People v. SharpPeople v. Sharp
- Reporters:
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- Before:
- Steigmann
Lead Opinion
delivered the opinion of the court:
In Sеptember 2002, a jury convicted defendant, Jason M. Sharp, of predatory criminal sexual assault of a child, finding that he committed an act of sexual penetration with J.E. when she was under 13 years of age (
Defendant appeals, arguing that (1) the trial court erred by admitting certain hearsay testimony in violation of (a) the confrontation clause of the sixth amendment (
I. BACKGROUND
In January 2002, the State charged defendant (who was then 20 years old) with predatory criminal sexual assault of a child, alleging that he committed an act of sexual penetration with J.E. (who was 11 years old at the time of the offense and 12 years old at defendant’s trial) by placing his penis in her vagina (
A. The
At a March 2002 hearing on the State’s
Whitaker testified that on January 11, 2002, she interviewed J.E. in the De Witt County sheriffs department “victim[-]sensitive interview room.” Whitaker explained that the room had a “living[-]room setting” and was set up so that the alleged child victim would not be distracted. She also еxplained that Jo Sipes, an Advocacy Center staff member, was present during the interview, and the interview was audiotaped and later transcribed. For the purpose of the
Whitaker asked J.E. what happened next, but J.E. did not respond. Then Whitaker showed J.E. a drawing of an anatomically correct male and asked the following questions to which J.E. gave the following answers:
“[WHITAKER]: Okay[,] use whatever words you want, and you know what you, you don’t even have to use a specific word[,] you can just tell me what happened.
[J.E.]: He stuck his [‘]thing[’] in ***.
[WHITAKER]: Okay you said he stuck his [‘]thing[’] in ***? [J.E.]: My Peechacho.
[WHITAKER]: [Your] Peechac[h]o okay. When you say his [‘]thing[,’] what what’s his [‘]thing[’]? You know another word for that, or would you like to use the drawing?
[J.E.]: His pee pee.”
Whitaker then clarified that J.E. knew the difference between “inside” and “outside.” J.E. told Whitaker that after defendant put his “pee pee” inside her, he put his pants back on and told her to pull up her pants. J.E. then found Tasha and ran down the grandstand stairway. She acknowledged telling Lydia about the incident but denied telling Tasha about it. J.E. also said that when Jesse asked her if it was true that defendant had “screwed” her, she denied it because she was “too embarrassed.”
Tasha testified that after she and J.E. left the fairgrounds, J.E. told her that defendant had had sex with J.E.
After considering the testimony and counsel’s arguments, the trial court took the matter under advisement. Later in March 2002, the court entered a docket entry order in which it (1) granted the State’s motion seeking to offer at defendant’s trial statements J.E. made to Lydia and Whitaker and (2) denied the State’s motion seeking to offer the statements J.E. made to Tasha.
B. Trial Testimony
At defendant’s September 2002 trial, J.E. testified as to the circumstances surrounding how she, defendant, Tasha, and Billy Joe ended up in the grandstand of the fairgrounds on December 1, 2001. J.E. did not know the exact time the four of them walked to the fairgrounds, but it was “turning dark.” After they walked up the grandstand stairs, defendant opened a door, pushed J.E. inside a room, and shut the door. Tasha and Billy Joe remained outside the room on the stairway landing. Once inside the room, defendant tripped J.E. and pushed her to the floor.
J.E. did not respond on direct examination to five different questions about what defendant did to her when they were alone inside the room. However, she stated that she told defendant to “stop” about five times. J.E. also stated that everything she told Whitaker during the January 11, 2002, interview was true and accurate.
On cross-examination, J.E. answered all of defense counsel’s questions (which were of a general sort) regarding (1) J.E.’s activities on the day in question and (2) a description of the room involved. Defense counsel elected not to ask her any questions as to what happened in the room when defendant and she were in it together.
