THE PEOPLE OF THE STATE OF ILLINOIS, Aрpellee, v. LUIS RUIZ, Appellant.
No. 53415
Supreme Court of Illinois
December 17, 1982
Rehearing denied January 28, 1983
94 Ill. 2d 245
The circuit court‘s judgments dismissing the charges against defendants Manuel, Huskey and Clinton under section 404 of the Act are accordingly affirmed.
Judgments affirmed.
Joel S. Ostrow, of Chicago, for appellant.
Tyrone C. Fahner, Attorney General, of Springfield, and Richard M. Daley, State‘s Attorney, of Chicago (Melbourne A. Noel, Jr., and Thomas E. Holum, Assistant
CHIEF JUSTICE RYAN delivered the opinion of the court:
By information filed in the circuit court of Cook County, Luis Ruiz and Juan Caballero were charged with the murders of Michael Salcido, Arthur Salcido, and Frank Mussa. The defendants were also charged with armed violence (
For the reasons expressed in this opinion, we affirm the conviction and sentence of death.
On the evening of February 24, 1979, Arthur Salcido, then 19 years of age, and Frank Mussa, 16 years of age, both of Princeton, Illinois, together with Arthur‘s brother, Michael Salcido, 17 years of age, drove from Princeton to Chicago. Michael had been visiting his
Defendant Luis Ruiz, aged 19, Juan Caballero, Placedo Laboy, and a fourth youth named Aviles, encountered Arthur, Michael and Frank in the restaurant. Michael approached Ruiz and inquired whether he knew where some marijuana could be obtained. Ruiz responded that he did not have any marijuana and he did not know where any could be obtained. Michael then asked Ruiz if he knew a person named Jose Cortez, a Latin Eagle. Ruiz, who was himself a member of a rival gang, the Latin Kings, asked Michael if he was a Latin Eagle. Michael responded affirmatively. Ruiz then told Michael that he and his companions were also Latin Eagles. At this point, Michael began to brag to Ruiz that he had ridden on “hits” with the Eagles and had been the driver on one such “hit” by the Eagles on two Latin Queens, the female companions and counterparts of the Latin Kings. After this exchange, Ruiz told Michael that he did in fact know where to obtain marijuana and that he would show Michael where to get it.
All got into the victims’ automobile with Michael, Arthur and Frank in the front. Ruiz and his companions were in the back seat. Ruiz directed the driver into an alley where Ruiz and his companions got out of the car. They told Michael to accompany them down the alley and they would show him the location of the marijuana. Once they were out of sight of the automobile, Ruiz and his friends revealed that they were not Eagles but were instead Latin Kings, after which they beat Michael Salcido to the ground. When the beating was over, Laboy produced a gun and Aviles a knife, and they all
All seven youths then got into the car at the direction of Ruiz and his group. Laboy took over as driver, with Ruiz occupying the back seat along with Michael. Laboy drove to a second alley which was T-shaped. Hе drove some distance down the “T” where he stopped the car. Laboy and Caballero then took Michael and Frank around the corner of the alley and forced them to lie face down in the snow. Ruiz remained with the car while Aviles stabbed and killed Arthur Salcido in the automobile. Laboy then brought Frank Mussa back to the car, took the same knife, and stabbed Frank Mussa to death. Finally, Caballero returned with Michael Salcido and stabbed him to death in the back seat of the car. The members of the group then took articles of clothing from the trunk of the victims’ automobile and attempted to wipe the vehicle clean of fingerprints. After completing this task, Ruiz and the others all left the scene. Ruiz and Caballero were arrested on March 3, 1979, and charged with the offenses described above.
