Lead Opinion
delivered the opinion of the court:
Defendant, R.E, appeals his convictions for criminal sexual assault and predatory criminal sexual assault of a child. Defendant contends that: (1) the admission of certain statements by the victim violated his sixth amendment right to confrontation; (2) the State failed to prove him guilty beyond a reasonable doubt; and (3) he was improperly convicted of multiple crimes based upon the same conduct. We affirm defendant’s conviction for predatory criminal sexual assault of a child, and with the State’s confession of error, we vacate defendant’s conviction for criminal sexual assault and correct the mittimus.
Prior to trial, the State filed a motion under section 115 — 10 of the Code of Criminal Procedure of 1963 (725 ILCS 5/115 — 10 (West 2000)) to admit the victim’s, A.F.’s, statements through her mother M.J. and Investigator Arnold Weddington. Section 115 — 10 provides that in a prosecution for a sexual act perpetrated against a child under the age of 13, the testimony of the child’s out-of-court statements describing any complaint of such act or matter or detail pertaining to any act which is an element of the charged offense is admissible as an exception to the hearsay rule. 725 ILCS 5/115 — 10(a) (West 2000). Such testimony may only be admitted if the court finds in a pretrial hearing that the time, content and circumstances of the statement provide sufficient safeguards of reliability and the child either testifies at trial or is unavailable as a witness and there is corroborative evidence of the act that is the subject of the statement. 725 ILCS 5/115 — 10(b) (West 2000).
During the section 115 — 10 hearing, M.J. testified that she is married to R.F. and that they have a daughter, A.F. At approximately 9:30 p.m. on April 7, 2000, M.J. was giving A.F. a bath in the kitchen sink. A.F. was three years old at the time. After bathing her, M.J. took A.F. out of the sink and began to dry her off. As M.J. dried A.F.’s vaginal area, A.F. began “flinching” and making noises like there was something wrong with her. M.J. asked her what was wrong, and A.F. shrugged her shoulders. A.F. “flinched” a second time, and M.J. again asked her what was wrong. A.F. again made no reply. M.J. asked A.F. a third time what was wrong, and A.F. stated that her daddy had pinched her. M.J. asked A.F. where her daddy had pinched her, and A.F. pointed to her vaginal area.
M.J. testified that she was “shocked” at A.F.’s statement and that she then began dressing A.F. A.F. looked up at M.J. and stated, “mommy, daddy pinched me. Could you please tell daddy to stop pinching me. He’s not supposed to touch me. He[’s] only supposed to touch you.” M.J. then finished dressing A.F. and took her upstairs to M.J.’s mother (A.F.’s grandmother), who lived in the same building. M.J. told A.F. to tell her grandmother what she had said in the kitchen. A.F. stated that “daddy touched my coochy” and she pointed to her vaginal area.
M.J. testified that the next day, April 8, she called the police and took A.F. to the hospital. While alone together in the hospital examination room at approximately 9 p.m., M.J. asked A.F. to tell her again what her dad (defendant) had done to her. A.F. stated that her dad had kissed her. M.J. asked her where he had kissed her, and A.E pointed to her vaginal area. M.J. testified that on April 9, Officer Weddington came to her home and talked with A.F. A.F. told Officer Weddington that her daddy had put his tongue on her coochy.
Officer Weddington testified that on April 8 he received an assignment involving a child who allegedly had been sexually abused. Officer Weddington went to the
Officer Weddington testified that on April 9, he and his partner, Officer Redd, went to M.J.’s house. Officers Weddington and Redd, M.J., and A.F. went into the living room. Officer Weddington introduced himself to A.F. and asked her to tell him her name. A.F. appeared nervous and apprehensive and she hesitated for a few minutes before stating her name. Officer Weddington asked her about colors and numbers, whether she knew the difference between the truth and a story, and whether she could identify parts of her body. A.F. gave appropriate answers to Officer Weddington’s preliminary questions.
