*1 Illinois Official Reports
Appellate Court
People v. Ruiz
,
Aрpellate Court THE PEOPLE OF THE STATE OF ILLINOIS, Plaintiff-Appellee, v. Caption ISRAEL RUIZ, Defendant-Appellant.
District & No. First District, First Division
No. 1-16-3145 Filed May 26, 2020
Decision Under Appeal from the Circuit Court of Cook County, No. 98-CR-31306; the Hon. Thomas Joseph Hennelly, Judge, presiding. Review Judgment Affirmed in part and reversed in part.
Cause remanded. Counsel on James E. Chadd, Patricia Mysza, and Arianne Stein, of State Appellate Defender’s Office, of Chicago, for appellant. Appeal
Kimberly M. Foxx, State’s Attorney, of Chicago (Alan J. Spellberg, Clare Wesolik Connolly, and Hareena Meghani-Wakely, Assistant State’s Attorneys, of counsel), for the People.
Panel JUSTICE HYMAN delivered the judgment of the court, with
opinion.
Justice Walker concurred in the judgment and opinion.
Justice Pierce dissented, with opinion.
OPINION ¶ 1 Israel Ruiz and Omar Johnson, whose separate appeal we also decide today (see People v.
Johnson
,
¶ 2 Here, we reverse the trial court’s denial of Ruiz’s request for leave to file his successive
petition and remand for further postconviction proceedings so he can develop his claim. We
do the same in
Johnson
,
excuse the suffering wrought by the taking of another life. Indeed, engages
constitutional protections to young people who commit the most heinоus type of offenses.
There, the defendants committed similarly violent murders. One defendant participated in the
attempted robbery of a video store, during which the clerk was shot point blank with a sawed-
off shotgun. The other defendant robbed a neighbor of $300 and repeatedly hit the victim with
a baseball bat saying, “I am God, I’ve come to take your life,” before setting fire to the victim’s
trailer with the victim alive inside. (Internal quotation marks omitted.) ,
Johnson. Both petitions were dismissed at an early stage in the successive postconviction
process. We order the petitions proceed so they can attempt to show that applies to them,
as they have sufficiently pled in their petitions. If, and only if, they succeed, the trial court will
consider a new sentencing hearing.
With those understandings, we proceed to our analysis.
BACKGROUND
People v. Ruiz
,
dismissal of Ruiz’s initial postconviction petition, sets out the trial court proceedings in substantial detail. We reiterate facts that give context to Ruiz’s claims of actual innoсence and ineffective assistance of counsel. On November 7, 1998, Roy Billups was helping his friend, Brian Ellison, move into
Ellison’s new apartment. At about 8:30 p.m., as they assembled beds in a second-story room, Billups looked out the window on 90th Street. He saw two Hispanic men walking, one of them bald except for a ponytail “hanging in the back.” The two men stood on the corner; Billups kept his attention there because the man with the ponytail had his hand by his waist “toward *3 the belt buckle at the front of his pants.” Billups identified this man as Ruiz and the man next to him as codefendant, Michael Mejia. Billups watched as Ruiz and Mejia walked 30 to 40 feet west on 90th Street, coming to a
stop in front of a garage on the south side of the street. Billups saw Ruiz, who was facing north, “pull[ ] out a gun and start[ ] shooting.” Ruiz shot “8 or 9” times. Ruiz and Mejia turned and ran south down the alley. Later that night, Billups went to the police station and identified Ruiz and Mejia as the men involved in the shooting. Ellison gave substantially similar testimony, including identifying Ruiz as the shooter, both at the police station shortly after the offense and in court. Jose Ortiz lived nearby. While watching a movie at about 8:30 p.m., he “heard several shots
that sounded like they came from the rear of the house,” leading him to look out the kitchen window. That window overlooked the alley behind his house. Ortiz saw a sports utility vehicle (SUV) reversing north in the alley and heard a second series of shots. Then, he saw two people walking south down the alley and noticed “something similar to a gun, a shiny, chrome gun that somebody was walking with on the side of their body.” The person carrying the gun “had sort of a bald head.” After watching the SUV drive away, Ortiz went to join a crowd gathering on 90th Street.
