OPINION OF THE COURT
The within application for a writ of error coram nobis presents a claim of ineffective assistance of appellate counsel (see, People v Bachert,
Following a jury trial in Bronx County, petitioner, Timothy Rutter, was convicted by judgment rendered March 26, 1982, of murder in the second degree and sentenced to a prison term of 25 years to life. The judgment of conviction was affirmed by this Court, without opinion, by order entered February 2, 1984 (
The evidence at trial credited by the jury, established that on July 17, 1980 the petitioner along with William Bowen, Bowen’s then 18-year-old girlfriend, Tina Swane, and the victim, Matthew Whitworth, travelled from Philadelphia to
Swane, a substance abuser with an extensive psychiatric history who had worked as a prostitute since the age of 16, acknowledged on cross-examination that she had made numerous statements inconsistent with the account of the crime given in her direct testimony. She admitted telling the Philadelphia police on September 18, 1980 and the Denver, Colorado, police on February 5, 1981 that she had not seen the murder, and admitted that she had informed both the New York police and Grand Jury that Bowen had not participated in the crime. Indeed, up until two weeks before trial, Swane maintained in statements made to the Assistant District Attorney handling the Bronx prosecution of petitioner and Bowen that she had not witnessed Whitworth’s demise. The petitioner’s strategy was, accordingly, to attempt to discredit Swane’s trial account of the homicide by raising questions as to her over-all credibility and specifically as to the truthfulness of her relatively recent claim that she had been present during the crime and had observed Whitworth being slain. Swane’s testimony as to how the crime occurred was, however, bolstered by the receipt in evidence, over the defendant’s objection, of a piece of bloodstained carpet removed from the Whitworth vehicle. The carpet fragment had been recovered from the vehicle by a Philadelphia police officer who testified that while examining the inside of the car on September 26, 1980, more than two months after the crime, he discovered what was subsequently ascertained to be a human bloodstain on a portion of the car carpet adjacent to the front passenger seat, the area in which Swane had testified that petitioner had commenced knifing the victim. The officer, however, also acknowledged that the Whitworth vehicle had been inspected by the Philadelphia police in August of 1980 at which time no bloodstains were found
The morning after Swane was excused from the witness stand, the prosecution disclosed that it had just come into possession of the transcript of a polygraph interview conducted by the Philadelphia police on September 18, 1980 in which Swane denied any knowledge of the Whitworth homicide. The relevant portion of the transcript reads as follows:
"question: Do you know for sure who murdered Matthew?
"answer: No.
"question: Did you see Matthew murdered?
"answer: No.
"question: Right now can you take me to the weapon used to murder Matthew?
"answer: No.
"question: What can you tell me about the murder of Matthew Whitworth?
"answer: Nothing.
"question: What can you tell me about the last time you saw Matthew?
"answer: He was alive.
"question: Where was that?
"answer: In his car in front of a club in the Bronx, New York City, Tim and Akia [the name Swane used to refer to Bowen] were in a car with him. They left and were gone about five hours, and just Tim and Akia came back and said Matthew had gotten in a car with his cousin.”
Defendant’s counsel requested that Swane be returned to the witness stand so that she could be cross-examined with the newly disclosed material. The request was, however, denied, the trial court stating simply, "Ms. Swane is not being recalled. She was on the stand yesterday morning, from early yesterday morning until four o’clock”. Although effectively precluding use of the statement for cross-examination, the Court did permit the transcript of the polygraph interview to be read into the record.
"1. Could the defendant Rutter be convicted of murder if the main testimony was based solely on conflicting, perjurious statements from a 19 year old admitted paranoid prostitute and drug addict?”
"2. Was the judge in error in not immediately granting defendant’s motion for a mistrial when evidence was introduced by the district attorney’s questioning alluding to an uncharged crime committed by the defendant?”
"3. As a matter of law, Tina Swane should have been considered an accomplice and it was plain error for the court not to have given the jury an accomplice witness charge considering the weight of her testimony.”
