Opinion
Wе publish this case to underscore our disagreement with the Ninth Circuit’s recent decision in
Brown v. Mayle
(9th Cir. 2002)
We do not concede that all of the California decisions affirming 25-year-to-life sentences, under California’s “Three Strikes” law, for felony petty theft, including our opinion today, are “contrary to”
2
or involve an “unreasonable application”
3
of United States Supreme Court precedent as to justify a writ of habeas corpus, under 28 United States Code section 2254
4
Our appellate courts have properly considered a defendant’s recidivism, and have properly followed “the required Supreme Court analysis as enunciated in
Rummel
v.
Estelle,
Since we do not agree with Brown’s expansive and creative reading of the Supreme Court cases, we reject defendant’s contention that his three strikes sentence for stealing a magazine constitutes cruel and unusual punishment.
Procedural Background and Facts
Lawrence Romero appeals his sentence of 25 years to life, under Penal Code section 667, subdivision (e), 5 on the ground that it constitutes cruel and unusual punishment in violation of the federal or state Constitution. *1423 Defendant also contends that the trial court abused its discretion when it refused to dismiss a prior strike.
On November 9, 1999, two deputy sheriffs arrested the 38-year-old defendant for stealing a $3 magazine from Jackman Adult Bookstore. A subsequent sеarch of defendant revealed “a glass pipe” and “a cellophane plastic . . . bag containing a white powdery rock substance.” The district attorney charged defendant with the following: (1) felony petty theft, in violation of section 666; (2) possession of a controlled substance, in violation of Health and Safety Code section 11377, subdivision (a); and (3) possession of a smoking device, in violation of Health and Safety Code section 11364. The information also alleged defendant had two prior felony convictions pursuant to section 667, subdivisions (b) through (i). 6
The jury found defendant guilty of (1) felony petty theft and (2) possession of a smoking device. A mistrial was declared as to count 2, possession of a controlled substance. The court found defendant had sustained two prior felony convictions pursuant to section 667, subdivisions (b) through (i).
Defendant filed a motion with the trial court requesting it to dismiss one of his prior felony convictions, pursuant to the court’s discretionary power under section 1385. The court denied the motion. The court stated, “I don’t see anything in Mr. Romero’s Ufe that would lead me to think that he is outside of the spirit of the three-strikes law.” For the offense of felony petty theft, the court ordered defendant to serve, under section 667, subdivision (e), 25 years to Ufe.
In sentencing defendant, the trial court properly considered defendant’s recidivism. Since the age of maturity, defendant has been in constant contact with the criminal system. In September of 1981, at the age of 19, defendant was convicted of petty theft and given 24 months’ probation and one day in jail. In 1983, defendant was convicted of first degree burglary. 7 The probation officer recommended defendant “be sentenced to . . . [pjrison for the . . . term of two (2) years,” but defendant was given 36 months’ probation and 180 days in jail. Defendant violаted probation, and was sentenced to two *1424 years in state prison. In 1987, defendant was paroled, violated parole and was forced to finish the remainder of his sentence.
In 1987, defendant was convicted of hit-and-run, battery on a peace officer and obstructing a peace officer. He was given 180 days in county jail.
In 1990, defendant was convicted of lewd conduct with a child under age 14. 8 The probation officer recommended defendant be sentenced to serve six years in state prison, but defendant was given probation and a jail sentence of 270 days. He violated probation and was sentenced to six years in state prison. Defendant was paroled three times, and each time violated parole.
Issue
Does defendant’s sentence of 25 years to life, under California’s Three Strikes law, for stealing a magazine constitute cruel and unusual punishment in violation of the federal or state Constitution when the defendant has the requisite prior convictions, which include first degree burglary and lewd conduct with a child under age 14?
We hold that defendant’s sentence of 25 years to life, under California’s Three Strikes law, for stealing a magazine does not constitute cruel and unusual punishment in violation of the federal or state Constitution. As noted above, we disagree with the recent Ninth Circuit decisions that purport to eliminate third strike sentencing when the third strike is felony petty theft.
