PEOPLE V REICHENBACH
Docket No. 109961
Supreme Court of Michigan
Argued October 6, 1998. Decided December 22, 1998.
459 Mich 109
In an opinion by Justice BOYLE, joined by Chief Justice MALLETT, and Justices BRICKLEY, WEAVER, and TAYLOR, the Supreme Court held:
Neither the court rules nor the Michigan Constitution precludes the use of defendant‘s 1989 conviction to enhance the present charge of OUIL 2d to felony OUIL 3d.
1. A defendant accused of a misdemeanor is entitled to appointed trial counsel only if actually imprisoned. Where a defendant is not actually imprisoned and thus does not have the right to appointed counsel, an uncounseled conviction may be used to enhance a subsequent charge and possible sentence. The Michigan Constitution does not afford misdemeanor defendants greater rights to appointed trial counsel than is afforded under the federal constitution, i.e., the Michigan Constitution does not afford indigent misdemeanor defendants the right to appointed counsel absent actual imprisonment under Argersinger v Hamlin, 407 US 25 (1972), and Scott v Illinois, 440 US 367 (1979). Nor is there a principled reason to construe the Michigan Constitution more broadly than its federal counterpart.
3. The federal constitution is not offended by use of prior uncounseled misdemeanor convictions under sentencing enhancement statutes, and, because
4. Under
Justice CAVANAGH, joined by Justice KELLY, concurring in the result only, stated that this case should have been resolved without reaching the constitutional question. Leave was granted to decide whether
Affirmed and remanded.
Frank J. Kelley, Attorney General, Thomas L. Casey, Solicitor General, James J. Gregart, Prosecuting Attorney, and Judith B. Ketchum, Assistant Prosecuting Attorney, for the people.
Amici Curiae:
Michael J. Steinberg, Deborah A. Gutierrez, and Ralph C. Simpson for American Civil Liberties Union Fund of Michigan.
Norman W. Donker, President, John D. O‘Hair, Prosecuting Attorney, and Timothy A. Baughman, Chief, Research, Training and Appeals, for Prosecuting Attorneys Association of Michigan.
BOYLE, J. We granted leave to consider the portion of
Defendant was charged with operating a motor vehicle while under the influence of intoxicating liquor (OUIL) or operating a motor vehicle with an unlawful blood alcohol level (UBAL), third offense (OUIL 3d), pursuant to
be used to enhance the present OUIL charge and dismissed the felony charge of OUIL 3d.
The prosecutor appealed the dismissal, and the circuit court affirmed. The Court of Appeals granted leave to appeal and reversed. It held that the portion of
Defendant filed for leave to appeal, arguing that both
I
On August 7, 1989, defendant was arraigned on the misdemeanor charge of OUIL. At that time, defendant signed a “Misdemeanor Arraignment Information” form that expressly informed him of his right to counsel and his contingent right to appointed counsel.2 Then, on August 29, 1989, defendant pleaded guilty to an amended complaint containing a UBAL charge. In return, the prosecutor dismissed the OUIL charge. As part of the plea process, defendant signed a form entitled “Rights given up by a plea of guilty to a charge of operating under the influence of liquor and/or operating with an unlawful blood alcohol level as a first offense.” Under a caption “rights given up,” defendant was again informed that he had the right to an attorney, and that by pleading guilty, defendant “g[a]ve up” his right to be represented by an attorney. The form did not, however, make specific reference to a right to appointed counsel.
At sentencing, defendant received a $500 fine, or sixty days in jail, plus costs and a suspended license. Defendant paid the fine and costs, amounting to $565. Not until 1994, when defendant was charged with the felony OUIL 3d, did he attempt to collaterally attack his 1989 plea on the basis that he had not been informed
II
Defendant contends that his 1989 conviction itself is constitutionally infirm because he was neither told of, nor did he waive, his proffered right to appointed counsel before pleading guilty. Second, defendant submits that even if his 1989 conviction is constitutionally sound, both the Michigan Constitution and the court rule preclude the use of the conviction for the purposes of sentence enhancement. We consider each argument in turn.
In 1972, the United States Supreme Court held, in Argersinger v Hamlin, 407 US 25, 37; 92 S Ct 2006; 32 L Ed 2d 530 (1972), that “absent a knowing and intelligent waiver, no person may be imprisoned for any offense, whether classified as petty, misdemeanor, or felony, unless he was represented by counsel at his trial.” In “those [misdemeanors] that end up in the actual deprivation of a person‘s liberty, the accused will receive the benefit of ‘the guiding hand of counsel’ so necessary when one‘s liberty is in jeopardy.” Id. at 40. Seven years later, in Scott v Illinois,5 the United States Supreme Court reaffirmed and clarified the “actual imprisonment” standard of Argersinger.