The entire argument of these three points raised on behalf of a defendant convicted of murder and sentenced to a term of 25 years to life, was five pages in length. Sadly, brevity was not in this instance indicative of some remarkably concise appellate mastery of fact and law. The 30-line argument made under point 1 of the appellate brief, purporting to challenge the sufficiency of the evidence, rested upon the utterly merit-less contention which, moreover, was never raised at trial, that Tina Swane did not possess the capacity to testify (see, CPL 60.20), and upon the similarly unpreserved and equally meritless contention that Swane was an accomplice whose uncorroborated testimony could not support a conviction (see, CPL 60.22). While there were numerous reasons to question Swane’s credibility, none of which were elaborated upon in point 1, it ought to have been plain to appellate counsel as it apparently was to trial counsel that incredible as Swane may have seemed she did not lack basic testimonial capacity within the meaning of CPL 60.20.
The argument that Swane’s testimony required corroboration in order to suffice as the basis for petitioner’s conviction and the related argument made by appellate counsel under point 3 that the jury should have been charged that Swane was an accomplice as a matter of law, were not only unpreserved, no request for an accomplice corroboration charge having been made at trial, but betrayed a complete misunder
Of the errors assigned by counsel on appeal, it was in fact only that respecting the court’s failure to declare a mistrial (point 2, supra) which was preserved by objection at trial. What should have been a relatively straightforward argument to the effect that the prejudice to the defendant from the disclosure of an uncharged offense similar to the one for which he was being tried was sufficient to require that the trial be aborted, was, however, hopelessly confused and at points significantly at variance with the record. Although, given the nature of the offense charged, a passable, even if not winning, argument might have been made that petitioner had been irreparably prejudiced by the prosecutor’s elicitation from Swane’s testimony in which she stated that she had heard that "he [petitioner] went back to Philadelphia and stabbed somebody else”,
Standing in sharp contrast to the useless, confused and for the most part unpreserved arguments which were made by appellate counsel were those arguments inexplicably left unmade. Indeed, the record of the defendant’s trial was not one from which the extraction of meritorious appellate points required marked perspicacity or ingenuity. Several issues, fully preserved for review with appropriate objections,
It is clear that the polygraph transcript, containing as it did exculpatory declarations made to the police by the prosecution’s principal witness, was both Rosario and Brady material and, as such, should have been turned over to the defendant, at the commencement of the trial (CPL 240.45 [1] [a]), or, at the very latest, prior to cross-examination (People v Rosario,
Indeed, although respondent now makes much of its alleged lack of control over the polygraph transcript, there was no claim at trial that the prosecutor’s disclosure obligation vis-ávis the transcript was excused for that reason. The trial assistant’s contention was rather that there had been an innocent mistake; that although the detective in charge of the investigation had "indicated to [him, the trial assistant,] that [he] had all the Philadelphia police reports”, that turned out not to be the case. But it avails the People little to characterize their delay in releasing the transcript as unintended, for as the Court of Appeals has repeatedly held, "the People’s good-faith effort to locate, identify and discover all Rosario material does not excuse their failure to produce covered material” (People v Ranghelle,
Reversal would have been mandated as well had the People’s delay in disclosing the polygraph transcript been litigated on appeal as a Brady violation, which it doubtless was. The exculpatory material at issue was specifically requested by trial counsel and, that being the case, the failure of the prosecutor to turn it over in time for use in Swane’s cross-examination was inexcusable. The cases in this State have consistently held that where specifically requested exculpatory material in the possession or control of the prosecutor is not timely disclosed, there must be a reversal if there is any
It should be stressed that the strength of petitioner’s Rosario and Brady claims would not have been diminished by reason of the fact that the trial court permitted the above-cited portion of the polygraph transcript to be read into the record. The point of disclosure pursuant to either rule is not simply or even necessarily that evidence be placed before the fact finder; it is rather to facilitate the defendant’s presentation through counsel of an effective defense, which is to say a defense in which counsel at least has the option of cross-examining prosecution witnesses with prior inconsistent and
Yet another ground upon which petitioner’s conviction would have been subject to reversal was the trial court’s failure to permit Swane’s recall. For even if the People had fulfilled their disclosure obligations and turned over the polygraph transcript as soon as it came within their control, and even if, as they maintain, that did not occur until the day after Swane had been excused from the witness stand, the question would still remain whether the court’s summary refusal to grant petitioner’s application for Swane’s recall for cross-examination upon what at the point of disclosure was incontestably both Brady and Rosario material, was a legally sustainable exercise of judicial discretion. Plainly, it was not. Fully implicated by petitioner’s request to recall Swane, was his basic constitutional right to confront and cross-examine his accuser (see, Davis v Alaska,
Also meritorious as an appellate issue and preserved in the trial record but left unaddressed by appellate counsel, was the trial court’s determination to admit in evidence the bloodstained carpet fragment. As trial counsel had argued in opposition to the receipt of the evidence, there was no chain of evidentiary custody established furnishing assurance as to the bloodstain’s connection with the crime. Those who had examined the Whitworth vehicle in the relatively near aftermath of the crime, including the victim’s mother and a detective and technician from the Major Crimes Unit of the Philadelphia Police Department had not found any bloodstains in the vehicle. Indeed, the report from the August 22, 1980 inspection of the vehicle by the Major Crimes Unit stated in relevant part "[T]he below described vehicle was examined & searched by both the assigned technician and Det. Kinsey #954 MCU, in an effort to locate blood stains or any other sign of a violent crime. Search for blood stains were [sic] negative”. As noted, it was only subsequent to this unsuccessful search of the vehicle for bloodstains and after a period during which the vehicle was used, involved in an accident and sustained damaged that another Philadelphia police officer, at that point more than two months after the crime, detected the ultimately untyped bloodstain on the carpet fragment which came to be received in evidence.
