THE PEOPLE, Plaintiff and Respondent, v. REGINALD SCOTT, Defendant and Appellant.
[Crim. No. 38365. Second Dist., Div. Five.
Court of Appeal of California, Second Appellate District
Feb. 26, 1982.]
A petition for a rehearing was denied March 23, 1982, and appellant‘s petition for a hearing by the Supreme Court was denied June 9, 1982.
129 Cal. App. 3d 301
Dennis L. Cava, under appointment by the Court of Appeal, for Defendant and Appellant.
George Deukmejian, Attorney General, Robert H. Philibosian, Chief Assistant Attorney General, S. Clark Moore, Assistant Attorney General, William R. Pounders and John R. Gorey, Deputy Attorneys General, for Plaintiff and Respondent.
OPINION
ASHBY, J.—Defendant was charged with murder in violation of
Defendant testified to a diminished capacity defense. He had been drinking both before he picked up the victim and with the victim at the office. When they undressed for sex, they had an argument about the victim‘s personal cleanliness. She felt insulted and started yelling names at him and defendant picked up the pipe and kept hitting her. During his fury he heard in the back of his mind, “Just kill, kill, kill!” He described how he then disposed of the body, the personal belongings and the weapon, and attempted to clean up the office.
Various witnesses testified to defendant‘s history of excessive drinking, abusiveness toward women, and other psychological problems. Drs. Kivowitz and Trockman gave their opinions that defendant was legally sane but had diminished capacity. Drs. Malkin and Vicary also expressed opinions that defendant had diminished capacity.
In rebuttal Dr. Markman testified for the prosecution that in his opinion defendant was legally sane and had the capacity to commit second degree murder, although he lacked the capacity to commit first degree murder.
At the sanity phase of the trial it was stipulated that the jury could consider all the evidence during the guilt phase, and Dr. Davis testified for the defense that in his opinion defendant was legally insane.
Defendant‘s contention that he should have been found insane on the basis of Dr. Davis’ “uncontroverted” testimony is without merit, because under the stipulation the jury in the sanity phase could also consider the opinions of Drs. Kivowitz and Trockman that defendant
Defendant similarly contends there is no substantial evidence to contradict his defense of diminished capacity. Dr. Markman‘s testimony supports the judgment. The conflict between the testimony of the other doctors and the testimony of Dr. Markman, together with the other circumstances surrounding the crime, was solely for the jury to resolve. (People v. Cruz (1980) 26 Cal.3d 233, 251 [162 Cal.Rptr. 1, 605 P.2d 830]; People v. Foster (1980) 102 Cal.App.3d 882, 895 [162 Cal.Rptr. 623]; see People v. Poddar (1974) 10 Cal.3d 750, 759 [111 Cal.Rptr. 910, 518 P.2d 342]; People v. Johnson (1980) 26 Cal.3d 557, 576-578 [162 Cal.Rptr. 431, 606 P.2d 738].)1
Defendant next contends the trial court erred in excluding evidence of a conversation defendant had (the time not being specified in the offer of proof) with a friend of his, another dentist, which purportedly “would have painted a clearer picture of the mental anguish that appellant was experiencing even before the killing.” Even assuming that the evidence had minimal probative value, it was properly excludable under
Defendant next contends that the prosecutor committed misconduct in argument to the jury. There was no reversible error. When the prosecutor erroneously stated that the burden of proof was on the defendant to prove diminished capacity, defendant‘s objection was sustained, the jury was admonished to disregard that statement, and the
Finally, defendant contends the trial court erred in denying his motion for new trial based on juror misconduct. His attempted showing on the motion for new trial was that one or more newspaper articles were in the jury room during deliberations. The articles did not concern evidence of the instant case but deliberations by the Legislature on the diminished capacity and insanity defenses. However, defendant produced no competent evidence that the newspaper articles were in the jury room or had been examined by the jurors. Defendant produced no affidavit from any juror that such event occurred. Instead he presented declarations from two defense investigators who had contacted the jurors after the trial, containing hearsay declarations that at least one such newspaper article was brought to the jury room by a juror and examined by some of the jurors.
None of the jurors, however, would give an affidavit to that effect. Defendant‘s suggestion that counsel was incompetent in failing to secure affidavits is not supported by the record. This was due not to lack of effort by counsel but the unwillingness of the jurors to give an affidavit. (People v. Pope (1979) 23 Cal.3d 412, 429 [152 Cal.Rptr. 732, 590 P.2d 859, 2 A.L.R.4th 1].) Defendant subpoenaed all 12 jurors to come to the hearing on the motion for new trial. Defendant contended that he had the right to subpoena the jurors and to compel them to testify on the issues relating to the motion. The trial court ruled to the contrary, and held that pursuant to the public policy of this state recognized in
Defendant contends that this ruling was erroneous, and that the policy declared in Linhart v. Nelson applies only to civil cases. We hold the trial court was correct.