Discussion
I. Application of the Eighth Amendment.
A. Does the Eighth Amendment Contain a Proportionality Guarantee?
The Eighth Amendment to the United States Constitution states, “Excessive bail shall not be required, nor excessive fines imposed, nor cruel and unusual punishments inflicted.” (U.S. Const., 8th Amend.) Defendant contends that the right against cruel and unusual punishment, under the federal
*1425
Constitution, “includes a requirement of proportionality.” Whether the Eighth Amendment contains a prоportionality guarantee has generated much debate amongst the justices of the Supreme Court. An independent review of the relevant Supreme Court cases will not only assist us in our determination of this issue and case, but also demonstrate that the California appellate court decisions that were reversed in
Andrade
and
Brown
were reasonable and supported by relevant decisions of the United States Supreme Court. The Supreme Court cases that are instructive on this matter are
Rummel v. Estelle, supra,
In
Rummel,
the defendant was convicted of obtaining $120.75 by false pretenses and sentenced to life imprisonment, under Texas’s recidivist statute.
(Rummel v. Estelle, supra,
445 U.S. at pp. 265-266 [100 S.Ct. at pp. 1134-1135].) Rummel would become eligible for parole “in as little as 12 years.”
(Id.
at p. 280 [
The Supreme Court reasoned that “the interest of the State of Texas here is not simply that of making criminal the unlawful acquisition of another person’s property; it is in addition the interest, expressed in all recidivist statutes, in dealing in a harsher manner with those who by repeated criminal acts have shown that they are simply incapable of conforming to the norms of society as established by its criminal law.”
(Rummel
v.
Estelle, supra,
In
Solem,
“Helm was charged with uttering a ‘no account’ check for $100.”
(Solem
v.
Helm, supra,
The Supreme Court realized that “a State is justified in punishing a recidivist more severely than it punishes a first offender,” but noted that Helm’s status could not be viewed in the abstract.
(Solem
v.
Helm, supra,
Since Solem, the Supreme Court has spoken on the issue of proportionality and, in doing so, has called into question the validity of Solem. In Harmelin, Justice Scalia delivered the opinion for the court, holding that the imposition of a life sentence without possibility of parole for possession of 650 grams of cocaine did not constitute cruel and unusual punishment. (Harmelin v. Michigan, supra, 501 U.S. at pp. 961, 994-996 [111 S.Ct. at pp. 2684, 2701-2702] (lead opn. of Scalia, J.).) The Supreme Court arrived at a disposition of the case, but five separate opinions were filed discussing the issue of proportionality. (Id. at pp. 961-1029 [111 S.Ct. at pp. 2684-2720].)
Justice Scalia, joined by Chief Justice Rehnquist, stated, “We conclude from this examination that
Solem
was simply wrong; the Eighth Amendment
*1427
contains no proportionality guarantee.”
(Harmelin v. Michigan, supra,
Last year, the Ninth Circuit attempted to reconcile the Supreme Court cases on proportionality.
(Andrade v. Attorney General of State of California, supra,
270 F.3d at pp. 754-759, cert, granted
sub nom. Lockyer v. Andrade,
supra,__ U.S __ [
Due to the harshness of the penalty and gravity of the offense, the Ninth Circuit opined that Andrade’s sentence gave rise to an inference of gross disproportionality.
(Andrade v. Attorney General of State of California, supra,
More recently in
Brown,
the Ninth Circuit extended
Andrade
when it held “that the California Court of Appeal decisions upholding 25-year-to-life sentences for petty theft were contrary to and unreasonable applications of clearly established Supreme Court law.”
(Brown v. Mayle, supra,
B. Defendant’s Sentence Does Not Raise an Inference of Gross Disproportionality.
For the sake of argument, we will accept and apply the grossly disproportionate test. If defendant’s sentence does nоt give rise to an inference of gross disproportionality, we need not conduct an intrajurisdictional and interjurisdictional analysis.
(Andrade
v.
Attorney General of State of California, supra,
Similar to Rummel, California’s recidivist sentence of 25 years to life is inapplicable unless the criminal defendant has two prior felony convictions as defined in section 667, subdivision (d). California’s recidivist statute does not require actual imprisonment, 13 but defendant has served a twо-year and six-year state prison term for his prior felony convictions. Defendant, like Rummel, will be eligible for parole. Although defendant will not be eligible for parole until he has served a minimum sentence of 25 years, 14 this does not compel a different holding than Rummel. Defendant’s prior felony convictions are much more serious than Rummel’s.
