In 2010, appellant entered a plea of no contest to a charge of unauthorized possession of marijuana in prison. ( Pen. Code, § 4573.6, subd. (a).) A charge of bringing drugs into a prison ( Pen. Code, § 4573 ) and an alleged prior conviction for first degree robbery ( Pen. Code, § 211 ) were dismissed, and appellant was sentenced to the low term of two years, consecutive to the prison term he was аlready serving.
On November 8, 2016, the voters adopted Proposition 64, which, with certain limitations, legalized possession of "not more than 28.5 grams of cannabis" by persons 21 years of age or older. ( Health & Saf. Code,
On November 15, 2016, appellant and his wife each separately wrote to the Solano County Superior Court inquiring about having appellant's conviction expunged in light of the passage of Proposition 64. Their letters were forwarded to the offices of the district attorney and public defender.
On May 4, 2017, appellant filed a petition for recall or dismissal of sentence, alleging that his Penal Code section 4573.6 offense involved only 14 grams of marijuana and was therefore eligible for expungement under Proposition 64. The trial court's May 4, 2017, order denying the petition concluded that appellant failed to state a basis for relief because "Prop. 64 did not amend Penal Code section 4573.6, which remains a felony offense."
On January 10, 2018, aрpellant filed another petition in the trial court, arguing that he was entitled to relief under Proposition 64 despite having been convicted of violating Penal Code section 4573.6, rather than a provision of the Health and Safety Code, and that section
Appellant filed a notice of appeal, and this court appointed counsel to represent him.
DISCUSSION
Penal Code section 4573.6, subdivision (a), provides in pertinent part: "Any person who knowingly has in his or her possession in any state prison ... any controlled substances, the possession of which is prohibited by Division 10 (commencing with Section 11000) of the Health and Safety Code, ... without being authorized to so possess the same by the rules of the Department of Corrections, rules of the prison ... or by the specific authorization of the wаrden, superintendent, jailer, or other person in charge of the prison ... is guilty of a felony punishable by imprisonment pursuant to subdivision (h) of Section 1170 for two, three, or four years."
When appellant pled no contest to violating this statute in 2010, section 11357, subdivision (b), made
In addition, Proposition 64 affirmatively legalized possession of not more than 28.5 grams of marijuana, by a person at least 21 years of age, by the addition of section 11362.1 : "(a) Subject to Sections 11362.2, 11362.3, 11362.4, and 11362.45, but notwithstanding any other provision of law, it shall be lawful under state and local law, and shall not be a violation of state or local law, for persons 21 years of age or older to: [¶] ... (1) Possess, process,
As indicated above, section 11361.8, subdivision (a), provides that "[a] person currently serving a sentence for a conviction, whether by trial or by open or negotiated plea, who would not have been guilty of an offense, or who would have been guilty of a lesser offense under the Control, Regulate and Tax Adult Use of Marijuana Act had that act been in effect at the time of the offense may petition for a recall or dismissal of sentence before the trial court that entered the judgment of conviction in his or her case to request resentencing or dismissal in accordance with Sections 11357, 11358, 11359, 11360, 11362.1, 11362.2, 11362.3, and 11362.4 as those sections have been amended or added by that act."
Appellant argues he would not have been guilty of an offense under Penal Code section 4573.6 if Proposition 64 had been in effеct at the time of his offense because, as a result of the amendments to section 11357 and addition of section 11362.1, the possession of 28.5 grams or less of cannabis is not "prohibited by Division 10 ... of the Health and Safety Code." ( Pen. Code, § 4573.6., subd. (a).)
We disagree. As we will explain, Proposition 64 did not affect existing prohibitions against the possession of marijuana in prison or otherwise affect the operation of Penal Code section 4573.6.
As indicated above, Proposition 64 decriminalized possession of not more than
" 'In interpreting a voter initiative ... we apply the same principles that govern statutory construction. [Citation.] Thus, "we turn first to the language of the statute, giving the words their ordinary meaning." [Citation.] The statutory language must also be construed in the context of the statute as a whole and the overall statutory scheme [in light of the electorate's intent]. [Citation.] When the language is ambiguous, "we refer to other indicia of the voters' intent, particularly the analyses and arguments contained in the official ballot рamphlet." [Citation.]' ( People v. Rizo (2000)
While section 11362.45, subdivision (d), does not expressly refer to "possession," its application to possession is implied by its broad wording-"[l]aws pertaining to smoking or ingesting cannabis." Definitions of the term "pertain" demonstrate its wide reach: It means "to belong as аn attribute, feature, or function" ( < merriam-webster.com/dictionary/pertain> [as of Feb. 28, 2019] ), "to have reference or relation; relate" (< dictionary.com/browse/pertain?s=1> [as of Feb. 28, 2019] ), "[b]e appropriate, related, or applicable to" (< en.oxforddictionaries.com/definition/pertain> [as of Feb. 28, 2019] ). We would be hard pressed to conclude that possession of cannabis is unrelated to smoking or ingesting the substance.