[W]e believe that the central premise of Argersinger—that actual imprisonment is a penalty different in kind from fines or the mere threat of imprisonment—is eminently sound and warrants adoption of actual imprisonment as the line defining the constitutional right to appointment of counsel. . . . We therefore hold that the Sixth and Four-
teenth Amendments to the United States Constitution require only that no indigent criminal defendant be sentenced to a term of imprisonment unless the State has afforded him the right to assistance of appointed counsel in his defense. [Id. at 373-374.]
Thus, under federal precedent, only those indigent misdemeanor defendants who are actually imprisoned are entitled to appointed counsel.
In People v Studaker, 387 Mich 698; 199 NW2d 177 (1972), this Court unanimously adopted the “actual imprisonment” standard of Argersinger and reversed the circuit court‘s holding that a ninety-day misdemeanor required the appointment of counsel where indigency is shown. Id. at 700-701. In Studaker, the defendant was charged with a ninety-day misdemeanor. The district court denied the appointment of counsel. Id. at 699. The circuit court reversed, holding that appointed counsel must be provided in every misdemeanor case. Id. After granting a motion to bypass the Court of Appeals, this Court adopted the holding of Argersinger, set aside the order of the circuit court, and remanded to the district court. Id. Court rules promulgated in 1989 reflect this precedent. See
Notwithstanding our adoption of the Argersinger “actual imprisonment” standard in Studaker, defendant argues that the Michigan Constitution should be read to afford every indigent misdemeanor defendant the right to appointed trial counsel. The constitutional argument is foreclosed by Studaker and, as noted below, the explicit language of both
In Mallory, this Court considered whether indigent misdemeanor defendants were entitled to appointed counsel on appeal, under
However, as noted, Mallory involves appointment of appellate counsel, not trial counsel.9 Studaker,
decided by a unanimous Court five years later, resolved the appointment of trial counsel for misdemeanors contrary to defendant‘s contention. Implicit in that decision is the fact that the state constitution does not afford misdemeanor defendants greater rights to appointed trial counsel than is afforded under the federal constitution.
Were we to accept the argument that Mallory requires the appointment or waiver of trial counsel in every indigent misdemeanor case, we would be left to conclude that either Mallory was unanimously overruled sub silentio only five years later in Studaker, or that, in adopting
Nor do we find a principled reason to construe the Michigan Constitution more broadly than its federal counterpart with respect to the right to appointed counsel for a defendant charged with a misdemeanor offense. Sitz v Dep‘t of State Police, 443 Mich 744; 506 NW2d 209 (1993).
Where the language of the federal constitution and that of the Michigan Constitution are nearly identical, a “compelling reason” must justify interpreting one instrument of government as granting greater rights
the [compelling reason] rule compels neither the acceptance of federal interpretation nor its rejection. In each instance, what is required of this Court is a searching examination to discover what law “the people have made.”
The judiciary of this state is not free to simply engraft onto [in this case, art 1, § 20] more “enlightened” rights than the framers intended. By the same token, we may not disregard the guarantees that our constitution confers on Michigan citizens merely because the United States Supreme Court has withdrawn or not extended such protection. [Id. at 758-759 (citations omitted).]
In People v Pickens, 446 Mich 298; 521 NW2d 797 (1994), we addressed the scope of
[T]here exists no structural differences with regard to the right to assistance of counsel between federal and Michigan provisions. Moreover, no peculiar state or local interests
exist in Michigan to warrant a different level of protection with regard to the right to counsel in the instant case. Both the federal and the state provisions originated from the same concerns and to protect the same rights. [Id. at 318.]11
We hold that under both the federal and state constitutions, a defendant accused of a misdemeanor is entitled to appointed trial counsel only if “actually imprisoned.”
Having concluded that defendant was not entitled to appointed counsel during his 1989 guilty-plea absent “actual imprisonment,” we turn to defendant‘s contention that he was “actually imprisoned” for the 1989 conviction. Despite the fact that defendant was not incarcerated, but rather was sentenced to a fine of $500 plus costs, or sixty days in jail and paid the fine and court costs, defendant contends that a conditional sentence, under which he might have been imprisoned had he not paid the fine, constitutes “actual imprisonment” under Argersinger. We disagree.
As the United States Supreme Court explained in Scott, “the central premise of Argersinger—that
Our conclusion is consistent with that of our sister states and the federal circuits. Several courts have held that suspended sentences and probation12 do not constitute actual imprisonment. For example, in Griswold v Commonwealth, 252 Va 113; 472 SE2d 789 (1996), the Virginia Supreme Court considered a claim of a defendant who had been given a suspended sentence of thirty days in jail.13 Rejecting the claim
Neither party cites, and we are unable to find, any case in which the United States Supreme Court has decided this issue. However, in Nichols, the Supreme Court decided that an uncounseled misdemeanor conviction resulting only in a fine could be used to enhance the punishment for a subsequent conviction. There, we think the Supreme Court made it plain, if it had not done so already, that there is no constitutional right to counsel in a misdemeanor case unless the conviction results in an “actual imprisonment.” [Id. at 117.]14
Were it the case that probation or conditional sentences constitute “actual imprisonment” because of the judicial threat of imprisonment, nearly every misdemeanor sentence would be within the scope of “actual imprisonment.” Neither Argersinger/Scott nor our own constitutional protections require this conclusion.
