THE PEOPLE, Plaintiff and Respondent, v. PAUL DEAN RUNYAN, Defendant and Appellant.
No. S187804
Supreme Court of California
July 16, 2012
54 Cal. 4th 849 | 279 P.3d 1143 | 143 Cal. Rptr. 3d 672
THE PEOPLE, Plaintiff and Respondent, v. PAUL DEAN RUNYAN, Defendant and Appellant.
COUNSEL
Lieber Williams & Labin and Jason Andrew Lieber for Defendant and Appellant.
Edmund G. Brown, Jr., and Kamala D. Harris, Attorneys General, Dane R. Gillette, Chief Assistant Attorney General, Pamela C. Hamanaka, Assistant Attorney General, Susan Sullivan Pithey, Lawrence M. Daniels, Roberta L. Davis, Lauren E. Dana and Shira B. Seigle, Deputy Attorneys General, for Plaintiff and Respondent.
OPINION
BAXTER, J.—Defendant, driving while intoxicated, killed another driver instantly in a freeway collision. The accident victim left no surviving family, dependents, or heirs. Defendant was convicted and sentenced to prison. In addition, pursuant to the statute requiring that persons convicted of felonies pay restitution to the crimes’ victims for their resulting economic loss, he was also ordered to pay substantial restitutionary amounts to the decedent‘s estate. The award represented death-related loss in value of the decedent‘s business and property, and probate, estate administration, and funeral expenses. The Court of Appeal affirmed the award.
We granted review to decide if and when one convicted of a felony is required by the California Constitution and statutes to pay restitution to the estate or personal representative of a victim of the crime who has died. As an initial matter, we agree with defendant that, for purposes of the mandatory restitution provisions, the estate is not itself a “direct victim” of a crime that caused the decedent‘s death. Thus, mandatory restitution is not payable to the estate for economic loss the estate itself has sustained as a result of the death. But even if the estate is not a “direct victim,” the decedent‘s personal representative (i.e., the executor or administrator of the decedent‘s estate) is entitled to collect mandatory restitution, on the decedent‘s behalf, for economic loss the decedent personally incurred before death as an actual
However, we further determine that, after the actual victim has died, he or she does not incur, or continue to incur, personal economic loss subject to mandatory restitution. Thus, postdeath diminution in the value of the decedent‘s property, and the expenses of administering the decedent‘s estate, are not recoverable by the decedent‘s representative, on the decedent‘s behalf, as losses the decedent personally incurred because of the defendant‘s crime. Our determination is consistent with well-established principles of the law of civil damages, and we discern no purpose of the statutory or constitutional provisions governing mandatory restitution to depart fundamentally from these principles.
No portion of the mandatory restitution award upheld by the Court of Appeal in this case represents an economic loss incurred either by (1) the decedent personally, prior to his death, as a result of defendant‘s crime, or (2) the decedent‘s estate itself as a “direct victim” of a crime committed by defendant. Accordingly, there is no valid basis for any of the mandatory restitution amounts awarded to the estate. We will therefore reverse the Court of Appeal‘s judgment in its entirety.
FACTS AND PROCEDURAL BACKGROUND
After a jury trial, defendant Paul Dean Runyan was acquitted of murder, but was convicted of gross vehicular manslaughter while intoxicated (
Defendant was sentenced to six years in state prison. Thereafter, a restitution hearing took place on August 5, 2009. Pursuant to the mandatory
The trial court rejected defendant‘s contention that, in light of Benge‘s death, there was no “victim” statutorily entitled to restitution. In the court‘s view, the Legislature cannot have intended a crime victim‘s death to absolve the defendant of restitutionary liability. Moreover, the court noted that the California Constitution now defines a “victim” for restitutionary purposes to include the lawful representative of a deceased crime victim.
