Lead Opinion
delivered the Opinion of the Court.
During and immediately after the murder of Lawrence Martinez, Anthony Joseph Quin-
We granted certiorari to consider whether the court of appeals erred in (1) restricting its analysis of the admissibility of the statements; (2) holding that the probative value of the statements was substantially outweighed by the danger of unfair prejudice; and (3) holding that the admission of the statements was not harmless error. Because we conclude that the statements were properly admitted at trial, we reverse and remand with directions.
I
On May 29, 1989, defendant and Joe Allen Eubanks (Eubanks) arrived in La Junta, Colorado. That same day, they went to the home of Eddie Duran and attempted to purchase a shotgun so they could “snuff’ someone. Duran refused to sell them a shotgun. Eubanks and defendant returned the next day, implоring Duran to sell them a shotgun so they could kill someone. Duran again refused. Defendant became upset and, as he was leaving Duran’s property, proclaimed that he would get a knife, take someone out to Higbee
That evening, defendant and Eubanks met Russel Eloyd (Eloyd). The three men had just begun to look for a ride when Lawrence Martinez (Martinez) drove up and agreed to drive the group south of town to some property owned by Eubanks’ grandfather. Defendant and Eubanks directed Martinez to drive out of La Junta towards Higbee. After they drove some distance, Eubanks requested that Martinez pull over so he could go to the bathroom. Martinez complied and Eu-banks and Eloyd got out of the Jeep.
Once out of the vehicle, Eloyd heard Martinez scream. As he turned around, he saw Martinez holding his neck and blood seeping through his fingers. Martinez jumped out of the Jeep and attempted to flee, but defendant followed and continued to stab him. Martinez fell to his knees and began to pray and beg for his life. In response, defendant kicked Martinez in the face and defendant and Eubanks proceeded to beat Martinez while repeatedly yelling “Die, bitch.” Eu-banks then slammed a large rock into Martinez’ head and encouraged defendant to do the same. Defendant complied and pummeled Martinez in the head with a rock. Eloyd testified that, while laughing, Eubanks and defendant threw three or four rocks apiece at Martinez’ head. At Eubanks’ command, Eloyd took money out of Martinez’ wallet and defendant snatched the money and put it in his pocket. Martinez was then put in the Jeep and defendant told Eloyd to drive.
As they were driving, Eloyd heard Martinez moaning and heard defendant ask for “something so I can hit him or stab him again.” Martinez, however, stopped moaning and Eubanks stated “We’re going to dump the body off ... so the wolves and animals [can] eat him up.” Thereafter, Eubanks ordered Eloyd to turn off the road and stop. Martinez was taken from the Jeep and thrown on the ground where Eubanks and defendant resumed bludgeoning him with rocks. At this point, Eubanks ordered Eloyd to hit Martinez with a rock. Eloyd initially refused, but Eubanks yelled “Throw it or I’ll kill you.” Eloyd threw a rock at the victim.
Defendant pled not guilty by reason of insanity, claiming that his extensive drug use and his use of LSD on the evening of the murder made him incapable of determining right from wrong. This issue was tried to a jury and defendant was found to be sane at the time the crimes occurred.
Prior to trial, defendant moved to suppress three statements made by him — all of which expressed his desire to kill other persons not involved in the crimes at issue. The first statement occurred when Eloyd was threatened by Eubanks if he did not join the attack. When this threat occurred, defendant interceded, stating, “Don’t worry about it. He’ll kill Troy Ketchum.” Defendant then told Eloyd to kill Ketchum.
The prosecution argued that eаch of these statements was admissible under CRE 404(b)
At trial, Eloyd testified about the three statements. Before and after his testimony, the trial court instructed the jury that they were admitted “for the purpose of showing intent or absence of mistake or accident” and not for any other purpose. The jury found defendant guilty of first degree murder, conspiracy, second degree kidnapping and two counts of crime of violence.