There, he saw a man (Nathaniel Walls) on the ground with a child in his arms. Ortiz found a police officer and reported what he saw. Sometime later, he went to the police station and viewed a lineup. He identified Ruiz as a person who “resembled the person that [Ortiz] saw in the alley.” On cross-examination, Ortiz admitted to uncertainty regarding whether the person he saw was carrying a gun, and that he “didn’t get a full picture of their face[s].” He identified Ruiz based on his “shirt, bald head, and his stature.” The State also presented witnesses from inside the SUV. See id. ¶¶ 6-7. These witnesses
testified that after heаring gunshots, they saw Ruiz and Mejia run through the alley to the waiting SUV. Araceli Garcia testified that Mejia said G.D.s (member of the Gangster Disciples) shot at them. Vanessa Rios testified, through the transcripts from her grand jury testimony, that Ruiz threw a gun out the window after they drove off. Officers on patrol saw the SUV move slowly in the alley, toward 91st Street, with its lights
off. A woman inside the SUV leaned out of the window and said, “them black G.D.’s over there were just shooting at us.” The officers pulled over the SUV. As they walked up, someone threw a gun out, and the SUV drove a bit further before a final stop. After hearing a radio transmission describing the shooting suspects, officers took Ruiz to the scene where he was identified. Later, at the police station, three witnesses, including Billups and Jose Ortiz, identified Ruiz in a lineup as the shooter. Ruiz also gave a statement to Assistant State’s Attorney Paul Quinn. Ruiz admitted to
belonging to the Latin Counts street gang. Ruiz stated that his friend, Christopher Anderson, “had been shot on Halloween Night in the face by rival gang members.” On November 7, 1998, after driving around in the SUV for a while, he and Mejia went for a walk. As they came toward Commercial Avenue, “the dividing line betweеn the territory of the Latin Counts and Gangster Disciples,” Ruiz saw three black teenagers across the street “dressed all in black.” Ruiz did not see a gun, but they “started whistling and running around and *** one of them started going down a gangway.” Mejia gave Ruiz “a 45 handgun.” Ruiz “raised it with his right hand and pointed it at the teenagers across the street and fired several shots at them.” Then he ran. *4 ¶ 15 Forensic technicians matched the gun officers had seen thrown from the SUV to the gun
that shot Nathaniel Walls. Although some of the fingerprints on the gun were suitable for comparison, none matched Ruiz’s. The State presented no other physical evidence linking Ruiz to the shooting.
¶ 16 A jury found Ruiz guilty of first degree murder of Walls and aggravated discharge of a
firearm as to Walls’s child. At sentencing, two officers testified about offenses for which Ruiz had been arrested. The
State argued that Ruiz shot Walls as an “act of retaliation.” And that, despite his upbringing, Ruiz “chose to take a path that would lead to bloodshed and violence.” The State argued that Ruiz had not taken advantage of the juvenile system that tried to rehabilitate him. In response, Ruiz’s counsel argued that he had a supportive family and goals to complete his education. Counsel urged the court “not to put him away for the rest of his life and not let him die in prison.” The trial court mentioned Ruiz’s age and discussed the evidence and the potential for
rehabilitation. The court noted Ruiz’s “loyal and supportive family.” The court said Ruiz had “two personas, one for his family and the other when he was away from his family.” It considered “all of his background” and whether he posed a threat to society. Ultimately, the trial court sentenced Ruiz to 40 years for Walls’s murder and a concurrent 15 years for the aggravated discharge of a firearm. In 2010, after we ordered second stage postconviction proceedings, Ruiz filed the final
version of his first postconviction petition, raising 22 claims. The trial court dismissed the petition at the second stage. Ruiz pressed three of those claims on appeal—that his direct appeal counsel was ineffective (i) for failing to challenge the trial court’s denial of a second degree murder instruction, (ii) for failing to challenge the use of an “outdаted” pattern jury instruction, and (iii) for failing to litigate a motion to suppress statements. Id. ¶ ¶ 17, 22, 26. We affirmed the second-stage dismissal. ¶ 28. In 2016, Ruiz filed a motion for leave to file a successive postconviction petition. He raised
four claims, three relevant here: (i) his 40-year sentence constituted a life sentence in violation of the Illinois Constitution and the eighth amendment to the United States Constitution, (ii) his trial counsel was ineffective for failing to investigate and call Christopher Anderson as a witness at trial, and (iii) Ruiz was actually innocent, based on an affidavit from Anderson explaining that Ruiz had knowledge of a shooting perpetrated by rival gang members the a week before Walls’s murder. In support of his ineffectiveness and actual innocence claims, Ruiz attached an affidavit
from Anderson. According to Anderson, on October 31, 1998, four members of the Gangster Disciples shot him in the face. On November 2, Ruiz visited Anderson in the hospital. Anderson told him that the “four black males” who had shot him made Gangster Disciple hand signs and shouted “GD m***.” On the day of the Walls shooting, Anderson had warned Ruiz to “watch out for them GDs.” Anderson explained that he would not have testified at Ruiz’s trial because he “didn’t want any more trouble from anyone including the GDs.” Ruiz also attached an affidavit explaining that he told his trial counsel to investigate and subpoena Anderson as a witness “three different times.” According to Ruiz, his counsel refused because he would not “go into [Ruiz’s] bad neighborhood and risk getting shot just to summon [witnesses].” Ruiz’s counsel allegedly told Ruiz that if he wanted witnesses at trial, Ruiz would have to get them himself.
