Opinion
Fоllowing trial by jury George H. Richardson was convicted of one count of conspiracy to commit grand theft and forgery (Pen. Code, § 182, subd. 1; count l), 1 four counts of forgery (Pen. Code, § 470; counts 2, 3, 4 and 5); four counts of attempted grand theft (Pen. Code, §§ 664/487, subd. 1; counts 6, 7, 8 and 9); and one count of attempted receiving stolen property (Pen. Code, §§ 664/496; count 10). Consecutive sentences were imposed as to counts 2 and 5; count 1 was ordered to run concurrently with the sentences on counts 2 and 5; counts 3, 4, 6, 7, 8, 9 and 10 were ordered stayed pending completion of sentences оn counts 1, 2 and 5 and thereafter permanently.
Defendant appeals the judgment contending: “I. The trial court committed reversible error by failing to instruct the jury, sua sponte, pursuant to CALJIC No. 2.91. II. The trial court committed prejudicial error when it instructed the jury pursuant to CALJIC No. 2.62—‘Defen-dant testifying—when adverse inference may be drawn’—inasmuch as the instruction was not based on the evidence and caused appellant’s testimony to be improperly evaluated on standards different from that of other witnesses. III. In sentencing appellant consecutively on two of the four forgery counts, the trial court violated the proscription against multiple punishment contained in Penal Code section 654. IV. The concurrent sentence which appellant received on the conspiracy count
The Facts
Succinctly stated, appellant was charged with participating in a scheme whereby City of Los Angeles Controller’s warrants were obtained by an unauthorized means and made payable to fictitious commercial рayees for amounts in excess of $800,000 each. The plan was that the warrants would be negotiated by participants in the scheme and the proceeds thereof hidden before the warrants were returned to the City of Los Angeles for payment, inasmuch as they would not have been honored by the city.
Four separate warrants are involved in the instant prosecution. 2 On November 20, 1974, appellant, using the fictitious name “Mr. Green,” gave four warrants to Morton Freeman whom he had met through Joyce Lewis. Freeman mailed the warrants to Richard Reates in New York. Although not part of the plan, Reates retained one warrant (counts 5 and 9) and ultimately it was successfully negotiated. Reates gave three of the warrants to Bernard Howard who in turn gave them to Michael Raymond. Approximately one week later, Raymond became an informant for the City of Los Angeles and negotiated a “reward” for returning the three remaining warrants to the city.
Freeman had arrived in Montreal on December 2, 1974, and had waited. Keates called on December 6, 1974, informed Freeman there had been a change of plans and told him to return to Los Angeles and that they would meet at the Centuiy Plaza Hotel. En route to Los Angeles Freeman telephoned Lewis in Montreal to tell her he was on his way home.
Meanwhile, on December 5, 1974, Raymond told Howard to meet him in Los Angeles. Howard thereafter told Keates that the money was now to be picked up in Los Angeles and asked Keates to meet him at the Century Plaza Hotel. On December 6, 1974, Howard took a plane from New York to Los Angeles and Raymond met him at the airport. In Raymond’s car, which had been wired for sound, Raymond drove Howard to Raymond’s room at the Beverly Wilshire Hotel. The room had also been “bugged.” In the evening the two men went to the lobby of the Century Plaza Hotel.
Neither Howard nor Freeman knew of the other’s involvement in the scheme. However, Howard knew Freeman had been engaged in business dealings with Keates. Therefore, when Howard saw Freeman enter the Centuiy Plaza Hotel lobby he approached him. Arrangements ultimately were made to meet in the lobby of the Beverly Wilshire Hotel. As per plan, a district attorney investigator had left simulated money in two attache cases and a flight bag at the Beverly Wilshire Hotel in Raymond’s name and the hotel had been placed under surveillance. Howard and Raymond drove there in Raymond’s car. Raymond gave Howard the cases and flight bag. When Freeman arrived and was given the bags, he and Howard were arrested.
Howard and Freeman were the only coconspirators to testify at appellant’s trial. Freeman decided to testify against his coconspirators when he read in the newspapers that Keates had crossed the Canadian border with $150,000 during the time he had been waiting for Keates in Montreal. Freeman thereafter attempted to locate Keates and the man
At trial Freeman testified that appellant was the “Mr. Green” who had given him the four controller’s warrants. Agnes Woodley, a longtime friend of Lewis’, testified that she had accompanied Lewis on the triр to Montreal. Lewis had told her it was a business trip. Appellant was with them. Lewis, claiming she did not have her credit card for the tickets, had used Ms. Woodley’s American Express credit card. Ms. Woodley’s receipts disclosed that three tickets to Montreal were purchased .on December 1, 1974, one in the name of appellant. Other receipts showed that three people had stayed at the Montreal Aeroport Hilton between December 2d and 5th, and supported Ms. Woodley’s testimony regarding her stay in Montreal with appellant and Lewis.
