People v. SanchezPeople v. Sanchez
Lead Opinion
OPINION OF THE COURT
In this case, we are presented with the question of whether testimony regarding an unrelated but allegedly similar crime may be introduced in order to show modus operand! and identity, where defendant’s identity is removed from issue.
The Instant (Consolazio) Case
The complainant in the instant case, Marilyn Pizzaro Consolazio, testified that in early April 1986, she was entering the Deauville Hotel on East 29th Street in Manhattan when defendant approached her and asked her if she was "Willie’s” wife. Consolázio, a 24-year-old mother of two who was residing at the hotel, responded in the negative. Consolazio and defendant, who was also a guest at the hotel, then entered the elevator and rode together to the seventh floor, where their respective rooms were. Consolazio testified that defendant, who had a camera around his neck "was, you know trying to say something to me, flirting and I said I have a boyfriend.” When the elevator reached the seventh floor, Consolazio and defendant went their separate ways without further conversation.
According to Consolazio, defendant, who had two cameras— a 35mm and a Polaroid — around his neck, sat her down on the bed, telling her he wanted to take pictures. He removed her robe and had her strike poses both seated and standing on the bed. After those pictures were taken, he allegedly told her "now it’s-time for the nude pictures.” Consolazio testified that she balked at this suggestion because her young daughters were in the. room.
Consolazio recalled that in the course of this discussion, her telephone rang, and, upon answering it, she spoke to her friend Jeneanne, another Deauville resident; during this conversation, defendant simply watched Consolazio and her children. Consolazio told Jeneanne that she was in the shower and could not stay on the phone. Consolazio acknowledged that she made no mention of any intrusive presence in the room, although Jeneanne was in the same building and may have been able to obtain immediate assistance.
She further testified that as soon as she hung up the telephone, she tried to run to the door, but was physically prevented from doing so by defendant, who grabbed her. At this point her telephone rang a second time; once again she answered. Her then boyfriend, now husband, on the other end of the telephone, asked her what was wrong, to which she replied "nothing, I just woke up” and told him that all was well.
At the conclusion of the second call, defendant allegedly attempted to remove Consolazio’s underpants. She again refused him, telling him that she did not want to engage in sexual activity in front of the children. Consolazio and defendant then went into the bathroom, leaving the girls outside. Consolazio stated that defendant, in closing the bathroom door, banged the head of one of the little girls, who was trying to follow her mother in.
Consolazio asserted that defendant held the gun during the entire incident, which lasted approximately 20 to 25 minutes. After the incident, defendant allegedly told her not to tell anybody about the encounter, but then said it did not matter because he was going to Florida. Consolazio subsequently gave police a detailed description of him and his clothing, including a distinctive gold neck chain, with an eagle pendant.
Defendant testified in his own behalf. His testimony was in agreement with Consolazio’s insofar as that he had been a guest of the Deauville, among other hotels, in early April, that he had gone to Consolazio’s room to take photographs of her (although he recalled a different date, two days earlier), and that he and Consolazio had had sexual relations. He thus placed in issue only the question of whether the sex was forced or consensual, having conceded identification.
Defendant testified that he met Consolazio while he and his common-law wife were staying at the Deauville approximately two weeks prior to the events in question, when he assisted her with her grocery cart in the hotel. He recalled that after they left the elevator, they chatted for 10 to 15 minutes. He next spoke to her on or about April 1st, while she and her daughters were on the elevator with him. Defendant testified that during that conversation, he asked Consolazio to pose as a model for some pictures. Consolazio allegedly agreed, saying it would be "no problem” and to call her in her room.
The next day, defendant visited Consolazio in her room, while her daughters and friend Tina were there. Upon learning that defendant was Colombian, Consolazio allegedly asked him to obtain cocaine for her; defendant asserted that he
Defendant testified that he returned later that afternoon, while the children were asleep. Consolazio again told him she needed money. According to defendant, he gave Consolazio $50 and they then had consensual sexual relations in the bathroom. Defendant indicated that Consolazio did not pose for him that afternoon either.
Defendant testified that the next and last time he saw Consolazio was the morning of April 5, when he brought his cameras to her room to photograph her. He recalled asking if he could come into the room and being admitted with the caution that he could remain for only a short time, because Consolazio’s "very jealous” boyfriend (now husband) was going to visit her and she did not want defendant to be seen by him. Defendant testified that he gave Consolazio the option of posing with or without her clothes and undergarments. He contended that she agreed to be photographed naked, with the exception of her panties, and allowed defendant to instruct her as to what poses to strike for the pictures. The two little girls were playing in the room throughout the photography session.