¶ 23 Ruiz supported his sentencing claim by citing both Illinois Supreme Court and United
States Supreme Court decisions about constitutional protections available to juveniles during their sentencing proceedings. Ruiz’s petition referenced social science articles in arguing that brain development does not conclude when a person reaches 18 years, so the case law applicable to juveniles should also apply to him. And Ruiz argued that his sentence constituted a life sentence imposed by the trial court without considering his age.
¶ 24 In a one-sentence oral ruling, the trial court denied Ruiz leave to file his successive petition,
saying, “In the matter of Israel Ruiz, request to proceed
in forma pauperis
is denied. Off call.”
ANALYSIS
The Post-Conviction Hearing Act (Act) (725 ILCS 5/122-1
et seq.
(West 2018)) allows a
petitioner to raise a claim of a violation of constitutional rights in the original trial or sentencing
proceedings.
People v. Pitsonbarger
,
May 25, 2018) (“[p]oints not argued are forfeited”). What’s more, our supreme court has
already said that “ ’s new substantive rule constitutes ‘cause’ because it was not available
earlier to counsel.”
People v. Davis
,
¶ 31 We first dispose of Ruiz’s eighth amendment argument. In a series of cases, the United
States Supreme Court found that the eighth amendment prohibits capital punishment and
mandatory life sentences fоr juvenile offenders.
People v. Buffer
,
Ruiz committed the offense at age 18. Recently, and forcefully, our supreme court reaffirmed
under 18 as the age cutoff for juvenile sentencing protections in the eighth amendment context.
See
Harris
,
applicability of the Illinois Constitution. See id. ¶ 48 (inviting defendant to raise his Illinois constitutional challenge to his life sentence in collateral proceeding, еither in a postconviction petition or a petition for relief from judgment). Ruiz argues that he has adequately alleged prejudice under the Illinois Constitution’s proportionate penalties clause to warrant the filing of his successive petition. We agree. We have held that the Illinois Constitution prohibits a mandatory life sentence for a young
adult offender who was 19 at the time of the offense. People v. House , 2019 IL App (1st) 110580-B, ¶¶ 63-65. We ordered a new sentencing hearing, during which “both defendant and the State will have the opportunity to fully explore defendant’s argument and the evolving science on juvenile brain development.” ¶ 72. We decline the State’s invitation to depart from House . The State urges us to reject House because, in its view, the decision “contravened clear
directives set forth in
People v. Harris
,
because the claim had not been preserved. Harris , 2018 IL 121932, ¶ 40 (“an evidentiary hearing was not held on [the defendant’s] constitutional claim, and the trial court did not make any findings of fact on defendant’s specific circumstances”). House did no more than take up our supreme court’s invitation in on a fully developed record. See House , 2019 IL App (1st) 110580-B, ¶ 65. Recently, another division of this court distinguished House , but did not disagree with it.