Tasha testified that after she, J.E., Billy Joe, and defendant walked up the grandstand stairway, defendant took J.E. into the room at the top of the stairs. Tasha and Billy Joe sat on a couch on the stairway landing. Shortly thereafter, Tasha heard J.E. say, “Stop it, ouch, that hurts” and “Leave me alone.” She recalled hearing J.E. say “Ouch” more than once. After around 15 to 30 minutes, when it was “about dark,” J.E. and defendant came out of the room, and Tasha and J.E. walked to Tasha’s residence.
Jesse testified that on December 31, 2001, he heard a rumor abоut defendant and J.E. That evening, he and two friends, Daniel Taylor and Steven Wisegarver, went to defendant’s residence to confront him about the rumor. Defendant, who was there alone, let them in, and the four of them sat down in defendant’s bedroom. Defendant said he had something to tell Jesse and then left the bedroom for a short time. When defendant returned, he told Jesse that he had “fucked [Jesse’s] sister.” (J.E. is Jesse’s only sister.) Jesse “freaked out,” pinned defendant down, and they had “some words.” Jesse, Taylor, and Wisegarver then left.
Taylor testified and gave substantially the same version of events that took place at defendant’s residence on December 31, 2001, as did Jesse.
Wisegarver testified that after he, Jesse, and Taylor arrived at defendant’s residence on the еvening of December 31, 2001, the four of them sat down in defendant’s bedroom. They were “just talking” when Jesse asked defendant if the rumor about defendant and J.E. was true. Defendant replied that it was and then said, “I fucked [Jesse’s] sister.”
Lydia testified substantially the same as she had at the section 115 — 10 hearing regarding the statements J.E. made to her on January 2, 2002. However, she also stated that when she initially told J.E. about the rumor that defendant had had sex with J.E., J.E., who was drinking a soft drink, nodded her head.
Whitaker testified substantially the same as she had at the section 115 — 10 hearing regarding the statements J.E. made to her on January 11, 2002. The court admitted in evidence the State’s exhibit No. 2, which Whitaker identified as a true and accurate audiotape of the January 11, 2002, interview. The court then allowed the State to рlay the audiotape for the jury.
Defendant presented two alibi witnesses regarding the late afternoon of December 1, 2001, but did not testify himself. On this evidence, the jury convicted defendant. This appeal followed.
II. ANALYSIS
A. J.E.’s Hearsay Statements
1. Admissibility of the Statements Under the Confrontation Clause
Defendant first argues that because section 115 — 10 of the Code created a hearsay exception that is not “firmly rooted” in the common law, the confrontation clause of the sixth amendment (
In People v. Miles,
Although we adhere to our decision in Miles, we now further consider what the Crawford Court meant when it wrote about the hearsay declarant appearing for cross-examination at trial. In addition, we determine whether, under the circumstances of this case, the complainant, J.E., “appear[ed] for cross-examination at trial,” so that the introduction of her hearsay statements to Lydia and Whitaker did not implicate the confrontation clause.
a. What It Means To “Appear for Cross-Examination”
The Supreme Court in Crawford did not explain what it means for a declarant to “appear for cross-examination.” However, the Court’s decision in Crawford neither overruled nor called into question its two earlier decisions that addressed and resolved this issue: Delaware v. Fensterer,
In Fensterer,
Three years later, in Owens, the Supreme Court held “that neither the Confrontation [c]lause nor
At the defendant’s trial, the victim tеstified that he clearly remembered identifying the defendant as his assailant during his interview with the FBI agent but conceded that he could not then remember seeing his assailant at the time of the attack. Further, despite evidence that he had received numerous visitors during his hospitalization, he was unable to remember any of them except the FBI agent to whom he identified the defendant, and he could not remember whether any of the other visitors had suggested that the defendant was the assailant. Efforts to refresh his recollection were not successful. The Ninth Circuit Court of Appeals reversed the defendant’s conviction, but the Supreme Court reversed that court and reinstated it. In doing so, the Court reaffirmed what it said in Fensterer, writing as follows:
“The dangers associated with hearsay inspired the Court of Appeals in the present case to believe that the Constitution required the testimony to be examined for ‘indicia of reliability’ [citation] or ‘particularized guarantees of trustworthiness’ [citation]. We do not think such an inquiry is called for when a hearsay declarant is present at trial and subject to unrestricted cross-examination. In that situation, as the [C]ourt recognized in [California v. Green,399 U.S. 149 ,26 L. Ed. 2d 489 ,90 S. Ct. 1930 (1970)], the traditional protections of the oath, cross-examination, and opportunity for the jury to observe the witness’ demeanor satisfy the constitutional requirements. [Citation.] We do not think that a constitutional line drawn by the [Confrontation [c]lause falls between a forgetful witness’ live testimony that he once believed this defendant to be the perpetrator of the crime, and the introduction of the witness’ earlier statement to that effect.” Owens,484 U.S. at 560 ,98 L. Ed. 2d at 958-59 ,108 S. Ct. at 843 .