Defendant appealed the restitution order. He argued, as below, that Benge‘s estate may only obtain mandatory restitution under
The Court of Appeal affirmed the order, reasoning that Benge‘s estate must be deemed a “direct victim,” because it only exists as a result of defendant‘s criminal acts. Noting that
DISCUSSION
For purposes of
The case law has ascribed a precise meaning to the phrase “direct victim,” as that phrase has appeared in several restitution statutes. Thus, it is established that a statute “permitting restitution to entities that are ‘direct’ victims of crime [limits] restitution to ‘entities against which the [defendant‘s] crimes had been committed‘—that is, entities that are the ‘immediate objects of the [defendant‘s] offenses.’ [Citation.]” (People v. Martinez (2005) 36 Cal.4th 384, 393 [30 Cal.Rptr.3d 779, 115 P.3d 62] (Martinez), quoting People v. Birkett (1999) 21 Cal.4th 226, 232-233 [87 Cal.Rptr.2d 205, 980 P.2d 912] (Birkett) [construing former
In Martinez, we held that the Department of Toxic Substance Control was not the “immediate object” of the defendant‘s offense in that case—attempted manufacture of methamphetamine, a controlled substance (
Similarly here, Benge‘s estate is not a “direct victim” of the fatal collision that killed Benge. As defendant observes, the estate is not an entity against which defendant committed his alcohol-related offenses of vehicular homicide and injurious driving, and it was not the immediate object of those offenses. Indeed, as defendant further points out, the estate did not even exist at the time the crimes were committed; it came into being only as a result of those offenses. Hence, the estate is not entitled to restitution, on its own behalf, as an entity itself directly targeted and victimized by defendant‘s crimes.
Nonetheless, we are persuaded that a deceased victim‘s estate may, in appropriate cases, receive restitution in a different capacity, and for a different reason. When the actual victim of a crime has died, the estate, acting in the decedent‘s stead, steps into the decedent‘s shoes to collect restitution owed to the decedent, but which the decedent cannot personally receive because of his or her death. Thus, a decedent‘s estate—or, more precisely, its executor or administrator as the decedent‘s personal representative—is a proper recipient, on the decedent‘s behalf, of restitution owed to the decedent, as an actual and immediate crime victim, for economic losses the decedent incurred as a result of the defendant‘s offenses against the decedent.
In reaching this conclusion, we look first to the language of
Other provisions of law make clear that a debt owed to a decedent is properly payable to the decedent‘s personal representative. The personal representative has the statutory right and duty to collect all obligations owed
Courts have assumed that restitution for loss personally incurred by a crime victim who has died should be paid to the victim‘s estate. Thus, in Slattery, supra, 167 Cal.App.4th 1091, the defendant‘s abuse of her elderly mother resulted in the mother‘s admission to the hospital. She died there 10 days later, leaving unpaid medical bills. The trial court sentenced the defendant to prison and, pursuant to
We indicated apparent approval of Slattery in People v. Anderson (2010) 50 Cal.4th 19 [112 Cal.Rptr.3d 685, 235 P.3d 11]. There, the defendant was placed on probation after his conviction for a fatal hit and run. Under
Finally, as the People point out, even if
Defendant‘s proposed rule—that a person‘s death eliminates the person as a crime “victim” entitled to restitution—would produce manifest injustice the Legislature cannot have intended. It would mean, for example, that a defendant would owe no restitution for crime-related losses incurred by a victim who died, well after the crime but before the defendant‘s conviction, for reasons entirely unrelated to the defendant‘s offense. Obviously, in such a case, the deceased victim‘s personal representative would be the proper recipient of restitution owed to the deceased victim for the economic loss the victim had incurred as a result of the defendant‘s crime.
We therefore conclude that when a crime victim has died, restitution owed to that person for the “economic loss” he or she has personally incurred “as a result of the commission of [the] crime” (
This conclusion, however, leaves a question of equal importance and greater difficulty: What are the “economic loss[es]” personally incurred by a victim of crime as a result of the defendant‘s criminal conduct? Specifically, can such personal losses accrue, or continue to accrue, after the crime victim has died? We turn to that issue.
At the outset, we conclude that, under the terms of both Marsy‘s Law and
The statute then defines and limits the categories of “victim[s]” that are entitled to recover for the losses they have accrued. These include, in addition to an “actual” (
Similarly,
Indeed, we have confirmed that
On appeal in Giordano, the defendant urged that the constitutional and statutory provisions governing mandatory restitution did not allow Armstrong
As we have explained above, a decedent‘s personal representative may step into the decedent‘s shoes to recover, on the decedent‘s behalf, losses the decedent personally suffered as a victim of the defendant‘s criminal conduct. Nonetheless, it follows from the pertinent statutory and constitutional language, as analyzed in Giordano, that a victim, and thus a personal representative acting in his or her behalf, may not recover for losses other than those the victim personally incurred.