People v. Handy
,
defendant’s participation in the offense. Remember, one of the most fundamental aspects of the Supreme Court’s line of cases insists that juvenile sentencing considerations apply even to those who commit heinous crimes—extending constitutional protections to juveniles who commit murder. , 567 U.S. at 472 (“ Roper and Graham emphasized that the distinctive attributes of youth diminish the penological justifications for imposing the harshest sentences on juvenile offenders, even when they commit terrible crimes .” (Emphasis added.)). When the Court looked at the four pillars of penological justification—retribution, deterrence, incapacitation, and rehabilitation—it focused on how each related to characteristics of the offender , not the offense. Id. at 472-73. Retribution relates to the offender’s blameworthiness, by definition lower for juveniles. Id. at 472. Deterrence has lower effectiveness due to their “immaturity, recklessness, and impеtuosity.” Id. Incapacitation is less salient because it requires a judgment of incorrigibility, which is “inconsistent with youth.” (Internal quotation marks omitted.) at 472-73. And a life sentence eliminates rehabilitation altogether. at 473. But our ruling hinges on whether the trial court adequately considered the constitutionally
relevant factor of Ruiz’s youth and attendant characteristics, and not on whether Ruiz’s
sentence is substantively constitutional (
i.e.
, proportionate). Admittedly, the degree Ruiz
participated in the offense remains a consideration during his sentencing proceeding.
E.g.
,
People v. Contursi
,
discretionary. Our supreme court eliminated the distinction between mandatory and
discretionary life sentences when juveniles raise constitutional challenges. Sеe
Buffer
, 2019 IL
122327, ¶ 27 (to succeed on claim, juvenile must show, in part, that he or she “was
subject to a life sentence, mandatory or discretionary” (citing
Holman
,
juvenile of longer than 40 years is per se unconstitutional. The only aspect of Buffer’s sentence that was unconstitutional concerned the trial court failing to consider his youth at the time of sentencing. Buffer , 2019 IL 122327, ¶ 42. So the trial court undoubtedly could impose an *8 enhanced sentence on a young adult offender if it complied with the constitutional prerequisitе of considering the offender’s youth. The dissent amplifies the State’s argument that 40 years would not be a life
sentence for Ruiz, even if he were treated as a juvenile for sentencing purposes. But this ignores the origin of the Illinois Supreme Court’s 40-year number. Instead of being based on “court decisions, legal literature, or statistical data,” it owes its origin to specific provisions in the Juvenile Court Act reflecting a legislative judgment that 40 years constitutes a constitutionally acceptable sentence for juveniles. ¶¶ 37-41. As we have emphasized throughout this opinion, the Juvenile Court Act was not applied to Ruiz’s sentence because the trial court considered him an adult under the law. We acknowledge some dissonance between Ruiz’s request to be treated as a juvenile for
sentencing purposes and our conclusion that he is not subject to Buffer ’s 40-year floor. But we cannot ignore the simple fact of chronological age. There is a difference between a 15-year- old subject to a 40-year sentence who would be released at age 55 and an 18-year-оld subject to a 40-year sentence who would not be released until age 58. This may seem like a trivial difference, but it offends statistical predictions about life expectancy for young people who receive long prison sentences. See id. ¶¶ 65-67 (Burke, J., specially concurring) (finding that the maximum sentence that should be imposed on juveniles is one that allows release at age 55). When it comes to young adults subject to juvenile sentencing provisions, our supreme court
has not yet set a lower limit on the length of a sentence that violates provisions. As it
stands now, because the defendant in
Buffer
was a juvenile and our supreme court crafted its
rule based on a statute applicable only to juveniles,
Buffer
does not foreclose our conclusion.
At oral argument, discussion involved the decision in
Holman
and, an appellate decision
applying
Holman
,
People v. Croft
,
remand to allow Ruiz to put forward evidence to support his claim that
Miller
applies to him.
The
Holman
factors undoubtedly lie ahead, but only if Ruiz can make that first showing.
Also, extremely different procedural postures existed in
Holman
and
Croft
. In
Holman
, the
juvenile defendant sought leave to file a successive postconviction petition in which he did not
raise a
Miller
claim.
