Lead Opinion
On application by defendant after our decision herein-. (People v. Sanchez (1967)
We set forth the relevant facts.
During the noon lunch period Canning and Malin were eating together in the superintendent’s office enclosure within the factory. Defendant while on his way to lunch learned from another inmate that Canning intended to write a report about defendant’s involvement in a sex complaint. Upset by this information and unable to eat his lunch, defendant returned to the clothing factory and entered the superintendent’s office to discuss the matter with Canning in Malin’s presence. In the ensuing discussion, defendant denied complicity in any sex offense, while Canning insisted that it was nevertheless his duty to report the matter. During the conversation defendant seemed “very irritated.” Canning refused to discuss the matter further during the lunch hour ■ and defendant eventually returned to his assigned station in the factory. Defendant testified that when he commenced work at his machine he could not concentrate on the job. He made a cup of coffee, but could not concеntrate on drinking it. While returning his cup to its place in a drawer, he found a knife there.
Sergeant Beighley, a correctional officer, was called and arrived within a few minutes. The officer, upon seeing the body, asked, “Who did this?” Malin pointed to defendant, who was standing nearby. Beighley did not know defendant and had no recollection of having seen him before. He walked up to defendant who thereupon surrendered the knife. Beighley dropped it on the floor, placed his foot on it, and proceeded to search defendant for other weapons. He noticed that defendant’s clothing was covered with blood. As he was searching defendant, Beighley inquired, “Why did you do it?” Defеndant replied, “He was going to give me a sex beef.” Beighley rejoined: “You have got something worse than a sex beef now. ’ ’
The other inmates then left the clothing factory. As they were checked out, Malin observed each one but saw no one with blood on his clothing.
About 2:30 p.m. defendant was brought to the captain of the prison’s correctional officers, Captain Hooker, to be interrogated. The latter advised defendant that he had a right to remain silent and not answer any questions, that he had a right to an attorney if he so desired, and that anything he said could be used against him. Defendant nevertheless chose to tell Captain Hocker what had happened. He stated that some time after his first talk with Canning he armed himself with a weapon and again attempted, unsuccessfully, to discuss the matter of the report Canning proposed to make. He then stated that he commenced to stab his victim. The foregoing conversation was not recorded.
Between 3 and 3:30 p.m. a deputy district attorney accompanied by a stenographic reporter interrogated defendant. Upon being advised again of his constitutional rights, defendant requested the assistance of counsel, and an unsuccessful attempt wаs made to obtain one.
On the following day Captain Hooker and a Lieutenant
Defendant took the stand to testify in his own behalf. He stated that after seeing the knife in the drawer as he was returning his coffee cup he blacked out and that he remembered nothing until he regained consciousness in the adjustment center shortly after his first interview with Captain Hoekеr. He testified further that he had a similar experience in 1958 when he assaulted an inmate. He was impeached to some extent, however, when he admitted on cross-examination that during the trial for the earlier assault he had described that attack in detail and when an investigating officer testified that defendant had related details of the prior attack to him soon after it occurred.
Defendant contends on appeal
We have no doubt that, if our inquiry were confined to the testimony of Captain Hocker as to events transpiring in his office, which testimony is corroborated by that of defendant on voir dire, we would be compelled to the conclusion that the cоnfession was properly received. Thus, as we have noted, Captain Hocker advised defendant of his constitutional rights in the manner required by Dorado, and defendant personally testified that the captain made no threats or promises which tended to induce the statements defendant made; that defendant understood these warnings; that he knew he had the right to an attorney and the right to remain silent if he chose to do so; that he knew that anything he might say could be used against him, but that he told Captain Hocker he wanted to talk about what happened in the clothing factory • and that he told the captain the truth of what hаd happened.
There are, however, other matters which bear on the admissibility of the confession. When the prosecution proposed that Captain Hocker testify as to the content of the conversation in his office, defense counsel objected on the ground of involuntariness based on events taking place immediately before defendant entered the office. On voir dire the captain then testified that at the time defendant entered the office he “appeared to have sustained an injury” about the face, and “was bleeding slightly from the nose.” When the captain
Defendant’s claim that his confession to Captain Hocker was involuntary, and his further claim that he made no intelligent waiver of his constitutional rights were also supported by People’s voir dire Exhibit No. 1. Such document, a proper part of the record on appeal (Cal. Rules of Court, rule 33 (a), (b) and (e)), was not before this court on our first review. It was not received during the trial as evidence bearing on the issue of defendant’s guilt, but was received for consideration by the trial court as bearing on the question of the admissibility of the confession made in Captain Hooker’s office. It consists of a transcript of the interview with defendant conducted by the deputy district attorney between 3 and 3 :30 p.m., which interview took place after the Hocker eonfes
On the foregoing record on voir dire, the trial court concluded that the confession given to Captain Hooker was not
“As a reviewing court it is our duty to examine the uncontradicted facts to determine independently whether the trial court’s conclusion of voluntariness was properly found.