Defendant also testified that after he finished taking the pictures, he had Consolazio sign a consent form. He gave her $70 of the $200 they agreed upon as payment, promising to pay the remainder before he went on a trip to Florida. Defendant stated that he and Consolazio then went into the bathroom and engaged in consensual sexual relations. Defendant acknowledged that he never paid her the balance of the moneys supposedly owed her; he claimed that this was because he and his wife had an argument later on April 5, after which he checked out and went to Florida. Thus, his testimony was that he never saw Consolazio after April 5. Additionally, he denied possessing a gun while at the Deauville.
Consolazio was examined at Cabrini Medical Center on April 7, 1986, after she had already taken a shower. The physician who conducted the vaginal and cervical examinations testified that despite the shower, she was able to determine that there was no evidence of forcible entry or trauma. Moreover, while a "vaginal wash” did show the presence of spermatozoa, the police chemist who conducted the analysis
The Applications Regarding the Unrelated (Diaz) Case
The record reflects that immediately prior to trial, an application was made requesting a ruling as to whether the People would be permitted to adduce evidence of an unrelated attempted rape, of one Jessica Diaz, in Bronx County, in June 1986. The court declined to issue a final ruling at that point in the proceedings. However, the court did direct the attorneys not to refer to the Bronx case during their opening statements.
Prior to cross-examining Consolazio, defense counsel raised the issue again, adding that he would be "prepared to concede the identification issue” rather than have Diaz testify to an additional sex offense allegedly perpetrated by defendant. The court refused to make what it called an "anticipatory ruling” so that defense counsel could formulate strategy. The court did declare that "evidence of an uncharged crime is admissible provided the modus operand! is so unique to make the case” (emphasis added). The court added that if it was "satisfied as to the uniqueness and the issue of identity is raised” it might permit the Diaz testimony. However, the court refused to conduct a Ventimiglia hearing to determine the admissibility of the evidence. The court also denied defense counsel’s application for a mistrial.
Upon the refusal of the court to issue a ruling on the application, counsel conducted his cross-examination of Consolazio. He included in his inquiry questions regarding the appearance of the man in the elevator, her room, and the composition of the lineup she subsequently viewed.
Later in the proceedings, defense counsel again renewed his request for a Molineux ruling as to whether Diaz would be permitted to testify. Counsel again explained that he would concede identification rather than have Diaz testify. The court stated that it would not rule until an offer of proof was made and the witness called.
It is noteworthy that counsel offered, more than once, to have defendant testify and admit to being with Consolazio at the approximate time and place of occurrence, and also offered to stipulate as to identification, in order to remové the issue completely.
Following the prosecutor’s offer of proof, and over defense
The Unrelated (Diaz) Case
Immediately before Jessica Diaz, the last witness to testify on behalf of the People, took the witness stand, the court instructed the jury that her testimony was "being admitted solely as it may tend to establish the identity of the person charged with commission of the crime presently on trial before you.”
Diaz, a 19-year-old mother, testified that on June 9, 1986, at 11:15 a.m., while she was at a medical clinic, defendant approached her and began speaking to her about a modeling agency. He allegedly told her that the agency needed girls to model clothing. Although Diaz told him that she was busy running errands, she invited him to accompany her so that he could tell her more.
Diaz testified that defendant made small talk and told her that pictures of his models appeared in certain magazines and that he had made his fortune in the modeling business over the past 15 years.
Defendant accompanied Diaz to her pharmacy, where Diaz picked up six rolls of film she had left to be developed. She showed them to defendant who, in turn showed her photographs of him, his family, and other women. They also continued to discuss modeling, defendant telling Diaz that he had an agency in Manhattan and Queens. Diaz told him she would go to the agency.
Defendant suggested that Diaz bring some dresses to model, in case the dresses at the agency did not fit her. Diaz agreed and brought defendant to her apartment. She showed defendant three dresses, whereupon he asked if she had a bathing suit as well. Despite Diaz’s protests that the suits were wet and hanging in the bathroom, defendant allegedly told her that this did not matter because she would need to model them wet in the photographs.
Diaz went and got one bathing suit from the bathroom, brought it out and showed it to defendant. He asked her if she had another, whereupon she brought out a second suit. Upon
As Diaz took the bathing suit off the shower rod, she looked up to find defendant in the bathroom pointing a black gun at her. He told her to get down from the rim of the bathtub and that if she screamed he would kill her. He then ordered her to remove her clothing because "all he wanted was to see me”, but that he would not penetrate her. Diaz removed her jewelry, belt and sandals, then told defendant she needed a drink to calm down. Instead, she took a bottle of alcohol, threw it in defendant’s eyes and struggled for the gun, screaming all the while. Defendant ultimately fled, leaving a bag containing pictures, one of which showed him wearing an eagle pendant, his identification, phone book and bullets. There was no camera in the bag, nor was there film. Furthermore, Diaz testified that defendant had no camera on his person.
Diaz was not cross-examined.