Holman
,
Croft had already been granted leave to file his successive postconviction petition, had been appointed counsel, and had his petition dismissed at the second stage of postconviction proceedings. Croft , 2018 IL App (1st) 150043, ¶ 12. In other words, the proceedings had arrived at the stage at which defendant’s burden is higher and after which appointed counsel had an opportunity to further develop Croft’s claims. See 725 ILCS 5/122-4 (West 2018). And, as we have said at some length already, the defendant in Croft , as a juvenile, did not have to make the preliminary showing under Harris that the Miller line of cases applied to him. We have no quarrel with the procedures announced in Holman and applied in Croft ; indeed, if Ruiz (and Johnson) convince the trial court on remand that Miller applies to them as young adults, the trial court will have to consider Holman and Croft before it can grant resentencing. We find that considering Holman now puts the proverbial cart before the horse. As Harris instructs, young adult defendants are not entitled to a presumption that Miller applies to them (unlike the defendants in Holman and Croft ). See Harris , 2018 IL 121932, ¶ 44. So when yоung adults raise claims that the Miller line of cases applies to them, we read our supreme court’s precedents to set out this procedure:
(i) under , a young adult defendant must plead, and ultimately prove, that his or her individual characteristics require the application of ; (ii) if, and only if, the young adult makes this showing, then the trial court goes on to consider whether the initial sentencing hearing complied with , following our supreme court’s guidance in Holman and this court’s analysis in Croft ; and (iii) if the initial sentencing hearing was -compliant, then the trial court can reject the defendant’s claim (as the courts did in Holman and Croft ); or if the initial sentencing hearing was not -compliant, then the trial court should order resentencing. We hold that Ruiz has stated a claim that, as a matter of law, prejudice has been caused by
reason of Ruiz’s justified failure to raise a constitutional challenge to his sentence in his initial postconviction petition. Contrary to the dissent’s assertions, this procedure does not “fail[ ] to recognize that the ‘prejudice’ factor must be shown.” We simply disagree about the nature of the prejudice. By failing to raisе the claim in his initial postconviction petition, Ruiz was deprived of an opportunity to make a Miller argument at all due to his status as an adult at the *10 time of the offense. In other words, even if he had raised a Miller claim in his initial petition, it would have been rejected out of hand because of his age. By pleading Miller ’s applicability to him as a young adult, Ruiz has attempted to cure that prejudice. We agree that he should be given that chance in further postconviction proceedings. As Harris instructs, young adult defendants are not entitled to make an as-applied
challenge to their sentences under
Miller
unless they first show that
Miller
applies to them. ¶ 45 (“The record must be developed sufficiently to address defendant’s claim that
Miller
applies to his particular circumstances.”). If our supreme court conceptualized prejudice in the
same way as the dissent, then much of the analysis in
Harris
makes no sense—the court would
have just assumed
Miller
applied to the defendant and evaluated his initial sentencing hearing.
Of course, the court did not do that. Indeed, the dissent’s rationale, by sidelining
Harris
,
provides Johnson with a merits ruling on his
Miller
claim to which he may not be entitled. The
trial court should determine the applicability of
Miller
, as a factual matter, in the first instance.
Our analysis, however, is not finished—the petition and accompanying documents also
must be enough to justify further proceedings.
Smith
,
research and articles” showing that the brain does not fully develop until the mid-20s, claiming
that “young adults as Ruiz was at 18 years old are more like adolescents than fully mature
adults.” Ruiz claimed that he too was “largely unsettled in [his] characters and habits and this
must be taken into consideration” during sentencing. He claimed that his sentencing hearing
“clearly did not adequately foсus on Ruiz[’s] age of 18 and his rehabilitative potential.” And
Ruiz alleged, “[h]ad the court held a hearing specifically tailored to address each of these
[ ] factors, the court may well have determined a lesser sentence was appropriate.” These
facts suffice to make out a
prima facie
case that should apply to Ruiz.
Ruiz submitted a motion to cite
People v. Carrasquillo
,
granted the motion but find Carrasquillo too different to be of any help. When analyzing the prejudice prong of the cause and prejudice test, the court emphasized three factors that set Carasquillo apart: (i) defendant’s age had been misstated in the review of his sentence on direct appeal; (ii) defendant’s sentence was clouded by the specter of corruption where his “sentence was one of the very harshest that Judge Wilson delivered, and Judge Wilson did so during a year when he had accepted a bribe, during a trial with a conspicuous police presence, and to an 18-year old with no prior criminal record”; and (iii) defendant had been eligible for parole and had his requests denied. ¶¶ 110-11. The analysis in Carrasquillo is unique to that case when it comes to a claim, given all the individualized facts animating its analysis. We find nothing disagreeable in Carrasquillo ; it simply does not aid our consideration of Ruiz’s appeal. As we recently reaffirmed, “ ‘Illinois has been a national leader in the field of juvenile
justice.’ ”
In re Mathias H.
