powers. So the government has been prevented from interfering with an individual’s decision about whom to marry (Loving v Virginia, 388 US 1), or matters concerned with how an individual should educate his children (Pierce v Society of Sisters, 268 US 510), or matters concerning procreation (Skinner v Oklahoma, 316 US 535), or contraception (Eisenstadt v Baird, 405 US 438), or family relationships (Prince v Massachusetts, 321 US 158). Similarly the "liberty” clause of the Fourteenth Amendment has been used to strike down State legislation which invaded the "zone of privacy” surrounding the marriage relationship (Griswold v Connecticut, 381 US 479).
But even with its recognition of the particular deference to be accorded the privacy of the home the Stanley court was careful to add a footnote stating that its decision "in no way infringes upon the power of the State or Federal Government to make possession of other items, such as narcotics, firearms or stolen goods, a crime” (id., at p 568, n 11).
While conceding the State’s right to make possession of narcotics a crime, even to the extent of intruding into the home for purposes of enforcement, the defendant contends that there can be no sufficient State interest in maintaining section 220.03 of the Penal Law as it pertains to the private possession of marihuana which is not a narcotic drug. He asserts that in light of the evidence as to the harmless effects of marihuana, the State has no interest in proscribing its private possession.
It is true that there is disagreement regarding the effects of marihuana. Indeed, there may be some members of this court who believe, based on available scientific evidence and on the need to assess priorities and conserve the resources and integrity of the criminal justice system, that the private possession of marihuana should be decriminalized for personal use. The Legislature may well, in the near future, consider its use for medicinal reasons. However, the statute now before us represents the current and considered judgment of an elected Legislature acting on behalf of the people of this State. Empirical data concerning the vices and virtues of marihuana for general use is far from conclusive. Time and further study may prove the Legislature wrong, but the Legislature has the right to be wrong. The enactment of legislation, particularly in areas of legitimate controversy, is the business of the Legislature.
It is the business of the court to apply the law, and while we
The order of the Appellate Term should be affirmed.
Concurrence Opinion
(concurring). I am in full agreement with the Per Curiam opinion and I join in affirming the order of the Appellate Division.
I cannot, however, stand idly by without commenting upon the dissenter’s attempt to justify the permissive use of a prohibited intoxicant when the Legislature, following extensive studies and hearings, has specifically found the drug to be sufficiently harmful to warrant punishing its possession in an effort to deter its use. Cases are not to be decided upon one’s personal views or preferences concerning a legislative decision; and, perforce, a Judge’s personal desires and private opinions may never be permitted to form the basis of a judicial determination. We do a great disservice to the judicial responsibilities with which we have been entrusted when we step away from the role of impartial arbiters of conflicting views and enter the fray of political debate. The Court of Appeals is a court of law, and, as such, our review must be, as always, based upon the record before us in any given case.
The record in this case is reflective of the long-standing division within the scientific community regarding the effects of marihuana use upon the individual. There have been and, no doubt, always will be those who claim that marihuana may be used without serious side effects. There is, however, an abundance of reputable scientific authority to the contrary which simply cannot be ignored (see, e.g., Jones and Jones, Sensual Drugs: Deprivation and Rehabilitation of the Mind). In one survey of the recent scientific data on the subject, a survey which was introduced into the record by the People, it
My colleague who authored the dissenting opinion asserts flatly that the weight of "world-wide authority” has concluded that marihuana is not addictive, has no withdrawal symptoms and, most significantly, "does not cause hazard to the public safety”. Yet, there is an enormous amount of hard evidence to indicate that the heavy use of marihuana leads to a tolerance of the substance and that symptoms such as weight loss, vomiting, hot flashes and severe irritability can ensue if the drug is withdrawn (Jones, supra; see Marijuana and Health, Fourth Report to the United States Congress from the Secretary of Health, Education and Welfare [1974] 10, 75-81 [hereinafter referred to as Fourth Report]). As to the contention that marihuana use poses no danger to the public safety, one need only examine the evidence of the effect that consumption of the drug has upon the driving abilities of its users to recognize the fallacy of the dissenter’s assertion. This evidence indicates that, with the ingestion of marihuana, the driver’s reaction time is increased and his ability to concentrate on the road is concomitantly diminished (Fourth Report, supra, pp 10-11; see Ravin v State, 537 P2d 494, 510-511, and n 67 [Alaska]). Thus, one who retreats into the privacy of his home to take a few so-called "harmless” puffs from a marihuana cigarette may very well convert his private vice into a matter of public concern when he leaves the confines of his home and takes his vehicle out onto the public highway. And, realistically, we cannot blind ourselves to what history and common experience teach us — that it is not unusual for a user of the drug to encourage and induce others to experiment with the substance.