The Owens Court also rejected the defendant’s argument that the Court of Appeals’ decision should be affirmed under
“It seems to us that the more natural reading of ‘subject to cross-examination concerning the statement’ includes what was available here. Ordinarily a witness is regarded as ‘subject to cross-examination’ when he is placed on the stand, under oath, and responds willingly to questions.” (Emphasis added.) Owens,484 U.S. at 561 ,98 L. Ed. 2d at 959 ,108 S. Ct. at 844 .
In People v. Flores,
“The confrontation clause is not violated by admitting a declarant’s out-of-court statements, as long as the declarant is testifying as a witness and subject to full and effective cross-examination. [Delaware v. Fensterer,474 U.S. 15 , 20,88 L. Ed. 2d 15 , 19,106 S. Ct. 292 , 296 (1985); Green,399 U.S. at 158 ,26 L. Ed. 2d at 497 ,90 S. Ct. at 1935 .] Contrary to the defendant’s assertions, a gap in the witness’ recollection concerning the сontent of a prior statement does not necessarily preclude an opportunity for effective cross-examination. See, e.g., United States v. Owens,484 U.S. 554 ,98 L. Ed. 2d 951 ,108 S. Ct. 838 (1988).” Flores,128 Ill. 2d at 88 ,538 N.E.2d at 489 .
See also People v. Redd,
b. J.E. “Appeared” for Cross-Examination at Defendant’s Trial
As mentioned earlier, J.E., who was then 12 years old, testified at defendant’s September 2002 trial at some length regarding what she did and with whom she did it on December 1, 2001. However, at the point in her testimony when she described how defendant pulled her intо the room at the top of the grandstand stairway and pushed her down to the floor, she stopped her narrative. When the prosecutor asked her what happened next, the record shows, “No response by witness.” The prosecutor tried four more times to get J.E. to relate what happened to her, but each time the record shows, “No response by witness.” However, J.E. later testified on direct examination about her activities after defendant released her from the room, mentioning where she went, with whom, and how long she engaged in those activities the rest of the day.
On cross-examination, J.E. answered all of the questions put to her by defense counsel. However, defense counsel made no attempt to cross-examine J.E. regarding what his client did while in the room with her.
Despite J.E.’s apparent unwillingness or inability to testify on direct examination about what defendant did to her in the room, this record demonstrates that J.E. “appeared” for cross-examination at trial within the meaning of Crawford. The key inquiry is whether she was present for cross-examination and answered questions asked of her by defense counsel. Because she was present for cross-examination and answered defense counsel’s questions, the confrontation clause places absolutely no constraints on the use of J.E.’s prior statements to Lydia and Whitaker. (Because J.E. answered defense counsel’s questions on cross-examination, we need not decide what the legal consequences would bе, if any, if she had instead answered some, but not all, of those questions.) In other words, the question of the admissibility of those prior statements must be measured only by whether they meet the requirements of section 115 — 10 of the Code (
2. Admissibility of the Statements Under
Defendant also argues that the trial court erred by admitting J.E.’s statements to Lydia and Whitaker, pursuant to
Initially, we note that defendant has forfeited this issue on appeal by failing to object to J.E.’s statements to Lydia аnd Whitaker at the
Although the “reliability” test in Roberts and Wright is defunct as far as the confrontation clause is concerned, it remains a part of the statutory exception to the hearsay rule set forth in
“(1) The court finds in a hearing conducted outside the presence of the jury that the time, content, and circumstances of the statement provide sufficient safeguards of reliability; and (2) The child *** either:
(A) testifies at the proceeding; or
(B) is unavailable as a witness and there is corroborative evidence of the act which is the subject of the statement[.]”725 ILCS 5/115 — 10(b) (West 2002).
