THE PEOPLE, Respondent, v. JOHN ROBERTS, Appellant.
Crim. No. 2316
Second Appellate District, Division Two
April 25, 1933
131 Cal. App. 376
The judgment appealed from is affirmed.
Conrey, P. J., and Houser, J., concurred.
Edwin S. Douglas and Albert E. Coger for Appellant.
U. S. Webb, Attorney-General, and Albert Belford, Deputy Attorney-General, for Respondent.
It was the theory of the defense that appellant, on the day of the killing and pursuant to previous engagement, walked into the business office of his son at a time when the latter
The first contention made by appellant is that the trial court erroneously denied him the right to introduce evidence showing a feeling of animosity toward him by his son, persisting continuously and for a long time before the day of the shooting. It is said that this evidence, if permitted, would have sustained the theory that the son snapped his pistol at the father, thus in turn supporting the theory that the father shot the son in self-defense. The question thus presented first arose in this wise, premising that the killing occurred on July 26, 1932: At the close of the evidence presented by the prosecution, counsel for the defense made a preliminary statement to the jury. Immediately after the commencement of the statement counsel for the defense said: “We are going to show to you that this defendant left his first wife and two children, one of whom was Earle Roberts [the decedent son], in 1893. . . .” At this point counsel for the prosecution interrupted the statement with the remark that “the People object to any such proof on the ground it would be immaterial, and therefore to any opening statement in that regard“. The respective counsel then approached the bench for the purpose of discussing with the trial judge the situation thus presented, and a somewhat lengthy colloquy then and there occurred out of the hearing of the jury. During it, although, strictly speaking, the time for the introduction of evidence on the part of appellant had not yet arrived, the judge permitted his counsel to make an offer of proof. The offer was thus couched: “Well, we offer, then, to prove that the defendant was married, had two children, one of which was the deceased, Earle Roberts; that the defendant left his wife and children in Chicago, Illinois, about 1893, and went to St. Louis. He there accumulated about $2,000 and came here to California and became a successful contractor; that he then went back to Chicago and educated his son, Earle Roberts, and built a home for the first wife, she having married again; that after his son’s education was completed in Armour Institute in Chicago, he then brought the son to Cali-
The court ruled correctly in sustaining the objection to the offer of proof. There was much in it which could not possibly have been material, and unless the whole offer was proper the objection was of course good. If we assume something it seems not necessary to decide, that is, that the trial judge was wrong in saying that “at the present time I think I will have to require you to limit your proof to threats“, we must at once remark that the observation was not final. What we have italicized above from the judge’s entire statement sufficiently demonstrates the truth of the assertion. The only then present effect of the judge’s ruling was to place a limitation upon the opening statement of the defense to the jury, and it is not contended that from that aspect appellant was harmed, nor, indeed, that the imposition of the limitation was error. All question as to the admissibility of evidence concerning the matter as to which counsel sought to address the jury was left open by the trial judge. Disposition is thus effectually made of any possible claim that error occurred at the time when counsel for the defense was interrupted in his opеning address.
Immediately following the discussion in appellant’s brief of the episode discussed above, quotation is made by appellant from the record and it is claimed that the court erred in a ruling included in the quotation. Appellant was on the witness-stand. He testified that he and his son, after a certain time, had remained in business together until “the
Appellant inserts in his brief the following quotation from the transcript of the evidence: “Q. Now, this lady was with you, and Earle came along; is that right? A. Yes, sir. Q. Now tell what happened on that occasion, what he did or said. Q. Well, I stopped him, as I had before, and dunned him for some money, and he gave me— [The District Attorney]: I move that be stricken out as immaterial, may it please the court. [Counsel for defendant]: I think now, if your Honor please—I can understand your Honor’s ruling; I mean back in 1916; but here we are in the very year— The Court: It is not a question of remoteness. The deceased is not on trial. What he said other than by way of threats is immaterial. Just confine yourself to what your son said, if he said anything. A. He said. ‘I’ve got no money, and if you don’t lay off that money stuff it will be too bad for you.’ ” It is contended that the trial court here committed the same error which is claimed to have occurred at the time when the prosecutor halted, by objection, the opening statement made to the jury on behalf of appellant. The quotation we have just made from the brief is complete. It is not shown from the record that appellant’s counsel stated to the court what he expected to show by the answer of appellant which was interrupted by the district attorney, to which, indeed, that officer might well have objected at the proper time that the witness had stated mere conclusions. It is true that the judge said, as he had remarked during the earlier episode, in effect, that what the
Under the well-known rule that the burden is upon an appellant to show error before a judgment can be reversed, we have disposed of the claims of error above discussed. We shall not, however, permit matters so to rest. The case is pitiful from any view. It would be bad enough, from the standpoint of both father and son, if the killing occurred in self-defense. The case is pitiful to a degree if the father shot his son not in self-defense, as the jury determined. Furthermore, appellant is nearly seventy-three years of age. He was sentenced to imprisonment for life. Under all these circumstances we shall go further than the law requires in order to demonstrate that appellant was fairly tried.