In this appeal, defendant argues that because there is no evidence that he actually did any of the acts which resulted in death, his conviction on the principle of accountability cannot form the basis for imposition of the death penalty under the Illinois statute (
We turn first to a consideration of whether the proof adduced at trial is sufficient to sustain a conviction for murder, armed violence, and unlawful restraint. We agree with the defendant that there is no direct evidence
In People v. Rybka (1959), 16 Ill. 2d 394, this court upheld the defendants’ murder convictions predicated solely upon their being accountable for the actors’ conduct, even though they were not present during the crime. In Rybka, 13 persons embarked upon a venture to “get a negro.” (16 Ill. 2d 394, 400.) They departed in two groups, employing separate vehicles, an Oldsmobile and a Chrysler. The two groups started out together, being led by the Oldsmobile, but soon became separated. The occupants of the Chrysler eventually disbanded and went home without incident. The other group, however, accomplished their purpоse when one of them struck the victim in the head with a hammer. Despite the fact that defendants Gorski and Budz were occupants of the Chrysler and consequently not present when the crime was committed, this court upheld their convictions for murder and observed:
“Evidence that a defendant voluntarily attached himself to a group bent on illegal acts with knowledge of its design supports an inference that he shared the common purpose and will sustain his conviction as a principal for a crime committed by another in furtherance of the venture. People v. Tarver, 381 Ill. 411; People v. Rudecki, 309 Ill. 125.” People v. Rybka (1959), 16 Ill. 2d 394, 405.
Active participation has never been a requirement for the imposition of criminal guilt upon the theory of accountability. People v. Morgan (1977), 67 Ill. 2d 1, 9; People v. Kessler (1974), 57 Ill. 2d 493, 497-98, cert. denied
“Either before or during the commission of an offense, and with the intent to promote or facilitate such commission, he solicits, aids, abets, agrees or attempts to aid, such other person in the planning or commission of the offense. ***”
Ill. Rev. Stat. 1977, ch. 38, par. 5-2(c) .
In this case, the testimony of Julio Lopez and the assistant State‘s Attorney, to whom Ruiz made incriminating statements, establishes that Ruiz was a principal character in the common enterprise obviously bent on committing acts of violence upon the victims. Ruiz admitted to the State‘s Attorney that he initiated the plan to mislead the victims into believing that Ruiz and his group were Latin Eagles. This admission was corroborated by Julio Lopez, who testified that on March 2, 1979, Ruiz, in the presence of Placedo Laboy and himself, stated, “Do you know who ‘offed’ those three guys in that car? It was us.” Ruiz then went on to relate the details of the event, including the fact that they had misled their victims into believing they were Latin Eagles instead of Latin Kings. The only conceivable purpose of the deception was to allow Ruiz and his friends to maneuver the victims into a situation where they could avenge the “hit” upon the Latin Queens, of which Michael had bragged earlier. Having aided Caballero and the others in their plot to do violence to these victims by deceiving them and getting them into the car, Ruiz became accountable for the conduct of each member of the group.
We also reject the defendant‘s assertion that because he did not take the knife and did nothing to facilitate the actual killings he had somehow withdrawn from the enterprise and ceased to be accountable for the conduct of the others. Once a person becomes accountable for the conduct of another, he remains so until he detaches himself from the сriminal enterprise. (People v. Brown (1962), 26 Ill. 2d 308; People v. Rybka (1959), 16 Ill. 2d 394, 406;
We turn next to the mattеr of how this trial was conducted and the issue raised concerning severance. The defendant‘s contention is basically that although his motion for a severance was granted, the trial court negated its effect by conducting a simultaneous trial before two juries and ruling that if either defendant took the stand to testify, both juries would be present. The defendant argues that this action deprived him of his right to a severance and amounted to a denial of a fair trial.