Here, the sole victim of defendant‘s crime, on whose behalf restitution was ordered, was killed, more or less instantaneously, by defendant‘s criminal conduct. We therefore must consider what forms of restitutionary loss, if any, a victim can personally incur after his or her death.
In the analogous field of civil law, the answer is clear. No civil claim can be asserted, on a decedent‘s personal behalf, for injury or damage to the
Second, specified persons who survive the decedent, or the decedent‘s personal representative acting in their behalf, may sue for a person‘s wrongful death. (
Estate of Bright v. Western Air Lines (1951) 104 Cal.App.2d 827 [232 P.2d 523] (Estate of Bright) illustrates the relevant limitations and distinctions in circumstances similar to those we confront here. There, the decedent, a passenger on the defendant‘s airliner, was killed when the plane crashed. An action was brought, in the name of the decedent‘s estate, to recover for waste, loss, and injury to the property and assets of the estate as a result of the defendant‘s negligence. Based on the decedent‘s life expectancy of 34.29 years, and his annual income of $300,000 over the several years preceding his death, the complaint alleged estate damages of $10,287,000. The trial court sustained the defendant‘s demurrer without leave to amend, and the Court of Appeal affirmed.
Moreover, although
Examination of the Victims’ Bill of Rights, as amended by Marsy‘s Law, does not alter our conclusion. This provision defines ” ‘victim[s]’ ” entitled to restitution as (1) “person[s] who suffer[] direct or threatened physical, psychological, or financial harm” as a result of the defendant‘s crime, (2) close family members or guardians of such persons, and (3) the “lawful representative[s] of ... crime victim[s] who [are] deceased, ... minor[s], or physically or psychologically incapacitated.” (
We realize the requirement that a convicted criminal defendant pay restitution for the losses caused by his crime has aims beyond strict compensation that include deterrence and rehabilitation. (E.g., People v. Dehle (2008) 166 Cal.App.4th 1380, 1386 [83 Cal.Rptr.3d 461]; People v. Bernal (2002) 101 Cal.App.4th 155, 162 [123 Cal.Rptr.2d 622].) Accordingly, the decisions have suggested that the right to restitution, and the categories of covered “victims,” are to be broadly and liberally construed. (See, e.g., People v. Crow (1993) 6 Cal.4th 952, 957 [26 Cal.Rptr.2d 1, 864 P.2d 80] [government agency was “direct victim” of welfare fraud committed against it]; People v. Phu (2009) 179 Cal.App.4th 280, 283 [101 Cal.Rptr.3d 601] [electric utility was “victim” of criminal marijuana grow operation that employed electric power stolen from utility; method of calculating value of stolen power was not abuse of discretion]; People v. Saint-Amans (2005) 131 Cal.App.4th 1076, 1084 [32 Cal.Rptr.3d 518] [defendant was convicted of commercial burglary for entering bank premises to complete fraudulent transfers from innocent depositor‘s account; bank was “victim” of burglary entitled to restitution for amounts it reimbursed to depositor even though federal insurance also covered the loss]; People v. Mearns (2002) 97 Cal.App.4th 493, 499, 501-502 [118 Cal.Rptr.2d 511] [for victim forcibly raped in her mobilehome, restitution order properly included relocation costs measured by difference between purchase price of new trailer and sale price of old trailer]; People v. Ortiz (1997) 53 Cal.App.4th 791, 796-797 [62 Cal.Rptr.2d 66] [trade association formed by individual Latin American music labels to combat record piracy against them could be “direct victim” as their representative to recover restitution in form of profits lost to defendant‘s tape counterfeiting crimes].)