On appeal, defendant challenged portions of his sanity trial as well as the admission of the three statements. The court of appeals affirmed the judgment of sanity but, concluding that the statements were not properly admitted under CRE 404(b), reversed defendant’s convictions. People v. Quintana, No. 91CA1457, slip op. at 6 (Colo.App. May 13, 1993) (not selected for official publication). In response to the prosecution’s argument that the statements were admissible as res gestae evidence, the court, implicitly acknowledging that the statements were res gestae evidence, held that any probative value the statements might have had in proving defendant’s intent to commit the crime charged was substantially outweighed by the danger of unfair prejudice. The court also held that the admission of the statements was not harmless error. Id. at 6-7.
II
The People first argue that the court of appeals erred in restricting its analysis of the admissibility of the statements under CRE 404(b) to whether the statements were admissible to prove intent to eliminate witnesses. We agree.
At trial, the prosecutor argued that the statements were admissible under CRE
In finding that the trial court erred in admitting the statements, the court of appeals focused on one of the prosecution’s justifications for admitting the statements— intent to eliminate witnesses — and concluded the prosecution had not articulated a precise evidential hypothesis for admitting the evidence under CRE 404(b).
The Colorado Rules of Evidence strongly favor the admission of material evidence, People v. Czemerynski,
Here, the trial court admitted the statements to show intent to commit the crime charged and absence of mistake or accident, and on appeal, the prosecution argued the statements were properly admitted to show intent to commit the crime charged. Thus, at the very least, the court of appeals should have considered whether the record supported the admission of the statements for the purpose of proving intent to commit the crime charged. Indeed, it is incumbent upon the reviewing court to investigate potential theories of admissibility that are ei
In short, the limited analysis of the court of appeals neither comports with the standard of review delineated above nor is it consistent with the general policy favoring the' admission of material evidence. Accordingly, we find that the court of appeals erred in restricting its analysis of the admissibility of the statements under CRE 404(b) to whether the statements were admissible to prove intent to eliminate witnesses.
Ill
Bеcause review of the trial court’s order was too narrow, we now consider whether the statements were properly admitted at trial. Defendant argues that the statements were improperly introduced to show defendant’s bad character, and thus, should be excluded as “other act” evidence under CRE 404(b).
It is true that evidence of other crimes, wrongs or acts may not be introduced for the purpose of showing that a person acted in conformity with his bad character. CRE 404(b); People v. Spoto,
“Other act” evidence, however, generally occurs at different times and under different circumstances from the charged offense. United States v. Aleman,
The evidence sought to be admitted in Spoto is typical of “other act” evidence. In that case, Spoto was charged with first degree murder, conspiracy to commit first degree murder and crime of violence arising out of the death of the victim due to a gunshot wound inflicted by Spoto. At trial, in order to rebut the evidence of self-defense, the prosecutor sought to introduce evidence that Spoto had brandished a pistol a few weeks earlier. People v. Spoto,
Here, the three statements occurred either during or immediately subsequent to the murder of Martinez. Thus, unlike the situation in Spoto, no evidence was introduced regarding an “other” act or wrong independent from the charged offense. The statements, rather, occurred during a single criminal episode starting when defendant, Eubanks and Eloyd entered Martinez’ Jeep and ending the following day when defendant was arrested. Thus, we do not believe the three statements properly fall within the scope of CRE 404(b).
In sum, we conclude that the parties and both lower courts incorrectly designated the three statements as “other act” evidence under CRE 404(b).
IV
The People alternatively argue that the statements were properly admitted as res gestae evidence of the crime. This argument was first advanced before the court of appeals.
A
Evidence of other offenses or acts that is not extrinsic to the offense charged, but rather, is part of the criminal episode or transaction with which the defendant is charged, is admissible to provide the fact-finder with a full and complete understanding of the events surrounding the crime and the context in which the charged crime occurred. See, e.g., United States v. Daly,
Here, the first statement was made during the murder and after Eloyd was made
We conclude that the statements were sufficiently connected to the murder of Martinez to be considered part of the res gestae of that offense.
