A jury convicted defendant Stephen Walter Pigage of possession of ephedrine and pseudoephedrine with the intent to manufacture methamphetamine (count one) and possession of methamphetamine as a lesser included offense to possession of methamphetamine for sale (count two). The jury also found true allegations defendant served a prior prison term.
Defendant challenges the court’s denial of his Marsden 1 motion and two motions to continue trial for the purposes of (1) further investigation, and (2) to obtain new counsel, and the court’s proceeding with the trial in his absence. He also claims the prosecutor committed multiple instances of misconduct.
I
FACTS
Prosecution evidence
On April 8, 1997, a confidential informant introduced Paul Garaven, an undercover police officer, to defendant at a bar in Huntington Beach, California. They played pool and talked about motorcycles. Eventually, defendant directed the conversation to methamphetamine. Defendant asked about ephedrine, which Garaven said he could get, and defendant discussed the “aquarium” method of manufacturing methamphetamine and how to extract ephedrine from pseudoephedrine. Garaven told defendant he could sell him 60-milligram pseudoephedrine tablets and the two exchanged pager numbers.
For the next three days, Garaven taped several telephone conversations with defendant regarding the purchase of pseudoephedrine. During these conversations, defendant mentioned other “partners,” and a friend who would “hold [his] hand through the first time.” He told Garaven he was “not in a real big hurry to dive into this [with] both feet,” and that “[t]his [was] all new to [him].” Defendant asked what “yield” he could expect from Garaven’s product. He discussed paying Garaven with a combination of cash and cloned cell phones. He also expressed an interest in getting to know Garaven “a little bit,” and having lunch together.
On April 11, in an unrecorded conversation, defendant and Garaven agreed to meet at another bar near the border between Huntington Beach and Fountain Valley. At this meeting, Garaven gave defendant a sample of the tablets he had for sale. Defendant showed Garaven a cloned cell phone. They played pool and talked about motorсycles. They walked out of the bar together and Garaven showed defendant the rest of the merchandise he had for sale. Defendant said he would get back to Garaven after he showed the samples to his friend. Defendant called one more time in late April, but nothing came from this series of telephone calls, so Garaven gave up on the case.
On May 14, defendant paged Garaven. Defendant said he had a friend who wanted to buy Garaven’s pseudoephedrine tablets. He dickered with Garaven over the price. He asked what would happen “if the cops got you.” Garaven told him “this
Eventually, defendant agreed to meet Garaven at the bar where they had first met. Garaven arrived with an arrest team and two or three unmarked police cars. While the other officers waited outside, Garaven and a detective entered the bar. Although defendant was sitting alone, he mentioned that his friend was in the bar. Garaven and defendant played pool for a few minutes, then defendant went to a nearby table and spoke with Jesse Abbott. When defendant returned to Garaven, he said, “Let’s do the deal.” Garaven, defendant, and the detective walked out of the bar together. As they approached Garaven’s truck, Abbott, who had also left the bar, threw a single key to defendant. Garaven opened the truck’s passenger door and pointed to a duffle bag on the floorboard. Defendant handed $450 to Garaven and opened the duffle bag. The bag contained a case of mini-pseudoephedrine tablets. Defendant was arrested shortly thereafter. Abbott was also taken into custody.
A search of defendant’s person yielded a pager. The key Abbott threw to defendant operated a rented car parked in the parking lot. Officers discovered a book on narcotics and hallucinogenics in the car’s trunk. During a search of defendant’s garage, officers found a long metаl spoon, a cut straw, two plastic bags, a lighter, a razor blade, a propane torch, a small vinyl bag, a glass pipe, a digital scale, over two ounces of methamphetamine, and a list of names and numbers. Another $537 was discovered on defendant’s person during the booking process.