An accused does not have a right to be tried separately from his companions when charged with offenses arising out of a common occurrence. (People v. Yonder (1969), 44 Ill. 2d 376, 386, cert. denied (1970), 397 U.S. 975; People v. Watt (1942), 380 Ill. 610, 613.) The question of whether a severance should be granted in a particular case is a matter largely within the discretion of the trial judge. (People v. Henderson (1967), 37 Ill. 2d 489, 492, cert. denied (1967), 389 U.S. 943.) The primary question to be considered is whether the defenses of the several defendants are so antagonistic that any or all of them could not receive a fair trial unless a severance is granted. (People v. Brooks (1972), 51 Ill. 2d 156, 166; People v. Bernette (1970), 45 Ill. 2d 227, 241, rev‘d on other grounds (1971), 403 U.S. 947; People v. Gendron (1968), 41 Ill. 2d 351, 357, cert. denied (1969), 396 U.S. 889.) Here, neither Ruiz nor Caballero gave notice that he intended to proceed by way of any defense which would be inconsistent with their presence at the crime scene or their mental ca-
Moreover, the motion for severance was granted in this case primarily to avoid possible conflict with Bruton v. United States (1968), 391 U.S. 123. Caballero had apparently made certain incriminating statements which implicated Ruiz. To avoid the possibility that these statements would be admitted into evidence as a confession, regardless of whether Caballero took the stand, and thereby violate the Bruton rule as to Ruiz, the trial court employed two juries. Under the procedure used, including the ruling that both juries would hear the testimony of either defendant, any possible conflict with Bruton was avoided. The reason is that if Caballero took the stand and, consistent with his prior statement, implicated Ruiz, he would be in effect a State‘s witness against him, subject to cross-examination the same as any other witness. In this situation the Bruton problem is avoided because the out-of-court statement would not be put into evidence. On the other hand, if Caballero did not take the stand and the State attempted to introduce the statement as proof of Caballero‘s guilt, any potential confliсt with Bruton could be avoided by removing the Ruiz jury. In addition, even if the trial judge had ruled that both juries would be present during cross-examination, Nelson v. O‘Neil (1971), 402 U.S. 622, would compel us to hold that such ruling would be correct. In Nelson, the Supreme Court held that in a joint
We hold therefore that since both juries would have been entitled to hear the testimony of these defendants, the trial court‘s granting of the motion upon these conditions was not an abuse of discretion, nor did it prejudice defendant Ruiz so as to deny him a fair trial. There remains, however, the question of whether the procedure of employing two juries in this fashion amounts to a per se denial of some constitutional protection.
This identical issue has been presented and resolved in favor of the multiple-jury procedure as a device to avoid the Bruton confrontation problem. In United States v. Sidman (9th Cir. 1972), 470 F.2d 1158, cert. denied (1973), 409 U.S. 1127, the court, recognizing the potential for error of constitutional proportions, nonetheless found that multiple juries did not deny an accused any of his rights provided by the Constitution or the Federal Rules of Criminal Procedure. The same conclusion has been reached in other cases. (See United States v. Rowan (6th Cir. 1975), 518 F.2d 685, cert. denied (1975), 423 U.S. 949; United States v. Rimar (6th Cir. 1977), 558 F.2d 1271, cert. denied (1978), 435 U.S. 922.) While we, too, recognize the possibility for prejudicial error resulting from confusion at trial inherent in this procedure, we conclude that in this case no such error exists.
From the onset the trial judge exercised extreme caution in instructing each member of the two juries as to what exactly was going on. The record is replete with reminders and admonishments to the effect that neither jury is to discuss any aspect of the case with the other. Each side was well aware of the presence of the other jury, and counsel, along with the court, took great care in insuring
The defendant next argues that the Illinois statute providing for imposition of the death sentence was not intended to be applied to those persons found guilty of murder under the theory of accountability. We do not agree. The statute does not specifically preclude the imposition of the death penalty if the defendant‘s conviction is based on accountability.
