PEOPLE v PIPES PEOPLE v KEY
Docket Nos. 129152, 129154
Supreme Court of Michigan
Decided June 14, 2006
475 MICH 267
Cedric Pipes and Julian D. Key were convicted of first-degree premeditated murder following a joint trial before one jury in the Wayne Circuit Court. The court, Brian R. Sullivan, J., sentenced each defendant to life imрrisonment without the possibility of parole. The Court of Appeals, BANDSTRA and BORRELLO, JJ. (METER, P.J., concurring in part and dissenting in part), reversed the defendants’ convictions and remanded the matter to the trial court for new trials on the bases that the admission of each nontestifying codefendant‘s statements to the police against the other was a violation of Bruton v United States, 391 US 123 (1968), and that the error was not harmless. Unpublished opinion per curiam of the Court of Appeals, issued May 31, 2005 (Docket Nos. 247718, 247719). The Supreme Court, in lieu of granting the prosecution‘s application for leave to appeal, ordered oral argument on whether to grant the aрplication or take other peremptory action. 474 Mich 918 (2005).
In an opinion by Justice YOUNG, joined by Chief Justice TAYLOR and Justices WEAVER, CORRIGAN, and MARKMAN, the Supreme Court held:
The Court of Appeals correctly held that the defendants’ Sixth Amendment confrontation rights were violated. However, the Court of Appeals erred in holding that the error warranted reversal of the defendants’ convictions. The judgment of the Court of Appeals must be reversed and the judgment of conviction against each defendant must be reinstated.
1. Bruton held that a defendant is deprived of the Sixth Amendment confrontation rights when a nontestifying codefendant‘s confession that inculpates thе defendant is introduced at a joint trial.
3. The defendants, by failing to object or move for a mistrial on Bruton grounds, failed to properly preserve the Bruton error for appeal.
4. The Court of Appeals failed to determine whether the Bruton error was properly preserved, and thereby failed to apply the proper standard of review. The Court of Appeals should have reviewed this unpreserved constitutional claim for plain error that affected substantial rights. A defendant‘s failure to establish a plain error that affected a substantial right precludes a reviewing court from acting on such an error. Reversal is warranted where a defendant shows plain error that affected a substantial right and where the plain, forfeited error resulted in the conviction of an actually innocent defendant or when the error seriously affected the fairness, integrity, or public reputation of the judicial proceedings.
5. The Court of Appeals failed to give sufficient weight to the proper admission of each defendant‘s self-incriminating statements. There is little question of actual innocеnce given each defendant‘s self-incriminating statements. Neither defendant was prejudiced to the point that reversal is required by the admission of his codefendant‘s incriminating statements. Other properly admitted evidence corroborated each defendant‘s confession. In light of the overwhelming evidence of guilt, the prejudicial effect posed by the Bruton error was minimal and the error was harmless. The error did not seriously affect the fairness, integrity, or public reputation of the proceedings.
Reversed; convictions reinstated.
Justice CAVANAGH, joined by Justice KELLY, dissenting, agreed with the majority‘s determination that a Bruton violation occurred in this case, but disagreed with the majority‘s conclusion that the violation was not plain error that affected the defendants’ substantial rights. The evidence against each defendant is not overwhelming if his codefendant‘s statements are not considered. Each defendant‘s statement minimized any role he may have played in the shooting and maximized the other defendant‘s role in the shooting. The jury‘s hearing of these unchallenged and inculpatory statements essentially rendered futile the defendants’ questioning of police officers, as well as the contentions made in closing argument, that called into question the validity of the alleged statements. The jury was unlikely to question the validity of the
CRIMINAL LAW - CONSTITUTIONAL LAW - RIGHT TO CONFRONT WITNESSES.
A defendant is deprived of the Sixth Amendment right of confrontation when a nontestifying codefendant‘s statements implicating the defendant are introduced at their joint trial; the violation is of constitutional magnitude and is not ameliorated when the defendant‘s confession is also introduced; however, such a confrontation violation is subject tо harmless error analysis, and the defendant‘s confession admitted into evidence may be considered on appeal in assessing whether any Confrontation Clause violation was harmless.
Michael A. Cox, Attorney General, Thomas L. Casey, Solicitor General, Kym L. Worthy, Prosecuting Attorney, Timothy A. Baughman, Chief of Research, Training, and Appeals, and Jeffrey Caminsky, Assistant Prosecuting Attorney, for the people.
Daniel J. Rust for Cedric Pipes.
Jonathan B. D. Simon for Julian D. Key.
