delivered the opinion of the court:
Dеfendant was convicted of murder after a jury trial and was sentenced to a term of 40 years’ imprisonment. On appeal, he contends that: (1) he was denied his right to a fair trial where he was prevented from presenting evidence of and instructing the jury on self-defense; (2) the trial court erred in refusing to instruct the jury on involuntary and voluntary manslaughter; (3) he was denied his right to confrontation where the trial court restricted cross-examination of the State’s witnesses; and (4) the trial court abused its discretion in sentencing defendant to 40 years’ imprisonment without giving adequate consideration to his potential for rehabilitation.
The record reveals that the victim, Homer Davis, suffered a shotgun wound to the back on October 1, 1983, and died several days later. Defendant, who had been arrested on the night of the shooting, was charged with the murder and was tried in March 1985.
Marvella Sandifer, a neighbor of the deceased, testified that at approximately 8:30 p.m. on the evening of October 1, 1983, her attention was drawn to the street in front of her home by loud voices. She testified further as follows: Peering from the front door, she and her husband saw three men, identified as the victim, defendant, and Ronnie Mapps. Mapps carried a shotgun. The victim told defendant and Mapps that if they put down the gun, he would fight them. Defendant dropped a jacket he was carrying, snatched the gun from Mapps’ hands, and told him, “I’ll take the gun and break it down.” The victim retrieved the jacket that defendant had dropped and began to back away. When the victim was approximately nine feet from defendant and Mapps, defendant held the gun to his waist and discharged it, striking the victim in the back. Sandifer ran to her kitchen and telephoned the police.
On cross-examination, Sandifer stated that she did not speak to the police about the incident that evening but spoke to the State’s Attorney’s office five days later at the request of the victim’s brother. She was not permitted to testify to the substance of this conversation. Sandifer stated that she did not know Mapps by name until she spoke with an assistant State’s Attorney.
Charles Woods, the victim’s brother, testified that he was at home on October 1 when he overheard the victim engaged in an argument outside. Woods testified further as follows: He peered from the front window and saw the victim standing by defendant and Mapps. Mapps carried a shotgun. Woods immediately telephoned police, then went outside. Defendant snatched the shotgun from Mapps, dropped a jacket to the ground, and shot the victim as he retrieved the jacket and began to walk away. Woods screamed, and defendant and Mapps fled the scene. Woods identified defendant and Mapps for the police by name and in a police lineup later that evening.
On cross-examination, Woods stated that the victim had been involved in a fight with members of a street gang, to which defendant and Mapps belonged, approximately two weeks earlier. Woods denied that the victim belonged to a gang. He stated that he did not speak to Sandifer on the night of the shooting about the incident but did speak with her on a later date at the hospital, but he was not permitted to state how he learned she was an eyewitness, why she was at the hospital, or what was said in the conversation; the court characterized this part of the cross-examination as “fishing.”
Steven Shoup, a Chicago police patrol officer, testified that he responded to a radio call regarding a man shot at the scene of the incident. Shoup testified further as follows: Upon arrival, he observed a man, identified as the victim, lying on the ground in a pool of blood. Shoup approached the victim, who was conscious, and asked him what had happened. The victim replied, “Tony shot me,” and further stated that his assailant was the defendant. When an ambulanсe arrived, Shoup searched the scene and found a used shotgun shell on the street by the curb. The officer then located witnesses to the shooting, Charles Woods and Diana Anderson, and entered their names in his case report.
Police sergeant James Gorman testified that he (at the time a detective) and his partner, Detective James Pienta, were assigned to investigate the victim’s death. Gorman further testified as follows: After speaking to the victim at the hospital, the police returned to the scene and attempted to locate defendant and Mapps. Defendant and Mapps were found later that evening and transported to the police station, where they were questioned and placed in a lineup. Woods identified defendant and Mapps.
On cross-examination, Gorman stated that defendant’s father visited his son as he was being questioned by police at the station. Gorman denied hearing defendant tell his father that two other men had shot the victim and further denied that anyone told defendant to “shut up.”
Defendant’s father, Eddie Robinson, Sr., testified that he arrived at the police station at approximately 11 p.m. on the evening of October 1 after learning that defendant had been arrested. The father testified further as follows: Hе was not permitted to see defendant until approximately 1:30 a.m. He asked defendant whether he had committed the shooting, but defendant was told by a police officer to “shut up” when defendant began to answer his father. The father was then instructed to leave.