The defendant notes that the legislature, in cases of felony murder, precludes the imposition of the death penalty if the defendant did not actually kill the individual. (
In addition to the evidence as to Ruiz’ involvement previously noted, some other evidence not previously recited is extremely significant. Julio Lopez, a former member of the Latin Kings gang, testified that Ruiz, in telling him of the murders, said that he, Ruiz, held a gun on the victims while the others did the stabbing and that he checked the bodies afterwards to see if the victims were dead. Thе defendant contends that since Lopez did not include these comments in his prior statement to the assistant State‘s
Also, the assistant State‘s Attorney who questioned Ruiz testified that, in relating his story, Ruiz told him that after they had beaten Michael and before arriving at the alley where the victims were murdered, Placedo Laboy stated that they would have to kill these people because they had seen their faces. The assistant State‘s Attorney also testified that Ruiz told him that when the boys were being stabbed, he stayed outside the car and that, after Frank had been stabbed, Laboy handed him the knife, but he refused to take it. Michael was then brought to the car, pushed into the back seat, and stabbed by Juan Caballero. Although Ruiz consented to be interviewed by the assistant State‘s Attorney, he refused to give a statement in the presence of a court reporter. The assistant State‘s Attorney‘s testimony was based on a memorandum he had prepared following his interview with Ruiz and also based on his memory. In any event, all of the evidence, both favorable and unfavorable to the accused, was properly presented to the jury at trial, and the judge during sentencing, for their consideration as to its persuasiveness. The defendant has failed to establish that any of the incriminating evidence was not worthy of belief as a matter of law.
The defendant relies heavily on Justice White‘s concurring opinion in Lockett v. Ohio (1978), 438 U.S. 586, 621-28, in support of his contention that the death penalty cannot be constitutionally imposed upon a defendant guilty of murder on the basis of accountability. We find this reliance to be misplaced. Justice White‘s opinion does not state that a person who does not do the actual killing may not constitutionally be sentenced to death. The opinion, instead, is concerned with the question of intent. In that case the defendant was participating in a planned robbery and was seated in a car while her companions, in the course of the robbery, killed a person. Justice White expressed the concern that although prоved guilty beyond a reasonable doubt, it was not established that Lockett possessed any intent to kill independent of the person who actually performed the acts resulting in death. As noted earlier, under our statute, the death penalty will not be imposed where a defendant is convicted of felony murder unless he performed the acts which resulted in death. This limitation insures that an inference of at least the general intent sufficient to support a murder conviction will be present before someone is put to death for felony murder. Where guilt is premised on the accountability theory the intent of the actor is imputed to the defendant but his absence from the crime scene will be a mitigating factor that would prevent imposition of the ultimate penalty in cases like Rybka. Moreover, the concurring opinion of Justice White recognizes that the facts of a partiсular case might well permit an inference that the defendant had the requisite intent independent of any imputed to him by way of accountability. This conforms to the settled law of this State holding that the intent to take a life may be inferred from defendant‘s acts and the circumstances surrounding the commission of the offense. People v. Jones (1979), 81 Ill. 2d 1, 9-10; People v. Muir (1977), 67 Ill. 2d 86, cert. denied (1977), 434 U.S. 986 (partially overruled in People v. Harris (1978), 72 Ill. 2d 16, 27); People v. Koshiol (1970), 45 Ill. 2d 573, cert. denied (1971), 401 U.S. 978; People v. Coolidge (1963), 26 Ill. 2d 533.