We have said above that certain things do not appear in appellant’s brief. One reason for a failure to show them in the brief is that they do not appear in the record. The two points last discussed above arose while appellant was on the witness-stand, and his very lengthy testimony in the record
On the whole, we think it unnecessary to decide whether the trial judge was wrong, when he said on two occasions
Further, however, the testimony concerning the son and tending to show a feeling of animosity toward the father was not limited to a showing of threats made by the younger man, who, be it here observed, was at the time of his death forty-four or forty-five years of age. We shall recite the testimony of appellant upon the subject of the son’s feeling of animosity, including, however, the threats made by the son, as a part of the entire picture. The recital will show what an extreme state of affairs was exhibited to the jury by the testimony of the father. These are the diffеrent sections of the testimony of appellant on the subject: Father and son entered into business together as contractors, and in other lines of endeavor, in 1910. They severed their business relations in “the latter part of 1915, or the first part of 1916“. Then this appears: “Q. And did differences arise between you? A. Yes, sir. Q. Leading to lawsuits? A. Yes, sir.” The witness was asked whether after the severance of their business affairs the relations between him and his son were friendly or unfriendly. “A. Unfriendly. Q. And did Earle ever make any threats against you? . . . A. Yes, sir.” Father and son met on a road in Antelope Valley in “the latter part of 1916, it might have been the forepart of 1917“. Each was driving a car. “I wanted to speak to him, so I stopped in the road and he attempted to go around me and got stalled in the sand and stopped. After he stopped I got out of my car and went over to near his car, and I asked him when he was going to pay me the money he had gotten out of the Lancaster Cattle Company. . . . I made a move towards him, knowing that he had a check-book in his pocket, and when I made that move toward him he pulled a gun out and pointed it at my head, and he said, ‘If you come any nearer to me I will blow your brains out.’ ” Appellant then thought he “had better quit” and the two separated. In May of 1932, probably the 18th, a little more than two months before the killing, appellant waited for his son in the hall of the building in which the office of the latter was located. This was
In the face of such a deplorable showing as this, in the absence of any attempt on the part of appellant’s counsel to show what in addition they expected to prove, and in default of attempt to present the legal question which the trial judge had left open, we can see no harm that could have resulted from what the judge said as to the limitation
After the case of the prosecution had been closed and after the defense had also rested, the district attorney asked leave to examine a witness whose testimony was logically a part of the main case for the People. Counsel for the defense objected to the testimony. The district attorney then said: “I might state to the court that this witness was unknown to us; and if counsel wants me to I can explain why the facts of this witness’ testimony were unknown to us. Therefore, this not being a game, the People ask permission, in the interest of justice, to reopen the case for the purpose of receiving this witness’ testimony.” Appellant’s counsel then argued in support of his objection and the district attorney further said: “I say to the court, as an officer of the court, that the People did not know of the significance of this witness’ testimony until Saturday afternoon. It is as true as I am standing on this spot, and I can put on evidence to prove it if counsel doubts my word.” The court then permitted the testimony to be given and it is now contended that the granting оf the request was error. It is insisted that “more emphasis” was placed on the testimony by its late production than if it had gone in before the prosecution rested. We fail to see how any overemphasis was given the testimony, unless it was caused by the argument presented by counsel for the defense after the district attorney had made his first statement, and that emphasis was favorable to appellant. During the argument counsel said that it would be unfair to admit the testimony at the time.