B
Res Gestae evidence is admissible only if it is relevant and its probative value is not substantially outweighed by the danger of unfair prejudice. Czemerynski,
Here, defendant argued at trial that he was incapable of forming the requisite intent to commit the crime charged due to his ingestion of LSD prior to the murder. The trial court found the statements were logically relevant to prove intent to commit the charged crime. In light of the defense raised at trial, the issue of whether defendаnt could form the requisite intent to commit murder was clearly relevant, and thus, we conclude that the trial court did not abuse its discretion in finding the statements relevant.
Relevant evidence, nonetheless, may be excluded if “its probative value is substantially outweighed by the danger of unfair prejudice.” CRE 403. However, CRE 403 strongly favors the admission of evidence, People v. District Court,
Here, the statements are probative of intent to commit the crime charged, thus the only issue is whether the probative value was substantially outweighed by the danger of unfair prejudice. Evidence that allows a jury to reach а decision based on an improper basis creates an unfair prejudice. District Court,
In this case, the trial court gave the jury a limiting instruction both before and after the statements were introduced
C
The prosecution offered the statements as “other act” evidence under CRE 404(b) and never raised the issue of res ges-tae at trial. The fact the trial court admitted the evidence under 404(b) does not affect its overall admissibility. The trial court erred in admitting the statements for the limited purpose of showing intent and lack of mistake or accident. However, this error benefitted the defendant because the trial court instructed the jury to restrict its consideration of the statements.
The trial court’s decision to admit the evidence was correct although an incorrect reason was given for that decision. People v. Mathes,
A defendant cannot take advantage of an error in a trial court’s instruction which results in a benefit to him. People v. Somerville,
Although the trial court incorrectly admitted the evidence under CRE 404(b), this does not require the defendant’s conviction be overturned. The evidence was legally admissible as res gestae evidence of the crime. The defendant was not prejudiced in any way by the admission of the evidence but rather rеceived a benefit from trial court’s erroneous instruction.
V
In conclusion, we hold that the three statements were legally admissible at trial as res gestae evidence and not, as the trial court ruled, as “other act” evidence under CRE 404(b). Such a ruling does not dictate reversal of the trial court’s order. People v. Baca,
Accordingly, the decision of the court of appeals is reversed and the case is remanded with directions to reinstate the judgment of convictions.
Notes
. Higbee is a small town in the southeastern comer of Otero County.
. Duran testified that defendant wanted to kill someone to acquire some cash.
. Defendant was also charged with second degree kidnapping and crime of violence resulting from an incident involving defendant's uncle the day after Martinez’ death.
. Troy Ketchum was a friend of defendant, Eloyd and Eubanks who lived in La Junta. It is not clear why defendant wantеd Ketchum killed or why defendant mentioned Ketchum during the murder of Martinez.
. CRE 404(b) states "[e]vidence of other crimes, wrongs, or acts is not admissible to prove the character of a person in order to show that he acted in conformity therewith. It may, however, be admissible for other purposes, such as proof of motive, opportunity, intent, preparation, plan, knowledge, identity, or absence of mistake or accident.”
. Eloyd pled guilty to second degree assault and Eubanks pled guilty to second degree murder.
. The trial court never expressly stated that the statements were admissible to show intent to commit the crime charged. However, it is apparent that the trial court was referring to intent in this sense and not intent to eliminate witnesses because in concluding that the statements were admissible to prove intent, the court stated that people "who make statements about intentionally killing or harming other persons are not persons who immediately prior to making those statements are persons who killed another unintentionally, unspecifically, and accidentally.” Further, nowhere in the record does the court refer to or rely upon the intent to eliminate witness theory.
. CRE 404(b) prohibits the introduction of extrinsic act evidence when such evidence is offered solely to prove character. Huddleston v. United States,
To introduce extrinsic act evidence under CRE 404(b), the prosecution must demonstrate that (1) the evidence rеlates to a material fact; (2) the evidence is logically relevant; (3) the logical relevance is independent of the inference that the defendant has a bad character; and (4) the probative value of the evidence substantially outweighs the danger of unfair prejudice. People v. Spoto,
. Throughout this proceeding the statements have been characterized as "other act” evidence under 404(b). Nеither of the parties raised the issue of whether a statement may properly be considered an "other act” for purposes of 404(b). Because this issue was not raised below, we do not address it.