Defense
Defendant argued an entrapment defense. He claimed to be solely interested in Garaven’s companionship. Garaven used his desire for companionship as leverage to arrange a purchase of pseudoephedrine. Defendant called one witness, who testified that at least five people had access to and had been in defendant’s garage the day of his arrest. This witness had also seen Abbott holding the vinyl bag, but had not seen defendant touch it.
n
DISCUSSION
Motion to continue and right to counsel
Defendant contends the court erroneously denied two motions to continue and deprived him of his Sixth Amendment right to retain counsel of his choice. We disagree.
A brief overview of the procedural history of the case is appropriate. The court arraigned defendant on the information on July 1, 1997. Initially, the public defender was appointed, but a conflict was declared and the alternative public defender subsequently received the appointment. Defendant was released on bail. In early September, the court issued a bench warrant for his arrest. Several days later the court recalled its warrant and reinstated bail. The court advised defendant that a five-minute delay in his next appearance would result in his being taken into custody. Nevertheless, defendant failed to appear on the next court date. The court forfeited bail and issued a $10,000 bench warrant on October 17. Bail was reinstated on October 29, and sometime between October 29 and January 2, 1998, defendant retained private counsel.
On November 2, defendant appeared with yet another deputy alternate defender, Dave Dziejowski. Dziejowski moved to continue the trial from November 2 to November 9 in order to allow him time to interview certain defense witnesses. Defendant failed to appear in court at 9:00 a.m. on November 9. A bench warrant was issued for his arrest at 9:15 a.m., but recalled at 2:15 p.m. On November 12, Dziejowski again moved to continue the trial. He represented that defendant had given him new information regarding the $537 seized during defendant’s booking search. Counsel could not explain why the information had been only recently revealed and the court denied the motion.
At this point, defendant made a Marsden motion. At the hearing on the motion, defendant complained that counsel had failed to conduct adequate investigation and obtain witnesses. Counsel stated that he had met his client for the first time on November 2 due to defendant’s failure to make scheduled appointments. After meeting defendant, Dziejowski submitted supplemental investigation requests, but discovered no new information. The court concluded defendant had failed to cooperate with his attorney, but the rift between counsel and client did not merit a change in counsel.
At this point, defendant requested a continuance to retain private counsel. The court concluded, “[Ijt’s too little too late. Here we are, three days after the case was scheduled to begin, and I’m not going to delay any further unless there is a real decent reason why I should. If you wanted private counsel, you could have gotten private counsel.” On November 16, during jury selection, defense counsel filed another motion to continue, again listing a need to do additional investigation and locate a witness identified by defendant on November 12. The court concluded this request was untimely and denied the motion.
Defendant first contends the court erroneously dеnied his motion to continue for the purpose of further investigation. “The granting or denial of a motion for continuance rests within the sound discretion of the trial court.”
(People v. Mickey
(1991)
With respect to the court’s decision to deny defendant’s
Marsden
motion, “[w]e review a trial court’s decision declining to relieve appointed counsel under the
As to defendant’s request for a continuance to seek private counsel, the court’s decision to deny the request is reviewed as an abuse of discretion.
(People v. Blake
(1980)
Appellate counsel’s assertion that, “had the trial court granted [defendant] a continuance to retain an attorney, one who he trusted enough to prepare his case and present additional available evidence on [defendant’s] behalf, [he] most likely would have been acquitted[,]” is hyperbole at its worst. This was not a close case. We have defendant’s representations of “other evidence” that would vindicate him standing next to facts established at trial. This may have been defendant’s maiden voyage into methamphetamine manufacturing, but for everything there is a first time. Based on our review of the record, defense counsel performed at or above an objective standard of reasonableness in his efforts to present a defense. 2
Absence from courtroom
Defendant failed to return to court as ordered on the second day of trial. Before court reconvened, defendant informally contacted the court and advised that he was in the vicinity of the courthouse, but reluctant to come to court because he might be placed in custody. The court conducted a hearing to permit defendant to explain his absence. Defendant’s girlfriend testified that defendant had received numerous threats and harassing telephone calls, and someone had slashed the tires on his car early that morning. She claimed he feared being taken into custody because of certain statements he made to police about Abbott. Ultimately, she pleaded with the court to “please consider these things and not tak[e] Mr. Pigage into custody and continue on with the case today.”