Summation and Charge Regarding Identification and the Diaz Testimony
On summation, defense counsel repeatedly stated that there was no issue regarding identification, that the only issue was whether the sexual relations between defendant and Consolazio constituted rape or were consensual. The prosecutor also commented that there was no question of whether defendant and Consolazio had sexual intercourse, but that the sole issue was whether it was a forced or consensual act. However, in his summation, the prosecutor added that this was "not a case of identification * * * you know not only Marilyn Pizarro [sic] [Consolazio] but also have Jessica Diaz that this is the man who did it in both instances” (emphasis added).
Defense counsel expressly requested that the court issue no instruction regarding identification. However, the court said that it would charge that if the jury believed identification was in issue, the jury should consider the Diaz testimony. The court in fact instructed that if the jury had "a reasonable doubt as to the issue of identification in this case * * * you may refer to [the Diaz] testimony to the extent that it may assist you in deciding that issue and that issue alone, of identity.” The court also issued a general caution that the Diaz testimony should not be considered as establishing a predisposition or propensity of defendant to commit the
Discussion
It is axiomatic that evidence of uncharged crimes is inadmissible unless there is a logical link to a specific material issue in the case at trial. (People v Hudy,
We note at the outset that defendant was entitled to the benefit of a ruling, if not when the prosecutor announced his intention to call Diaz, then certainly before the cross-examination of Consolazio. (People v Ventimiglia,
In particular, where, as here, the People seek to introduce other crime evidence to prove identity, the People must meet a two-prong test. First, identity must in fact be in issue and not have been conclusively established. (People v Beam, supra [defendant’s testimony, as well as cross-examination of complainant, put identity in issue]; People v Allweiss,
In the case herein appealed, in the first instance, identity was not in issue. Defense counsel repeatedly offered to concede identification during the various applications and during the People’s case. More to the point, counsel stated that defendant would testify to engaging in sexual activity with Consolazio, which defendant in fact did. Thus, the People’s argument on appeal that defendant’s identity was not conclusively established is meritless.
In any event, the Consolazio and Diaz incidents were more dissimilar than similar. While the court specified that it was permitting the Diaz testimony because both crimes allegedly involved attempts to take photographs, defendant took no photographs, nor was he even in possession of a camera, during the Diaz incident. Other substantial differences abound: Consolazio testified, as did defendant, that they had met prior to the alleged rape, while Diaz met him only once. While defendant allegedly pushed his way into Consolazio’s home, he was invited into Diaz’s abode. While defendant supposedly initially approached Diaz with the "you could be a model” line, he never attempted to take pictures, while Consolazio contended that defendant exhibited a fetish for the
Given the pains the defense took to remove identification as an issue, the length of time the complainant and defendant were together, the defendant’s concessions as to identification and sexual activity, and the host of distinguishing facts between the Consolazio and Diaz incidents, we must determine that the probative value of the Diaz testimony was minimal, while the prejudice visited upon defendant was insurmountable. (People v Robinson, supra,
Although not raised as an issue on appeal, and while this court is mindful of the fact "that the sentencing decision is a matter committed to the exercise of the court’s discretion and that it can be made only after careful consideration of all facts available at. the time of sentencing” (People v Farrar,
Accordingly, the judgment of the Supreme Court, New York County (Kleiman, J.), rendered July 13, 1987, convicting defendant, after a jury trial, of rape in the first degree, sodomy in the first degree and burglary in the first degree, and sentencing him, as a predicate felony offender, to concurrent terms of 12V2 to 25 years’ incarceration on the sex crimes counts and a consecutive term of 12V2 to 25 years’ incarcera
Dissenting Opinion
The opinion by the majority asserts that: "In the case herein appealed, in the first instance, identity was not in issue. Defense counsel repeatedly offered to concede identification during the various applications and during the People’s case. More to the point, counsel stated that defendant would testify to engaging in sexual activity with Consolazio, which defendant in fact did.”
However, the record reflects that the evidence did not conclusively establish defendant’s identity and, hence, the identity exception set forth in Molineux (People v Molineux,
The record shows careful consideration by the court, at all stages, of whether the issue of identity had been raised, whether the defendant’s identity had been conclusively established and whether the pattern employed in the two crimes was sufficiently unique. Contrary to the conclusion reached by the majority here, defendant questioned the proof of his identity at every turn and repeatedly stated his intention to pursue an identification defense. Thus, prior to the opening of the trial, the District Attorney told the court:
"Judge, as you know, the case of People v Molineux and its progeny involve situations where you can prove an incident similar to the one with which the defendant is charged when the circumstances surrounding the two incidents are so unique and so similar that they address one of-several key issues, one of which is identification.
"the court: The first issue is, is the issue of identification the issue that is going to be raised in this trial?”