The point of the foregoing discussion is not necessarily to document beyond question that marihuana is a harmful sub
In the face of the prodigious amount of conflicting data on the effects of marihuana, I am hard pressed to comprehend how it can be said that a legislative decision to outlaw possession of the substance is without basis in reason, particularly where, as here, that decision is reached following exhaustive hearings and studies. Certainly our collective background as Judges does not give us the scientific knowledge and skills to choose among the various studies and determine which of them are authoritative. And, even if we had the requisite technical insight, we would be overstepping the bounds of judicial prerogative were we to intervene in what is essentially a legislative matter by determining that the statutory prohibitions on the possession of marihuana do not advance the public good. "It is not the function of á court to determine whether the public policy that finds expression in legislation * * * is well or ill conceived. * * * The judicial function is exhausted with the discovery that the relation between means and end is not wholly vain and fanciful * * *. Within the field, where men of reason may reasonably differ, the legislature must have its way” (Williams v Mayor, 289 US 36, 42 [Cardozo, J.]).
The advocates of unfettered marihuana use have not been able to convince the Legislature that the substance is without deleterious effect. Certainly, it cannot be seriously argued that the Legislature is without the power under the Constitution to forbid the possession and use of an intoxicant which it deems to be harmful on the basis of the scientific data before it solely because its decision may effect an individual’s desire to do as he pleases.
There may be those who believe that the Legislature should not assume a protective posture toward the State’s citizens and that the individual liberties protected by the Constitution include the right to self-destruction. I cannot share such a
For all of these reasons, I wholeheartedly join in the position adopted by the majority and cast my vote, without reservation, to affirm the conviction.
Of course, there are greater constraints upon legislative decision-making when it impinges upon the sphere of individual privacy in a way that implicates a fundamental freedom (see, e.g., Eisenstadt v Baird, 405 US 438; Griswold v Connecticut, 381 US 479; cf. Stanley v Georgia, 394 US 557). No such fundamental freedom is involved, however, in the legislative decision to prohibit the possession and use of marihuana.
Dissenting Opinion
(dissenting). This appeal from a conviction for possession in one’s own home and for one’s own use of plants containing less than one ounce of marihuana puts the right to privacy to the test in a contemporary factual setting. Also at stake are rights instinct in the basic precepts of due process and equal protection.
The events which here call for the invocation of these fundamental principles are not controverted. On March 31, 1977, while the defendant, Dr. Martin Shepard, was away on vacation, the police made their way into his home in the Town of Southampton on Long Island, where they seized a number of potted marihuana plants, which it is conceded contained an aggregate weight of less than nine tenths of one ounce of marihuana. It is likewise agreed that the plants were cultivated for the doctor’s personal use alone. Prosecuted on the reduced charge of having violated former section 220.03 of the Penal Law, under which possession of marihuana was a misdemeanor,
Defendant agrees that the State, in the exercise of its police power, has a rightful and salutary concern for its people’s safety, health and welfare. But he maintains that our Federal and State Constitutions, and indeed the very philosophy on which our system of government rests, puts a check on these powers when they are used to needlessly and arbitrarily restrain individuals from making personal decisions on fundamental private matters that do not directly or materially affect others. For the reasons that follow, I am persuaded that there indeed has been an impermissible imposition on the privacy of the defendant, that the statute as applied here is unconstitutional and that, consequently, the conviction must fall.