In this case Ruiz’ intent to participate in the premeditated acts resulting in the death of the three victims is established beyond a reasonable doubt, whether considered under the accountability statute (
It was Ruiz who first deceived the three victims by telling them that he was a Latin Eagle when they bragged to him that they had participated in a “hit” on some Latin Queens. It was Ruiz who dirеcted that they all get into the victims’ car and drive to the first alley. Ruiz took Michael down the alley and participated in beating him to the ground. Ruiz told the assistant State‘s Attorney that his companions said that they would have to kill the three boys. After learning this, when they stopped in the second alley, Ruiz did not depart but stayed while each of the three was systematically and ruthlessly executed. Arthur Salcido was stabbed a total of eight times in the chest, and his throat was cut completely across, severing his windpipe, as well as the major arteries on either side of his neck. Frank Mussa was stabbed a total of 21 times: three times in the neck, three times in the chest and 15 times in the back. Michael Salcido was stabbed a total of 18 times: 10 times in the face and neck, five times in the abdomen and three times in the back. Ruiz never told either Lopez or the assistant State‘s Attorney that he protеsted while all of these blows were being struck. In fact, nothing in the record shows what he was doing during the considerable time that it took to perform these acts, which must have been accomplished in the face of extreme effort on the part of the victims to preserve themselves and through greater efforts on the parts of the participants to over-
The defendant also contends that the indictmеnt did not sufficiently inform him that the death penalty would be sought. In People v. Brownell (1980), 79 Ill. 2d 508, appeal dismissed (1980), 449 U.S. 811, this court held that the charge in the indictment constitutes sufficient notice that the death penalty would be sought. Although Ruiz acknowledges that he was charged with killing three people, which, under the statute, would make him eligible for the death penalty, he contends that the statute removes accountability convictions from the death penalty. Therefore he argues that the charge failed to inform him that the death penalty would be sought. Since our statute provides that a person convicted of felony murder is not subject to the death penalty unless he actually did the killing, Ruiz argues that this provision of the statute, by implication, prohibits the imposition of the death penalty where one is convicted of murder on the basis of accountability. This argument has been disposed of by our holding above that
It is appropriate to distinguish the result here reached from another recent decision of this court. In People v. Gleckler (1980), 82 Ill. 2d 145, we vacated the death sen-
By contrast, the trial judge in this case was presented with no mitigating factors other than the testimony of one police officer to whom the defendant had expressed remorse and the argument of counsel that Ruiz did not take an active part in the crime because he feared for his own life. However, although Ruiz did not stab the victims, he was not a “follower” or a “doormat.” We believe the inference that he actively participated in and directed the commission of crime could easily have been drawn by both the jury and the judge during the sentencing hearing. It is inconceivable that these three victims would calmly submit to their own systematic slaughter without resistance. It would
Finally, the defendant asserts that the court improperly considered evidence in aggravation. At the sentencing hearing, both sides stipulated that if the State called all of its witnesses previously produced at trial, they would testify similarly. Thereafter, the State introduced testimony establishing that Thomas Griebell, age 16, died as a result of a gunshot wound to the head which he received on July 13, 1976. The State next called an assistant State‘s Attorney who laid the foundation for introduction of a statement, signed by Luis Ruiz, that admitted in great detail the events of July 13, 1976. Thе document related in essence that Luis Ruiz fired a rifle from a gangway into a crowded parking lot across a street and thereafter saw a person in the parking lot grab his head and fall to the ground. This act was done in furtherance of plans made earlier that day by Ruiz and others to “hit a Royal.” The parking lot into which Ruiz fired was adjacent to a restaurant used as a meeting place for members of that gang. The defendant objected to the introduction of this document and now contends that, since no conviction resulted from the alleged event, it was error for the court to consider it. In People v. La Pointe (1981), 88 Ill. 2d 482, we discussed this question in detail and held that a judge conducting a sentencing hearing is not limited to considering
This case has been held under advisement pending the filing of an opinion by the United States Supreme Court in Enmund v. Florida (1982), 458 U.S. 782. The holding of the majority in that case is stated as follows:
“[I]t is for us ultimately to judge whether the Eighth Amendment permits imposition of the death penalty on one such as Enmund who aids and abets a felony in the course of which a murder is committed by others but who does not himself kill, attempt to kill, or intend that a killing take place or that lethal force will be employed. We have concluded, along with most legislatures and juries, that it does not.” 458 U.S. 782, 797.
In Enmund v. Florida the court emphasized that the focus must be on the culpability of the defendant Enmund, not on that of those who, during the course of the robbery, shot the victims. Enmund was a robber and aided and
“Enmund himself did not kill or attempt to kill; and as construed by the Florida Supreme Court, the record before us does not warrant a finding that Enmund had any intention of participating in or facilitating a murder.” 458 U.S. 782, 798.