Unlike Solem, California’s recidivist statute does not bar the possibility of parole. (§ 667, subds. (b)-(i).) Unlike Helm’s nonviolent felony convictions, defendant’s 1990 conviction for lewd conduct with a child under the age of *1429 14 was a violent crime, 15 the 1990 conviction being a crime committed directly against a person, i.e., a child. While Helm’s property crimes may affect the wallets of consumers and retailers, defendant’s sex crime affects the mental health of the victim. 16 Under California’s Three Strikes law, defendant’s first degree burglary conviction constitutes a serious crime. 17
Justice Kennedy’s Opinion in Harmelin
The facts of
Harmelin
are inapposite,
18
but the underlying principles and rationale articulated by Justice Kennedy are relevant to defendant’s Eighth Amendment challenge. In
Harmelin,
Justice Kennedy enumerated several principles that “give content to the uses and limits of proportionality review.”
(Harmelin
v.
Michigan, supra,
501 U.S at p. 998 [
The Legislature has provided trial courts and district attorneys substantial discretion to ensure that the three strikes sentence fits the criminal. For example, the district attorney has the discretion to charge petty theft with a prior as a misdemeanor or felоny. Upon conviction, the trial court has the discretion “to treat the offense as either a misdemeanor or a felony.”
(People
v.
Bouzas
(1991)
Defendant contends that California has the most severe recidivist scheme in the nation. Justice Kennedy’s second principle proposes “that the Eighth Amendment does not mandate adoption of any one penological theory. ‘The principles which have guided criminal sentencing . . . have varied with the times.’ [Citation.]”
(Harmelin v. Michigan, supra,
C. Andrade and Brown in Light of the Supreme Court Precedent.
The Ninth Circuit’s recent decisions in
Brown
and
Andrade
seek to establish the principle that the punishment must be proportionate to the “triggering” felony. In
Brown,
the Ninth Circuit criticizes the California Court of Appeal’s opinion for failing to consider “whether Brown’s sentence was grossly disproportionate to the crime of petty theft for which he was convicted . . . .”
(Brown v. Mayle, supra,
Although lower federal court decisions are entitled to great weight, we are not bound by their decisions.
(People
v.
Bradley
(1969)
Rummel
contradicts
Andrade's
and
Brown's
assertions that the punishment must be proportional to the “triggering” felony. In
Rummel,
the Supreme Court states, “segregаtion and its duration are based not merely on that person’s most recent offense but also on the propensities he has demonstrated over a period of time during which he has been convicted of and sentenced for other crimes.”
(Rummel v. Estelle, supra,
Defendant’s case is most analogous to Rummel. Given defendant’s criminal history, including failure to comply with terms of parole, and due deference to the Legislature, defendant’s sentence does not raise an inference of gross disproportionality when defendant’s criminal history is considered.
II. Application of California Constitution, Article I, Section 17.
“A sentence may violate the state constitutional ban on cruel and unusual punishment. . . if '“. . . it is so disproportionate to the crime for which it is inflicted that it shocks the conscience and offends fundamental notions of human dignity.” ’ [Citations.]
“In order to determine whether a particular punishment is disproportionate to the offense for which it is imposed, we conduct a three-pronged analysis. [Citations.] First, we examine the nature оf the offense and/or the offender, with particular regard to the degree of danger both present to society. A look at the nature of the offense includes a look at the totality of the circumstances, including motive, the way the crime was committed, the extent of the defendant’s involvement, and the consequences of defendant’s acts. A look at the nature of the offender includes an inquiry into whether ‘the punishment is grossly disproportionate to the defendant’s individual culpability as shown by such factors as his age, prior criminality, personal
*1432
characteristics, and state of mind.’ [Citation.] Next, we compare the challenged punishment with the punishment prescribed for more serious crimes in the same jurisdiction. And finally, the challenged punishment is compared with punishment for the same offense in other jurisdictions.”
