THE PEOPLE, Plaintiff and Respondent, v. NICOLAS QUINTANILLA, Defendant and Appellant.
No. A104009
First Dist., Div. Three
Sept. 6, 2005
132 Cal. App. 4th 572
Pursuant to California Rules of Court, rules 976(b) and 976.1, this opinion is certified for publication with the exception of parts 1., 2., 4., 5., and 6.
Heather MacKay, under appointment by the Court of Appeal, for Defendant and Appellant.
Bill Lockyer, Attorney General, Robert R. Anderson, Chief Assistant Attorney General, Gerald A. Engler, Assistant Attorney General, Martin S. Kaye and Laurence K. Sullivan, Deputy Attorneys General, for Plaintiff and Respondent.
OPINION
PARRILLI, J.—In this case, a defendant challenges instructions permitting the jury to consider charged domestic violence offenses as evidence of criminal propensity in connection with other domestic violence charges joined for trial. In the published part of our opinion, we hold such instructions are improper, but amounted to harmless error in this case.
After a jury trial, Nicolas Quintanilla was convicted of false imprisonment, inflicting injury on a cohabitant, forced sexual penetration, witness intimidation, assault with force likely to cause great bodily injury, criminal threats, and rape. The court sentenced him to a term of 19 years four months. On appeal, he contends: (1) the witness intimidation conviction must be reversed because he was charged with and convicted of attempting to dissuade a witness from testifying (
BACKGROUND
Isabel J. had dated Quintanilla in El Salvador in the 1980‘s. In 1988 she came to the United States and married Michael J. In 1990, during a visit to El Salvador, she met Quintanilla and promised to help him come to the United States. He came in 1991, and Isabеl rented him a room and found him a job. They had an on-and-off dating relationship. In 2001, Isabel and Michael separated, and she began seeing Quintanilla again.
Isabel went to Los Angeles at the end of 2001 to visit her mother and sisters for the holidays. When she returned in January 2002, Quintanilla accused her of seeing lovers on the trip. He shook her and struck her in the face and shoulders with his fist, calling her names. Afterward he apologized and said he would never hurt her again. At the end of trial, the prosecutor dismissed a domestic violence charge arising from this incident because there was no proof Isabel and Quintanilla were cohabitants when it occurred.
Isabel moved with her two daughters to an apartment in San Francisco in February or March of 2002. Quintanilla moved in with them a couple of weeks later. Isabel testified that on May 8, 2002, Quintanilla again became jealous and hit her repeatedly in the face, accusing her of sleeping with other men. The jury acquitted Quintanilla on a domestic violence charge arising from this alleged incident. Isabel also testified that on another occasion before May 14, Quintanilla called her from a bar and asked her to join him. She was tired and refused. He came to the apartment, accused her of hiding someone, threatened her with a knife, looked in vain for someone hiding in the apartment or the backyard, and eventually apologized to her. The jury was unable to reach a verdict on a criminal threat charge arising from this incident.
Quintanilla‘s convictions arose from events occurring on May 14, 2002. That afternoon, he called Isabel at her job in San Mateo and demanded that she come home in 30 minutes. Isabel refused, telling him she had something else to do. At 4:00, she met with her lawyer, Donald Bloom, regarding her child custody dispute with her husband Michael. They discussed accusations Michael had made about Quintanilla and about Isabel‘s parenting. Bloom prepared a declaration based on this interview, which included the following statements: “My boyfriend [Quintanilla] is a decent person, not some molester or sex fiend like Michael. My boyfriend would never force me to do anything, unlike Michael, who would hold me down and virtually rape me when I told him I did not feel li[k]e sex or force me to perform sex acts on him that hurt me or made me fеel bad.”
In the bedroom, Quintanilla continued beating Isabel, kicking her as well as hitting her with his fist. He slammed her head against the post of the bunk bed, removed her skirt and panties, and forced his fingers deep into her vagina, which Isabel testified was “very painful.” He then smelled his fingers and told Isabel there was no doubt in his mind she was cheating on him. He beat Isabel for an hour or so, threatening to kill her, and to cut off her head and hang it on the wall. She thought she might die when he squeezed her throat so hard she could not breathe. Finally, she was able to calm him down.