In Linhart, a personal injury case, the defendant moved for new trial on the basis of jury misconduct and subpoenaed three jurors to testify at the hearing. The trial court refused to admit testimony and denied the motion. The Supreme Court affirmed, holding there was no right to subpoena jurors to testify in support of a motion for new trial. Although the Supreme Court referred to
These policies are at least equally applicable to criminal proceedings. The trial court in this case noted that jurors are routinely informed after their verdict is rendered that it is entirely up to their own discretion whether they wish to discuss the case with the attorneys. Here the defense investigators even went to the homes of a number of jurors and, when the jurors either refused to discuss the matter or to give an affidavit, served them with subpoenas. To grant this kind of power to the losing attorney would open the door to harassment of jurors and, as the court feared in Linhart, ultimately damage the jury process and the administration of justice. Although
The court‘s reference to Linhart was not a holding that jurors may be compelled to testify at a motion for new trial in a criminal case. The facts in Pierce were such that the misconduct of the juror could be proved by the affidavit or testimony of a nonjuror. Similarly in the instant case, the trial court‘s ruling did not prevent defendant from presenting competent evidence that the jury had the newspaper article in the jury room, but defendant had none to offer, except the hearsay reports of the investigators, to which there was a timely objection.4 The trial court properly denied the motion for new trial.
Hastings, J., concurred.
STEPHENS, Acting P. J., Concurring and Dissenting.—While I concur with the bulk of the majority opinion, for a fuller understanding of the issues the facts and analysis of the various issues is deemed proper to restate. I do not agree with the law as stated by the majority as it relates to proof of juror misconduct and a different result should prevail.
Defendant was charged with murder in violation of
There is no contention that defendant did not bludgeon the victim to death with an iron pipe, and attempt to dispose of the body in a location miles from the scene of the crime. He also attempted to clean up the telltale bloodstains. With such uncontroverted basic facts it would usually be unnecessary to dwell upon the evidentiary facts, but since the circumstances surrounding the crime affect the diminished capacity defense and the insanity phase of the case, some detail is required.
The victim was first observed by defendant to be hitchhiking and he picked her up in his car. Defendant testified as to excessive drinking, both before and after the pickup. The victim also indulged in alcohol and the autopsy established she had a blood alcohol level of .28, corroborating the claim that she had been highly intoxicated. The time of death was established as the night of October 16-17, 1979. Defendant and the victim went to the defendant‘s office1 and, according to defendant, continued drinking until they agreed to have sex, at which time she undressed. Defendant testified that an argument ensued about bodily cleanliness and ended in defendant‘s obtaining the iron pipe and hitting the victim some 15-16 times in the head.2 Defendant heard a voice in his head saying “kill, kill.”
Defendant testified at length about his ingestion of alcohol and his intoxication. Other witnesses testified as to defendant‘s excessive drinking and the adverse effect it had upon him, including abusiveness toward women. Several doctors gave their medical opinions as to defendant‘s mental state at the time of the killing. Dental assistant Nagano, one of the witnesses, testified that the defendant let her into the dental office at 9 a.m., October 17;3 that he was dressed in a customary manner, and that he did not appear to be drunk or under the influence of anything. She testified that in addition to seeing blood on the floor and walls, she saw a two-inch piece of scalp on a table in the office reception room. Defendant took the item, saying that the person claiming it to be scalp was crazy. Defendant walked away with the item.
The pipe which was used in the killing was kept in the laboratory, on a shelf, and it was there on October 16th but missing on the 17th.
A Dr. Markman was appointed by the court to examine defendant and he did so. The doctor concluded that defendant had the mental capacity to commit the crime for which he was convicted. Other doctors also examined defendant and arrived at a different conclusion. It is apparent that the jury resolved any conflict in the evidence given by experts in favor of the prosecution.
As to the insanity phase of the case, the jury, by stipulation, considered all evidence received on the guilt phase plus another doctor
Defendant‘s first contention is that the evidence was insufficient to support the jury‘s conclusion.
While it is true that the specific mental state necessary to the commission of second degree murder may be negated by diminished capacity (People v. Poddar (1974) 10 Cal.3d 750, 757 [111 Cal.Rptr. 910, 518 P.2d 342]), the question of the extent and effect of voluntary intoxication and whether it sufficiently diminished defendant‘s capacity is a factual question for the jury. Here there was conflicting expert evidence on the issue and it cannot be held that the jury erred. (People v. Johnson (1980) 26 Cal.3d 557, 575-576 [162 Cal.Rptr. 431, 606 P.2d 738].) There is no need to repeat the above stated facts in a more detailed discussion establishing the prerogative of the jury to find that malice existed. Suffice it to say that under the testimony of the dental office employees as to defendant‘s apparent sobriety at 9 a.m., within some six or seven hours of the crime, the jury could have discounted the testimony given by defendant. Also, subsequent acts by defendant further support such negativing of the claimed diminished capacity due to alcohol either ingested immediately before the killing or the result of long-time use thereof. (See People v. Johnson, supra, 26 Cal.3d at pp. 577-579.)
Defendant claims there was error in the finding of sanity. There was conflicting evidence; some was produced during the guilt phase and some for the first time at the sanity hearing. Both were for the jury‘s consideration. They resolved the conflict between the conclusions of the experts.