. We concluded that the other act evidence was not admissible because "it presented the grave danger that it would be employed by the jury to infer bad character and action taken in conformity with bad character.” Spoto,
. A party may defend the judgment of the trial court on any ground supported' by the record whether or not the trial court relied on or considered the argument. Dandridge v. Williams,
. Res gestae evidence is the antithesis of CRE 404(b) evidence. Where CRE 404(b) evidence is independent from the charged offense, res gestae evidence is linked to the offense. Woertman provides a good example of the contrast between res gestae evidence and similar act evidence. In that case, the prosecution originally argued that evidence of over fifty prior acts of sexual assault was admissible as part of the res gestae. The prosecution later conceded, however, that such evidence which spanned a long period of time involved similar act evidence. Woertman,
. The trial court also issued a jury instruction concerning this testimony at the conclusion of trial. As discussed infra, the instructions actually benefitted the defendant by restricting the jury's consideration of the statements. See infra part IV. C.
. The instruction prior to Eloyd’s testimony stated:
Certain evidence may be admitted for a particular purpose and no other. The testimony you are about to hear from this witness is such evidence. It may be used as evidence for the purpose of showing intent or absence of mistake or accident on the part of the defendant or for purposes of assessing credibility, and you should consider it as evidence for no other purpose.
Following the testimony the court instructed:
Ladies and gentleman of the jury, the testimony just presented through Mr. Eloyd concerning Mr. Ketchem, [sic] Ms. Nieto, and the Wileys of Las Animas is the testimony subject to the Court’s earlier cautionary instruction.
The jury instruction provided:
Instruction 24
The court admitted certain evidence for a limited purpose. At the time you were instructed not to consider it for any purpose other than the limited purpose for which it was admitted. You are again instructed that you cannot consider evidence admitted for a limited purpose except for the limited purpose for which it was admitted.
. We also granted certiorari to determine "whether the court of appeals erred in concluding that the admission of statements made by defendant during and immediately after the crime was not harmless error.’’ In view of our determination that the statements were admissible, we find it unnecessary to reach the issue of harmless error.
Concurrence Opinion
specially concurring in the result only:
In my view a number of errors occurred in the admission of evidence during defendant’s trial. However, the errors which occurred in this case, as I view them, were harmless beyond a reasonable doubt. Chapman v. California,
The majority, in reversing the court of appeals, holds that defendant’s statements were admissible. I do not agree that a proper foundation was laid in the trial court for the admission of the statements or that the statements were properly admitted as evidence to show defendant’s intent to eliminate witnesses. I concur in the result because the evidence of defendant’s guilt was overwhelming and the admission of defendant’s statements could not have changed the jury’s verdict.
I
On May 29, 1989, Anthony Martinez (victim) drove defendant and two companions, Allen Eubanks (Eubanks) and Russel Eloyd (Eloyd), to a rural area outside of La Junta. While there, defendant and Eubanks stabbed, beat, and battered the victim with rocks. They then hauled the unconscious victim to a remote location, again assaulted him, and left him to die.
On June 19, 1989, defendant was charged with first-degree murder,
Over objection, in the guilt phase of the trial the prosecution introduced testimony from Eloyd that defendant had made three statements (collectively “statements”) about committing future crimes. Defendant claims that the admission of this testimony constitutes reversible error. I agree that error occurred, but that reversal and a new trial is not required.
The first statement occurred after Eloyd refused to hit the victim with rocks. Eu-banks stated, “throw it or we’ll kill you.” After Eloyd threw the rock defendant stated, “Don’t worry about it, he’ll kill Troy Ket-
Eloyd also testified that moments later defendant stated that he wanted to kill his former girlfriend “because she had his baby and she was a dike, and he didn’t want his baby to grow up around her.”