Quintanilla pushed Isabel into the bathroom and ordered her to take a shower. She saw that he had thrown the telephone from her daughters’ room and anothеr from her bedroom into the toilet. After she showered, Quintanilla took her to her bedroom. She asked him to leave, but he repeatedly raped her at knifepoint, vaginally and anally. The assault stopped at around 11:00 that night.
Isabel told Quintanilla to leave, and eventually he took her car keys and left the apartment. Isabel took one of the phones from the toilet and tried to dry it with a hair dryer to call the police. Quintanilla returned in five minutes, however, and told her she had to come with him. He put his clothes into bags, grabbed Isabel by the shoulders, and took her to the car. Quintanilla drove to Oakland, arriving around midnight. He told Isabel she was going to spend the night with him in an apartment he was remodeling. However, he did not have a key, and drove instead to а friend‘s house, where he got out of the car. Isabel told him to take his clothes, which he did. She then slid into the driver‘s seat and drove off, as Quintanilla yelled at her to stop. She drove to a police station, stopping first at an apartment where Quintanilla used to live to ascertain the address so she could give it to the police.
Officer Mike Valladon was called to the downtown Oakland police station around 2:30 a.m., and interviewed Isabel. She was very upset, but Valladon managed to take a statement, and had her injuries photographed. Around 6:00 a.m., Isabel was taken to the emergency room of San Francisco General Hospital. She was seriously bruised; the examining nurse testified her injuries were worse than the nurse usually found in domestic violence cases. Isabel was given two doses of morphine and, later, Vicodin. Sometime after 8:00 a.m. she was taken to a rape treatment center, where she was interviewed and examined. The nurse found her injuries “really consistent with the story she told me about what happened to her.” Swabs were taken, which detected semen in Isabel‘s vagina.
Quintanilla was arrested on May 16. He admitted forcing his hand into Isabel‘s vagina to check whether she had had sex. He admitted hitting Isabel, but only three times. He claimed she had consensual intercourse with him, in an attempt to persuade him to stay with her.
On May 17, Bloom faxed Isabel the declaration he had drawn up based on his interview with her on the 14th. He told her he needed to file it quickly. Isabel testified that she only looked at thе signature line, and after signing immediately faxed the declaration back to Bloom. Isabel later reconciled with Michael J., and was living with him and their children at the time of trial.
DISCUSSION
1., 2.*
Notes
3. The Propensity Instructions
Evidence of prior criminal acts is ordinarily inadmissible to show a defendant‘s disposition to commit such acts. (
Quintanilla contends the trial court erred by modifying CALJIC No. 2.50.02, which instructs the jury on the inference of criminal propensity that may be drawn from the defendant‘s commission of uncharged domestic violence offenses, to permit the jury in this case to draw a propensity inference from other charged domestic violence offenses. We agree. Section 1109 was clearly intended to make evidence of uncharged domestic violence admissible in cases where it was not previously permitted. (People v. Brown (2000) 77 Cal.App.4th 1324, 1332–1334 [92 Cal.Rptr.2d 433].) The Legislature was careful to provide that evidence of other domestic violence offenses may be excluded when it is unduly prejudicial. Our Supreme Court relied heavily on a parallel provision in section 1108 when it upheld the constitutionality of that statute, which was the first to authorize the admission of propensity еvidence. (Falsetta, supra, 21 Cal.4th at pp. 917–918.) Evidence of other charged offenses cannot be excluded, however, no matter
In the proceedings below, the court told counsel it was planning to instruct the jury on “evidence of other domestic violence,” and asked the prosecutor if all the domestic violence Isabel had accused Quintanilla of committing had been charged in the information. The prosecutor reminded the court that he had dismissed the first Penal Code section 273.5 charge due to lack of evidence of cohabitation. Otherwise, however, the prosecutor agreed that all the other-crimes evidence pertained to charged offenses. The court tentatively decided to instruct on the “inference of disposition” authorized by section 1109 in regard to all incidents of domestic violence, charged and uncharged.