Defendant testified that on the evening of September 17, 1983, approximately two weeks prior to the instant incident, he was standing in front of a liquor store with approximately 20 persons, including the victim and several friends. Defendant further testified as follows: He asked the victim to purchase a pint of whiskey for him. The victim purchased the liquor but then returned and passed it among his own friends. When someone passed the bottle to defendant’s friend,. the victim pulled out a gun. Defendant grabbed the victim’s hand, and the gun discharged. Defendant and his friends fled.
On the evening of October 1, he left his home with Mapps to “make peace” with the victim. The victim had made threats against defendant and his family. Defendant and Mapps found the victim talking with two other men. Defendant approached the victim and his companions and apologized. When the victim began to yell at defendant, defendant became frightened. As defendant was talking with the victim, he saw one of the victim’s companions pull a shotgun from the trench coat he was wearing. Defendant grabbed for the gun, and it fell to the ground in the struggle and discharged, striking the victim. Defendant never touched the trigger of the shotgun but handled only the butt and barrel. The victim’s companions fled from the scene. After throwing the shotgun from the scene, defendant and Mapps also fled. Defendant was arrested by police several hours later.
Defendant tried to tell the police that there had been two other men at the scene, but the police told him to “shut up.” The shotgun at the scene did not belong to defendant, and he did not have any intent to kill or cause harm to the victim. Defendant was trying to defend himself when the shotgun discharged.
On cross-examination, defendant stated that he came within three feet of the victim when he approached him, and did not see that the victim was carrying any weapon. Defendant maintained that he was not pointing the shotgun at anyone when it discharged. He admitted that he fled from the scene with Mapps and did not call the police to report the shooting.
Prior to opening statements at trial, the State presented a motion to require defense counsel to specify whether the theory of his defense would be accident or self-defense, as defense counsel had stated that either might be used. The court advised counsеl that an affirmative defense such as self-defense must be set forth in his answer and further stated that both theories could not be used. The State argued to the court that self-defense invoked the defense of justification and related to an intentional, not accidental, shooting. Defense counsel argued in reply that the instant case involved elements of both self-defense and accident and that the circumstances of each defense were not inconsistent with those of the other. The court ruled that such affirmative defenses were inconsistent and that counsel would have to make an election between accident and self-defense. Counsel elected self-defense.
Thereafter, defense counsel moved for a mistrial. At a sidebar conference, counsel made an offer of proof of the victim’s propensity for violence. The State argued in reply that defendant’s testimony that the shooting was accidental foreclosed his claim of self-defense. The court denied defendant’s motion for a mistrial and ruled that all testimony as to the victim’s prior bad acts should be excluded.
In rebuttal, Robert Sandifer testified that he witnessed the shooting and that he saw only three persons in the street at the time of the shooting. Collie Pеer, a neighbor of the victim, similarly testified that there were only three persons in the street both before and after the shooting.
After closing argument, an instructions conference was held. Defense counsel requested instructions on voluntary manslaughter, self-defense, and involuntary manslaughter. These instructions were refused by the court, which found that the defendant’s theory of defense, that the shooting was accidental and not intentional, precluded a claim of voluntary manslaughter and self-defense. The court found no evidence to allow an instruction on involuntary manslaughter.
At the sentencing hearing, the State in aggravation stated that the victim was unarmed and that defendant was on probation for a felony assault offense in the State of Washington at the time of the instant crime. In mitigation, defendant argued that he supported a “common-law wife” and two children. He also stated that he graduated from high school and completed a communications course in the United States Army prior to his discharge. He was subsequently sentenced to 40 years’ imprisonment.
I. Self-Defense
Robinson’s first contention on appeal is that the trial court improperly ruled that his lack of intent to shoot the victim precluded his claim of self-defense, preventing him from presenting evidence in supрort of his case and denying him the right to a fair trial. He also maintains that the trial court erred in failing to instruct the jury on the law of self-defense.