As the thrеe drove back to town, Eloyd testified that defendant said, “Let’s go get some guns, and we’ll go kill Mr. — the Wileys for some guns in Las Animas.”
The thrust of defendant’s statements reflected his intent to commit future murders and did not relate to past acts or crimes.
II
The majority finds that “the court of appeals erred in restricting its analysis of the admissibility of the statements under CRE 404(b) to whether the statements were admissible to prove intent to eliminate witnesses.” Maj. op. at 1372. The majority determines that review of the trial court’s order was too narrow, and then considers whether the statements were properly admitted at trial. In making this determination the majority holds that “the three statements were legally admissible at trial as res gestae evidence.” Maj. op. at 1375. I disagree. The statements were not offered as paid of the res gestae. Res gestae was not an issue raised in the trial court.
A
Unless otherwise provided by constitution, statute or rule, all relevant evidencе is admissible. CRE 402. Relevant evidence, however, may be excluded “if its probative value is substantially outweighed by the danger of unfair prejudice.” CRE 403. The admissibility of relevant evidence is further limited by CRE 404(b), which provides:
Evidence of other crimes, wrongs, or acts is not admissible to prove the character of a person in order to show that he acted in conformity therewith. It may, however, be admissible for other purposes, such as proof of motive, opportunity, intent, preparation, plan, knowledge, identity, or absence of mistake or accident.
For prior acts evidence to be admissible: (1) it must relate to a material fact, (2) it must be logically relevant (make the existence of a material fact more or less probable than it would be without the evidence), (3) its logical relevance must be independent of the prohibited inference that defendant has a bad character, and (4) its probative value must substantially outweigh the danger of unfair prejudice. People v. Spoto,
Defendant asserts that because he had ingested LSD prior to contact with the victim he was incapable of forming the requisite intent to commit the crime charged. The prosecution claimed that the statements about committing future crimes were relevant to prove plan or intent to eliminate witnesses. The statements, however, were never offered to show culpable mental state for the crime charged.
Under the Spoto standard, the statements at issue must be logically relevant independent of the inference prohibited by CRE 404(b) that defendant had a bad character. “To be admissible, the prosecution must articulate a precise evidential hypothesis by which a material fact can be permissibly inferred from the prior act independent of the use forbidden by CRE 404(b).” Spoto,
The prosecution did not offer the statements to establish defendant’s intent to commit the crimes charged, but only to show defendant’s intent to eliminate witnesses. The statements only proved defendant’s bad character, and had no other probative value. Prejudice to the accused from the admission of the statements outweighed their probative value. Consequently, the prosecution failed to meet its burden of proof. The court of appeals did not err in restricting its inquiry to whether, under 404(b), defendant’s statements showed an intent to eliminate witnesses.
B
Relevant evidence may be excluded if “its probative value is substantially outweighed by the danger of unfair prejudice.” CRE 403. The majority concludes that the statements were “probative of intent to commit the crime charged” and “taken in context, these statements were not unduly inflammatory nor likely to prevent the jury from making a rational decision.” Maj. op. at 1374. Again, I disagree.
Relevant evidence is evidence having a tendency to make the existence of a fact in issue more probable or less probable than it would be without the evidence. CRE 401. However, a difference exists, which the majority doеs not recognize, between defendant’s ability to form an intent to commit other murders, and his intent to commit the victim’s murder in the present case.
Although defendant’s statements occurred contemporaneously with and shortly after the victim was murdered, they involved threats of future assaults against persons other than the victim. The statements were thus not probative of whether or not defendant committed the crime charged, but only relevant to prove that defendant could form the intent to commit murder.
In Stull v. People,
Bearing in mind that evidence of similar acts has inhering in it damning innuendo likely to beget prejudice in the minds of jurors, and that such evidence tends to inject collateral issues into a criminal case which are not unlikely to confuse and lead astray the jury, it becomes exigent that courts observe the fine balance in regard to such evidence that must exist between the necessity of proof on the part of the prosecutor and the danger of unfair prejudice to the defendant.