,
091651, ¶ 25. Ruiz’s claim is not barred by our conception of what the law has been; Ruiz
should have been allowed to proceed based on his well-pled assertions. See , 2018 IL
121932, ¶¶ 46-48. His claim has yet to be decided. That determination is not for this court, but
the trial court. For now, the trial court erred when it denied leave to file his claim.
Ineffective Assistance of Counsel
Ruiz next claims that the trial court erred in denying leave to file his claim that trial counsel
was ineffective for failing to investigate and call Christopher Anderson as a witness at trial.
The State responds that Ruiz has failed to establish cause for failing to bring this claim in
Ruiz’s initial postconviction petition because nothing in the record indicates that Anderson
would not have come forward then. We agree that Ruiz has not established cause for failing to
bring this claim earlier, although we reject the State’s assertion that Anderson might have come
forward in 2006 because that would require us to second-guess the facts in Anderson’s
affidavit. See
Edwards
,
Anderson. Also, Ruiz’s affidavit shows that he asked counsel to investigate Anderson. So
nothing prevented Ruiz from alleging counsel’s ineffeсtiveness in his first petition. See
id.
¶¶ 35-42 (distinguishing
People v. Thompkins
,
present new, material, noncumulative evidence that is so conclusive it would probably change
the result on retrial.”
People v. Coleman
,
¶ 69 We find People v. Manrique , 351 Ill. App. 3d 277 (2004), on which Ruiz relies,
distinguishable. There, officers pulled over a motor home driven by Andres Montoya for speeding. Defendant was a passenger. Id. at 278. During a consent search of the motor home, officers found bricks of cocaine. Id. at 278-79. In a successive postconviction petition, the defendant raised a claim of actual innocence and attached an affidavit from Montoya saying he was willing to testify that the defendant did not know about the cocaine. Id. at 279. In proceedings on the defendant’s initial postconviction petition, it came out that trial counsel had attempted to call Montoya at the original trial, but Montoya’s attorney had asserted “his fifth amendment right against self-incrimination.”
¶ 70 The appellate court found Montoya’s affidavit to be newly discovered evidence because,
given his intent to assert his constitutional right against self-incrimination at trial, “Montoya’s
testimony was unavailable to the defendant.” at 280-81. Montoya, as the driver of the motor
home, could easily have been implicated had he testified that Manrique knew nothing about
the illicit drugs. He was not merely unwilling to testify (see,
e.g.
,
Jones
, 399 Ill. App. 3d at
354), he had a constitutional right not to testify. See also
People v. Molstad
,
the jury was exposed to that information through Ruiz’s statement, the evidence is not “newly discovered,” despite Anderson’s former reluctance to testify. Ruiz’s claim of actual innocence fails as a matter of law. The trial court properly denied leave to file this claim. Affirmed in part and reversed in part. Cause remanded. JUSTICE PIERCE, dissenting: I agree with the majority’s finding that Ruiz’s eighth amendment claim lacks merit.
However, I write to express my disagreement with the majority’s finding that Ruiz’s case
should be remanded to the circuit court to allow him an opportunity to prove his claims
and, if proven, to allow the trial court the opportunity to judge the credibility of those claims.
To be clear, in his appeal Ruiz states that he “seeks a new sentencing hearing” based on
factors that do not apply to adult offenders. He wants to receive the same protections
afforded juveniles even though he is an adult. However, if Ruiz was a 15-year-old at the time
of this offense, he would not be eligible for a resеntencing hearing based on the principles because his 40-year sentence was not a
de facto
life sentence. -related
jurisprudence concerns the imposition of a mandatory or discretionary natural or life
sentence imposed on a juvenile.