At the time of the events underlying the offense charged against Robinson, section 9 — 2 of the Criminal Code of 1961 provided in relevant part as follows:
“Voluntary manslaughter, (a) A person who kills an individual without lawful justification commits voluntary manslaughter if at the time of the killing he is acting under a sudden and intense passion resulting from serious provocation by:
(1) The individual killed, or
(2) Another whom the offender endeavors to kill, but he negligently or accidentally causes the death of the individual killed.
Serious provocation is conduct sufficient to excite an intense passion in a reasonable person.
(b) A person who intentionally or knowingly kills an individual commits voluntary manslaughter if at the time of the killing he believes the circumstances to be such that, if they existed, would justify or exonerate the killing under the principles stated in Article 7 of this Code [Ill. Rev. Stat. 1983, ch. 38, par. 7—1 et seq.], but his belief is unreasonable.” Ill. Rev. Stat. 1983, ch. 38, par. 9—2.
Section 7 — 1 of the Criminal Code provides:
“Use of Force in Defense of Person. A person is justified in the use of force against another when and to the extent that he reasonably believes that such conduct is necessary to defend himself or another against such other’s imminent use of unlawful force. However, hе is justified in the use of force which is intended or likely to cause death or great bodily harm only if he reasonably believes that such force is necessary to prevent imminent death or great bodily harm to himself or another, or the commission of a forcible felony.” Ill. Rev. Stat. 1983, ch. 38, par. 7—1.
Robinson’s first contention relates to the nature of self-defense and whether as an affirmative defense it can coexist with testimony that a charged homicide was unintended. Robinson testified that he intentionally struggled in self-defense with one person but that a resulting fatal gunshot wound to another person (the victim) was unintended.
Legally justified self-defense is the use by a nonaggressor of such force as that person reasonably believes is necessary for self-protection against another person’s threatened, imminent, and unlawful force. (People v. Harris (1987),
Courts in Illinois and elsewhere appear divided as to whether a self-defense instruction is proper when a defendant testifies that a homicide or battery was accidental. (E.g., compare People v. Tanthorey (1949),
The apparently divided judicial opinion, in other words, can be explained by factual differences among the cases as to (1) whether all a defendant’s acts immediately preceding the charged injury were alleged by the defendant to be accidental or nonforcible (as in Tanthorey), or (2) whether only the result itself was allegedly accidental while the preceding acts were alleged to be intentionally forcible and self-defensive (as in Brooks). In the first situation, which completely lacks intent or force prior to the injury, a defendant will understandably be held not to have shown self-defense, and a self-defense instruction ought to be precluded regardless of whether the resulting injury is “contradictorily” termed accidental. In the second situation, which involves intentional self-defense though unintended result, the intentional acts are the basis for a self-defense theory and instruction, but only for the purpose of supporting the ultimate defense theory of accident as to the charged injury itself.
A. Cases of Accident But No Self-Defense
Cases involving the first situation are numerous. The court chooses to refer to them as “false conflict” cases.
For example, in People v. Shelton (1985),
In the principal case decided by our supreme court on the question, People v. Tanthorey (1949),
In another case cited by the Shelton court and by the State now— People v. Purrazzo (1981),
Again exemplifying “false conflict,” evidence of self-defense was absent in People v. Dzambazovic (1978),
In People v. Holloway (1985),
Any arguable conflict between accident and self-defense was also lacking in another case on which the State’s brief relies, People v. Chatman (1982),
In so stating, the Chatman court cited People v. Joyner (1972),
Likewise, the case of People v. Jersky (1941),
In Jersky, not only were self-defense and accident theories confusing and inconsistent on the basis of evidence in the record, but also self-defense was completely at odds with the facts proved, and “the defendant comes *** extremely close to convicting himself on his own testimony.” (
B. Cases of Self-Defense Plus Accident
By contrast with the foregoing, other Illinois cases have held a self-defense instruction proper despite a defendant’s accident theory. In these cases, there was evidence of self-defense in addition to evidence of accident; the defendant relied on an accident theory as to the ultimate injury and a self-defense theory as to his preceding acts.