That use of cannabis does not sufficiently prove possession to support a conviction of the latter, however, does not establish that possession is not related to use. In the context of possession in prison, it is particularly obvious that possession must "pertain" to smoking or ingesting. For what purpose would an inmate possess cannabis that was not meant to be smoked or ingested by anyone? The exception stаted in subdivision (d) of section 11362.45 makes it clear that Proposition 64's legalization of adult cannabis use was not meant to extend to use in prison . Why, then, would the electorate have intended to affect the legal status of possession of cannabis in prison? Appellant, in attempting to demonstrate that "use" is distinct from "possession," points to the statement in People v. Spann, supra,
Section 11362.45, subdivision (d), states the exception to the legalization provision of section 11362.1 in extremely broad terms: " Section 11362.1 does not amеnd, repeal, affect, restrict, or preempt: [¶] ... [¶] ... [l]aws pertaining to smoking or ingesting cannabis or cannabis [products] on the grounds of, or within, any facility or institution under the jurisdiction of the Department of Corrections and Rehabilitation." ( § 11362.45, subd. (d).) It is
Appellant maintains, however, that Penal Code section 4573.6 no longer applies to possession by an adult in prison of not more than 28.5 grams of сannabis because the offense is defined by reference to "controlled substances, the possession of which is prohibited by Division 10," and Proposition 64, by its amendment of section 11357, eliminated the prohibition against such possession that previously existed in division 10. To appellant, the matter begins and ends with the proposition that possession of cannabis in an amount not described as an offense in section 11357 is not possession "prohibited by Division 10." Respondent, by contrast, argues that possession of cannabis remains "рrohibited by Division 10" because there are circumstances in which possession is still illegal-such as possession by minors, in amounts exceeding 28.5 grams, or in specified circumstances such as on school grounds during school hours. ( § 11357.)
People v. Fenton (1993)
We have no reason to disagree with the analysis in Fenton ,
To the extent Proposition 64, in amending section 11357 to conform to the newly adopted section 11362.1, may have created an ambiguity with respect to cannabis in prisons, we look to the information provided to the voters in the official ballot pamphlet for Proposition 64 to resolve it. ( People v. Rizo, supra,
Proposition 64, the Control, Regulate and Tax Adult Use оf Marijuana Act, was presented to the voters as an initiative to "Legalize[ ] marijuana under state law, for use by adults 21 or older." (Voter Information Guide, General Elec. (Nov. 8, 2016), p. 90 (hereafter Voter Guide).) Its stated purpose is "to establish a comprehensive system to legalize, control and regulate the cultivation, processing, manufacture, distribution, testing, and sale of nonmedical
Appellant's argument views Penal Code section 4573.6 and Health and Safety Code section 11357 in isolation from Proposition 64 as a whole, and seeks to give these statutes an effect that would be contrary to express provisions of Proposition 64 and is unsupported by any indication of voter intent. Section 11357 deals with possession of cannabis generally and says nothing about рossession in prison. It was amended by Proposition 64, which simultaneously adopted sections 11362.1 and 11362.45. Section 11362.45 is the sole provision in Proposition 64 that directly pertains to appellant's possession of marijuana in prison, and it expressly provides that that the legalization of marijuana by section 11362.1 does not affect laws pertaining to cannabis in prison.
Penal Code section 4573.6, meanwhile, is not specific to cannabis: It deals with the possession in penal institutions of all controlled substances. Penal Code section 4573.6 is one of several "closely related" provisions that the California Supreme Court has said "flow from the assumption that drugs, weapons, and other contraband promote disruptive and violent acts in custody, including gang involvement in the drug trade" and therefore "are viewed as ' "prophylactic" ' measures that attack ' "the very presence" ' of such items in the penal system." ( People v. Low, supra, 49 Cal.4th at pp. 382, 386, 388,
As this case illustrates, the definition of in-custody offenses in Penal Code section 4573.6 (as in the related Penal Code sections 4573 and 4573.9 ) by reference to possession prohibited by division 10 has become more complicated since
DISPOSITION
The judgment is affirmed.
We concur:
Richman, J.
Miller, J.
Notes
According to appellant's initial petition to recall or dismiss sentence, he was convicted on September 13, 2004, on a no contest plea to violations of Penal Code sections 192, subdivision (a), 211, and 212.5, subdivision (a), and sentenced to a prison term of 19 years and four months.