When conducting a
The State, as the proponent of out-of-court statements sought to be admitted pursuant to
In this case, we recognize that (1) a 33-day delay occurred between the December 1, 2001, incident and J.E.’s statement to Lydia and (2) J.E. initially denied that defendant sexually assaulted her when Lydia asked her. However, a delay in reporting an assault or initial denials of assault will not automatically render a victim’s statements inadmissible under
In addition, the version of events that J.E. shared with Lydia was substantially consistent with the account of the assault she gave to Whitaker. As to Whitaker’s January 11, 2002, interview of J.E., we note that Whitaker audiotaped the interview. See Miles,
Reviewing the record under the appropriate standard of review, we conclude that the trial court did not abuse its discretiоn by admitting J.E.’s statements to Lydia and Whitaker regarding the sexual assault, pursuant to
B. The Prosecutor’s Rebuttal Argument
Last, defendant argues that he was denied a fair trial by the prosecutor’s comments during rebuttal argument. Specifically, he complains that the prosecutor (1) improperly misrepresented that J.E.’s statements to Whitaker were not hearsay and (2) compounded the misrepresentation by commenting that defense counsel’s closing argument was a “smokescreen” and defense counsel was “mudslinging.” In response to defense counsel’s comment during closing argument that the State’s case rested “on hearsay evidence and hearsay evidence alone,” the prosecutor made the following remarks:
“Defendant wants to characterize this [case] as nothing but a hearsay case. That’s not true at all. Again, that’s twisting the facts. [J.E.’s] testimony in her interview where she tells what happened to her, that *** [she was] pinned to the floor and sexually penetratedf,] is not hearsay. That’s not hearsay at all, ladies and gentlemen. This case does not revolve around hearsay [J.E.] just told you what happened to her. She was there. That’s not hearsay at all. A [sic] whole case does not revolve [sic] hearsay. Don’t fall for the smokescreen. [Tasha] stated that she was there; she walked out to the fairgrounds, too, and she knows who went into that little room. *** I don’t think there is any reasonable doubt in this particular case, but what [defendant] is doing is simply mudslinging, trying to muddy up the waters, trying to confuse the jurors, throw a bucket of mud on the wall and hope some of it sticks somewhere. [The police officer] wasn’t at fault. This was 32 days later when he found out about it. This wasn’t his fault. It’s not [Jesse’s] fault. It is not [Wisegarver’s] fault. It is not [Taylor’s] fault. It is not [Tasha’s] fault and it’s not [Lydia’s] fault. It’s not [J.E.’s] fault. The person who is at fault, ladies and gentlemen, is [defendant]. Don’t be deceived by the smokescreen.”
Defendant concedes that by failing to raise a timely objection at trial, he has forfeited this issue on appeal. Nonetheless, he urges us to review it under the plain-error rule.
Our supreme court has addressed the issue of plain error as follows:
“ ‘ “[B]efore an appellate court can correct an error not raised at trial, there must be (1) ‘error,’ (2) that is ‘plain,’ and (3) that ‘affect[s] substantial rights.’ [Citation.] If all three conditions are met, an аppellate court may then exercise its discretion to notice a forfeited error, but only if (4) the error ‘ “ ‘seriously affects the fairness, integrity, or public reputation of judicial proceedings.’ ” ’ [Citations.]” ’ ” People v. Crespo,203 Ill. 2d 335 , 348,788 N.E.2d 1117 , 1124 (2001) (supplemental opinion upon denial of rehearing), quoting United States v. Cotton,535 U.S. 625 , 631-32,152 L. Ed. 2d 860 , 868,122 S. Ct. 1781 , 1785 (2002), quoting Johnson v. United States,520 U.S. 461 , 466-67,137 L. Ed. 2d 718 , 727,117 S. Ct. 1544 , 1549 (1997).