The next point made by appellant is argued under the heading “Exclusion of inquiries directed to show failure of experts to properly examine defendant.” The inquiries thus referred to are not pointed out to us in the brief. We are not told to what experts they were addressed, nor are we referred to places in the transcript where the questions and objections to them may be found. After nearly three pages of argument, however, counsel do say: “The court еxcluded inquiries directed to the ascertainment whether there had been an organic change in the brain tissue, as the result of syphilis, which had produced insanity. The court ruled that, unless the defense intended to prove the existence of syphilis, these questions were improper.” We shall proceed to discuss the point thus stated, without regard to the form or character of the questions which are supposed to have presented it to the trial court.
In order to aid in a determination of appellant’s plea of not guilty by reason of insanity the trial judge appointed three alienists, and the district attorney one, to examine appellant and to testify concerning his state of mind. Three testified that he was sanе, one that he was insane. The argument of appellant upon the question now under consideration is principally based upon portions of the testimony of one of the experts who was of the opinion that appellant was sane. This alienist, whom we shall call Dr. O., testified that the pupillary reflexes of appellant “were rather sluggish in their reaction to light“. He also found an absence of “knee jerks” in his subject. He then observed, because of these conditions, that if appellant “were a private patient of mine I would advise them to have an examination” of the spinal fluid. He also testified: . . . “[A]nd in order to be absolutely positive whether a person has syphilis you have to make what is known as a spinal puncture? A. You should. It is not 100 per cent accurate. Q. But good medical practice requires that you should do that? A. Yes. Q. And a spinal puncture test will show the germ of syphilis present or absent? A. That is what it is for. Sometimes it does not show even when it is present. I say that because very often they repeat it. The repeated examination will show what the first examination does not.”
There was testimony that the father of appellant was insane during the latter part of his life and that at the time of his death and for a considerable period prior to that event he was confined in an institution devoted to the care of such unfortunates. A brother of appellant was a witness at the trial. This question was addressed to him: “[C]an you tell us something of the particular symptoms or form of insanity that your father manifested?” Objection was made that the question was immaterial and the objection was sustained. It is contended in the opening brief that this inquiry was properly addressed to the witness as an “intimate acquaintance” of his father. This contention is unsound for the reason that there is nothing in the testimony of the witness to show that he ever saw his father after he became insane. It is insisted in the reply brief that the question should have been allowed because the only objection was that it was immaterial. We think the objection was good. Certainly, the question was improper under the law, the witness not having qualified either as an expert or as an intimate acquaintance, and an answer to it could not properly have aided the jury. The trial judge would have been within his province if he had ruled the question to be improper, without objection. The trial of a lawsuit is not a game of chess, and no party, not even a defendant in a criminal case, is entitled to the testimony of a witness required by law to possess certain qualifications before he can testify, and who does not possess the qualifications. The crux of the entire present situation is shown by the question: How can a man testify as to the symptoms or form of insanity of a demented person whom he never saw after he became insane? In what we have said we do not decide that the particular inquiry now before us would be proper if addressed to one who was admittedly an intimate acquaintance of the person inquired about.
The defense produced a witness who was asked whether there had been a change in appellant’s demeаnor and actions at a certain period as compared with an earlier one. Two questions of this nature were answered without objection, and then came this: “Q. Well, I mean with re-
Another witness, not an expert, was asked certain questions as to her acquaintance with appellant. She was then asked if she had formed “any opinion as to his sanity or insanity“. The question was properly ruled out for the reason that the testimony of the witness, which we hаve read in full, failed to show that she was an intimate acquaintance of appellant. This is so plain that it is unnecessary to recite her testimony here.
Judgment and order affirmed.
STEPHENS, J., Concurring.—I concur.