People v. Buffer
,
was not a juvenile at the time of the offense, and he did not receive a de facto sentence of life imprisonment. Because there is no authority to extend to this adult defendant protections that would not be availablе to any juvenile defendant that did not receive a de facto life sentence, his Miller claim should also be dismissed, and the judgment should be affirmed. I further disagree with the majority’s approach in keeping Ruiz’s Miller claims on life
support. In my opinion, the
Miller
principles do not apply to this adult, 18-year-old defendant
who did not receive a life sentence. However, even assuming that
Miller
applies, Ruiz
should not be given leave to file a successive postconviction petition because Ruiz simply
cannot establish the necessary prejudice where the record before us shows that his sentencing
hearing complied with
Miller
. Consistent with the directives of
Holman
,
challenge by way of collateral attack. I do not disagree. However, Harris is inapposite. In Harris , the 18-year-old defendant argued that his 76-year sentence shocked the moral sense of the community, given the facts of his case, his youth, and other mitigating circumstances. Our supreme court held that the record before the court was insufficient to consider the defendant’s contention that Miller applied in the context of his proportionate penalties claim because a Holman anаlysis could not be made by the court where the trial court did not hold an evidentiary hearing and the trial court made no findings of fact on Harris’s specific circumstances to support his Miller claim. The Harris court declined to consider the Miller issue but noted that the defendant was not foreclosed from raising the claim and that it “ could *** potentially be raised ” in a postconviction petition. (Emphasis added). ¶ 48. Ruiz claims, and the majority agrees, that given the procedural posture of his case, Harris affords him the opportunity to establish his as-applied challenge in the trial court with the assistance of postconviction counsel and therefore he should be given leave to file his successive postconviction petition. However, the court’s statement that a defendant could potentially raise a claim in a postconviction petition was based on the fact that the record on appeal was insufficient to consider Harris’s claim where there was no record of any hearing or finding of facts in the trial court to support his claim. In contrast, Ruiz had an extensive and detailed sentencing hearing where the trial court
considered the nature of the offense, defendant’s social and criminal background, and,
importantly, his young age. As we stated in
Croft
, “a key feature of the juvenile’s sentencing
hearing is that the defendant had the ‘
opportunity
to present evidence to show that his criminal
conduct was the product of immaturity and not incorrigibility.’ ” (Emphasis added.)
Croft
,
old (see Edwards , 2012 IL App (1st) 091651, ¶ 25 (at this stage we must accept Ruiz’s allegations as true)), the majority simply fails to recognize that Ruiz had a compliant sentencing hearing. At the sentencing hearing for this 18-year-old, the trial court considered the same factors that the Holman court found to be constitutionally consistent with . Consequently, in my view, because we have a suffiсient record before us, the analysis employed in Croft is the analysis that the majority should apply and find that defendant was correctly sentenced. Similar to Croft , and assuming that the factors apply to young adults like Ruiz, we
have the benefit of the cold, well-developed record of Ruiz’s sentencing hearing that allows us
to determine whether that hearing met the requirements. Because we have a more than
adequate record, we must review Ruiz’s claim in accordance with the guidance provided under
Holman
and affirm the denial of the petition for leave to file a successive postconviction
petition. Ruiz clearly had the opportunity to present his youthful mitigation argument to the
trial court during his sentencing hearing. (“[W]e have examined the cold record of the circuit
court’s [sentencing] hearing ***, which includes the common-law record and report of
proceedings, and find that the circuit court considered evidence of the defendant’s youth and
its attendant characteristics at the time of sentencing and that the defendant had” the
opportunity required by
Holman
.