I start with a few words about the right to privacy, that integral and indivisible ingredient of liberty and personality which has been characterized as "ground enough to deserve the tribute that it is the most comprehensive of rights and the most valued” (Hufstedler, Directions and Misdirections of a Constitutional Right of Privacy, 26 Record of the Association of the Bar of the City of New York 546, 550-551). Though slow and gradual in its articulation, perhaps because it is implicit in the Constitution as a whole rather than explicit in any one of its parts alone, it has come to play an increasingly powerful and pervasive role in the protection of personal autonomy, i.e., the making of "choices affecting an individual’s personal life”, against the ever more powerful forces of growing government (see Gunther, Cases and Materials on Constitutional Law [9th ed, 1975], p 655; Ravin v State, 537 P2d 494, 504 [Alaska] [possession of marihuana]; Roe v Wade, 410 US 113 [right of unmarried woman to terminate her pregnancy]; Eisenstadt v Baird, 405 US 438 [right of unmarried persons to use contraceptives]; Stanley v Georgia, 394 US 557 [right to possess obscene materials in one’s home]; Griswold v Connecticut, 381 US 479 [right of married persons to use contraceptives]).
Allied with the over-all concept of privacy, and reinforcing it in the present case, is the special place our homes have long enjoyed in the jurisprudential order of things. Only the other week, though in a Fourth Amendment context, the Supreme Court reminded us that "[t]he zealous and frequent repetition of the adage that 'a man’s house is his castle,’ made it
Put more broadly, "even the states, which possess a general police power not granted the Congress, cannot in the name of morality infringe the rights to privacy and freedom of association in the home” (Moreno v United States Dept. of Agric., 345 F Supp 310, 314, affd sub nom. United States Dept. of Agric, v Moreno, 413 US 528). It seems obvious then that the sweep of the rights so delineated necessarily rules out power to discard them for no better reason than the exercise of the police power in circumstances that serve no more than a rational purpose.
Surely, much stronger justification — be it a test fashioned in terms of compelling interest, if not of utter necessity, or, at least, one close and substantial — would be required to impinge on "the development and expression of one’s intellect, interests, tastes and personality” (Doe v Bolton, 410 US 179, 211 [Douglas, J., concurring]; see, also, Matter of Schulman v New York City Health & Hosps. Corp., 38 NY2d 234, 250 [my dissent]). Limiting legislation • must therefore be narrowly drawn, even if thereby rendered somewhat less efficient (NAACP v Alabama, 377 US 288, 307; Shelton v Tucker, 364 US 479, 488; see, also, Reed v Reed, 404 US 71). And, were the
I start my own analysis by assuming that the State has a legitmate interest in deterring the possession and sale of marihuana in order to avoid whatever harm that substance may be thought to be capable of inflicting on the public, a hypothesis which the defendant does not question for the purpose of his appeal. Even so, it cannot be doubted that the enforcement of the statute in the conceded circumstances of this case would not advance the goal of deterrence to any meaningful extent. These circumstances — that defendant is a competent adult, rather than an impressionable child; that the plants were confined to his home and so were not available as an example or encouragement to others; that the quantity of forbidden fruit they contained was too little to provide proof of an intent to distribute or commercialize its product; and that the implicated substance was not in the nature of narcotics, firearms, stolen goods
Moreover, since the activity the State seeks to curtail by criminal sanction must be one detrimentally affecting public health, safety, welfare or morals, the sociological and scientific knowledge of the effects of marihuana and attempts to control
These studies, summarized in Marijuana: A Study of State Policies and Penalties (National Governor’s Conference, Center for Policy Research and Analysis [1977]), revealed that usage patterns overall are unaltered (and in some instances decreased) by decriminalization. Their findings are also consistent with the recent Seventh Annual Report to the United States Congress submitted by the National Institute on Drug Abuse in 1979. Similar conclusions were arrived at in recent years by the New Jersey Drug Study Commission when, examining the other side of the coin, it advised its Legislature that "criminalizing marijuana use in New Jersey has failed to act as an effective deterrent and has engendered various social adversity” (Governor’s Report, Oct., 1974, at p 252). Moreover, in urging the passage of the so-called Marihuana Reform Act of 1977 (L 1977, ch 360), which has now decriminalized private possession of small quantities of marihuana (n 1, supra), our own State Assembly Committee on Codes, curiously in the face of the majority and concurring opinions, acknowledged that "the scientific evidence clearly shows no significant harm —or no harm at all — from marijuana use” (Committee on Codes, Memorandum in Support of Assembly Bill 10-D [undated]). To say the least, these hardly demonstrate either a danger to public health or morals or an efficacy of the statutory design sufficient to permit this exercise of the State’s paternalistic power to overwhelm the privacy interest of an adult, particularly one who is neither physically nor mentally incapable of managing his personal affairs (see, generally, Rawls, A Theory of Justice, 248-250; Dworkin, Paternalism, Morality and the Law 107 [Wasserstrom ed]).