Id. at 284,
It is clear that defendant’s statements about his intent to commit other murders could have been used by the jury to infer bad character and to convince the jury that defendant committed the murder. The potential for prejudice was great.
C
After determining that defendant’s statements were not “other act” evidence under CRE 404(b), the majority concludes that the statеments were properly admitted as res gestae evidence of the crime charged. Maj. op. at 1373. I disagree. Res gestae was not raised by the prosecution in the trial court or addressed by the trial judge.
Evidence of other offenses or acts that is part of the criminal episode or transaction with which defendant is charged is admissible to provide the fact-finder with a complete understanding of the events surrounding the crime and the context in which the charged crime occurred. People v. Czemerynski,
Although defendant’s statements were made contemporaneously with and shortly after the crime charged, their temporal relation to the crime is insufficient to categorize them as res gestae evidence. The statements fail to provide an understanding of the context in which the crime occurred or set a background for the events leading up to the victim’s murder. The statements related to defendant’s plans to commit future crimes against persons other than the victim. Defendant’s statements cannot properly be characterized as res gestae evidence and should not have been admitted under CRE 404(b). Therefore, the evidence was not admissible as part of the res gestae.
D
In determining whether error in a criminal trial is harmless, the proper inquiry “is whether the error substantially influenced the verdict or affected the fairness of the trial proceedings.” Tevlin v. People,
The proper analysis, when a constitutional issue is involved, requires the reviewing court to consider whether the error was harmless beyond a reasonable doubt. Key v. People,
In Sullivan v. Louisiana, — U.S. —,
In the present case, the evidence оf guilt was so overwhelming that the error was harmless beyond a reasonable doubt. Eloyd and Eubanks testified that defendant began stabbing the victim, and continued to stab him after the victim attempted to get away. The victim had eight stab wounds, one of which was to his throat. Eloyd further stated that the victim began to pray and defen
The admission of defendant’s statements did not affect the fairness of the trial or materially contribute to defendant’s conviction. The guilty verdict in this case was not attributable to defendant’s three statements about his intent to commit future crimes.
Accordingly, I concur in the result and would reverse the court of appeals and reinstate the judgments of conviction and sentences imposed by the trial court because the admission of defendant’s statements was harmless beyond a reasonable dоubt in view of the overwhelming and unrefuted evidence in the record. Chapman v. California,
I am authorized to say that Justice KIRSHBAUM and Justice SCOTT join in this special concurrence.
.The court of appeals analyzed the trial court's error as one of constitutional dimension. The defendant claims that the trial court's error denied him his constitutional right to a fair trial. The alleged error relating to the admission of the statements may not be of constitutional dimension.
If an error is of constitutional dimension, the error will require reversal unless it is harmless beyond a reasonable doubt. Chapman,
I have assumed for the purpose of this opinion that the errors in admitting the defendant’s statements would require reversal if the error was not harmless beyond a reasonable doubt.
. § 18-3-102, 8B C.R.S. (1986).
. § 18-3-102(l)(b), 8B C.R.S. (1986).
. § 18-2-201, 8B C.R.S. (1986); § 18-3-102, 8B C.R.S. (1986).
. § 16-11-309, 8A C.R.S. (1986).
. Troy Ketchum was a friend of defendant, Eloyd, and Eubanks.
. Here, the evidence was offered by the prosecution to show an intent to eliminate witnesses. However, the trial judge instructed the jury before the evidence was admitted that:
*1378 Certain evidence may be admitted for a particular purpose and no other. The testimony you are about to hear from this witness is such evidence. It may be used as evidence for the purpose of showing intent or absence of mistake or accident on the part of the defendant or for purposes of assessing credibility, and you should consider it as evidence for no other purpose.
The jury instruction also provided:
Instruction 24
The court admitted certain evidence for a limited purpose. At that time you were instructed not to consider it for any purpose other than the limited purpose for which it was admitted. You are again instructed that you cannot consider evidence admitted for a limited purpose except for the limited purpose for which it was admitted.