Huеy Auguar, a friend of Lewis’, also testified. He had been asked by Lewis to drive appellant, Lewis and Ms. Woodley to the airport for the trip which took them to Montreal. He also picked them up at the airport upon their return. Auguar said shortly after the Montreal trip appellant told him to let Lewis know that if appellant “didn’t get some consideration about the money, his people was going to send a visitor over there.” At the time he did not understand what appellant meant. He testified further that he had on a few occasions seen Freeman аnd appellant together in Lewis’ room at her motel.
Appellant testified in his own behalf. He acknowledged his trip to Montreal with Lewis and Ms. Woodley, but in explanation thereof asserted that he had accompanied Lewis as her bodyguard. He denied, however, knowing Reates, Freeman or Howard; denied he was “Mr. Green;” denied knowledge of the forgery scheme and denied having made the incriminating statement about the money to Auguar.
Caljic No. 2.91
We find no merit in appellant’s contention that the trial court committed reversible error by failing to instruct the jury
sua sponte
with CALJIC No. 2.91.
3
“Section 1096a of the Penal Code declares that when
In
People
v.
Rincon-Pineda
(1975)
In the instant case, however, there was no request to the court to instruct with CALJIC No. 2.91. In asserting that the trial court had an affirmative duty to give,
sua sponte,
an instruction on his theory of the case, appellant relies on our Supreme Court’s holding in
People
v.
Stewart
(1976)
Moreover, we note that although the court in
Stewart
held that an erroneous failure to instruct on an “affirmative defense” relied on by the defendant constitutes a denial of his constitutional right to have the juiy determine eveiy material issue presented by the evidence which “ ‘is in itself a miscarriage of justice ....’”
(id.,
at p. 141), a defense bаsed upon mistaken identification is not such an independent affirmative defense; that is, it cannot be considered by itself, but must be considered with all the other evidence. Therefore, in the absence of a request for a specific instruction relating reasonable doubt to identification, it is sufficient that the jury be instructed generally to consider
all
the evidence in the case. (See
People
v.
Hoffmann
(1970)
Appellant urges that
People
v.
Guzman
(1975)
Appellant asserts that the situation presented in the instant case is most analogous to
People
v.
Roberts
(1967)
There is little similarity between Roberts and the case at bench. Even had the court erred by not giving CALJIC No. 2.91, sua sponte, still we would not apply the “close case” test. Contraiy to appellant’s assertion, there wаs ample corroboration of Morton Freeman’s in-court identification of appellant as “Mr. Green.” Ronald Maus, investigator for the Los Angeles County District Attorney’s office, testified that Freeman had picked appellant’s picture from a photographic layout and identified him as the man he knew only as “Mr. Green.” This identification led to appellant’s arrest.
The testimony of Agnes Woodley and Huey Auguar, neither of whom were charged as accomplices, established that appellant accompanied Joyce Lewis to Montreal where the funds obtained from negotiating the forged instruments were to be disbursed. Ms. Woodley’s American Express Card receipts supported her testimony. Huey Auguar confirmed appellant’s presence on the trip to Montreal and his testimony in regard to appellant’s statement to him about the money showed appellant knew the purpose of their stay in Canada. Further, Huey Auguar testified that he had seen Freeman and appellant together in Lewis’ room at her motel. The evidence of appellant’s complicity in the forgеry scheme prompted the judge at his probation and sentencing hearing to remark that “the proof was overwhelming.” Under these circumstances it can hardly be said that the “close case” test used in Roberts would be applicable even had there been error.
Caljic No. 2.62
Instruction of the jury in accordance with CALJIC No. 2.62
4
did not constitute
Griffin
error as asserted by appellant. The United States
This principle was reiterated recently by our California Supreme Court in
People
v.
Thornton
(1974)
Inasmuch as appellant urges that he explained or denied all evidence presented by the prosecution and he does not claim that the instruction relates to matters beyond the scope of cross-examination,
People
v.
Tealer
(1975)
The jurors were instructed with CALJIC No. 17.31
5
to disregard any instruction which applied to a state of facts which they determined did not exist, and not to conclude that the court had expressed any opinion as to the facts merely because an instruction had been given. We assume the jurors were capable of understanding and correlating аll jury instructions which they received.
(People
v.
Romo
(1975)
As further proof that he was prejudiced by the jury having been instructed with CALJIC No. 2.62, appellant cites as controlling our California Supreme Court holding in
People
v.
Lyons
(1958)
That the Califоrnia Supreme Court did not consider its pronouncement in
Lyons
as precluding an instruction such as CALJIC No. 2.62 from being given to the juiy is shown by its subsequent decisions in
People
v.
