People v. SchultzPeople v. Schultz
Lead Opinion
We granted leave to appeal to determine whether the defendants should be sentenced under
i
A. PEOPLE V SCHULTZ
Defendant David M. Schultz was tried and convicted in the Oakland Circuit Court of transporting ten ounces of cocaine. On November 13, 1986, Schultz, a twenty-five-year-old Bloomfield Hills middle school teacher with no prior criminal record, was arrested at the home of Daniel Jamieson when the police raided the house after an undercover officer purchased cocaine from Jamieson.
Defendant was charged with the manufacture, delivery or possession with intent to deliver more than 225 grams but less than 650 grams of cocaine.
At trial, defendant testified that on the night of
Defendant also testified at trial that, although he delivered a package to Jamieson, he did not know its contents. In contrast, a police officer testified that during postarrest interrogation,
Defendant was convicted of possession of more than 225 grams but less than 650 grams of cocaine on April 28, 1987.
Defendant appealed, contesting both his conviction and sentence. The Court of Appeals affirmed the conviction.
The prosecutor subsequently filed an application for leave to appeal. We granted leave on April 11, 1989, to determine whether the Court of Appeals erroneously ordered the trial court to resentence defendant under
B. PEOPLE V SAND
Defendant Jeffrey Francis Sand pled guilty of conspiracy to deliver mоre than 50 grams but less than 225 grams of cocaine for his role in a scheme to supply cocaine to an undercover police officer.
At the time defendant committed the offense and pled guilty,
Defendant subsequently filed a claim of appeal, and the Court of Appeals unanimously reversed in an unpublished per curiam decision decided May 22, 1989 (Docket No. 109768). The Court held that defendant should have been sentenced under § 7401 as amended by
The people subsequently filed an application for leave to appeal, which we granted on September 27, 1989.
n
The people argue in both cases that criminal defendants are to be sentenced under the relevant statute as it existed on the date the offense was committed. The prosecution claims that, absent an express contrary statement of legislative intent, ameliorative acts that amend sentencing statutes and mitigate the authorized terms of punishment apply prospectively to all offenses committed subsequent to the date the amendment takes effect.
Insofar as the prosecution maintains that the question presented is one of legislative intent, we agree. Under the constitution оf this state, the people have vested in the Legislature the exclusive authority to determine the terms of punishment imposed for violations of the criminal law. Const 1963, art 4, § 45; In re Callahan,
Despite the intent of the Legislature expressed in
The repeal of any statute or part thereof shall not have the effect to release or relinquish any penalty, forfeiture, or liability incurred under such statute or any part thereof, unless the repealing act shall so expressly provide, and such statute and part thereof shall be treated as still remaining in force for the purpose of instituting or sustaining any proper action or prosecution for the enforcement of such penalty, forfeiture or liability.
Although it is clear that the two defendants before this Court have incurred criminal liability for which they may be punished, neither the purpose of
The history surrounding
By enacting
The decisions of our Court of Appeals also support the view that the Legislature intended
The same statutes at issue in McDonald, supra, were also the subject of the litigation in People v Poole,
The courts of other states that have adopted general saving statutes also hold that, in the absence of a contrary statement of legislative intent, criminal defendants are to be sentenced under an ameliorative amendatory act that is enacted subsequent to the date of offense and becomes effective
In their capacity as representatives of the people of this state, the members of the House and the Senate have determined that an appropriate social response to the menace of narcotics trafficking and abuse is to vest in the trial courts a limited degree of discretion to determine whether the legitimate goals of indeterminate sentencing will be promoted by impоsing the mandatory minimum terms authorized in the Public Health Code. Indeterminate sentences are to be individually tailored, People v Coles, supra at 537, and the availability of judicial discretion is an integral aspect of indeterminate sentencing, id. at 539. Four factors may be taken into consideration to determine the appropriateness of a sentence: rehabilitation, deterrence, the
Defendant Schultz is precisely the typе of individual the Legislature envisioned when the ameliorative amendments were enacted: A twenty-five-year-old middle school teacher with no prior criminal record. As this Court noted in People v Lorentzen,
Our general saving statute was adopted to amend a technically correct but logically absurd result that arose from a legislative oversight. To ignore the plain intent of the Legislature in this case would lead to an equally anomalous result. Consequently, we would merely hold that where, as in this case, the cleаr intent of the Legislature is to vest discretion in the trial courts to determine whether a departure from the mandatory minimum terms authorized in the Public Health Code is warranted, the general saving statute and sentencing policies of this state do not indicate a contrary legislative intent that the defendants should be sentenced under the Public Health Code as it existed prior to amendment.
We would therefore affirm the judgment of the Court of Appeals in both cases and remand for resentencing under the Public Health Code as amended.