Officer Weddington testified that he told A.F. that he was there to help her, and he asked her to tell him what she had told her mommy. A.F. responded that her daddy had licked her private part. Officer Weddington asked her to point to her private part, and A.F. then touched her vaginal area. Officer Weddington asked her when this had happened, and A.F. stated “Saturday.”
Following the hearing, the trial court ruled that A.F.’s statements to M.J., her grandmother, and Officer Weddington would be admissible at trial.
At the bench trial, the parties stipulated to the testimony of M.J. and Office Weddington from the section 115 — 10 hearing. In chambers, the State and defense questioned A.F. for the purposes of determining whether she was available to testify. A.F. responded to some questions and not to others. The trial court found that A.F. was unavailable to testify due to her fear and anxiety.
Officer Weddington testified at trial that he spoke with defendant at the police station on April 10. After defendant was advised of his Miranda rights, he denied A.F.’s allegations. On April 11, Officer Weddington met with defendant and again advised him of his Miranda rights. Defendant told Officer Weddington that he went out with friends to drink after work one night. After arriving home, A.F. came to him and stated that she was itching. Defendant asked her where she was itching, and A.F. pointed to her vagina. Defendant told A.F. to go in the other room and he would be with her in a minute. Approximately five minutes later he went into the room, and A.F. again stated that her vagina was itching. Defendant stated that he kissed A.E’s vagina to make it better, then he licked A.F.’s vagina. Defendant realized what he was doing was wrong, went back into his bedroom, and prayed for forgiveness.
Officer Weddington testified that between 10 and 11 p.m., Assistant State’s Attorney (ASA) Daniel Tiernan met with defendant and that defendant repeated his inculpatory statement.
ASA Tiernan testified that he met with defendant at approximately 10 p.m. on April 11. ASA Tiernan gave defendant his Miranda rights, and defendant made a handwritten statement in which he admitted that approximately two weeks earlier, he had some beers after work and then returned home. A.F. told defendant that her belly hurt, and defendant told her to go back to her room and lie down. A few minutes later, defendant went into A.F.’s room and rubbed her belly and told her to go to sleep. Defendant went back to his bedroom. Approximately five minutes later, A.F. came in and told defendant that she was itching and pointed to her vagina. Defendant told A.F. to go to her room and lie down. A.F. called to him again, so
Defendant testified at trial and denied ever rubbing, kissing, or licking A.F.’s vagina. Defendant testified that he gave a confession at the police station because Officer Weddington told him that he could go home if he confessed.
The court convicted defendant of predatory criminal sexual assault of a child and criminal sexual assault and sentenced him to six years’ imprisonment. Defendant filed this timely appeal.
First, defendant argues that A.F.’s statements to her mother, grandmother, and Officer Weddington constituted testimonial evidence and that their admission at trial, in the absence of an opportunity to cross-examine A.F., violated his sixth amendment constitutional right of confrontation. In support, defendant cites Crawford v. Washington,
In Crawford, the State of Washington charged Crawford with assault and attempted murder after stabbing a man who allegedly had attempted to rape Crawford’s wife. At trial, the State introduced a tape-recorded statement Crawford’s wife made to police during her interrogation shortly after the stabbing. Crawford’s wife invoked the State’s marital privilege and did not testify at trial. The jury convicted Crawford of assault. Crawford,
Upon appeal to the United States Supreme Court, Crawford argued that the State’s use of his wife’s statement violated the sixth amendment’s confrontation clause, which provides that “ ‘[i]n all criminal prosecutions, the accused shall enjoy the right ... to be confronted with the witnesses against him.’ ” Crawford,
The Court began its analysis by tracing the history behind the confrontation
The Court concluded from the historical record that “the principal evil at which the Confrontation Clause was directed was the civil-law mode of criminal procedure, and particularly its use of ex parte examinations as evidence against the accused.” Crawford,
The Court further concluded from the historical record that “the Framers would not have allowed admission of testimonial statements of a witness who did not appear at trial unless he was unavailable to testify, and the defendant had had a prior opportunity for cross-examination.” Crawford,
The issue, then, is what constitutes a “testimonial statement.” Unfortunately, the Court “[left] for another day any effort to spell out a comprehensive definition of ‘testimonial’ ” (Crawford,
Importantly, Crawford repeatedly emphasized the significance of governmental involvement in determining whether a hearsay statement is testimonial. Specifically, the Court noted that an “accuser who makes a formal statement to government officers bears testimony in a sense that a person who makes a casual remark to an acquaintance does not. The constitutional text, like the history underlying the common-law right of confrontation, thus reflects an especially acute concern with a specific type of out-of-court statement.” Crawford,
Thus, Crawford applies only to statements made to governmental officials; Crawford does not apply to statements made to nongovernmental personnel, such as family members or physicians. When an out-of-court statement is made to nongovernmental personnel and, thus, is nontestimonial, the “indicia of reliability” framework of Ohio v. Roberts, and the hearsay exception set forth in section 115 — 10, continue to apply.