For example, in People v. Stewart (1986),
In reference to a shooting preceded by a struggle over the gun and by an alleged threat by the victim against the defendant, the court noted in People v. Buchanan (1980),
Appropriately raised defenses of accident and self-defense in the same case were also allowed in People v. Brooks (1985),
In People v. Pietryzk (1987),
C. This Case
In the case at bar, the State does not quarrel with Pietryzk’s reasoning that a defendant is entitled to have the jury instructed on any defense or other offense disclosed by the evidence, even if inconsistent with the defendant’s own testimony. The State merely contends that in the present case, the record contains no evidence to support instructions on justifiable use of force, voluntary manslaughter, or involuntary manslaughter. However, the State overlooks Robinson’s testimony that he had become frightened by the victim’s yelling at him and that as he then grabbed for the shotgun to defend himself and struggled over it with a companion of the victim, who had produced it, the shotgun fell and accidentally discharged, killing the victim.
The testimony of fright, defensive motive, shotgun, and struggle, if believed by the jury, would have been sufficient to support a finding of self-defense. Even “slight evidence of self-defense” will justify an instruction on the issue. (People v. Scott (1981),
Though we are reversing the judgment and remanding the cause to the circuit court, we address other principal and subsidiary issues raised on appeal because of the possibility that they would reemerge on retrial.
In connection with self-defense, two subsidiary issues are whether evidence of the victim’s character as to violence was properly excluded and whether the trial court properly prevented Robinson’s trial counsel from referring in his opening statement to prior threats and acts of violence by the victim toward Robinson.
Other principal issues raised on appeal are whether instructions on voluntary and involuntary manslaughter were properly refused and whether the cross-examination of two State’s witnesses was properly limited.
(We do not decide a final issue raised on appeal: whether the trial court gave adequate consideration to Robinson's potential for rehabilitation when it sentenced him. This question was argued in Robinson’s original brief though not raised in his petition for rehearing. In view of our reversal of the circuit court’s judgment, we need not consider the sentencing issue now, as it has become moot.)
D. Victim’s Alleged Character For Violence
Robinson contends that the trial court improperly prevented his counsel from adducing evidence of the victim’s character as to violence through testimony of prior threats and acts of violence by the victim toward Robinson and Robinson’s family.
The State responds that Robinson was shown to be the aggressor and that since Robinson allegedly struggled with a third man who had a shotgun, any self-defense was performed against that man and could not serve as foundation for evidence of the victim’s character. The State further contends that the victim was not shown to have offered any threats or violence against Robinson on the date of the killing and that, even if evidence of the victim’s character was improperly excluded, it would have been cumulative, rendering such an error harmless, because the jury in fact heard Robinson himself testify that the victim had previously attacked him with a gun and threatened him and his family.
In reply, Robinson argues that the victim’s alleged prior conduct toward him was relevant because it explains why he went to the victim’s house to “make peace” and why he took seriously the threat implied in the alleged production of a shotgun by a companion of the victim who may have been the victim’s “muscle.” Robinson also argues that his own uncorroborated and “skeletal” testimony of prior threats and violence was less believable than that of other witnesses and thus such witnesses’ testimony would not have been merely cumulative.
When the theory of self-defense is raised, a victim’s aggressive and violent character is relevant to show who was the aggressor. (People v. Lynch (1984),
In view of the previous discussion, it is clear that Robinson raised a self-defense issue that can coexist with his accident theory as to the ultimate gunshot. Thus, a foundation existed on which testimony regarding the alleged gunman’s character for violence might have been offered. However, Robinson sought to offer such testimony as to the victim’s character, on the twin theories thаt such character was relevant to Robinson’s state of mind and that the alleged third man with a shotgun was the victim’s accomplice or agent.