Notes
Jamieson was similarly charged, but absconded while on bail. To date, he has not been apprehended.
Defendant was arrested in a basement room adjacent to the one in which Jamieson sold the cocaine to the undercover police officer.
Following his arrest, defendant waived his Miranda rights. Miranda v Arizona,
(1) A person shall not knowingly or intentionally possess a controlled substance unless the substance was obtained directly from, or pursuant to, a valid prescription or order of a practitioner while acting in the course of the practitioner’s professional practice, or except as otherwise authorized by this article.
(2) A person who violates this section as to:
(a) A controlled substance classified in schedule 1 or 2 which is either a narcotic drug or described in section 7214(a)(iv), and:
(ii) Which is in an amount of 225 grams or more, but lessthan 650 grams, of any mixture containing that substance is guilty of a felony and shall be imprisoned for not less than 20 years nor more than 30 years.
Cocaine is a controlled substance classified in schedule 2.MCL 333.7214(aXiv) ; MSA 14.15(7214Xa)(iv).
[I]f I had the discretion I would not impose a twenty-year minimum sentence nor anything even close to it.
(1) A person shall not knowingly or intentionally possess a controlled substance unless the controlled substance was obtained directly from, or pursuant to, a valid prescription or order of a practitioner while acting in the course of the practitioner’s professional practice, or except as otherwise authorized by this article.
(2) A person who violates this section as to:
(a) A controlled substance classified in schedule 1 or 2 which is either a narcotic drug or described in section 7214(a)(iv), and:
(ii) Which is in an amount of 225 grams or more, but lessthan 650 grams, of any mixture containing that controlled substance is guilty of a felony and shall be imprisoned for not less than 10 years nor more than 30 years.
(3) The court may depart from the minimum term of imprisonment authorized under subsection (2)(ii), (iii), or (iv) if the court ñnds on the record that there are substantial and compelling reasons to do so. [Emphasis added.]
Section 7401 provided:
(1) Except as authorized by this article, a person shall not manufacture, deliver, or possess with intent to manufacture or deliver, a controlled substance. A practitioner licensed by the administrator under this article shall not dispense, prescribe, or administer a controlled substance for other than legitimate and professionally recognized therapeutic or scientific purposes or outside the scope of practice of the practitioner, licensee, or applicant.
(2) A person who violates this section as to:
(a) A controlled substance classified in schedule 1 or 2 which is either a narcotic drug or described in section 7214(a)(iv) and:
(iii) Which is in an amount of 50 grams or more, but less than 225 grams, of any mixture containing that substance is guilty of a felony and shall be either imprisoned for not less than 10 years nor more than 20 years or placed on probation for life.
In addition to providing a departure policy and eliminating the lifetime probation provision,
(1) Except as authorized by this article, a person shall not manufacture, deliver, or possess with intent to manufacture or deliver, a controlled substance. A practitioner licensed by the administrator under this article shall not dispense, prescribe, or administer a controlled substance for other than legitimate and professionally recognized therapeutic or scientific purposes or outside the scope of practice of the practitioner, licensee, or applicant.
(2) A person who violates this section as to:
(a) A controlled substance classified in schedule 1 or 2 which is еither a narcotic drug or described in section 7214(a)(iv) and:
(iii) Which is in an amount of 50 grams or more, but less than 225 grams, of any mixture containing that controlled substance is guilty of a felony and shall be imprisoned for not less than 5 years nor more than 20 years.
(4) The court may depart from the minimum term of imprisonment authorized under subsection (2)(a)(ii), (iii), or (iv) if thecourt finds on the record that there are substantial and compelling reasons to do so.
In
The term "repeal” also includes the reenactment of the same statute with modification. Id. at 354.
See, generally, note, Today’s law and yesterday’s crime: Retroactive application of ameliorative criminal legislation, 121 U Pa LE 120,121 (1972).
We suggest to the legislature that, if this ruling does not accord with its actual intention, a similar situation may be avoided in the future by the enactment of a general saving statute, covering such cases and with such provisions as- the legislature may determine. [Id. at 361.]
Prosecutions completed prior to the repeal of a criminal liability
See, e.g., In re Estrada, 63 Cal 2d 740; 48 Cal Rptr 172;
As we noted in People v McFarlin,
See n 6.
Mr. Sand, this Court doesn’t have any sympathy for you.