The next day, as discussions resumed, defense counsel objected to any instruction under section 1109. Counsel conceded he expected Quintanilla to be convicted of the domestic violence charges because he had admitted physically assaulting Isabel. However, counsel believed a propensity instruction would be prejudicial to his client on the sexual assault charges. The court noted that no propensity instruction under section 1108 would be given on the sexual offenses, because there were no such offenses prior to May 14. The court also observed that the propensity instructions had been approved by the appellate courts.
However, the court said it intended to follow its usual practice of omitting the most prejudicial inference permitted by the instructions—that if the jury finds a criminal disposition based on other offenses, it may infer not only that the defendant “was likely to commit” the charged crimes but also that he “did commit” those crimes. The court said it would, at a minimum, delete the “did commit” language from the instructions. The court also proposed limiting the instruction so the jury would not be allowed to make any inferences about the sexual assaults, even though thе statutory definition of “domestic violence” was broad enough to include those charges. The prosecutor readily agreed, saying he intended to argue the inferences that way in his closing argument.
Defense counsel objected, contending section 1109 had no application to “other crimes” that were charged offenses. The matter was taken up again the next week. The court said it would tailor the propensity instruction to make it broad enough to cover both charged and uncharged instances of domestic violence. It agreed to defense counsel‘s request to limit the instruction to the domestic violence charges—false imprisonment, assault, criminal threats, and perhaps kidnapping. Defense counsel maintained his objection that the statute did not permit charged offenses to be used as other-crimes evidence.
“Evidence has been introduced for the purpose of showing that the defendant engaged in
an offensemultiple acts involving domestic violenceon more than one or more occasions other than that charged in the case. . . . If you find that the defendant committed aprioroffense involving domestic violenceon one or more occasions, you may but are not required to infer that he was likely to commitand did committhe crimes of which he is accused that involve domestic violence, such as injuring a cohabitant, false imprisonment, assault or making threats of death or great bodily injury. You may not draw the inference that the defendant is likely to commit any other crimes charged in this trial. However, if you find by a preponderanсe of the evidence that the defendant committeda prior crime or crimesmultiple acts involving domestic violence, that is not sufficient by itself to prove beyond a reasonable doubt that he committedtheany charged domestic violence offenses. If you determine an inference properly can be drawn from this evidence, this inference is simply one item for you to consider along with all other evidence in determining whether the defendant has been proved guilty beyond a reasonable doubt of thecharged crimedomestic violence offenses. Thus, in the commission of a prior act, domestic violence is not sufficient by itself to prove beyond a reasonable doubt that the defendant committed any charged offense. The weight and significance of separate incidents of domestic violence, if any, are for you to decide.”
The court similarly modified the preponderance of the evidence instruction pertaining to other-crimes evidence (CALJIC No. 2.50.1), as follows:
“Within the meaning of the preceding instruction regarding inferences of a disposition to commit domestic violence, the prosecution has the burden of proving by a preponderance of the evidence that
athe defendant committederimes other than that for which he is on trialmultiple domestic violence offenses. You must not consider this evidence for any purpose draw an inference of a disposition to commit domestic violence unless you find by a preponderance of the evidence that the defendant committedthe other crimesacts of domestic violence on separate occasions.”
Quintanilla recognizes that California courts have upheld section 1109 and CALJIC No. 2.50.02 against due process challenges. Nevertheless, he contends the instructions given in his case violated his due prоcess rights. He points out that in Falsetta, our Supreme Court relied on the trial court‘s discretion to exclude propensity evidence under section 352 as the crucial
Section 1109 states that “in a criminal action in which the defendant is accused of an offense involving domestic violence, evidence of the defendant‘s commission of other domestic violence is not made inadmissible by Section 1101 if the evidence is not inadmissible pursuant to Section 352.” (Italics added.) The same provision is included in section 1108, pertaining to sex offenses. The Falsetta court declared: “[T]he trial court‘s discretion to exclude propensity evidence under section 352 saves section 1108 from defendant‘s due process challenge. As stated in [People v.] Fitch [(1997) 55 Cal.App.4th 172 [63 Cal.Rptr.2d 753]], ‘[S]ection 1108 has a safeguard against the use of uncharged sex offenses in cases where the admission of such evidence could result in a fundamentally unfair trial. Such evidence is still subject to exclusion under . . . section 352. (. . . § 1108, subd. (a).) By subjecting evidence of uncharged sexual misconduct to the weighing process of section 352, the Legislature has ensured that such evidence cannot be used in cases where its probative value is substantially outweighed by the possibility that it will consume an undue amount of time or create a substantial danger of undue prejudice, confusion of issues, or misleading the jury. (. . . § 352.) This determination is entrusted to the sound discretion of the trial judge who is in the best position to evaluate the evidence. [Citation.] With this check upon the admission of evidence of uncharged sex offenses in prosecutions for sex crimes, we find that . . . section 1108 does not violate the due process clause.’ (Fitch, supra, 55 Cal.App.4th at p. 183, italics added.)” (Falsetta, supra, 21 Cal.4th at pp. 917–918.)