Ing, supra,
The Convictions
Appellant’s contention that he was improperly convicted of four counts of attempted grand theft is well taken. The test applied in theft prosecutions in determining if there are separate offenses or one offense is whether the evidence discloses one general intent or distinct and separate intents.
(People
v.
Bailey
(1961)
Here, appellant was charged and convicted of attempted grand theft from the City of Los Angeles. That four, separate warrants were the means by which this end was to be achieved does not “splinter” the crime into four separate offenses. An appropriate course in these circumstances is to affirm the judgment as to one count of attempted grand theft and reverse as to the other counts.
(People
v.
Lyons, supra,
In
People
v.
Neder
(1971)
We likewise reject appellant’s contention that the consecutive sentences imposed for two of his four forgery convictions
6
violated the Penal Code section 654 proscription against multiple punishment as interpreted in
Neal
v.
State of California
(1960)
The basic principle enunciated in Penal Code section 654 impliedly precludes double punishment when an act gives rise to more than one violation of the
same
Penal Code section.
(Neal
v.
State of California, supra,
at p. 18;
People
v.
Neder, supra,
at p. 853.) Moreover, the section has been applied not only where there has been one act but also where there has been an indivisible course of conduct.
(People
v.
James
(1977)
In
Neder
we held that defendant’s three separate forgeries on three separate sales slips charged on another person’s credit card constituted three separately punishable offenses, even though the purchases had all taken place on one day at the same Sears store. In holding that each of the forgeries were separately punishable, we declared our belief that section 654 should not make it a matter of indifference that once having formulated a fraudulent intention, a defendant carried out the intent one or three times.
(People
v.
Neder, supra,
That being so, a fortiori, in the case at bench there would have been no violation of section 654 even had the court imposed punishment for each of the four forgery convictions, as four separate warrants were involved, each made payable to a different payee. Moreover, we know of no case wherein a conviction for a coconspirator’s act is treated differently for purpose of punishment. Sentence having been stayed on two оf the four forgery convictions (counts 3 and 4), appellant cannot be heard to complain.
Also unmeritorious is appellant’s contention that the concurrent sentence imposed on the conspiracy count violated section 654 of the Penal Code. Although it is true that the section applies equally to concurrent as well as consecutive sentences
(In re Adams
(1975)
In accordance with the above determinations, the judgment is reversed as to counts 7, 8 and 9. The judgment is modified by striking therefrom the language, “and find the following overt acts, numbers 2, 3, 4, 5, 6, 7, 8
Kaus, P. J., and Ashby, J., concurred.
Appellant’s petition for a hearing by the Supreme Court was denied October 12, 1978. Mosk, J., was of the opinion that the petition should be granted.
Notes
In making its guilty finding on the conspiracy charge, the jury found “overt acts number(s) 2, 3, 4, 5, 6, 7, 8 and 9 to be true, as charged in Count I of the information.” However, appellant was charged in count 1 with overt acts 1 through 6 only. The judgment will be modified accordingly.
Counts 2 and 6 relate to Demand Check No. 046182; Mercantile Trading Corporation, payee; $856,729.42.
Counts 3 and 7 relate to Demand Check No. 046185; National Equipment Group, Inc., payee; $880,195.12.
Counts 4 and 8 relate to Demand Check No. 046186; Schaffer Supplies, Inc., payee; $826,987.53.
Counts 5 and 9 relate to Demand Check No. 046187; Crocker International Bank of New York, payee; $902,125.13.
In that both Crocker Bank and the City of Los Angeles are the named victims of the count 5 forgeiy charge, it differs from counts 2, 3 and 4 wherein the only named victim of the forgeries is the City of Los Angeles.
CALJIC No. 2.91 provides: “The burden is on the State to prove beyond a reasonable doubt that the defendant is the person who committed the offense with which he is charged. You must be satisfied beyond a reasonable doubt of the accuracy of the
CALJIC No. 2.62 provides: “It is a constitutional right of a defendant in a criminal trial that he may not be compelled to testify. Thus the decision as to whether he should testify is left to the defendant, acting with the advice and assistance of his attorney. In this case defendant has elected to and has testified as to certain facts. If you find that he failed
CALJIC No. 17.31 provides: “You have been instructed as to all the rules of law that may be necessary for you to reach a verdict. Whether some of the instructions will apply will depend upon your determination of the facts. You will disregard any instruction which applies to a state of facts which you determine does not exist. You must not conclude from the fact that an instruction has been given that the court is expressing any opinion as to the facts.”
Counts 2 and 5 were ordered to run consecutively to each other “it being the view of the Court that the two counts involved indicated two separate forgery transactions which could have been foreseen by the defendant at the time the instruments were passed.”
Appellant contends in a footnote that count 1 may run concurrently with either count 2 or 5, but not with both. We do not believe
People
v.
Blackwell
(1967)
