THE PEOPLE, Plaintiff and Respondent, v. ERROL PIETERS, Defendant and Appellant.
No. S014257
Supreme Court of California
Jan. 7, 1991.
52 Cal. 3d 894
Handy Horiye, under appointment by the Supreme Court, for Defendant and Appellant.
John K. Van de Kamp, Attorney General, Steve White and Richard B. Iglehart, Chief Assistant Attorneys General, Harley D. Mayfield, Assistant Attorney General, Robert M. Foster, Raquel Gonzalez and Carl H. Horst, Deputy Attorneys General, for Plaintiff and Respondent.
OPINION
LUCAS, C. J. — We granted review to consider (i) whether “drug quantity” enhancements imposed pursuant to
I. FACTS
Defendant Errol Pieters arranged a sale of cocaine to an undercover police officer in July 1987. He was arrested in a vehicle containing just over 11 pounds of a white, powdery substance, later proved to be 83 percent cocaine. A jury convicted defendant of violating
Defendant apрealed, contending that his sentence violated the double-base-term limit and that because he possessed less than 10 pounds of pure
II. THE DOUBLE-BASE-TERM LIMITATION
Quantity enhancements under
The double-base-term limitation, on the other hand, first became operative in 1977. (Former
The fundamental purpose of statutory construction is to ascertain the intent of the lawmakers so as to effectuate the purpose of the law. (People v. Craft (1986) 41 Cal.3d 554, 559 [224 Cal.Rptr. 626, 715 P.2d 585]; Palos Verdes Faculty Assn. v. Palos Verdes Peninsula Unified Sch. Dist. (1978) 21 Cal.3d 650, 658 [147 Cal.Rptr. 359, 580 P.2d 1155].) In order to determine this intent, we begin by examining the language of the statute. (Lungren v. Deukmejian (1988) 45 Cal.3d 727, 735 [248 Cal.Rptr. 115, 755 P.2d 299]; Palos Verdes Faculty Assn., supra, at p. 658.) But “[i]t is a settled principle of statutory interpretation that language of a statute should not be given a literal meaning if doing so would result in absurd consequences which the Legislature did not intend.” (Younger v. Superior Court (1978) 21 Cal.3d 102, 113 [145 Cal.Rptr. 674, 577 P.2d 1014], citations omitted,
The People concede the literal language of
In support of this argument, the People draw our attention to People v. Carvajal (1988) 202 Cal.App.3d 487 [249 Cal.Rptr. 368]. There the Court of Appeal initially observed that
We employed similar reasoning in People v. Jackson (1985) 37 Cal.3d 826, 837-839 [210 Cal.Rptr. 623, 694 P.2d 736], in which we held the double-base-term limitation inapplicable to five-year enhancements imposed for prior serious felony convictions pursuant to
The Court of Appeal in the present case rejected and distinguished the reasoning of Carvajal and Jackson. It first contested the assertion in Carvajal that 10-year enhancements could never be imposed. The court explained that the quantity enhancement could always be “imposed“; only that portion of the еnhancement exceeding the double-base-term would need to be stayed. (See Cal. Rules of Court, rule 447; People v. Benton (1979) 100 Cal.App.3d 92, 103 [161 Cal.Rptr. 12].) Furthermore, the full enhancement could be enforced whenever another exception listed in former
The Court of Appeal found Jackson (supra, 37 Cal.3d 826) inapplicable because that decision interpreted a statutory provision created by initiative.4 Reasoning that initiatives often suffer from poor drafting, and that courts must accordingly be willing to make greater allowances for oversights, the court declined to apply Jackson to a legislative enactment. The court assumed the Legislature was aware of former
The Court of Appeal‘s reasoning is not convincing. The Legislature added
Likewise, conditioning
We agree with the Court of Appeal that our decision in Jackson (supra, 37 Cal.3d 826) is not controlling here; however, its reasoning remains persuasive. Whether enаcted directly by the People or by the Legislature, a statute should not be construed so as to render its provisions ineffective or contrary to a stated legislative objective. (See People v. Craft, supra, 41 Cal.3d at pp. 559-560.)
In this respect, the present case differs from other instances in which we have declined to find an implied exception to a penal statute. For example,
Unlike the present case, Siko (supra, 45 Cal.3d 820) did not involve an unambiguous expression of legislative purpose, which would have been undermined by our failure to find an implied exception. Moreover, our interpretation did not leave language — let alone entire provisions — devoid оf meaning. (See id. at p. 825 [leaving open possibility that disputed language was intended to alter judicial gloss on
Because we conclude the Court of Appeal‘s interpretation of
III. THE DEFINITION OF “SUBSTANCE”
As previously noted, defendant was arrested in a vehicle containing slightly over 11 pounds of a white powder, which later proved to be 83 percent cocaine. Defendant asserts the word “substance” as used in
Defendant, however, fails to examine the word “substance” within its statutory context.
The Court of Appeal found a more likely interpretation of “substance containing . . . cocaine” to include “‘an identifiable chemical element, compound, or mixture — sometimes restricted to compounds and elements.‘” (Quoting Webster‘s New Internat. Dict. (3d ed. 1981) p. 2279, italics added.) As the Court of Appeal noted, this definition comports with the express legislative objective: “The Legislature enacted . . . section 11370.4 to discourage the transfer of large quantities of cocaine and other controlled substances. No authority suggests ‘“the severity of these sanctions must be finely tuned to correspond to the amount of pure [narcotic] involved in any given transaction . . . .“’ [Citation.] . . . The focus is on the quantity, not the quality, of the drug seized.”7
We conclude that the Court of Appeal correctly interpreted the language of
IV. CONCLUSION
We hold that quantity enhancements under
Panelli, J., Kennard, J., Arabian, J., and Eagleson, J.,* concurred.