Defendant argues relevant evidence was erroneously excluded. The question posed to a defense witness who had written a book “All the Hairs on My Head Hurt” was: “Now, after that [referring to release from a hospitalization due to severe depression], did you have conversations with [defendant] about the problems that led to your institutionalization?” The prosecutor objected on the ground of relevancy. The court was correct, but even were it admissible there would be no need to reverse, for such exclusion was harmless. (People v. Watson (1956) 46 Cal.2d 818, 836 [299 P.2d 243].)
Defendant contends there was prosecutorial misconduct. This argument centers on the nonproduction of Joyce, who had purportedly been with defendant both before the killing and afterward. The prosecutor made reference that the defense attorney had kept such a witness’ testimony out of the case. The People argue here that there was no objection at the time of the alleged misconduct. The error did not reach the level requiring reversal. (People v. Watson, supra, 46 Cal.2d at p. 836.) It was patently obvious that a prime potential and available witness was not produced and it was appropriate argument that she was available to the defense. The prosecution may properly refer in argument to reasonable inferences from established facts.
Defendant claims a reversal is required by a juror‘s objective ascertainable fact of misconduct. (People v. Hutchinson (1969) 71 Cal.2d 342, 350 [78 Cal.Rptr. 196, 455 P.2d 132].) The contention, raised on a motion for a new trial, is based upon an attempted showing that newspaper articles were in the jury room during deliberations. (See People v. Wong Loung (1911) 159 Cal. 520, 526 [114 P. 829]; People v. Lessard (1962) 58 Cal.2d 447, 454 [25 Cal.Rptr. 78, 375 P.2d 46].) The articles did not concern evidence of the instant case but legislative considerations of the diminished capacity and insanity defenses. No jurors’ affidavits were produced and the court refused to permit the calling of the jurors present to testify. (See Linhart v. Nelson (1976) 18 Cal.3d 641, 644-645 [134 Cal.Rptr. 813, 557 P.2d 104].)4 Some of the jurors were present at the time of the motion for a new trial, having been subpoenaed by defendant. The court was in error in refusing the proffered testimony. It is unnecessary here to determine whether a juror could refuse to testify when called. It is necessary to conclude that testimony of a juror would be admissible and the court here erroneously prohibited the production of such evidence.
In criminal cases, however, defendant correctly argues that the rule set down in Linhart is inapplicable and that in-court testimony may be taken on a charge of juror misconduct. In support of this contention, with which I agree, defendant relies upon People v. Pierce (1979) 24 Cal.3d 199, 206, footnote 3 [155 Cal.Rptr. 657, 595 P.2d 91]. There the unanimous court said: “Although ‘incompetent testimony, such as hearsay . . ., if received without objection takes on the attributes of competent proof’ (Berry v. Chrome Crankshaft Co. (1958) 159 Cal.App.2d 549, 552 [324 P.2d 70]), we strongly disapprove of the substitution of unsworn police reports and summaries for affidavits or testimony of the percipient witnesses. A hearing in open court would have been particularly appropriate to ascertain the relevant facts in this matter, because both Seymour [the juror involved] and Case [police officer knowledgeable about the trial evidence] were initially evasive about the scope and content of their conversation. (But cf. Linhart v. Nelson (1976) 18 Cal.3d 641 [134 Cal.Rptr. 813, 557 P.2d 104] [stating rule in civil cases].)” (Italics added.)
The People v. Pierce court did not point out the reason for an apparently different rule in civil and criminal cases. As I analyze the problem, the reason no doubt seemed too obvious to require elucidation. It is necessary only to refer to
In the instant case, defendant‘s counsel had not limited himself to the affidavits of his investigators, but had served each juror with a subpoena and several were present in court at the time of the new trial motion. Defendant‘s counsel requested that the jurors be permitted to testify. In People v. Merrill (1951) 104 Cal.App.2d 257, 268 [231 P.2d 573], the court said: “The fact that the alleged witnesses refused to give defendant‘s attorneys affidavits is no reason for considering their conclusions as to what their testimony might be. Defendant could have subpoenaed them to the hearing of the motion for new trial.” As noted, counsel for
Since in criminal cases testimony to establish juror misconduct is admissible, and since, from the record, it cannot be held that evidence established the juror misconduct as alleged, the judgment and the order denying the motion for a new trial should be vacated with directions to again hear and determine the motion for a new trial in accordance with the rules hereinabove stated. “If the trial court determines that a new trial should be granted, defendant will be entitled to a trial on the merits, but if it is determined that the new trial should be denied, then the trial court shall again pronounce judgment upon defendant. (See Pen. Code, §§ 1168, 1191, 1193, 1200, 1202, 1207 and 1213.) The time limits provided for in the sections just cited shall run from the filing of the remittitur in the superior court.” (People v. Robarge (1953) 41 Cal.2d 628, 635 [262 P.2d 14].)8
A petition for a rehearing was denied March 23, 1982, and appellant‘s petition for a hearing by the Supreme Court was denied June 9, 1982.