Further statutory references will be to the Health and Safety Code unless otherwise specified.
Appellant also sought resentencing under Proposition 47, which the trial court denied. Appellant does not pursue this issue on appeal.
Possession of not more than 28.5 grams of marijuana by a person under age 21 years is an infraction. (§ 11357, subd. (a)(1), (a)(2).) Such possession by a person age 18 years or older "upon the grounds of or within, any school providing instruction in kindergarten or any of grades 1 to 12, inclusive, during hours the school is open for classes or school-related programs" is a misdemeanor. (§ 11357, subd. (c).)
Possession of more than 28.5 grams of marijuana by a person 18 years of age or older is a misdemeanor. (§ 11357, subd. (b)(2).)
The statutes referred to in section 11362.1 pertain to personal cultivation of cannabis (§ 11362.2 ); restrictions on possession and/or smoking or ingesting cannabis in enumerated circumstances, such as in specified places when children are present, and while driving or riding in certain vehicles, as well as manufacture of concentrated cannabis (§ 11362.3 ); penalties for violation of provisions in sections 11362.2 and 11362.3 (§ 11362.4 ); and clarification that section 11362.1"does not amend, repeal, affect, restrict, or preempt" enumerated laws and rights of employers, governmental agencies, and owners of private property (§ 11362.45 ), including "[l]aws pertaining to smoking or ingesting cannabis or cannabis [products] on the grounds of, or within, any facility or institution under the jurisdiction of the Department of Corrections and Rehabilitation." (§ 11362.45, subd. (d).)
In addition to the statutes we have thus far discussed (§§ 11357, 11362.1, 11362.2, 11362.3, 11362.4 ), those referenced in section 11361.8 specify the punishment for unlawful planting, harvesting or processing cannabis (§ 11358 ), unlawful possession for sale (§ 11359 ) and transportation, importation, sale or gift (§ 11360 ).
We intend аll references in this opinion to the possession of cannabis legalized by Proposition 64 to mean possession by persons at least 21 years of age. For ease of reading, we will not include the age qualification in every such reference.
We are not persuaded by respondent's contention that Fenton was called into question by People v. Low (2010)
The complication, of course, arises from the fact that Penal Code sections 4573, 4573.6 and 4573.9 continue to define the in-custody offense by reference to "any controlled substance, the possession of which is prohibited by Division 10" after Proposition 64 eliminated the prohibition against possession of cannabis by adults in many situations. As a result, the literal terms of these Penal Code sections and Health and Safety Code section 11357 can be read to support the proposition that possession of a small amount of cannabis by an adult is no longer "prohibited by Division 10" as required for conviction under Penal Code section 4573.6.
Adding further complication, the provision that makes clear Proposition 64 was not intended to affect the legal status of cannabis in prison, section 11362.45, subdivision (d), might at first glance be read as excepting from the reach of Proposition 64 laws "pertaining to smoking or ingesting cannabis" in prison but not those "pertaining to" possession of cannabis in prison. While section 11362.45, subdivision (d), refers only to "smoking or ingesting" cannabis, other provisions expressly refer separately to possessing cannabis. (E.g., § 11362.45, subd. (f) [employer not required to permit or accommodate "the use, consumption, possession , transfer, display, transportation, sale, or growth of cannabis in the workplace ..."]; § 11362.3 [impermissible to "[s]moke or ingest cannabis ... in a public place" (id ., subd. (a)(1)), to "[s]moke cannabis ... in a location where smoking tobacco is prohibited" (id ., subd. (a)(2)) or within 1,000 feet of a school, daycare cеnter or youth center while children are present (id ., subd. (a)(3)), to "[p]ossess an open container or open package of cannabis ... while driving, operating or riding in the passenger seat or compartment ... of vehicle" (id ., subd. (a)(4)), to "[p]ossess, smoke, or ingest cannabis ... in or upon the grounds of a school, day care center, or youth center while children are present" (id ., subd. (a)(5) ].) Under the maxim " 'expressio unius est exclusio alterius , where exceptions to a general rule are specified by statute, other exceptions are not to be implied or presumed' " (In re Lance W. (1985)
In our view, that interpretation is unwarranted because, as we have explained, the exception refers broadly to laws "pertaining to smoking or ingesting" cannabis in prison, which logically includes laws prohibiting possession in prison, and the contrary interpretation would lead to the absurd result of Proposition 64 leaving intact proscriptions against using cannabis in prison but invalidating proscriptions against possessing it. Expressly including "possessing" in subdivision (d) of section 11362.45 would eliminate any possible ambiguity.