Given our Supreme Court‘s emphatic reliance on the trial judge‘s ability to exclude unduly prejudicial propensity evidence as a component of due process, we are reluctant to stretch section 1109 beyond its intended purpose to authorize instructions that permit the jury to draw an inference of criminal propensity from evidence pertaining to other charged offenses, which cannot be excluded under section 352. The Attorney Gеneral contends Quintanilla could have sought similar protection by moving to sever the charges against him. However, a defendant faces a higher burden in seeking a severance than in seeking to exclude other-crimes evidence. “Because of the factors favoring joinder, a party seeking severance must make a stronger showing of potential prejudice than would be necessary to exclude other-crimes evidence in a severed trial.” (People v. Arias (1996) 13 Cal.4th 92, 127 [51 Cal.Rptr.2d 770, 913 P.2d 980].) The balancing process contemplated in Falsetta does not occur on a motion to sever charges.
Nor do we believe the Legislature meant for juries to weigh the evidence supporting domestic violence charges under two different standards of proof—beyond a reasonable doubt on each charged offense, but preponderance of the evidence for purposes of assessing a defendant‘s propensity. The Reliford court rejected the argument that the burden of proоf instructions in CALJIC No. 2.50.01, which tell the jury to apply the preponderance standard to a prior offense and the reasonable doubt standard to the charged offense, were unduly confusing. (Reliford, supra, 29 Cal.4th at p. 1016.) However, the instructions before us are significantly different from those before the Reliford court. Here the trial court told the jury to consider charged offenses under the preponderance standard for purposes of drawing a propensity inference, while also weighing the same evidence under the reasonable doubt standard for purposes of deciding Quintanilla‘s guilt on each charge. Such mental gymnastics may or may not be beyond a jury‘s ability to perform, but we are confident they are not required by section 1109.
Although the court‘s propensity instructions were erroneous, we agree with the Attorney General that the error was not prejudicial. The jury acquitted Quintanilla or failed to reach a verdict on multiple charges of domestic violence offenses, including a charge of assault with a deadly weapon arising from the events of May 14, 2002, which were the basis for all the guilty verdicts. Quintanilla admitted hitting Isabel on May 14, and the evidence of Isabel‘s physical injuries strongly supported his false imprisonment and aggravated assault convictions. Only the criminal threat charge of which he was convicted depended solely on Isabel‘s testimony, and we have reversed that conviction on another ground. We are satisfied beyond a reasonable doubt that the propensity instruction had no bearing on the result in this case. (People v. James (2000) 81 Cal.App.4th 1343, 1360–1363 [96 Cal.Rptr.2d 823].)
4.–6.*
See footnote, ante, page 572.
The conviction for intimidating a witness (count VIII) is reversed. The judgment is otherwise affirmed.
Corrigan, Acting P. J., concurred.
POLLAK, J., Concurring.—I concur in the disposition of this appeal, and agree with the reasoning of the majority as to all issues except the impropriety of the trial court‘s modified propensity instruction. While the majority concludes that giving modified CALJIC No. 2.50.02 was a harmless error, I do not believe that it was an error at all.