Concurrence Opinion
(concurring). I concur in Justice Archer’s result for these reasons:
a) I believe that had the Legislature thought of what they wanted done this result would have been their answer.
b) I have confidence that the trial judiciary of this state will apply today’s decision in a manner that implements a public policy that decrys the scourge of drugs while reflecting, in appropriate cases, the equally important belief that only the
Dissenting Opinion
0dissenting). In these cases, consolidated for purposes of appeal, we are asked to determine whether the Court of Appeals erred in ordering the resentencing of defendant Schultz under
In both People v Schultz and People v Sand, we would hold that the Court of Appeals erred in ordering resentencing. Thus, we would reverse the Court of Appeals decisions and reinstate the decisions of the respective trial courts.
I. FACTS AND PROCEEDINGS
A. PEOPLE v SCHULTZ
On November 13, 1986, defendant David M. Schultz transported ten ounces of cocaine to the scene of the delivery where it was sold by another individual to an undercover officer for $10,000. He was initially charged with manufacture, delivery, or possession with the intent to manufacture or deliver more than 225 grams but less than 650 grams of a mixture containing cocaine pursuant to
Schultz was sentenced to a term of twenty to thirty years imprisonment on May 18, 1987, as required by
On November 7, 1988, the Michigan Court of Appeals affirmed the defendant’s conviction.
On April 11, 1989, this Court granted the people’s application for leave to appeal, limited to the issue whether the Court of Appeals erred by ordering resentencing under the 1988 amendment of
On June 29, 1989, the Legislature again amended the penalty provisions for the instant offense, restoring the initial mandatory minimum sentence of twenty years.
B. PEOPLE v SAND
On February 4, 1988, defendant Jeffrey Francis Sand pled guilty of conspiracy to deliver more than 50 grams but less than 225 grams of a mixture containing cocaine pursuant to
II. STATUTORY RULES OF CONSTRUCTION
We begin by noting that Michigan adheres to the well-established rule of construction that statutes are to apply prospectively unless it is clear
III. DISCUSSION
The amendatory acts át issue here contain no expression of retroactive or prospective operation.
A
First, we note that
Thus, in a series of cases, the Court of Appeals considered a situation similar to that presented here, i.e., the appropriateness of sentencing a defendant charged with breaking and entering in the nighttime after an amendment of
Next, in People v McDonald,
The following year, in People v Dickerson,
More recently, in People v Gravedoni,
Finally, we note that several panels of the Michigan Court of Appeals have considered the effect of
We agree that, by virtue of
The repeal of any statute or part thereof shall not have the effect to release or relinquish any penalty . . . incurred under such statute . . . unless the repealing act shall so expressly provide,and such statute . . . shall be treated as still remaining in force for the purpose of . . . sustaining any proper . . . prosecution for the enforcement of such penalty .... [Emphasis added.]
Thus, the penalty provisions of the statutes in effect on the dates defendants Schultz and Sand committed their offenses should govern their sentences.
B
Michigan’s general saving clause and its judicial interpretations are in accord with federal law. The federal general saving statute, 1 USC 109, is substantially similar to Michigan’s statute and provides in relevant part:
The repeal of any statute shall not have the effect to release or extinguish any penalty, forfeiture, or liability incurred under such statute, unless the repealing Act shall so expressly provide, and such statute shall be treated as still remaining in force for the purpose of sustaining any proper action or prosecution for the enforcement of such penalty, forfeiture, or liability.
In Warden v Marrero,
Marrero concerned the question whether prohibition of an offender’s eligibility for parole, as set out in the statute in effect on the date defendant Marrero committed the underlying offense, is a "penalty” saved from release or extinguishment by § 109 in light of a recent amendatory act making parole an option for certain drug offenders. After concluding that it was such a penalty, the Court held that § 109 saved from repeal the bar of parole eligibility under the former statute in effect at the time defendant committed his offense. Id. at 664.
A review of current decisions in other jurisdictions also reveals a similar conclusion that the statute in effect at the date of the offense controls the penalty provision to be applied even where the Legislature subsequently amends the statute and reduces penalties.
c
It is an accepted rule of statutory construction that the Legislature is presumed to act with
Our conclusion that the Legislature did not intend these amendatory acts to operate retrospectively is further supported by the fact that the Legislature has in the past explicitly exprеssed its desire that certain portions of an amendatory act are to have retroactive effect. For example, under an earlier version of the controlled substance act,
D
Defendants Schultz and Sand urge this Court to abandon the above-stated, well-established rule and adopt the rule followed in a number of other
Despite this view, our consideration of the history of
The Court of Appeals in Schultz raised an argument similar to that adopted in Estrada when it erroneously concluded that because the Legislature revised the controlled substance act by reducing the mandatory minimum penalties and gave the sentencing court discretion to depart from the
In fact, a review of the legislative history of the amendatory acts at issue here reveals the opposite. Both
In addition, a little over one year after the effective date of
Thus, a review of the legislative history of
Finally, the Estrada rule is a judge-created rule of construction which results in a lowered penalty in every case unless the Legislature expressly provides otherwise. Such an analysis is squarely prohibited by
E
There are several policy reasons why the penalty provisions in effect when the offense is committed should govern sentencing rather than those in effect at the date of sentencing or some later date. First, such a policy expresses the basic notice provisions that ex post facto principles represent. Just as the state will not be heard to surprise a defendant with an enhanced penalty, a defendant
In addition, this rule is justified because it attempts to achieve the recognized goal of general societal deterrence of criminal activity by making the threat of punishment as concrete as possible.