See People v. Keene,
This court will take our supreme court at its word and find plain error only in exceptional circumstances in which “ ‘ “the error ‘ “ ‘seriously affect[s] the fairness, integrity, or public reputation of judicial proceedings.’ ” ’ [Citations.]” ’ ” Crespo,
Even accepting defendant’s contention that the complained-of remarks were improper, we conclude that — when viewed in the context of the parties’ closing arguments as a whole — they did not result in substantial prejudice to defendant or compromise the fairness or integrity of the trial process. In that regard, we note that (1) the trial court instructed the jury that closing arguments were not evidence and arguments not based on the evidence were to be disregarded and (2) the prosecutor’s allegedly improper comments were not overly extensive. Accordingly, we will not address defendant’s argument under the plain-error doctrine. See People v. Brooks,
III. CONCLUSION
For the reasons stated, we affirm the trial court’s judgment.
Affirmed.
Concurrence Opinion
specially concurring:
Although I fully concur with the majority opinion, I write separately to voice my disagreement with our dissenting colleague’s conclusion “[t]he applicability of Crawford to
A statute is facially unconstitutional only if no circumstances exist in which it could be validly applied. Lucien v. Briley,
As recognized by the majority opinion (see
Moreover, the Crawford Court further stated that “[w]here non-testimonial hearsay is at issue, it is wholly consistent with the Framers’ design to afford the States flexibility in their development of hearsay law — as does Roberts, and as would an approach that exempted such statements from Confrontation Clause scrutiny altogether.” Crawford,
Although the majority opinion properly did not address the nature of the victim’s testimony since the victim did testify for confrontation-clause purposes, I will address the nature of the victim’s statements to her mother to further demonstrate that
While the Supreme Court in Crawford did not provide a comprehensive definition of “testimonial,” it did provide some instructive examples. The term “applies at a minimum to prior testimony at a preliminary hearing, before a grand jury, or at a former trial; and to police interrogations. These are the modern practices with closest kinship to the abuses at which the Confrontation Clause was directed.” Crawford,
Here, Lydia questioned the child as a concerned and loving parent. Lydia desired to determine if her child had been sexually abused, and she questioned J.E. to determine the veracity of her suspicions. Lydia’s questions and J.E.’s responses were not prompted by police officers or any other governmental authority, and I conclude the responses elicited were thus nontestimonial in nature. Because J.E.’s statements to her mother were nontestimonial, Crawford is not implicated and admitting these statements under
The dissent’s rationale for pronouncing all of
Dissenting Opinion
dissenting:
I respectfully dissent and would reverse and remand for a new trial.
The majority is complimentary of the questioning of J.E. at the De Witt County sheriff’s department. Whitaker, a social worker employed by McLean County to pursue such investigations, “asked J.E., open-ended questions and resorted to leading questions only to clarify details.”
The problem, however, is that neither defendant nor his attorney was present for the interrogation. There was no opportunity to cross-examine. What we have here is the principal evil at which the confrontation clause was directed, the use of ex parte examinations as evidence against the accused. See Crawford,
The majority seeks to justify the admission of this ex parte examination on the basis that J.E. appeared at trial and was “subject to unrestricted cross-examination.” Owens,
J.E. did not respond fully and willingly to questions. She would not answer questions about what happened after she and defendant were alone. The State’s Attorney asked four variations of the question: “What happened *** after you went to the ground?” In each instance, J.E. remained silent. Defense counsel was entitled to accept the answers to the prosecutor’s questions and was not required to re-ask the questions, risking antagonizing the jury for no purpose other than to bail out the prosecution. See Bowen,
Crawford was nоt a children’s hearsay case, and neither were Owens and Fenster, the cases cited by the majority. Those unusual cases were not mentioned by Crawford. See Miles,
Even where the declarant is “available” for cross-еxamination, hearsay may not be admitted unless it fits within some recognized exception, statutory or otherwise. The presence of the declarant in court does not excuse compliance with the hearsay rule. People v. Lawler,
In response to Justice Turner’s special concurrence, it is not my suggestion that this area is off-limits for the legislature. I suggest only that