It is generally error to prevent a defendant from presenting direct evidence as to his state of mind regarding what he believed at the time he asserts he acted in self-defense. (People v. Biella (1940),
Counsel have not cited nor has the court found any direct authority for inquiring into a victim’s character when the act of self-defense was allegedly committed against a third person and the victim was killed unintentionally. Nevertheless, there is authority for allowing a defendant to present evidence of a third person’s character on the question of which person in an affray was the aggressor, when the third person is a common victim in the homicide for which the defendant is on trial and the defendant claims that he was defending himself against the third person. (See People v. Moretti (1955),
It is open to argument whether Robinson should have been allowed to show prior threats or violence by a putative nonattacker on the theory that such person was allegedly accountable as the principal or accomplice of another who was attacking Robinson. (See People v. Seals (1987),
E. Limitation of Opening Statement
Prior to opening statements, the State moved in limine to prevent defense counsel from referring in his opening statement to the background, attitude, or characteristics of the victim. The prosecutor argued that, because evidence of the victim’s prior acts is not admissible on the issue of self-defense until a foundаtion of self-defense has been laid, and because no such foundation would have been laid at the time of opening statements, defense counsel should not be allowed to refer in his opening statement to the victim’s prior history. Defense counsel replied that the purpose of opening statements is to outline the facts to be proved and that, because the victim’s prior acts were to be proved on the issue of self-defense, he should be allowed to say so. The court’s ruling was not explicit, but the record reveals that in substance the court advised defense counsel that he could inform the jury in his opening statement that self-defense would be raised as an affirmative defense,, but that he could not mention such evidence related to the defense as names, dates, or other details regarding the victim’s prior history. Thereafter, in his opening statement, the prosecutor noted that self-defense would be raised and then concluded the statement with the remark: “I don’t understand how a man unarmed, shot in the back, can raise the defense of self-defense.” In his opening statement, defense counsel acknowledged that self-defense would be raised, asserted that there were “previous incidents” and “previous events” that “led up” to the fatal shooting, and stated.that these would be shown through “competent witnesses.” 2
“An opening statement should contain an outline of facts which a party in good faith intends to prove and should not be a long, narrative, evidentiary recitation. [Citation.] While its scope and latitude is largely within the discretion of the court [citation], the accused has the right to have his attorney present in opening statement the facts which he intends to prove, without unreasonable restrictions. [Citation.]” (People v. Hampton (1979),
A self-defense claim and alleged prior threats by the deceased were discussed in People v. McDowell (1918),
Opening statements sometimes refer to evidence that may later prove to be inadmissible, and in so doing they do not necessarily present grounds for reversal. (Miller v. John (1904),
II. Voluntary Manslaughter
Robinson also contends that the trial court erred in refusing an instruction on voluntary manslaughter.
When a self-defense instruction is warranted, an instruction tendered by the defendant on voluntary manslaughter is also required, since the existence of a subjective but unreasonable belief in the need for self-defensive force can lead to a voluntary-manslaughter conviction. (Ill. Rev. Stat. 1985, ch. 38, par. 9—2(b); People v. O’Neal (1984),
If properly instructed, the jury could have believed Robinson’s testimony about the need to use self-defensive force against a man with a shotgun. At that point, its verdict could have aсquitted him altogether, or the jury could have concluded that Robinson believed in the need for self-defense but that his belief was unreasonable, in which case it could have convicted him of voluntary manslaughter. This is so, because when one nonrecklessly uses justified self-defensive force against A that unintentionally kills B, one is relieved of liability for B’s death; but if the force against A is unjustified and it kills B, even though unintentionally, one is liable for B’s death. (People v. Adams (1972),
III. Involuntary Manslaughter
Robinson also urges on appeal that an involuntary-manslaughter instruction should have been given, on the theory that the evidence raised a fact issue as to recklessness that the jury should have been allowed to determine. In this connection, Robinson cites People v. Sibley (1981),
Even so, an involuntary-manslaughter instruction was required. Credible evidence that would reduce murder to manslaughter requires a manslaughter instruction. (People v. Joyner (1972),
The State cites People v. Ward (1984),
The State also cites People v. Harris (1980),
In the case at bar, Robinson testified that he struggled over a gun that he assumed was loaded and that as a result of the struggle the gun discharged, killing the victim despite Robinson’s lack of intention to kill. Only one shot was proved, which does not negate recklessness. If the jury chose to believe him as to the foregoing but did not believe that he thought he was acting in self-defense, it might nevertheless have believed that his actions were reckless, which would support an involuntary-manslaughter conviction. The State here concedes that Robinson is entitled to instructions applicable to any facts the jury might legitimately find from the evidence proved. People v. Fryman (1954),
This is not a case like People v. DeMumbree (1981),
Accordingly, the trial court should have given Robinson’s tendered involuntary-manslaughter instruction to the jury. Without such an instruction the jury, if it were otherwise properly instructed and if it then rejected Robinson’s self-defense claim, would have been put to a choice of convicting him at least of voluntary manslaughter or acquitting him completely,- even though there was evidence from which, if given the instruction, it could have found recklessness and could have convicted him of involuntary manslaughter. Thus, failure to give the instruction was reversible error, as in Santiago.