Having laid the framework of the Crawford analysis, we now examine the specific hearsay statements at issue in the present case. The court admitted hearsay statements A.F. made to her mother and grandmother in which she accused defendant of pinching and kissing her vaginal area. As these statements were made to family members and not to governmental personnel, they were not “testimonial” under Crawford-, accordingly, the “indicia of reliability” framework set forth in Ohio v. Roberts, and the hearsay exception set forth in section 115 — 10, govern whether these statements were properly admissible. Defendant does not argue that the trial court erred in determining, after holding the section 115 — 10 hearing, that A.F.’s statements to her mother and grandmother were reliable. Accordingly, we affirm the admission of A.F.’s hearsay statements to her mother and grandmother.
The trial court also admitted A.F.’s statement to Officer Weddington, in which she accused defendant of licking her vaginal area. As discussed above, the Crawford Court held that statements taken by police officers in the course of an interrogation are considered testimonial. Further, according to Crawford, the term “interrogation” is viewed in a colloquial, rather than any technical legal sense. Crawford,
The evidence at the section 115 — 10 hearing establishes that on April 8, 2000, Officer Weddington was assigned to A.F.’s case and went to the hospital and spoke with A.F.’s mother. The next day, he and Officer Redd went to A.F.’s house. Officer Weddington told A.F. that he was there to help her, asked her a number of preliminary questions, and then asked her to repeat what she had told her mother. A.F. responded that defendant had licked her private part and she pointed to her vaginal area. Clearly, Officer Weddington was acting in an investigative capacity for the purposes of producing evidence in anticipation of a criminal prosecution when he questioned A.F. Accordingly, A.F.’s statement to Officer Weddington was testimonial under Crawford and should not have been admitted in the absence of cross-examination.
Constitutional error may be harmless beyond a reasonable doubt where overwhelming other evidence supports the conviction. People v. Wilkerson,
Next, defendant argues that the State failed to prove him guilty beyond a reasonable doubt. The relevant inquiry is whether, after viewing the evidence in the light most favorable to the State, any rational trier of fact could have found all the elements of the crime were proven beyond a reasonable doubt. People v. Becker,
A person commits predatory criminal sexual assault of a child if he is at least 17 years old and commits an act of sexual penetration with a victim who was under the age of 13 when the act was committed. 720 ILCS 5/12 — 14.1 (West 2000). Sexual penetration is defined as “any contact, however slight, between the sex organ or anus of one person by an object, the sex organ, mouth or anus of another person, or any intrusion, however slight, of any part of the body of one person or of any animal or object into the sex organ or anus of another person, including but not limited to cunnilingus, fellatio or anal penetration.” 720 ILCS 5/12 — 12(f) (West 2000).
Defendant testified at trial that he was 29 years of age. As discussed above, A.F.’s statements to her mother and grandmother, coupled with defendant’s confession, were sufficient to establish that defendant kissed and licked his three-year-old daughter’s vagina. Accordingly, the evidence was sufficient to convict defendant of predatory criminal sexual assault of a child.
Finally, defendant argues, and the State agrees, that he was improperly convicted of multiple crimes based upon the same conduct and that the mittimus improperly reflects a conviction for criminal sexual assault. We agree. Accordingly, we vacate the conviction for criminal sexual assault and correct the mittimus to reflect only a conviction for predatory criminal sexual assault of a child.