Croft
,
consider defendant’s age and its attendant characteristics as mitigating factors in crafting the appropriate sentence for the first degree murder of Nathaniel Walls and the aggravated discharge of a firearm at Malik Walls. The record reflects that evidence was presented at the sentencing hearing concerning most of the factors to be considered as set out in Holman . First, the court considered the fact that Ruiz was a little over 18 years old at the time of the murder. Ruiz’s young age was emphasized by defense counsel and noted in the PSI. The court was also fully aware of Ruiz’s background. As to Ruiz’s immaturity, there was no evidence that Ruiz was in any way immature or developmentally delayed. He had an eighth-grade education, he had a “great” relationship with teachers, he could hold down a job, and he had goals of getting his GED. The court was also aware that Ruiz had no mental health issues that would explain his behavior. Rather, the facts of the case showed that Ruiz committed the murder because he was an active gang member. Ruiz made the choice to be in a gang, and he also made the conscious decision to arm himself with a gun and shoot at Nathaniel Walls and his three-year- old son Malik Walls, killing Nathaniel. Ruiz’s actions were not the result of peer pressure. Instead, Ruiz was the lead and primary actor in this murder. The trial court was also aware of the information in the PSI report concerning Ruiz’s home
life, his relationship with his family members, and any mental or physical characteristics that might have made him less culpable for his crime. The issue of coercion or peer pressure was also considered by the sentencing court when it noted that it had considered the facts of the *16 case, which showed that Ruiz was the shooter acting independently and not as a result of peer pressure. The court noted the fact that Ruiz “always had the benefit of a very loyal and supportive family.” The sentencing court noted that Ruiz has “two personas,” one for his family and the other when he is away from his family. Finally, the court heard evidence and argument concerning Ruiz’s prospects for rehabilitation, understood his “character,” and found him to be fully responsible for his adult criminal activity. After consideration of all the relevant sentencing factors, including factors unique to Ruiz, and after giving him the opportunity for allocution, the trial court determined and imposed an appropriate sentence. Notably, his now- complained-of sentence was affirmed on direct appeal. Unlike constitutionally defective juvenile sentencing hearings where the characteristics of
youth were not considered, the trial court, after finding that Ruiz was the sole cause of the
murder of Nathanial Walls and the shooting of three-year-old Malik Walls, imposed an
aggregate 40-year sentence. There is simply no basis to allow Ruiz, an adult, leave to file a
successive postconviction petition to argue that
Miller
applies to him so he can get a second
bite at the sentencing аpple, where he did not receive a life sentence and where his
sentencing hearing considered all the relevant
Miller
factors even though he was an adult.
The majority acknowledges that “[a]s
Harris
instructs, young adult defendants are not
entitled to a presumption that
Miller
applies to them (unlike the defendants in
Holman
and
Croft
). See
Harris
,
“(i) *** a young adult defendant must plead, and ultimately prove, that his or her individual characteristics require the application of Miller ; (ii) if, and only if, the young adult makes this showing, then the trial court goes on to consider whether the initial sentencing hearing complied with Miller , following our supreme court’s guidance in Holman and this court’s analysis in Croft ; and (iii) if the initial sentencing hearing was -compliant, then the trial court can reject the defendant’s claim (as the courts did in Holman and Croft ); or if the initial sentencing hearing was not -compliant, then the trial court should order resentencing.” Supra ¶ 52. The majority’s approach under is fundamentally in error because it fails to recognize
that the “prejudice” factor that must be established in order to be granted leave to file a
successive postconviction petition cannot be established in this case. Ruiz must establish cause
and
prejudice before being granted leave to file a successive postconviction petition.
“Prejudice” is defined as an error so infectious to the proceedings that the resulting conviction
violates due process.
Pitsonbarger
,
petition. Assuming applies here, even if the record in this case demonstrated that a
constitutional error occurred due to the sentencing court’s failure to consider this adult
*17
defendant’s youthful characteristics, the appropriate remedy would be to remand for a new
sentencing hearing rather than allowing defendant leave to file a successive postconviction
petition.
In
Buffer
,
years and sought protection in his postconviction petition that was summarily dismissed. On review, the supreme court determined that the cold record was sufficient to review the defendant’s claim, found that no additional factual development was required, and concluded that the defendant’s sentence was a de facto life sentence that was imposed without the trial court considering the defendant’s youth and its attendant characteristics. ¶ 42. The court did not allow the filing of the postconviction petition and, instead, remanded for resentencing, stating:
“[T]he record before us does not require factual development. All of the facts and circumstances to decide defendant’s claim are already in the record. [Citation.] While the circuit court stated that it ‘considered all of the relevant statutory requirements,’ the record does not indicate that the court considered defendant’s youth and its attendant characteristics. [Citation.] Accordingly, we earlier held that defendant’s 50-year prison sentence, imposed for a crime he committed while a juvenile, violated the eighth amendment. This holding applies retroactively and is cognizable in defendant’s postconviction proceeding. [Citation.]
Based on the particular issue raised in this appeal and in the interests of judicial economy, we agree with the appellate court that the proper remedy is to vacate defendant’s sentence and to remand for a new sentencing hearing.” ¶¶ 46-47. In my view, the record on appeal in this case is unquestionably sufficient to decide whether Ruiz’s sentencing hearing complied with , even though does not apply because Ruiz was 18 at the time of the offense and he did not receive a life sentence. The record establishes without question that the trial court considered his age and attendant characteristics and fashioned a sentence that was appropriate for the senseless, yet intentional, crimes he committed. For these reasons, I respectfully dissent.