This is not to say that opinion on the effect of marihuana is undivided. Marihuana has been in common, even therapeutic,
A small sampling of the literature from which these conclusions are drawn are the Mayor’s committee’s report entitled The Marijuana Problem in the City of New York (Siller, Marijuana Smoking in Panama, The Military Surgeon, 274, 278; Psychiatric Aspects of Marihuana Intoxication, 99 American Journal of Psychiatry, 249-251; Goodman and Gilman, Pharmacological Basis of Therapeutics, 300; Grinspoon, Marihuana Reconsidered; British Advisory Committee on Drug Dependence, Cannabis [1968]; Marihuana: A Signal of Misunderstanding, published by National Comm on Marihuana and Drug Abuse [Shatter Report]; Report of Canadian Comm of Inquiry on the Non-Medical Use of Drugs [Le Dain Report]; India Hemp Drugs Comm, Marihuana [Jefferson Pub Co ed, 1969]).
Withal, the concurrer’s rhetoric to the contary notwithstanding, I do not overlook the doubts introduced by those, though far fewer in number, whose position is at odds with the ones I have already recorded and whose arguments could readily be quoted in opposition. Nor do I disregard the experience of life about us, for what we know as men need not be forgotten as Judges. Included, of course, are the social disarray and, maybe worse, the disrespect for law that have come
In the end, the issue here most certainly is not, as the majority and concurring opinions would have it appear, whether the State may regulate the distribution and use of marihuana generally.
Under these standards the State has failed to demonstrate a police power interest great enough to override Dr. Shepard’s right of privacy. Former section 220.03 of the Penal Law should therefore be declared unconstitutional as applied, the order of the Appellate Term reversed, the fine remitted and the information dismissed. By such a decision we would vindicate no less than what Justice Brandéis called "the most comprehensive of rights and the right most valued by civilized men” — "the right to be left alone” (Olmstead v United States, 277 US 438, 478).
Order affirmed.
. Present section 220.03 of the Penal Law speaks only in terms of "controlled substance”, defined in subdivision 5 of section 220.00 to exclude marihuana. This reflects the adoption of the Marihuana Reform Act of 1977 (L 1977, ch 360) which "decriminalized” possession of marihuana (see Penal Law, § 221.05).
. Defendant claims that, in some measure at least, the First, Third, Fourth, Fifth, Sixth, Ninth and Fourteenth Amendments of the United States Constitution and their counterparts at the State level are implicated.
. Stanley v Georgia (394 US 557, 568, n 11, supra) lists these exceptions to items which may be possessed with impunity in the privacy of the home. Marihuana, whose active ingredient is known as tetrahydrocannabinol, is not a narcotic (see Soler, Of Cannabis and the Courts: A Critical Examination of Statutory Marijuana Prohibitions, 6 Conn L Rev 601, 696-697).
. Illustratively, Dr. Lester Greenspoon, Director of Psychiatry (Research) of the Massachusetts Mental Health Center and a professor of psychiatry at the Harvard Medical School, in an affidavit received at the trial of this case, pointed out not only the well-known fact that marihuana is used by a wide cross section of Americans "including college students, professional and business leaders”, but that a recent survey indicated that 70% of Harvard medical students and a significant percentage of its faculty used it without any deleterious effect on their ability to function normally and productively in our society.
. It is interesting to note that when this court upheld the so-called "Rockefeller drug laws”, which pertain to hard drugs, we anticipated that cases might arise in which otherwise permissible sanctions would not be constitutional as applied (see People v Broadie, 37 NY2d 100, 119).