For the foregoing reasons, we affirm defendant’s conviction for predatory criminal sexual assault of a child, vacate his conviction for criminal sexual assault and correct the mittimus.
Affirmed in part and vacated in part; mittimus corrected.
GALLAGHER, J., concurs.
Dissenting Opinion
dissenting:
The majority cites Crawford v. Washington,
In this case, the majority affirmed the defendant’s conviction for predatory sexual assault of a child. The majority’s decision violates Crawford because the trial court predicated the defendant’s conviction on a three-year-old minor’s extrajudicial statements which the trial court found to be “reliable.” Prior to the trial, the State filed a pretrial motion for a hearing pursuant to section 115 — 10 of the Code of Criminal Procedure. The State’s motion requested that the trial court examine the
The record establishes that the trial court admitted the three-year-old minor’s statements pursuant to section 115 — 10 of the Code of Criminal Procedure of 1963 (725 ILCS 5/115 — 10 (West 2000)). Section 115 — 10 provides that in a prosecution for a sexual act perpetrated against a child under the age of 13, the testimony of the child’s out-of-court statements describing any complaint of such act or matter or detail pertaining to such act is an element of the charged offense and is admissible as an exception to the hearsay rule. 725 ILCS 5/115 — 10 (West 2000). It should be noted, however, that section 115 — 10 provides that such testimony is only admissible (1) if the court finds at a pretrial hearing that the time, content and circumstances of the statement provide sufficient safeguards of reliability, and (2) if the child either testifies at trial or is unavailable as a witness and there is corroborative evidence of the act which is the subject of the statement. 725 ILCS 5/115 — 10 (West 2000). The three-year-old minor’s extrajudicial statements were admitted in evidence after a hearing where the trial court found them reliable and the witness was found to be unavailable.
Section 115 — 10, an Illinois exception to the hearsay rule, flies in
the face of Crawford. The Crawford Court rejected reliability as the test for determining whether hearsay was admissible, and replaced its prior reliability test with a cross-examination or confrontation test. Crawford,
“[W]e do not think the Framers meant to leave the Sixth Amendment’s protection to the vagaries of the rules of evidence much less to amorphous notions of ‘reliability.’ *** Admitting statements deemed rehable by a judge is fundamentally at odds with the right of confrontation. To be sure, the Clause’s ultimate goal is to ensure reliability of evidence ***. It commands, not that evidence be rehable, but that reliabihty be assessed in a particular manner: by testing in the crucible of cross-examination.” Crawford,541 U.S. at 61 ,158 L. Ed. 2d at 199 ,124 S. Ct. at 1370 .
Crawford makes it clear that “[wjhere testimonial statements are at issue, the only indicium of reliabihty sufficient to satisfy constitutional demands is the one the Constitution actually prescribes: confrontation.” Crawford,
In my view, Crawford requires courts to use hearsay rules that predicate the admissibility of extrajudicial statements on a cross-examination or confrontation test.
Crawford leaves some uncertainty regarding the exact definition of “testimonial” statements. Crawford makes it clear, however, that certain types of hearsay statements, i.e., “[a]n offhand, overheard remark,” may not qualify as statements at which the confrontation clause was directed, but it does apply against “those who ‘bear testimony.’ ” Crawford,
In my view, when determining whether extrajudicial statements are testimonial and subject to the confrontation clause, the focus should be on the “nature of the testimony” and whether it implicates the defendant in a crime and not on “the official or unofficial nature” of the person whom the State wants to testify to the declarant’s extrajudicial statements. See In re E.H.,
In conclusion, the majority erred when it affirmed the defendant’s conviction in this case because the minor’s extrajudicial statements were used as evidence against the defendant after being admitted pursuant to an unconstitutional statute (725 ILCS 5/115 — 10 (West 2000)). The majority also erred in this case by finding that the minor’s mother’s testimony was nontestimonial, in spite of the fact the minor bore testimony when her extrajudicial statements were repeated in court by her mother and were used to convict her father. The minor’s