But the primary purpose of mandatory restitution, as of civil damage recovery, is reimbursement for the economic loss and disruption caused to a crime victim by the defendant‘s criminal conduct. (E.g., Giordano, supra, 42 Cal.4th 644, 658; People v. Busser (2010) 186 Cal.App.4th 1503, 1510 [113 Cal.Rptr.3d 536]; People v. Jennings (2005) 128 Cal.App.4th 42, 57 [26 Cal.Rptr.3d 709].) We have discerned no constitutional or statutory provisions suggesting, contrary to the principles applicable in civil law, that a person against whom a crime was committed, or the estate of a victim wrongfully
We are mindful of the concern, expressed by both the trial court and the Court of Appeal, that denial of restitution to a deceased victim‘s estate under the circumstances presented here produces a perverse result the Legislature cannot have intended—i.e., that a criminal defendant may minimize his or her restitutionary obligation by instantly killing a victim, rather than by causing mere nonfatal injury. But a rule against postdeath restitution on a deceased victim‘s personal behalf is consistent with the rule of damages that has applied by statute for more than 60 years in analogous civil cases of wrongful death. (See discussion, ante; see also Sullivan v. Delta Air Lines, Inc. (1997) 15 Cal.4th 288, 297-298 [63 Cal.Rptr.2d 74, 935 P.2d 781].) In turn, the modern civil rule, under which a deceased victim‘s predeath economic damages are recoverable, is an amelioration of the common law principle that an injured person‘s death entirely abated any cause of action he or she had for a personal tort. (Sullivan, supra, at p. 293.)
In most cases, of course, a criminal defendant will not escape restitution by killing his or her victim outright; the Constitution and statutes make clear that, as in civil law, numerous persons with familial and dependent attachments to the victims may seek restitution in their own rights for their own resulting losses. (Cf., e.g., Giordano, supra, 42 Cal.4th 644, 657-662.) Moreover, given the increased penal sanctions for death-producing criminal
Finally, we note that, although the Constitution does not require restitution for personal losses incurred by a crime victim after he or she has died, it does not preclude the Legislature from providing for such recovery. The Legislature is therefore free to decide that restitutionary recovery should include injury and loss resulting from the defendant‘s criminal conduct, even where the defendant‘s victim dies promptly and leaves no survivors to seek restitution on their own behalf.
CONCLUSION
The restitutionary award at issue, made payable to the decedent‘s estate, represents postdeath diminution in the value of property the decedent owned in life, funeral and burial expenses, and costs of estate administration. But the estate was not a “direct victim” of defendant‘s crime, and thus was not entitled to restitution for its own expenses incurred as a result of the decedent‘s death. Moreover, though a decedent‘s personal representative is authorized to receive, on the decedent‘s behalf, restitution for economic losses the decedent personally incurred prior to death as an actual victim of the defendant‘s crime, here there were no such personal, predeath losses. Hence, no portion of the award to the estate in this case is authorized by the Victims’ Bill of Rights, or by
Cantil-Sakauye, C. J., Kennard, J., Werdegar, J., Chin, J., Corrigan, J., and Liu, J., concurred.
Notes
Defendant also urges that because the People have invoked Marsy‘s Law for the first time in this court, their argument is untimely. But we may consider new arguments that present pure questions of law on undisputed facts. (E.g., Fisher v. City of Berkeley (1984) 37 Cal.3d 644, 654, fn. 2 [209 Cal.Rptr. 682, 693 P.2d 261]; Frink v. Prod (1982) 31 Cal.3d 166, 170 [181 Cal.Rptr. 893, 643 P.2d 476]; Phillips v. TLC Plumbing, Inc. (2009) 172 Cal.App.4th 1133, 1141 [91 Cal.Rptr.3d 864].) Nor would we ignore a constitutional provision directly applicable to an issue in a case before us simply because a party had neglected to cite it. No unfairness thereby accrues to defendant; he has had a full opportunity, in his reply brief, to argue the relevance of Marsy‘s Law.
The Court of Appeal disagreed. It pointed out that under
However, the Court of Appeal then inserted the following footnote: “For the benefit of [those] so error-prone as to find in the foregoing a view that the personal representative of a decedent would have no cause of action for damage to tangible property suffered simultaneously with the death of its owner, we make it clear that the personal representative would have a cause of action whether the damage occurred before, at the same time as, or after the death of the owner; and if it occurred after and was caused by a direct invasion of the right of the personal representative to possession and control of the property free from damage or interference, there might be a right to punitive damages, as in a cause of action arising during the life of the decedent to which the personal representative succeeds. [¶] Such a right properly should be asserted in an action, or in a separate cause of action, distinct from a cause of action for wrongful death, and should result in a separate verdict from one awarding damages for wrongful death.” (Pease, supra, 38 Cal.App.3d 450, 460, fn. 1.) The Court of Appeal did not mention or discuss Estate of Bright, and it cited no authority for the quoted proposition. Despite a diligent search, we have found none.