I agree wholeheartedly with the trial judge in the Schultz case. A fair sentence cannot be cap
CONCLUSION
Legislative intent controls whether a penal statute is to be given prospective or retroactive оperation. The Legislature has expressed its intent in
Accordingly, in People v Schultz, we would reverse the decision of the Court of Appeals and reinstate the defendant’s sentence. In that case, the relevant amendatory act took effect almost two years after defendant Schultz committed his offense and almost one year after the date he was tried, convicted, and sentenсed.
In People v Sand, we would reverse the decision of the Court of Appeals and reinstate the defendant’s sentence. In this case, the amendatory act took effect a little over two years after defendant Sand committed the underlying offense.
The sentencing judge stated that his reason for imposing the ten-year sentence and not lifetime probation stemmed from this defendant’s prior history showing a consistent involvement with drugs, i.e., he committed the instant offense after a prior drug charge was
While defense counsel at sentencing acknowledged the change in the penalty provisions, he did not argue for its application in this casе. In fact, he argued to the contrary, i.e., that lifetime probation was authorized by statute and would be an appropriate penalty for this defendant.
In general, a defendant who voluntarily pleads guilty while represented by counsel waives all nonjurisdictional objections. People v Johnson,
People v Sand, unpublished opinion per curiam of the Court of Appeals, decided May 22,1989 (Docket No. 109768).
In re Lambrecht,
In re Davis Estate, n 7 supra at 651, quoting Detroit Trust Co v Detroit,
People v Osteen,
For example, in 1947, the Attorney General published an opinion addressing the issue whether the lack of a saving clause in an amendatory act reducing the offense of negligent homicide from a felony to a misdemeanor precluded either prosecution as a felony or imposition of the former punishment for those who committed the offense prior to the effective date of the ameliorative statute. The opinion concluded that the general saving clause would allow both a felony prosecution and imposition of the former penalty. OAG, 1947-1948, No 631, p 506 (November 4,1947).
People v Jackson,
State v Gonzales, 141 Ariz 512;
Longstreth v Gensel,
People v Osteen, n 9 supra at 413-414.
re Estrada, 63 Cal 2d 740; 48 Cal Rptr 172;
The "substantial and compelling reason” standard requires that the basis for departure be objective and verifiable. In addition, the scope of the sentencing court’s discretion to depart from the mandatory mínimums is "very limited [and] is substantially reduced from sentencing in other cases.” People v Downey,
Attorney General v Recorder’s Court Judge,
We agree with the lead opinion that the "constitutional authority to determine sentencing policies rests exclusively with the Legislature and not the courts.” (Ante, p 531.) The lead opinion, however, faffs to observe this principle by enunciating a rule that allows the courts to retroactively apply a statutory amendment affecting sentencing and ignores the fact that when the Legislature desires retroactive application of sentencing changes it has plainly and expressly stated its intent. See n 15 and accompanying text.
Defendant Sand argues that this Court is obligated under the rule of lenity to allow resentencing under
Second, the rule of lenity is premised upon the rule of statutory construction that penal statutes are to be strictly construed. 3 Sands, Sutherland Statutory Construction (4th ed), § 59.04, pp 25-28. This Court recently pointed out, however, that under Michigan’s Penal Code,
In re Estrada, supra at 753 (Burke, J., dissenting). See Doren, Criminal law — retrospective application of statute reducing penalty, 18 Wayne LR 1157, 1168-1170 (1972); note, Today’s law and yesterday’s crime: Retroactive application of ameliorative criminal legislation, 121 U Pa L R 120,138 (1972).
See Belt v Turner, n 17 supra, as a prime example of this. There the defendant violated his probation, left the jurisdiction, and did not return for sentencing until after the effective date of an ameliorative act only to gain the benefit of that act despite his wrongdoing. See also Today’s Law, n 22 supra at 137.
As Justice Burke emphasized in his dissenting opinion in Estrada, supra at 753: "The certainty of punishment has always been considered one of the strongest deterrents to crime. That certainty is best afforded when the punishment described by the law existent at the time of commission of the crime is promptly and inexorably meted out to those who violate the law.” See also Doren, n 22 supra, at 1161-1162.