The law is clear that "[t]o be admissible, any piece of real evidence must be shown to accurately portray a relevant and material element of the case. When real evidence is purported to be the actual object associated with a crime, the proof of accuracy has two elements. The offering party must establish, first, that the evidence is identical to that involved in the crime; and, second, that it has not been tampered with” (People v Julian,
Plainly, the prejudice to petitioner from the erroneous admission of the carpet fragment could not have been deemed negligible. As the trial court observed at sentencing, "[Standing alone, Miss Swaine’s [sic] much unimpeached [sic] testimony was hardly overwhelming.” That being the case, any additional evidentiary increment tending to make Swane’s account of the crime seem more probable could not have been dismissed as superfluous to the jury’s verdict of guilt. Accordingly, on this issue as well it is likely that petitioner would have obtained reversal of his conviction, if only appellate counsel had seen fit to make the necessary argument.
While it is doubtless true as respondent reminds us, that "[T]he burden lies with those raising the issue to rebut the presumption that counsel has been effective” (People v De La Hoz,
Accordingly, the application for a writ of error coram nobis should be granted, the aforesaid order of this Court entered on February 2, 1984 (appeal No. 18804) should be recalled and vacated and the judgment convicting petitioner of murder in
Sullivan, Carro and Ross, JJ., concur.
Writ of error coram nobis granted, the order of this Court entered on February 2, 1984 is hereby recalled and vacated, and the judgment of the Supreme Court, Bronx County, rendered on or about April 29, 1984, unanimously reversed, and the matter remanded for a new trial (see, People v Rodriguez,
Notes
. The victim’s mother also testified that when she viewed the car, shortly after its return from New York, she did not notice any bloodstains.
. CPL 60.20, provides in relevant part "1. Any person may be a witness in a criminal proceeding unless the court finds that, by reason of infancy or mental disease or defect, he does not possess sufficient intelligence or capacity to justify the reception of his evidence.”
. Militating against a reversal on the basis of this disclosure was the trial court’s immediate and strong curative instruction and the circumstance that the disclosure had apparently not been deliberately elicited.
. If it was in fact disclosed at trial that petitioner had been arrested in possession of a gun, there is no mention of such disclosure in the factual portion of the appellate brief or, for that matter, in the Appendix accompanying the present motion.
. While the People in responding to the present motion represent that the issues regarding the timing of their disclosure of the polygraph were waived by the agreement of trial counsel that the text of the polygraph transcript be read into the record, it is clear that trial counsel only agreed to this course after the court in response to counsel’s applications to return Swane to the stand had repeatedly made its inalterable opposition to the recall of Swane clear. Counsel’s acquiescence in the procedure practically dictated by the court, cannot be termed a waiver of the very substantial issues raised by the timing of the People’s disclosure and the court’s refusal to permit any further cross-examination of Swane.
. It should be emphasized that the arguments as to those points upon which petitioner’s conviction could have been reversed did not require any prescience by counsel; although some of the cases cited herein were decided after petitioner’s appeal, none of those cases broke new ground with respect to the relevant issues; all of the law necessary to the successful argument of the appeal was in existence well before the appeal.
. These were of course the Brady and Rosario issues raised by the timing of the disclosure, the due process issue raised by the trial court’s denial of the petitioner’s request to recall Swane and the evidentiary issue posed by the receipt of the bloodstained carpet in evidence.