As the majority correctly points out, evidence of a defendant‘s criminal propensity is ordinаrily inadmissible. (
There is no justification in the language of section 1109 for restricting its application to prior offenses that are not charged in the case on trial. Section 1109 renders admissible in an action in which the defendant is accused of an offense involving domestic viоlence “evidence of the defendant‘s commission of other domestic violence” if that evidence is not inadmissible under section 352. The terms of the statute apply equally to other charged and uncharged acts of domestic violence.
The absence from section 1109 of a restriction to charged offenses is no oversight. Section 1108, subdivision (a) similarly applies to “evidence of the defendant‘s commission of another sexual offense or offenses,” without regard to whether the other offenses have been charged. Section 1101, subdivision (a) refers to “evidence of a person‘s character or a trait of his or
The exceptions provided in section 1101, subdivision (b) have not been limited to uncharged offenses. The Supreme Court has made clear that juries may properly consider evidence underlying other charged crimes for the purposes permitted by these exceptions as well as to establish the charged offenses, so long as the evidence would have been cross-admissible if the charges were tried separately. (People v. Ochoa (1998) 19 Cal.4th 353, 410–411 [79 Cal.Rptr.2d 408, 966 P.2d 442]; People v. Catlin (2001) 26 Cal.4th 81, 153 [109 Cal.Rptr.2d 31, 26 P.3d 357].)2
Evidence of сriminal propensity is both circumstantially relevant and highly probative. (Falsetta, supra, 21 Cal.4th at p. 915; Reliford, supra, 29 Cal.4th at p. 1012.) Like most domestic violence cases, the charges against Quintanilla involved intimate, secretive behavior and turned on a credibility contest between the victim and the defendant. (Jennings, supra, 81 Cal.App.4th at p. 1313.) The relevance of the conduct for which Quintanilla was separately charged, in evaluating his propensity to engage in domestic violence and the likelihood that he committed a particular offense here, was no less than if that conduct had not been the subject of separate charges.
In Falsetta, the court identified three considerations underlying the usual rule barring propensity evidence despite its relevance—the unfair burden of defending against uncharged as well as chargеd offenses, the inefficiency of holding protracted “mini-trials” on uncharged offenses, and the prejudice that may arise from the admission of other offenses. (Falsetta, supra, 21 Cal.4th at pp. 915–916.) The first two of these factors are not present when the evidence is relevant to other charges that are being tried together with the offense to which the propensity evidence relates. The third factor, prejudicial effect, is an inherent aspect of trials on multiple charges, which is mitigated to some extent by the rules governing severance. (See, e.g., Catlin, supra, 26 Cal.4th at p. 110; Arias, supra, 13 Cal.4th at pp. 126–127.)
However, sections 1108 and 1109, like section 1101, are concerned with admissibility for particular purposes, and these purposes have nothing to do with whether charges are brought separately or together. As pointed out, ante, section 1101 has been applied to permit juries to consider charged as well as unchаrged misconduct. If other-crimes evidence would be admissible and a proper subject of jury instructions in separate trials on domestic violence charges, there is no reason why propensity instructions should not also be given when the charges are tried jointly. Indeed, it is entirely illogical to permit the prosecution to show propensity to commit domestic violence with evidence of prior similar misconduct that was not felt to warrant prosecution in the same case, but to prohibit the use of such evidence when the conduct is deemed sufficiently aggravated to justify a separate charge.
In this case the trial court was clearly sensitive to the potential for prejudice and carefully modified CALJIC No. 2.50.02 and related instructions
There is no gainsaying the potential for prejudice in the use of propensity evidence. The tendency of such evidence to “overpersuade” the jury has been acknowledged. (Michelson v. United States (1948) 335 U.S. 469, 475–476 [93 L.Ed. 168, 69 S.Ct. 213]; Old Chief v. United States (1997) 519 U.S. 172, 181 [136 L.Ed.2d 574, 117 S.Ct. 644]; Falsetta, supra, 21 Cal.4th at p. 915; see 1 Imwinkelried, Uncharged Misconduct Evidence (1999 rev.) § 1.03, p. 12.) Yet, the Legislature has recognized two instances in which
Appellant‘s petition for rеview by the Supreme Court was denied November 30, 2005.