(People v. Thongvilay
(1998)
Defendant contends that his sentence of 25 years to life for stealing a magazine, with two nonviolent felony convictions, was cruel and unusual punishment. As discussed in our Eighth Amendment analysis, defendant has improperly characterized his prior felony convictions. Defendant’s record is far from impeccable on the issue of violence. Defendant’s 1990 conviction for lewd conduct with a child under the age of 14 and 1987 conviction for battery on a peace officer demonstrate his violent character.
“[Defendant’s punishment was imposed because of his recidivism.”
(People
v.
Cline
(1998)
At the age of 19, defendant was convicted of petty theft. He was given one day in jail and 24 months’ probation. Less than two years later, at the age of 20, defendant was convicted of first degree burglary, and was given 180 days in jail and 36 months’ probation. Defendant had his probation revoked and was sentenced to two years in state prison. He was paroled, violated parole, and had to finish his term.
At the age of 24, defendant was convicted of battery on a peace officer and was given 180 days in county jail. Less thаn three years later, at the age of 27, he was convicted of lewd conduct with a child under the age of 14. Defendant was given 270 days in jail and 60 months’ probation. Defendant had his probation revoked and was sentenced to six years in state prison. He was paroled three times and each time violated parole.
The most recent offenses were for petty theft and possession of a smoking. device. These offenses were committed at the age of 38, and after having served eight years in prison and one and three-quarter years in county jail. Defendant’s sentence of 25 years to life is not so disproportionate as to shock the conscience.
*1433
The second prong of the
Lynch
analysis involves a comparison of the “challenged punishment with the punishment prescribed for more serious crimes in the same jurisdiction.”
(People
v.
Thongvilay, supra,
As for the third prong, defendant’s interjurisdictional comparison demonstrates that California’s Three Strikes law is among the most severe recidivist schemes in the nation. “That California’s punishment scheme is among the most extreme does not compel the conclusion that it is unconstitutionally cruel or unusual. This state constitutional consideration does not require California to march in lockstep with other states in fashioning a penal code. It does not require ‘conforming our Penal Code to the “majority rule” or the least common denominator of penalties nationwide.’ [Citation.] Otherwise, California could never take the toughest stance against repeat offenders or any other type of criminal conduct.”
(People
v.
Martinez, supra,
Defendant’s sentence of 25 years to life, under California’s recidivist statute, for felony petty theft does not constitute cruel or unusual punishment.
III. Trial Court’s Refusal to Strike One of Defendant’s Prior Convictions.
Did the trial court abuse its discretion when it denied defendant’s request to dismiss a prior strike in the interest of justice?
“Trial courts retain the power to dismiss prior strikes in the interest of justice under section 1385. [Citation.] In exercising their discretion under section 1385, trial courts must consider both the defendant’s constitutional rights and society’s interests, as represented by the People. [Citation.]”
(People v. Cline, supra,
A trial court’s decision to strike prior felony convictions is subject to review under the “deferential abuse of discretion standard. Under that standard an appellant who seeks reversal must demonstrate that the trial court’s decision was irrational or arbitrary. It is not enough to show that reasonable people might disagree about whether to strike one or more of his prior convictions. Where the record demonstrates that the trial court balanced the relevant facts and reached an impartial decision in conformity with the spirit of the law, we shall affirm the trial court’s ruling, even if we might have ruled differently in the first instance. [Citation.]”
{People v. Myers
(1999)
Defendant places great emphasis on the fact that the “triggering” offense was a nonviolent petty shoplifting offense. We cannot, however, ignore defendant’s background, character, or seriousness of his crimes. Defendant has been convicted of a violent felony, a serious felony, and four misdemеanors. He violated parole four times and had probation revoked twice.
Defendant compares his situation to that of
People v. Bishop
(1997)
The Court of Appeal in
Bishop
indicated that it might have denied Bishoр’s motion had it been the trial court.
(People v. Bishop, supra,
*1435 Disposition
The judgment is affirmed.
Ramirez, P. J., and Gaut, J., concurred.
Appellant’s petition for review by the Supreme Court was denied October 2, 2002. Kennard, J., was of the opinion that the petition should be granted.