YOUNG, J. Defendants were convicted of first-degree premeditated murder following a joint trial before one jury. The Court of Appeals reversed defendants’ convictions on the bases that the admission of each codefendant‘s statements to the police against the other was a violation of Bruton v United States,1 and that the error was not harmless. In Bruton, the United States Supreme Court held that a defendant is deprived of his Sixth Amendment confrontation rights when a nontestifying codefendant‘s confession that inculpates the defendant is introduced at a joint trial.2
FACTS AND PROCEDURAL HISTORY
On March 23, 2002, three-year-old Destiney Thomas sustained a fatal gunshot wound as the result of a drive-by shooting. The prosecution charged defendants Cedric Pipes and Julian Key with first-degree premeditated murder,4 assault with intent to commit murder,5 and possession of a firearm during the commission of a felony6 in connection with the shooting.7
Pursuant to
The trial court denied defendants’ motion, determining that defendants could not make the requisite showing of prejudice necessary to sustain the motion. The trial court concluded that although defendants’ proposed defenses involved blame shifting, they were not “mutually exclusive.” Furthermore, the trial court specifically noted that, given defendants’ offer of proof, no Bruton problem was present in this case. If the codefendant testifies at trial, then his statements to the police are admissible because the maker of the statements is subject to cross-examination. The trial court relied on the offers of proof presented by both defendants where each unequivocally stated his intention to testify at trial. The trial court noted multiple times its determination that no Bruton problem was present bеcause both defendants planned to testify.11
The trial court admitted into evidence multiple statements given by both defendаnts to the police.12 Both defendants’ admissions recounted the argument with the rival drug dealers and discussions regarding retaliation for the shooting of the Jeep. Initially, each defendant shifted all blame for the shooting to his codefendant. Subsequently, each codefendant made statements that inculpated himself as well as his codefendant. Defendant Key conceded that both he and defendant Pipes committed the drive-by shooting. Key admitted that he and Pipes obtained a car from a drug customer, which they used in the drive-by shooting, while others followed in the Jeep as backup. Likewise, Pipes admitted that he rented a car for Key to use in the shooting and admitted following behind Key in the Jeep in order to “watch his [codefendant‘s] back” during the shooting.
Ultimately, howеver, defendants exercised their Fifth Amendment right and did not testify at trial.13 However, defendants never sought a mistrial when the Bruton error became apparent. The jury convicted both defendants of first-degree premeditated murder, but acquitted defendants on all other charges. Defendants were sentenced to life imprisonment without the possibility of parole.
The Court of Appeals reversed defendants’ convictions and remanded for new trials.14 The Court of Appeals majority concluded that the trial court denied defendants a fair trial by denying their motion for separate trials or separate juries, thus causing a Bruton error when defendants chose not to testify. Furthermore, the Cоurt of Appeals majority concluded that the admission of these statements in violation of defendants’ confrontation rights was not harmless. The Court of Appeals majority, however, failed to determine whether defendants properly preserved the Bruton error for appeal, as required by People v Carines.15 Furthermore, the Court of Appeals majority did not cite or apply the proper standard of review delineated in Car-
The dissent, however, would have affirmed defendants’ convictions on the basis that the offers of рroof submitted by the defendants, unequivocally representing that they would testify, waived any claim of error with regard to separate trials or separate juries.
The prosecution sought leave to appeal in this Court. After directing the parties to address whether the offers of proof by defendants waived any right to claim a confrontation error, we heard oral argument on whether to grant the application or take other peremptory action permitted by
STANDARD OF REVIEW
Constitutional questions, such as those concerning the right to confront witnesses at trial, are reviewed de novo.17 The effect of an unpreserved claim of constitutional error is reviewed for plain error affecting substantial rights.18 To avoid forfeiture under the plain error rule, a defendant must show actual prejudice.19 Under the plain error rule, reversal is only warranted if the defendant is actually innocent or the error seriously undermined the fairness, integrity, or public reputation of the trial.20
ANALYSIS
In Bruton, the United States Supreme Court held
In Cruz v New York, 481 US 186 (1987),24 a codefendant‘s statements were admitted against the defendant along with the defendant‘s own confession. The Cruz Court revisited the plurality opinion in Parker v Randolph.25 In Parker, which involved the same factual predicate as Cruz, four justices determined that Bruton was inapplicable and that there was no Sixth Amendment violation in cases where the defendant‘s own statement is admitted alongside the defendant‘s nontestifying codefendant‘s incriminating statement. Concurring in part and concurring in the judgment, Justice Blackmun stated that the admission of the codefendant‘s statement was a Sixth Amendment violation under Bruton, but any error was harmless beyond a reasonable doubt.26 In Cruz, the Court adopted Justice Blackmun‘s approach, holding that a Confrontation Clause violation is not
We agree with the Court of Appeals that a Bruton error occurred in this case.30 However, a Bruton error does not require automatic reversal of a defendant‘s conviction.31 The Supreme Court has recognized that a Bruton violation is nevertheless subject to harmless
To determine whether the Bruton error warrants reversal, we must first identify the proper standard of review to be applied in this case. In People v Carines,34 this Court discussed the governing standards of review for claims оf alleged error in criminal trial proceedings. The standard of review differs depending on whether the error is constitutional in magnitude and whether the defendant properly preserved the error at trial. As we have noted, a Bruton error is of constitutional magnitude.