IV. Cross-Examination
Robinson also contends that the trial court denied him his right to confrontation in restricting cross-examination of two State’s witnesses as to a conversation in which one of the witnesses, Charles Woods, allegedly requested the other "witness, Marvella Sandifer, to testify against Robinson. Robinson asserts that he wished to show that Woods might have coerced Sandifer into giving her testimony.
Although the scope of cross-examination is generally within the trial court’s discretion, the widest latitude should be allowed the defendant for the purpose of establishing bias, motive, or interest on the part of the witness. (People v. Foley (1982),
In Foley, where a defendant sought to cross-examine a State’s witness as to whether he was on probation at the time of trial, the defense theory was that the witness was biased because he might be vulnerable to official pressure, real or imagined, in connection with continuing his probationary status. The trial court barred the cross-examination on the ground that evidence must first be shown that an agreement had been reached for the witness to receive probation in exchange for his testimony in the case. (People v. Foley (1982),
Likewise, in Phillips, the trial court barred cross-examination of a police officer as to his record of 15 suspensions for purposes of showing that he may have been motivated to testify falsely about actions he took before being shot by the defendant. In reversing, the appellate court noted that “[t]he trial court has no discretionary power to deny the defendant the right to cross-examine the witness to show interest, bias, or motive. [Citations.]” (People v. Phillips (1981),
In the instant case, the jury was allowed to hear that the victim’s brother, Woods, had askеd Sandifer to testify and that she had not come forward with information previously. On cross-examination, the brother denied that he or the victim belonged to a street gang. These facts alone do not convincingly show that the jury was already aware of Sandifer’s hypothetical motive to testify falsely because of threats that may have been made against her through Woods. Contrary to the State’s contention that such evidence would have been remote, if Robinson’s counsel had been able to establish such threats through further cross-examination, a powerful motive to testify falsely would have presented itself to the jury. Moreover, Robinson’s counsel need not first have shown that threats were made before he inquired as to the nature- of conversations between the witnesses. Accordingly, Robinson’s counsel should have been allowed to probe through cross-examination for any such evidence of motive or bias.
Though on rebuttal Sandifer’s husband and another neighbor of the victim supported the testimony of Mrs. Sandifer and the victim’s brother as to the circumstances preceding and following the shooting, Mrs. Sandifer and the brother were the only witnesses to testify that they saw the actual shooting. They were obviously key witnesses, and it cannot be said that the error in restricting cross-examination of them was harmless beyond a reasonable doubt. People v. Foley (1982),
For the foregoing reasons, the judgment of the trial court is reversed and the cause remanded to the circuit court of Cook County for further proceedings.
Reversed and remanded.
HARTMAN and BILANDIC, JJ., concur.
Notes
The opinion in People v. Mitchell (1987), 163 III. App. 3d 58, rejects self-defense, voluntary-manslaughter, and involuntary-manslaughter instructions in a case in which a defendant alleged that he had intentionally struggled with a woman wielding a knife but that the ensuing fatal wound was accidental. However, in that case, the defendant’s testimony did not clearly show that his struggle was to defend himself rather than simply to secure the knife. (Cf. People v. Dzambazovic (1978),
This issue was not set forth in either the “Points and Authorities” or the “Statement of Issues” section of Robinson’s brief, despite the requirеment of Supreme Court Rules 341(e)(1), (e)(3). (107 Ill. 2d Rules 341(e)(1), (e)(3).) Under former rules of court, such an omission from the brief could have been treated as a waiver. (Collins v. Westlake Community Hospital (1974),
We note that in their petition for rehearing, counsel for Robinson also cite one of this court’s unpublished orders in another case. The order was entered under Supreme Court Rule 23 (107 Ill. 2d R. 23), which provides that such orders are not precedential and that when, for certain specified purposes, they are invoked, a copy thereof shall be furnished opposing counsel and the court. In this case, besides no copies having been furnished, the order was not invoked for one of the specified purposes; since the order is not precedential, counsel’s citation to it has not been considered.