Notes
Certiorari granted
sub nom. Lockyer v. Andrade
(2002)_U.S._[
“A state court’s decision can be ‘contrary to’ federal law either 1) if it fails to apply the correct controlling authority, or 2) if it applies the controlling authority to a case involving facts ‘materially indistinguishable’ from those in a controlling case, but nonetheless reaches a different result. [Citation.]”
(Van Tran
v.
Lindsey
(9th Cir. 2000)
“A state court’s decision can involve an ‘unreasonable application’ of federal law if it either 1) correctly identifies the governing rule but then applies it to a new set of facts in a way that is objectively unreasonable, or 2) extends or fails to extend a clearly established legal principle to a new context in a way that is objectively unreasonable. [Citation.]”
(Van Tran
v.
Lindsey, supra,
“An application for a writ of habeas corpus . . . shall not be granted . . . unless the adjudication of the claim . . . [^D (1) resulted in a decision that was contrary to, or involved an unreasonable application of, clearly established Federal law, as determined by the Supreme Court of the United States . . . .” (28 U.S.C. § 2254(d)(1).)
Unless otherwise indicated, all further statutory references are to the Penal Code. “If a defendant has two or more prior felony convictions as defined in subdivision (d) that have been pled and proved, the term for the current felony conviction shall be an indeterminate *1423 term of life imprisonment with a minimum term of. . . : H|] . . . [® . . . 25 years.” (§ 667, subd. (e)(2)(A)(ii).)
“[F]or the purposes of [section 667,] subdivisions (b) to (i) ... a prior conviction of a felony shall be defined as: (1) Any offense defined in subdivision (c) of Section 667.5 as a violent felony or any offense defined in subdivision (c) of Section 1192.7 as a serious felony in this state.” (§ 667, subd. (d)(1).)
First degree burglary is punishable “by imрrisonment in the state prison for two, four, or six years.” (§ 461.) ..
“Any person who willfully and lewdly commits any lewd or lascivious act, including any of the acts constituting other crimes provided for in Part 1, upon or with the body, or any part or member thereof, of a child who is under the age of 14 years, with the intent of arousing, appealing to, or gratifying the lust, passions, or sexual desires of that person or the child, is guilty of a felony and shall be punished by imprisonment in the state prison for three, six, or eight years.” (§ 288, subd. (a).)
“In 1964, 1966, and 1969 Helm was convicted of third-degree burglary. In 1972 he was convicted of obtaining money under false pretenses. In 1973 he was сonvicted of grand larceny. And in 1975 he was convicted of third-offense driving while intoxicated.” (Solem v. Helm, supra, 463 U.S. at pp. 279-280 [103 S.Ct. at pp. 3004-3005], fns. omitted.)
“In sum, a court’s proportionality analysis under the Eighth Amendment should be guided by objective criteria, including (i) the gravity of the offense and the harshness of the penalty; (ii) the sentences imposed on other criminals in the same jurisdiction; and (iii) the sentences imposed for commission of the same crime in other jurisdictions.”
(Solem v. Helm, supra,
Justice Marshall filed a dissenting opinion. Justice Stevens, joined by Justice Blackmun, also filed a dissenting opinion. (Harmelin v. Michigan, supra, 501 U.S. at pp. 1028-1029 [111 S.Ct. at pp. 2719-2720] (dis. opn. of Stevens, J.).)
“The life expectancy of a 37-year-old American male is
11
years.”
(Andrade v. Attorney General of State of California, supra,
See section 667, subdivision (d)(1).
A third strike felon cannot have his minimum term of 25 years reduced with good time credits.
(In re Cervera
(2001)
See section 667.5, subdivision (c)(6).
The California Legislature enacted section 288, subdivision (d), which states, “the court shall consider the needs of the child victim and shall do whatever is necessary, within existing budgetary resources, and constitutionally permissible to prevent psychological harm to the child victim . . . (§ 288, subd. (d).)
See section 1192.7, subdivision (c)(18).
Harmelin’s life sentence without the possibility of parole was imposed as the result of a single crime, possession of 672 grams of a controlled substance.
(Harmelin
v.
Michigan, supra,
See
In re Cervera, supra,