“If an individual’s ‘will was overborne’ or if his confession was not ‘the product of a rational intellect and a free will, ’ his confession is inadmissible because coerced. These standards are applicable whether a confession is the product of physical intimidation or psychological pressure. . . .” (Townsend v. Sain (1963)
In the case at bench, defendant had received only a fifth or sixth grade education, with a record of failures and poor attendance, and had mаnifested difficulty with the English language. Expert testimony indicated defendant’s mental level and intelligence to be “borderline retarded,” “low average or borderline defective,” and of a “borderline deficiency caliber. ’,
The rule has been long and well settled in this state that where a defendant, subjected to threats, violence or other improper influences, makes a confession or other incriminating statement in such a coercive atmosphere and shortly thereafter again incriminates himself under circumstances not manifestly coercive “there is a presumption that the influence of the prior improper treatment continues to operate on the mind of the defendant and that the subsequent confession is the result of the same influence which rendered the prior confessiоn inadmissible, and the burden is upon the prosecution to clearly establish the contrary. [Citations.]” (People v. Jones, supra,
In People v. Jones, supra,
In the instant сase there was no break in the chain of events extending from the physical abuse defendant suffered at the hands of the correctional officers to his immediately following confession made to Captain Hooker. During this time defendant had no opportunity to reassess his situation free from all but the normal disciplinary pressures of prison life. (See United States v. Bayer (1947)
We are satisfied from the totality of the circumstances established by the uncontradicted facts in the record that defendant’s confession made to Captain Hocker was in fact coerced and not the product of a rational intellect and a free will. We hold that such confession was involuntary and that its use before the jury denied defendant due process of law guaranteed by the Fourteenth Amendment to the Constitution of the United States. Our conclusion that it was involuntary rests not only on our conviction that “defendant’s will was overborne at the time he confessed” (Reck v. Pate, supra,
Because the confession made to Captain Hocker was involuntary, it was error to receive it in evidence, and the judgment must be reversed for that reason alone, if not for any other. “It is now axiomatic that a defendant in a criminal case is deprived of due process of law if his conviction is founded, in whole or in part, upon an involuntary confession, without regard for the truth or falsity of the confession, Rogers v. Richmond,
As to all other claims of error there disposed of and except as qualified by this opinion, we adhere to our opinion in People v. Sanchez, supra,
The judgment is reversed.
Traynor, C. J., Peters, J., Tobriner, J., Mosk, J., and Burke, J., concurred.
Notes
Section 4500, as in effect at the time of the offense, provided in pertinent part: “Every person undergoing a life sentence in a state prison of this State, who, with malice aforethought, commits an assault upon the person of another with a deadly weapon or instrument, or by any means of force likely to produce great bodily injury is punishable with death; provided, however, in eases in which the person subjected to such assault does not die within a year and a day after such assault and as a proximate result thereof, the punishment shall be death or imprisonment in the state prison for life without possibility of parole for nine years, at the discretion of the court or jury trying the same, ...” The appeal herein is automatic. (Pen. Code, § 3239, subd. (b).)
After this court on February 16, 1967, affirmed the judgment of conviction herein, defendant, represented by new counsеl Charles E. Voltz, Esq. and Kenneth W. Graham, Jr., Esq., filed in the United States Supreme Court a petition for a writ of certiorari. In the course of certifying the record to such court, defendant’s counsel discovered that an allegedly critical part thereof had never been transmitted to this court in connection with defendant’s automatic appeal and accordingly was
Our recital of the facts pertinent to the commission' of the off ensé follows that made by us in our earlier opinion .(see People v. Sanchez, supra, 65 Cal.2d at pp. 817-818) which continues to reflect accurately those matters as they now appear in the full appellate record,
We thus summarize the contentions made on defendant’s behalf in the briefs filed by Ms first appointed counsel and the contentions made on his behalf in the supplemental briefs filed by his present counsel.
The instant trial was had before June 13, 1966, the date of the decision in Miranda v. Arizona (1966)
A portion of defendant’s testimony is as follows: “Captain Hocker asked me about my civil rights, that if I wanted to remain silent until I got an attorney, and I told him X would like to tell him what had happened to Mr. Canning and he told me I didn’t have to tell him and that I could remain silent, and I said ‘I want to tell you’. . . .’’
The record is not clear as to when defendant was given fresh clothing after his blood-soaked clothing had been removed. All that appears is that he was given a towel to put on his face when he left the cell for the captain’s office.
Defendant’s testimony on voir dire as to the nature of Ms injuries is generally consistent with that of the medical technician, whose tеstimony was later received on defendant’s ease-in-ehief. Defendant’s testimony on voir dire is also consistent with that appearing in People’s voir dire Exhibit No. 1, hereinafter referred to, and with bis testimony in his casein-chief. The People have made no attempt to controvert defendant’s testimony as to the fact or nature of the abuse he received at the hands of the correctional officers immediately before his confession to Captain Hoelcer. In fact, the People’s evidence is entirely consistent with defendant’s account of the events which he testified took place in the adjustment center and in the captain’s office.