We have detailed above the participation of Luis Ruiz in the three murders involved in this case. In Enmund v. Florida the defendant was found guilty of felony murder solely on the basis of his participation in the commission of the felony, robbery. In our case Ruiz was not tried or convicted on the theory of felony murder. We noted above in this opinion that, under our statute, the death penalty cannot be imposed for felony murder unless the defendant actually kills the victim. (
Nothing in the holding or the language of the majority opinion in Enmund v. Florida requires a conclusion in this case contrary to that reached above.
For the reasons stated, the judgments of conviction and sentence of death of the circuit court of Cook County are affirmed. The clerk of this court is directed to enter an or-
Judgment affirmed.
JUSTICE SIMON, concurring in part and dissenting in part:
I dissent from the imposition of the death sentence for the reasons set forth in my dissent in People v. Lewis (1981), 88 Ill. 2d 129, 179 (Simon, J., dissenting). I also dissent from the majority‘s holding that the death penalty statute (
The death penalty provisions appear in subsections (b) and (c) of the murder statute, which is
This conclusion is bolstered by the wording of the statutory sections involved. Subsеction (b) of our murder statute sets forth eight aggravating factors the presence of which will permit the death penalty to be imposed. Except for the fifth factor, which involves the hiring of another to perform a murder, only one of the factors enumerated allows death for a murder in which the defendant did not personally do the killing. The sixth aggravating factor, which pertains to felony murder, is the only one which could even remotely involve a defendant who, like Ruiz, neither “perform[ed] the acts which cause[d] the death” nor was convicted on a theory of murder which requires the actual, as opposed to the imputed, intent to kill. Yet that factor is specifically limited in its application to cases where “the murdered individual was actually killed by the defendant and not by another party to the crime or simply as a consequence of the crime” (emphasis added) (
The majority attempts to demonstrate a contrary intent by pointing to one of the mitigating factors set forth in subsection (c) of the murder statute. Its reasoning is that there would be no need to provide that absence during the commission of the acts causing death may be considered in mitigation (
This court should not permit a person to be sentenced to death when all that it can determine is that there is a strong possibility, or even a probability, that the death penalty statute applies to his conduct. Our practice has been to interpret criminal statutes and punishment-enhancing provisions with lenity, and to resolve each and every ambiguity in the reach of such provisions in favor of the defendant. (See, e.g., People v. Hobbs (1981), 86 Ill. 2d 242; People v. Haron (1981), 85 Ill. 2d 261, 277-78; People v. Lund (1943), 382 Ill. 213, 215-16.) This practice should be followed with particular rigor in interpreting the death penalty statute, not only because of its severity but also because of its irrevocability. In this case the statute does not extend on its face to the grounds on which the defendant was convicted of murder, and further inquiry into the various aggravating and mitigating factors leaves room for considerable doubt as to whether the statute was ever intended to extend to those grounds. My interpretation is that such an intent did not exist. To the extent that this interpretation is disputable all doubts should be resolved in favor of the defendant. And inasmuch as the mаjority‘s attempt to make the death provision cover accountability cases depends on a labored construction of a mitigating factor which is probably not obvious to most laymen, the court should at the very least have given careful consideration to Ruiz’ claim that the indictment did not sufficiently inform him that the death penalty would be sought, rather than dismissing it in two brief sentences as it did.
Traditionally, the courts of this State have adhered to the maxim that “[t]he degree of activity or participation in a crime should receive attention in fixing the sentence” (People v. Colone (1978), 56 Ill. App. 3d 1018, 1022; see
While Ruiz may not have been a “doormat” (People v. Gleckler (1980), 82 Ill. 2d 145, 164), neither was he a principal in the three murders for which the death penalty is being sought. I respectfully suggest that the majority should have considered this at greater length, both in exercising review of the sentence imposed in this case and in deciding whether the legislature, in enacting a capital punishment statute silent on its face regarding accountability, really intended to allow infliction of the ultimate penalty upon anyone but ultimate murderers. I would reverse the death sentence and remand for resentencing.