The court then asked defense counsel: "Are you going to raise the issue of identification?” and defense counsel answered "Yes”. After the People’s direct examination of the complaining witness, Marilyn Consolazio, and before his cross-examination of her, defense counsel said:
"In view of this problem concerning Molineux, I cannot proceed to cross-examine until the issue is resolved because it will affect which way I go with my defense and my cross-examination will have to reflect a defense.
"If your Honor is going to indicate that Molineux may be*27 used to admit the Bronx case for the purpose of establishing identity, then I may be prepared to concede the identity issue and move the defense in a different direction based on activities that may have taken place in that apartment and elsewhere.
"If your Honor suppresses the Molineux issue, then I might move in a different direction concerning the question of identity.” (Emphasis added.)
The court then told counsel that it would not make an anticipatory ruling at that time and that it was not its function to suggest the strategy of defense counsel.
Thereafter, toward the end of the People’s case, the People gave a detailed offer of proof as to the testimony Jessica Diaz would furnish under the Molineux doctrine. Apparently, at that time, for the first time, defense counsel noted: "In any event, the defendant at this time in this trial is not going to challenge the identity issue. We do not intend to raise the identity issue. Defendant will testify at trial. He will admit being present at that time and place with Miss Pizzaro [Consolazio]. He will tell a different version of events as to what took place. I will not raise the identification issue in my summation. I will not allude to it. We will concede that he was there, only that there is a different version of facts as to what actually in fact took place. I understand, of course, if the defendant shouldn’t testify that the People might be in a position to raise this issue again but that is the defendant’s present position.”
In response to that, the court noted that it had deferred its ruling with respect to the admissibility of the prior charged crime and previously had stated that it would make its ruling based upon the application of the law to the facts as then presented. The court pointed out: "You then proceeded at that time, and you raised extensively during the course of cross-examination, the issue of identification. The issue is therefore before the Court and cannot be withdrawn simply by either your concession or statement which is not a statement unless the People want to enter into a stipulation.”
After the People refused to make such a stipulation, the court noted that defense counsel "implied that if this is admissible, then the defendant may testify or probably would testify and therefore you would take the issue out. If it’s not admissible then you reserve your right to argue the issue before the jury on both identification and any other defense
The court then allowed the introduction of the other Bronx crime under People v Molineux (supra).
Further, although defense counsel at that time was willing to stipulate or concede, etc., it is abundantly clear that at that time identity was indeed at issue and was not conclusively established. In fact, until the moment when the evidence of prior crimes was admitted, defendant questioned the proof of his identity at each possible occasion. Defendant offered to withdraw the identification issue and conceded only to prevent Diaz from testifying after it was patently clear to Criminal Term that identification was an issue and had not been conclusively established by the People.
Defendant’s trial testimony was, of course, after the fact, i.e., after the court’s ruling, and could not serve to render the identification issue moot at the time the court made its ruling. However, it is interesting to note that defendant in his testimony denied that he had any contact whatever with the victim on the date of the crimes charged, asserting that he had left New York two days earlier. Thus, defendant’s testimony, contrary to defense counsel’s prior attempted stipulation, left open the question of who the attacker of Consolazio was, leaving identity still at issue.
Further, although the majority notes that the court refused to conduct a Ventimiglia hearing before the cross-examination of Consolazio, the court, in People v Ventimiglia (
Indeed, as the People correctly note, when similar crime proof is offered on the issue of identification, it would make little sense to render a ruling before all the other proof of identification has been presented. Here, it appears the court took its obligation seriously to decide whether defendant’s identity had already been "conclusively established”. Accordingly, the timing of the trial court’s ruling, i.e., toward the close of the People’s case but before any testimony by Diaz, was proper (see, People v Condon,
Thus, the defendant’s modus operandi was sufficiently unique to make the evidence of the uncharged crime probative of the fact that he committed the one charged (see, People v Condon, supra, at 144), and the defendant’s identity remained in dispute up until the time that the court made its ruling. It was put into issue by the defense cross-examination of the victim, which raised questions concerning the validity of the identification (see, People v Beam, supra, at 251).
The majority concedes that the defendant has not raised the extent of the sentences as an issue on the appeal. Therefore, it is not now before us. Moreover, because of the heinous nature of the acts committed by the defendant, there is no basis to interfere with the sentences imposed by Criminal Term.
Accordingly, the judgment of the Supreme Court, New York County (Kleiman, J.), rendered July 13, 1987, convicting defendant, after trial by jury, of rape in the first degree, sodomy in the first degree and burglary in the first degree, and sentencing him, as a predicate felony offender, to concurrent terms of 12 Vi to 25 years on the sex crime counts and a consecutive term of 12 V% to 25 years on the burglary count, should be affirmed.
Judgment, Supreme Court, New York County, rendered on July 13, 1987, reversed, on the law, and the matter remanded for a new trial.