BROUSSARD, J., Concurring and Dissenting. — I concur in the majority opinion with regard to the definition of “substance” in determining quantity enhancements under
The People concede, and the majority do not dispute, that the statute is unambiguous:
Even assuming some ambiguity, a number of rules of construction, as well as a commitment to refrain from judicial legislation, should lead us to a different result. Former
* Retired Associate Justice of the Supreme Court sitting under assignment by the Chairperson of the Judicial Council.
“‘[A]mbiguity concerning the ambit of criminal statutes should be resolved in favor of lenity.‘” (United States v. Bass (1971) 404 U.S. 336, 347 [30 L.Ed.2d 488, 496, 92 S.Ct. 515].) This maxim applies to punishment and sentencing as well as substantive offenses. (Simpson v. United States (1977) 435 U.S. 6, 14-15 [55 L.Ed.2d 70, 77-78, 98 S.Ct. 909].) We have espoused this principle on numerous occasions. (See, e.g., People v. Overstreet (1986) 42 Cal.3d 891, 896 [231 Cal.Rptr. 213, 726 P.2d 1288]; People v. Weidert, supra, 39 Cal.3d 836, 848.) This principle, too, supports a decision affirming the Court of Appeal.
The majority note but do not adequately apply a third rule of construction: we read every statute with reference to the entire scheme of law of which it is part so that the whole may be harmonized and retain effectiveness. (Maj. opn., ante, at p. 899, citing Clean Air Constituency v. California State Air Resources Bd. (1977) 11 Cal.3d 801, 814 [114 Cal.Rptr. 577, 523 P.2d 617].) It is true that the Legislature, in enacting
Finally, the mere fact that this exception to the double-base-term limitation did not exist in statute when this case arose suggests that we should use
Instead of following these rules of statutory construction, the majority justify their holding on the рrinciple that we will not give statutory language a literal meaning where “‘absurd consequences‘” will attach. (Maj. opn., ante, at p. 898.) The majority then cite a case on a state Treasurer‘s confirmation (Lungren v. Deukmejian (1988) 45 Cal.3d 727 [248 Cal.Rptr. 115, 755 P.2d 299]) to suggest that “‘[t]he intent prevails over the letter, and the letter will, if possible, be so read as to conform to the spirit of the law.‘” (Maj. opn., ante, at p. 899.)
I do not consider a literal interpretation of the statute an “absurd consequence.”
would not operate to render unenforceable a criminal statute as in Younger; instead we are merely asked to reconcile statutes that are arguably conflicting.
To justify their position, the majority argue that we have implicitly approved the correction of drafters’ oversights in People v. Jackson (1985) 37 Cal.3d 826 [210 Cal.Rptr. 623, 694 P.2d 736]. Although the majority opinion recognizes that Jackson is distinguishable from this case, it concludes that we need not abandon its reasoning. In Jackson, we held a five-year enhancement for prior serious felony convictions valid in spite of the double-base-term limitation. We contrasted the clear intent of Proposition 8 with a literal reading of the statutes added by that initiative, and concluded that the language of the statutes was not intended but was rather a “draftsman‘s oversight.”
Our holding in Jackson, supra, 37 Cal.3d 826, should not be applied to this case. We hold initiatives to a different standard than enactments by the Legislature because of the nature of the initiative process. Initiatives are the direct expression of the people, typically drafted without extended discussion or debate. Of Proposition 8, a far-reaching criminal initiative passed in 1982, we have recognized that “it would have been wholly unrealistic to require the proponents of Proposition 8 to anticipate and specify in advance every change in existing statutory provisions which could be expected to result from the adoption of that measure.” (Brosnahan v. Brown (1982) 32 Cal.3d 236, 257 [186 Cal.Rptr. 30, 651 P.2d 274].) In contrast to the proponents оf initiatives, legislators and their staffs are entirely devoted to the analysis and evaluation of proposed laws. Indeed, we presume that the Legislature has knowledge of all prior laws and enacts and amends statutes in light of those laws. (See, e.g., Estate of McDill (1975) 14 Cal.3d 831, 839 [122 Cal.Rptr. 754, 537 P.2d 874].)
We cannot tell with certainty whether the Legislature‘s 1988 amendment to the double-base-term limitation to include possession of cocaine and heroin represented an affirmation of the intent of the Legislature that enacted
I am not convinced that this statute is susceptible to statutory construction. Furthеr, assuming that ambiguity in the statutes exist, several basic rules of construction exist in support of the determination of the Court of Appeal; the conclusion the majority draw necessarily rejects these basic rules of construction. Finally, I believe that even if we were certain of the Legislature‘s intent in enacting
Mosk, J., concurred.
Notes
“(a) Any person convicted of a violation of
“(1) Where the substance exceeds three pounds by weight, the person shall receive an additional term of three years.
“(2) Where the substance exceeds 10 pounds by weight, the person shall receive an additional term of five years.
“(3) Where the substance exceeds 25 pounds by weight, the person shall receive an additional term of 10 years.”
A 15-year enhancement was added in 1988 for substances exceeding 100 pounds. (Stats. 1987, ch. 1174, § 6.5, p. 4157.)
All further statutory references are to the