The other inquiry of consequence is whether the issue was preserved at trial. In order to properly preserve an issue for appeal, a defendant must “raise objections at a time when the trial court has an opportunity to correct the error....”35 Preservation serves “the important need to encourage all trial participants to seek a fair and accurate triаl the first time around....”36 In this case, defendants never objected to the admission of the statements on Bruton grounds.37 Defendants also ex-
In this case, the first two requirements are satisfied because the introduction of the defendants’ statements that incriminated each other violated defendants’ Sixth Amendment confrontation rights. Once defendants exercised their rights not to testify, admission of the statements was in direct contradiction of the rules laid down in Bruton and Cruz.
The next question then is whether the Bruton error affected defendants’ substantial rights. Stated otherwise, the error must have been outcome determinative. Relying on Bruton, Cruz, and this Court‘s decision in People v Banks,44 the Court of Appeals majority found
We disagree. The Court of Appeals failed to give sufficient weight to the evidence that was properly admitted against each defendant, particularly the proper admission of each defendant‘s self-incriminating statements, and therefore erroneously reversed defendants’ convictions. As held in Cruz, it was not error for each defendant‘s own confessions to be admitted against that defendant.45 The only error was the introduction of the nontestifying codefendant‘s incriminating statement in a case where both defendants were tried before a single jury. While the Court of Appeals acknowledged that a defendant‘s confession “may be considered on appeal in assessing whether any Confrontation Clause violation was harmless,”46 it accorded no weight to the strongly self-inculpating nature of each defendant‘s confession.
Given each defendant‘s statements, there is little question of actual innocence with regard to the first-
Furthermore, other probative and properly admitted evidence at trial corroborated defendants’ confessions.
Key‘s girlfriend testified that she owned a green Jeep Cherokee and thаt she allowed defendant Key to drive her automobile “almost daily.” At the time of the shooting, she was out of town and returned to find her vehicle missing.50 When the witness retrieved her automobile from the police two weeks later, one window was “shot out” and the car had two or three bullet holes in it.
This evidence, coupled with each defendant‘s own highly self-inculpating confession that was properly admitted against the defendant who made the statements, provided strong evidence of guilt from which the jury could convict these defendants. In light of this overwhelming evidence of guilt, the prejudicial effect posed by the Bruton error was minimal, and therefore the Bruton error was harmless.
Under plain error review, reversal is only appropriate when the plain error that affected substantial rights “seriously affected the fairness, integrity, or public reputation of the proceedings” or when the defendant shows “actual innocence.” In this case, for the same reasons that we find that defendants cannot show prejudice, defendants cannot show that the error “seriously affected the fairness, integrity, or public reputation of the proceedings” or that they are actually innocent. The properly admitted evidence of guilt, including each defendant‘s own highly self-inculpating confession as properly used against him, was sufficient to render the Bruton error harmless. Indeed, it would be thе reversal of convictions for error that did not affect the judgment that would seriously affect “the
CONCLUSION
The Court of Appeals erred in reversing defendants’ first-degree murder convictions. Defendants failed to object or move for a mistrial on Bruton grounds. Therefore, defendants failed to properly preserve the Bruton error for appeal. The Court of Appeals should have reviewed this unpreserved, constitutional error for plain error affecting defendants’ substantial rights. Because defendants failed to show prejudice requiring reversal, actual innоcence, or that the error seriously affected the fairness, integrity, or public reputation of the trial, reversal was not warranted in this case. Accordingly, we reverse the Court of Appeals judgment and reinstate defendants’ first-degree murder convictions.
TAYLOR, C.J., and WEAVER, CORRIGAN, and MARKMAN, JJ., concurred with YOUNG, J.
CAVANAGH, J. (dissenting). I believe that this case represents a textbook example of when separate trials or separate juries should be used. I agree with the majority that Bruton v United States, 391 US 123; 88 S Ct 1620; 20 L Ed 2d 476 (1968), was violated in this case. Defendants’ Sixth Amendment Confrontation Clause rights were violated when the statements of each defendant‘s nontestifying codefendant were heard by the single jury at defendants’ joint trial.
However, I disagree with the majority‘s conclusion that this violation was not plain error that affected
Further, the effect on the jury of hearing each codefendant‘s unchallenged stаtements was great. See, e.g., Bruton, supra at 135-136. Each defendant‘s statements minimized any role he may have played and maximized the other defendant‘s role in the shooting. Moreover, hearing these unchallenged and inculpatory statements essentially rendered futile defendants’ questioning of police officers, as well as contentions made during closing argument, that called into question the validity of the alleged statements made. The jury was unlikely to question the validity of the statements allegedly made when it heard that they were supported to some degree by statements made by each defendant‘s codefendant. Accordingly, I believе the Bruton violation was plain error that affected each defendant‘s substantial rights, and I would affirm the decision of the Court of Appeals and remand each case for its own new trial.
KELLY, J., concurred with CAVANAGH, J.