Having concluded that defendant‘s 1989 conviction was not constitutionally infirm, we turn to defendant‘s alternative claim, that the 1989 uncounseled misdemeanor may not be used to enhance his current OUIL charge. Defendant‘s arguments with respect to
The question of the constitutional validity of sentence enhancement schemes that base an increased sentence of imprisonment for a new offense in part on prior uncounseled misdemeanor convictions was initially addressed by the United States Supreme Court in Baldasar v Illinois, 446 US 222; 100 S Ct 1585; 64 L Ed 2d 169 (1980). A fragmented Court held that uncounseled prior misdemeanor convictions that did not result in imprisonment (and that, therefore, were constitutionally unobjectionable under Argersinger and Scott) nonetheless could not be used to enhance a prison sentence for a later conviction. Id. at 224, 226.
However, in 1994, in Nichols v United States, supra, the United States Supreme Court overruled its decision in Baldasar. The Court provided the following rationale:
Enhancement statutes, whether in the nature of criminal history provisions such as those contained in the Sentencing Guidelines, or recidivist statutes that are commonplace in state criminal laws, do not change the penalty imposed for the earlier conviction. As pointed out in the dissenting opinion in Baldasar, “[t]his Court consistently has sustained repeat-offender laws as penalizing only the last offense committed by the defendant.”
Reliance on such a conviction is also consistent with the traditional understanding of the sentencing process, which we have often recognized as less exacting than the process of establishing guilt. As a general proposition, a sentencing judge “may appropriately conduct an inquiry broad in scope, largely unlimited either as to the kind of information he may consider, or the source from which it may come.” “Traditionally, sentencing judges have considered a wide variety of factors in addition to evidence bearing on guilt in
determining what sentence to impose on a convicted defendant.” One such important factor, as recognized by state recidivism statutes and the criminal history component of the Sentencing Guidelines, is a defendant‘s prior convictions. Sentencing courts have not only taken into consideration a defendant‘s prior convictions, but have also considered a defendant‘s past criminal behavior, even if no conviction resulted from that behavior. . . . And the state need prove such conduct only by a preponderance of the evidence. [511 US 747-748 (citations omitted).]
The federal constitution is not offended by use of prior uncounseled misdemeanors under sentencing enhancement statutes.
Having concluded that
As the Nichols Court noted, “recidivist statutes that are commonplace in state criminal laws, do not
Finally, we disagree with appellants remaining argument that the portion of
An indigent defendant has a right to an appointed attorney whenever
(a) the offense charged is punishable by more than 92 days in jail;
(b) the offense charged requires on conviction a minimum term in jail; or
(c) the court determines that it might sentence the defendant to jail.
If an indigent defendant is without an attorney and has not waived the right to an appointed attorney, the court may not sentence the defendant to jail.
Unless one of these three subsections applies, defendant does not have the right to appointed counsel under
The right to appointed counsel obtains only if actual imprisonment is imposed, irrespective of whether the conviction is obtained by trial,
Simply put, if actual imprisonment is not imposed, the conviction is not infirm. By its terms,
If the indigent defendant is without an attorney and has not waived the right to an appointed attorney, the court may not sentence the defendant to jail.
III
Neither the court rules nor the Michigan or federal constitution precludes the use of defendant‘s 1989 conviction to enhance the present charge of OUIL 2d to felony OUIL 3d. Therefore, the trial court committed legal error in dismissing the felony OUIL 3d.19
We affirm the decision of the Court of Appeals and remand to the circuit court for further proceedings.
CAVANAGH, J. I concur in the result only. I write separately because I believe that this case should have been resolved without reaching the constitutional question. As stated by the majority, we granted leave in this case to decide whether
While the majority agrees that the court rule does not afford this defendant protection, it unnecessarily resolves the scope of the right to appointed counsel under the Michigan Constitution. Implicitly, the result is that
It is well settled that this Court does not answer constitutional questions where other questions are raised that will dispose of the case. Warren Twp v Raymond, 291 Mich 426, 429; 289 NW 201 (1939). The majority provides that under People v Studaker, 387 Mich 698; 199 NW2d 177 (1972), “this Court unanimously adopted the ‘actual imprisonment’ standard” for the right to appointed counsel. Ante at 116. However, upon a careful reading of Studaker, it seems that this Court held that no person may be imprisoned for any offense unless he is provided with assistance of counsel or that right is waived. Id. at 700-701. Studaker places a limit on when a defendant may be imprisoned. It does not place a limit on when a defendant is entitled to appointed counsel.3 The Studaker rule is embodied in
KELLY, J., concurred with CAVANAGH, J.