I concur in the judgment but not in those parts of the main opinion wherein it is held that the attorney for defendant at the trial effectively consented to the court’s ruling made in the offer of proof. I think the point was reopened when the attorney offered to make a showing through the father’s testimony of the son’s statements to him of the personal relations existing between them but a short time before the tragedy. The court’s remarks were anything but indefinite or tentative, concluding with, “What he said other than by way of threats is immaterial. Just confine yourself to what your son said, if he said anything.” While the attorney could have pressed the matter, the court’s ruling was intimation enough that it cared for no argument or authority, and most certainly the attorney was under no pain of losing his exception by accepting the ruling as final in the trial.
Whether or not the court was right seems of little consequence in this appeal, for much testimony giving a very complete description of the father’s and son’s difficulties and mutual ill feelings reached the jury.
Craig, J., concurred.
A petition for a rehearing of this cause was denied by the District Court of Appeal on May 9, 1933, and the following opinion then rendered thereon:
The main opinion took two grounds upon which its writer attempted to base the determination that it was not necessary to decide whether the trial judge erred in limiting testimony concerning the son of appellant to threats. It wаs as to one of these grounds that Justices Stephens and Craig dissented, and their dissent, of course, presented the law of the case upon the question. What the writer of the main opinion said upon the subject went for naught. The court determined, through the two dissentients, that the first reason assigned by the writer of the main opinion was not a tenable ground for refusing to decide whether the trial judge was in error in saying what he did, twice, as to the limitation to be placed upon the testimony concerning the son.
The second reason given by the writer of the main opinion for the declination to decide the point in question was that, despite what the court said and even though counsel for appellant did not give the court an opportunity to decide the point in question, the testimony went far, and went far enough, in showing the son’s conduct other than threats. This state of affairs is fully set forth in the main opinion, and Justice Stephens, in writing his concurrence, referred to no part of the record except those parts stating the state of affairs referred to. This matter is here made clear because of the ground taken in the petition for rehearing. There were two trials of appellant, the first under his general plea of not guilty, which resulted in a verdict against him, the second under his special plea of not guilty by reason of insanity. It is obvious that no evidence taken at the second trial can work either to affect, uphold or overthrow the verdict which had аlready been rendered under the
As the writer of the main opinion still adheres to his early view upon the first ground he set down as a reason for not passing upon the correctness of the trial judge’s two remarks as to the limitation to be placed upon the testimony concerning the son, he thinks it proper to say something more upon that subject. In his petition for rehearing appellant naturally seizes upon the remark in the concurring opinion that “the point was reopened when the attorney offered to make a showing through the father’s testimony of the son’s statements to him of the personal relations existing between them but a short time before the tragedy“. Appellant then cites instances in support of this assertion. One of these is thus shown by the record: “Q. And what kind of business were you and Earle in? A. Well, we were into several kinds during that time. Q. Well, just tell us аbout them in your own way. [The District Attorney]: To which we object as immaterial. The Court: Objection sustained.” This matter surely does not support the assertion contained in the concurring opinion. The objection was plainly good, as pointed out in the main opinion.
In the petition for rehearing appellant, in support of the language above quoted from the concurring opinion, also recites that portion of the record quoted in the main opinion, containing this: “The Court: It is not a question of remoteness. The deceased is not on trial. What he said other than by way of threats is immaterial. Just confine yourself to what your son said, if he said anything.” Then came the answer of the witness, showing a threat by the son. There was nothing here to show that the judge had departed from the tentative view he had expressed just before the evidence
Strange to say, appellant questions, in his petition for rehearing, the ruling of the trial court upon the following inquiry addressed to the brother of appellant: “[C]an you tell us something of the particular symptoms or form of insanity that your father manifested?” The question was immaterial, because one of that nature cannot be put to an “intimate acquaintance“, as well as for the reasons assigned in our opinion. The statute provides that “evidence may be given upon a trial” of “the opinion of an intimate acquaintance respecting the mental sanity of a person, the reason for the opinion being given” (
Rehearing denied.
CRAIG, J., and STEPHENS, J., Concurring.—We concur in the order denying a rehearing, but we adhere to the views expressed in our concurring opinion heretofore rendered.
A petition by appellant to have the cause heard in the Supreme Court, after judgment in the District Court of Appeal, was denied by the Supreme Court on May 25, 1933.