Counsel also represented that his client had informed him of the threats on his life
Defendant contends the trial court erred by continuing the trial in his absence. We disagree. Penal Code section 1043, subdivision (b)(2) permits a
trial to continue in the absence of the defendant in “Any prosecution for an offense which is not punishable by death in which the defendant is
voluntarily
absent.” (Italics added.) We balance a felony defendant’s constitutional and statutory right to be present at trial with the society’s interest in the orderly process of court.
(People v. Connolly
(1973)
With defendant’s appearance history, explanations, and mental condition in mind, the court determined that his fears, reasonable or unreasonable, were insufficient justification for his absence from court. We agree. Defendant had many options to ensure his safety either in or out of custody. Simply refusing to appear unless the court promised he would remain on bаil was not one of them. If he suffered from physical or mental strain, appearing in court is the first step to seeking a continuance or other consideration. As has been noted elsewhere, half of life is just showing up. He now contends the court could have done more to discover the reasons for his absence. At the conclusion of the hearing, defense counsel requested additional time to “potentially present additional evidence.” But counsel was then unaware of any other circumstances the court should have considered, and no further evidence was presented during trial, although the court indicated it would consider such evidence if presented. Defendant voluntarily absented himself frоm the proceedings. The court’s decision to complete the trial in defendant’s absence did not violate his constitutional or statutory right to be present at trial.
Prosecutorial misconduct
Defendant claims the prosecutor misstated the facts and the law, suggested defense counsel behaved unethically, and
Defendant first claims Flory misstated the law of entrapment. True, the prosecutor muddled the concepts involved in the entrapment defense and
focused on defendant’s predisposition to commit the crime. However, assuming error, the jury is presumed to have read and understood the instructions given it.
(People
v.
Lewis
(2001)
During closing argument, Flory made reference to the list of names and numbers found in defendant’s garage. In rebuttal argument, Flory stated, “And the defense kind of played some dirty, tricks on you. They said, ‘Well, the prosecution could have had the handwriting analyzed. And that’s true, I could have. The judge can order a handwriting exemplar for the defendant. It would be quite a trick in this case, getting a handwriting from someone who’s not here.” The comment was followed by another defense motion for mistrial, which was denied by the court. The court reinstructed the jury to disregard the defendant’s absence and Flory finished his rebuttal argument.
Defendant argues Flory improperly disparaged defense counsel by claiming the defense played dirty tricks. Generally, counsel is given great leeway in closing argument.
(People
v.
Farnam
(2002)
As noted above, the trial court instructed the jury to disregard defendant’s absence in arriving at its verdict. The decision to so admonish the jury came after a heated dеbate, outside the presence of the jury, between the court and counsel: “The court: H] . . . [f] Let’s consider now how we handle this. Because, you know, the presence or absence of the defendant is really not evidence, and it’s not—presented to the jury. He hasn’t really fled like from custody. It’s not like somebody about to be arrested that takes off. Tell me, Mr. Flory, how do you deal with this? [][] Mr. Flory: I’m going to argue flight as a consciousness of guilty. I will bring in cases which say I can do that, your honor, [f] The court: Flight from the trial itself? [][] Mr. Flory: As consciousness of guilt. It’s a very powerful argument. And it’s a powerful statement by the defendant not to show up in the middle of his jury trial. [][] The court: It is so powerful that’s the reason that causes me concern. I want to be sure that we are on solid ground as to how to handle it. So maybe the best thing to do would be allow both of you to look into that and let me know what you come up with at 1:30 sharp. Then I will make the ruling. [1] Mr. Flory: I’ll have cases for you at that time, [f] The court: I’ll look myself, [f] [Defense counsel]: And I’ll continue to try to get my client here, [f] The court: If Mr. Pigage shows up, then we’ll deal with that when it happens.”