“Q. (By Mr. Paterson) All right. Now, also present at this time in Captain Hooker’s office at San Quentin Prison are a court reporter, Mr. Richard Horsley, with a stenotype machine, who is taking down everything that I am saying, and anything you might say; and Officer Smith, one of the Correctional officers, the County Coroner, Mr. Prank Keaton, and an investigator from the District Attorney’s office, Mr. John Kingston.
‘ ‘ Mr. Kingston would like to ask you a few questions.
“A. Can I have an attorney in here with me? Q. Would you speak up just a little, Mr. Sanchez 9 A. Can I have an attorney, that is, a lawyer ? Q. Yes, you can, at any time. A. Right now; here? Q. I don’t know if it’s practical to find one right now. I don’t believe there is one at the Prison, is there?
1 'Officer Smith: (Shakes head negatively).
“Inmate Sanchez: Whаt I want to say is for my own benefit, and I want to say it in front of him so that he will know that I am telling the truth.
“Q. (By Mr. Paterson) Do you have an attorney of your own? A. No. I would like to have one.
[Omitted herefrom are excerpts of discussions relating to various attorneys, none of whom were available.]
“ Q. I see you have some blood on you, Mr. Sanchez. A. Yes, sir. Q. Where did that come from? A. The officers. Q. And the blood on your chest? A. The same. Prom my face. Q. How are you feeling now? A. Dizzy. Q. You are feeling dizzy? A. Yes.
“Mr. Paterson: Why don’t you go ahead, John, and ask a few questions. Mr. Kingston: Off the record. (Discussion off the record). Mr. Paterson: Let’s go back on the reсord.
‘ ‘ Q. (By Mr. Paterson) Mr. Sanchez, as Mr. Keaton says, in all probability you will probably have the Public Defender here in the County. Do you want to call him? A. Yes, sir, I would like to. Mr. Paterson: All right. Can we get an ontside line here? Officer Smith: (Nods head affirmatively).
“(At 3:26 P.M. a telephone call was placed by Mr. Keaton to the*571 office of the Public Defender in San Rafael). Mb. Keaton: Mr. Sanchez, the Public Defender’s office—Mr. Durham and Mr. Truett are both out of the office and they won’t be back for the weekend. (Sergeant W. J. Beighley enters the room). Mb. Keaton: Now is it your desire to toll us your story, what you feel it is, or do you want to wait until you get your attorney? Inmate Sanchez: 1 would like to stand before the Fifth Commandment. Mb. Keaton: Speak louder. Inmate Sanchez: I would like to stand behind the Fifth Commandment until my lavjyer gets here. Mb. Keaton : He wants to stand behind the Fifth Amendment until his lawyer gets here. Mb. Paterson : Go ahead and try, 3ohn.
“Let the record show that Sergeant W. J. Beighley has come into the room. Beighley is B-e-i-g-h-l-e-y. Q. (By Mr. Paterson) Do you want to tell us what you have already told Captain Hooker and Lieutenant Smith? Inmate Sanchez: Well, I would like to have my lawyer at the present time when I tell the truth. Q. (By Mr. Paterson) Sergeant Beighley has brought in a small knife which he just showed to me. He said that you handed it to him; is that right? A. That’s true. Q. Where did you get this knife ? A. It was there. It was there in the clothing factory. Q. It was in the clothing factory? A. Yes. Q. What did you do with this knife? A. I went crazy. Q. You went crazy? A. Yes, sir. Q. What did you do when you went crazy? A. I don’t recall. I don’t recall. Then they get me over here. They pick me up. They told me 1 stab a man. I told them that I stabbed him, but that’s the last I remember. Q. You told them that you stabbed Mr. Canning? A. Yes. Q. But that’s the last you remember? A. Yes, sir. Q. When you told them that did they make any threats to you? A. Yes, they told me just they was going to bring the case up for you, and ‘I wish I could kill you right now, you sonofabitch, you big mother fucker. You are a bad con.’ Q. Did they make any promises to you? A. Just told me this man died and he was going to come back, going to— Q. You say you got— Somebody hit you here (indicating). Was this before you had the fight with Mr. Canning? A. No. When they took me in the room up there— Q. When was that? A. After they brought me from over there, from the clothing factory. ’ ’ (Italics added.)
Dеfense counsel, in urging his objection because “this beating occurred only minutes before [defendant] talked to Capt. Hoeker . . . ’ ’ was overruled by the trial judge, who observed: “It doesn’t appear that if any such beating were given there was any such results. Mr. Durham [Counsel for defendant] : That is only human nature, the only conclusion that could be reached. Mr. Shaw [Prosecutor]: Mr. Sanchez
11 Citing inter alia Brown v. Mississippi (1936)
Citing People v. Rogers (1943)
Testimony relating to defendant’s low mentality and lack of education was not submitted until after the receipt into evidence of the confession in Captain Hocker’s office.
Concurrence Opinion
While I concur in the modification generally, I do not agree that the standards of Miranda v. Arizona (1966)
Dissenting Opinion
I dissent. In my opinion there was ample evidence aside from the confession to support the judgment. Therefore, in accordance with the Constitution of California, article VI, section 13, the alleged error was not prejudicial.