When the court reconvened at 1:30 p.m., the colloquy between the court and Flory resumed: “The court: The People have presented the court with a couple of cases on the issue that we were discussing before the lunch break, and that is, how to
As noted, Flory made a subsequent reference to defendant’s absence during rebuttal argument. The Attorney General argues that we cannot accurately interpret the cold record, not having observed Flory’s body language and heard his intonation. We disagree. Under no set of circumstances is Flory’s behavior justified. The prosecution had access to defendant’s handwriting exemplar prior to trial. If the prosecution sought their own exemplar, a pretrial motion would have been appropriate. The case had been cоntinued many times over the course of several months, and defendant had made numerous appearances. Flory’s suggestion defendant’s absence at trial made it difficult to obtain an exemplar is astonishing in light of the facts, and constitutes a knowing violation of the court’s order. There is simply no other reasonable interpretation of Flory’s conduct.
The Attorney General further argues Flory’s legal position was “right.” However, the correctness of the court’s decision is not the issue.
5
“It is the imperative duty of an attorney to respectfully yield to the rulings of the court,
whether right or wrong
[citations].”
(Hawk v. Superior Court
(1974)
This unacceptable behavior is made all the more compelling because the Attorney General refused to condemn such conduct when given the opportunity. At oral argument, the Attorney General stated, “I do believe he was right as a matter of law ... I believe he was simply making a vigorous argument in attempt to gain the court’s consent to his making an argument in getting an instruction on flight. And I think he was right that the instruction should have been given. But I am certainly not going to defend a tone or the manner in which he did it. I wasn’t there. And it’s difficult to determine from the record. And it’s simply not an issue in this case.”
Flory justified his actions by a claim of right. He persisted in the face of a contrary ruling stating, “because I can, and I’m within the rules of doing it.” The Attorney General defends the indefensible “[b]ecause that’s my responsibility.” Apparently, this particular form of disrespect for the court is overlooked unless it results in a reversal of the conviction. But “[o]ur legal system, indeed the social compact of a civilized society, is predicated upon respect for, and adherence to, the rule of law.”
(People v. Chong
(1999)
On the other hand, we applaud Judge Waldrip on his unparalleled display of good judicial temperament. His repeated suggestions to pause and consider the consequences exhibit a rare degree of patience, wisdom, and restraint. Flory’s conduct warranted a citation for contempt, not understanding. (Code Civ. Proc., § 1209, subd. (a)(5).) Nevertheless, this judge decided to sit above the fray and bring the case to a verdict. An admirable decision not mirrored by the “People’s” representative.
Nevertheless, while we agree with defendant’s assertion Flory committed misconduct, we find no basis for a reversal of the judgment. To rise to the level of deprivation of the Fourteenth Amendment to the federal Constitution, prosecutorial misconduct must infect the trial with such unfairness as to make the conviction a denial of due process.
(Donnelly v. DeChristoforo
(1974)
Flory’s threat to defy the court’s order was unprofessional and improper, and his decision to act on this threat was outrageous. Nevertheless, the lion’s share of this misconduct occurred outside the presence
in
DISPOSITION
The judgment is affirmed. The clerk of the court is directed to forward a copy of this opinion to the California State Bar for review and further proceedings, if appropriate.
Rylaarsdam, Acting P. J., and O’Leary, J., concurred.
A pеtition for a rehearing was denied November 21, 2003, and the opinion was modified to read as printed above. Appellant’s petition for review by the Supreme Court was denied January 22, 2004.
Notes
People v. Marsden
(1970)
Defendant’s motion for a new trial was based, in part, on the assertion he received ineffective assistance of counsel due to counsel’s failure to investigate and interview various witnesses. This motion was denied by the trial court, and defendant does not appeal from this ruling.
People
v.
Vargas
(1975)
People
v.
Snyder
(1976)
However, we find no error in the court’s decision. As the court noted, the facts surrounding defendant’s absence were not well developed. There could have been many explanations for defendant’s absence having nothing whatsoever to do with consciousness of guilt. The court’s decision to preclude speculation on the reasons for defendant’s absence is well within its discretion.
